THE
BIOLOGICAL BULLETIN
AUGUST 1999
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Cover
The ascoglossan sea slug, Elysia chlorotica
(Gould), shown on the cover (photograph by S. K.
Pierce), seeks out and specifically eats a chromo-
phytic alga, Vancheria litorea. Like certain other
species of sea slugs, E. chlorotica has developed the
ability to acquire the chloroplasts from its algal
foodstuff and to utilize them for nutrition. The
plastids are usually engulfed by particular epithelial
cells in the digestive gland where they photosyn-
thesize and, in some species, provide sufficient nu-
trients to sustain life and reproduction even when
no other food is available.
In E. chlorotica, the function of the captured chlo-
roplasts is maintained for up to 8 months a surpris-
ingly long period, surpassing similar chloroplast sym-
bioses by many months. Throughout this period,
furthermore, plastid proteins are continuously synthe-
sized, and some of the proteins appear to be encoded
by the slug genome. Another remarkable feature of
these slug populations is the abrupt end of the annual
life cycle all of the animals dying synchronously,
whether in the laboratory or in the field.
In this issue. Skip Pierce and his colleagues (p. 1 )
report a widespread viral infection of the slug pop-
ulation; this phenomenon also occurs annually and
is coincident with the mass mortality. The viruses
(see inset) seem to be endogenous and have many
characteristics in common with retroviruses. The
report suggests that the viruses may not only be
involved in the regulation of the slug's life cycle,
but may be the means by which algal genes are
transferred to the slug genome.
CONTENTS
VOLUME 197, No I: AUGUST 1999
RESEARCH NOTES
Pierce, Sidney K., Timothy K. Maugel, Mary E.
Rumpho, Jeffrey J. Hanteii, and William L. Mondy
Annual viral expression in a sea slug population: life
cycle control and symbiotic chloroplast maintenance . 1
Thomas, Florence I.M., Kristen A. Edwards, Toby F.
Bolton, Mary A. Sewell, and Jill M. Zande
Mechanical resistance to shear stress: the role of
echinoderm egg extracellular layers 7
Rinkevich, B., S. Ben-Yakir, and R. Ben-Yakir
Regeneration of amputated avian bone by a coral
skeletal implant 11
ECOLOGY AND EVOLUTION
Miner, Benjamin G., Eric Sanford, Richard R. Strath-
mann, Bruno Fernet, and Richard B. Emlet
Functional and evolutionary implications of opposed
bands, big mouths, and extensive oral ciliation in
larval opheliids and echiurids (Annelida) 14
Johnsen, Sonke, Elizabeth J. Balser, Erin C. Fisher, and
Edith A. Widder
Bioluminescence in the deep-sea cirrate octopod
Staurotnithis syitensis Verrill (Mollusca: Cephalopoda) . 26
NEUROBIOLOGY AND BEHAVIOR
Ganter, Geoffrey K., Ralf Heinrich, Richard P. Bunge,
and Edward A. Kravitz
Long-term culture of lobster central ganglia; expres-
sion of foreign genes in identified neurons 40
Hanlon, Roger T., Michael R. Maxwell, Nadav Shashar,
Ellis R. Loew, and Kim-Laura Boyle
An ethogram of body patterning behavior in the
biomedicallv and commercially valuable squid Loligo
/mild off Cape Cod, Massachusetts 49
Bushmann, Paul J.
Concurrent signals and behavioral plasticity in blue
crab (Callinectr* uipidiu Rathbun) courtship 63
PHYSIOLOGY
Engebretson, Hilary P., and Gisele Muller-Parker
Translocation of photosynthetic carbon from two
algal symbionts to the sea anemone Anthopleura
elegantissima 72
DEVELOPMENT AND REPRODUCTION
Grabowski, Gregory M., John G. Blackburn, and Eric R.
Lacy
Morphology and epithelial ion transport of the alka-
line gland in the Atlantic stingray (Dasyatis sabina) ... 82
Krug, Patrick J., and Adriana E. Manzi
Waterborne and surface-associated carbohydrates as
settlement cues for larvae of the specialist marine
herbivore Ahitri/i moritsta 94
Chaparro, O.R., R.J. Thompson, and C.J. Emerson
The velar ciliature in the brooded larva of the Chil-
ean oyster Ostrea cltiltnsis (Philippi, 1845) 104
Annual Report of the Marine Biological Laboratory .... R 1
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Reference: Biol. Bull. 197: 1-6. (August 1999)
Annual Viral Expression in a Sea Slug Population:
Life Cycle Control and Symbiotic Chloroplast
Maintenance
SIDNEY K. PIERCE 1 *, TIMOTHY K. MAUGEL 1 . MARY E. RUMPHO 2 .
JEFFREY J. HANTEN 1 , AND WILLIAM L. MONDY 1
Department of Biologv. University of Man-land, College Park, Maryland 20742: and 2 Department of
Horticultural Sciences, Texas A & M University, College Station, Texas 77843
In a few well-known cases, animal population dynamics
are regulated by cyclical infections of protists, bacteria, or
viruses. In most of these cases, the pathogen persists in the
environment, where it continues to infect some percentage
of successive generations of the host organism. This persis-
tent re-infection causes a long-lived decline, in either pop-
ulation size or cycle, to a level that depends upon pathogen
density and infection level (1-4). We have discovered, on
the basis of 9 years of observation, an annual viral expres-
sion in Elysia chlorotica, an ascoglossan sea slug, that
coincides with the yearly, synchronized death of all the
adults in the population. This coincidence of viral expres-
sion and mass death is ubiquitous, and it occurs in the
laboratory as well as in the field. Our evidence also sug-
gests that the viruses do not re-infect subsequent genera-
tions from an external pathogen pool, but are endogenous
to the slug. We are led, finally, to the hypothesis that the
viruses may be involved in the maintenance of symbiotic
chloroplasts within the molluscan cells.
Populations of the ascoglossan sea slug Elysia chlorotica
occur in salt marshes from the Chesapeake Bay to Nova
Scotia. The life cycle of the slug lasts about 10 months. The
hermaphroditic adults lay egg masses in the spring of each
year, and all of the adults die shortly afterward (5, 6). A
week or so after the egg deposition, veliger larvae hatch.
These larvae spend a few weeks in the plankton and, it
filaments of the chromophytic alga Vaucheria litorea are
present, each veliger homes in on one of them and attaches
to it. During the next 24 h, the larva metamorphoses into a
Received 1 June 1999; accepted 17 June 1999.
* To whom correspondence should be addressed: E-mail: sp30@
umail.umd.edu
juvenile slug while still attached to the algal filament. If the
algal filaments are not present, metamorphosis rarely oc-
curs, at least not in laboratory cultures (5. 6). Vaucheria is
the only alga that E. chlorotica eats, and it is the source of
the symbiotic chloroplasts that are acquired during feeding.
The juvenile slug immediately begins eating the algal fila-
ments and taking on its first load of chloroplasts, which are
sequestered by specialized cells in the epithelium lining the
digestive diverticula (5, 6). During the next several months.
the slugs continue to eat Vaucheria and grow, until winter
temperatures cause them to become inactive. As the salt
marshes warm in the spring, the slugs become active again,
begin laying egg masses, and then die. By the time the egg
masses have hatched in May. all the adults are gone. This
mass mortality occurs synchronously in the laboratory as
well as in the field and regardless of the time of year that the
slugs were collected.
Symbioses in which chloroplasts usually from a partic-
ular species of alga are taken up and retained within the
cytoplasm of an animal cell occur in several phyla, but they
are most commonly encountered in molluscan sea slugs,
particularly in the order Ascoglossa ( = Sacoglossa) (Opis-
thobranchia). Certain of the molluscan cells can capture
chloroplasts from algal food (usually from a specific species
of either Rhodophyceae or Chlorophyceae), and these or-
ganelles retain some degree of photosynthetic function for a
time (e.g.. 7, 8, 9). Whether this intracellular association is
a symbiosis in the strict sense is debatable; some authors
prefer terms like chloroplast symbiosis, chloroplast reten-
tion, or kleptoplasty (7. 9, 11, 12, 13), which indicate that
the benefit of the association is entirely to the animal.
The duration of the association between the molluscan
cell and the algal plastid varies from species to species.
S. K. PIERCE ET AL
Some associations last less than a week [e.g., Hermaea
hifida and Elysia hedgpethi (see 14)]; and although the
plastids are initially functional, photosynthesis stops or is
greatly reduced after a week of starvation. In contrast,
plastid function continues for more than a week in starved
specimens of several species, most belonging to the asco-
glossan family Elysiidae (e.g., 7, 10, 15, 16). In the species
with the longer duration symbioses, the algal chloroplasts
within the molluscan cells fix I4 CO : , and the I4 C appears in
a variety of compounds in the animal tissues ( 15, 17. 18, 19,
20, 21). Thus, there is no doubt that the captured chloro-
plasts are photosynthetically active within the molluscan
cell cytoplasm, and that the products of the synthesis are
utilized by the host animal. Indeed, once the symbiosis is
established, the species with the longer-lived chloroplast
associations can be starved and, as long as light is provided,
will maintain or actually gain body weight until the chlo-
roplast function finally fails (7).
In plant cells, continued photosynthetic activity requires
continuous synthesis of chloroplast proteins because several
proteins, including those used in light harvesting, are rap-
idly turned-over during the process and must be replaced
(22, 23, 24). But, several of these photosynthetic proteins
(or their subunits) are encoded in the nucleus, so plastid
protein synthesis requires the integration of two distinct
genomes, that of the chloroplast and that of the plant cell
nucleus (reviewed in 25). Because normal plastid photosyn-
thetic function is dependent upon major nuclear and cyto-
plasmic support, the ultimate failure of photosynthesis by
the symbiotic chloroplasts within the molluscan cells is not
surprising. But the symbiotic plastids of E. chlorotica stay
photosynthetically functional for 8-9 months (5, 26)
many months longer than those of any other species yet
described. This remarkable persistence of chloroplast func-
tion during starvation indicates that replacement of at least
the essential photosynthetic proteins must be occurring
within the plastid while it is housed in the molluscan cyto-
plasm; and indeed, synthesis of plastid proteins, primarily
those associated with photosynthesis, occurs in the E. chlo-
rotica plastids (26. 27. 28).
The plastid proteins synthesized within the cells of E.
chlorotica are of two pharmacologically distinguishable
sorts: those whose synthesis is blocked by chloramphenicol,
and those blocked by cycloheximide (26). Protein synthesis
on pltistul ribosomes is blocked by chloramphenicol,
whereas synthesis on cytoplasmic ribosomes, usually di-
rected by nuclear genes, is blocked by cycloheximide.
These results suggest strongly that some plastid proteins are
synthesized upon slug cell ribosomes (26). If this is the case,
the genetic information coding for these proteins must
somehow be present in the molluscan DNA or must be
acquired by all the slugs from the alga in every generation.
Our findings presented below suggest a vehicle for this
transfer of genetic information from the alga to the slug.
In 1990, as part of an ongoing ultrastructural study of
morphological changes in the fine structure of the dying
slugs from a population on Martha's Vineyard, Massachu-
setts, we discovered viruses in digestive cells and hemo-
cytes (29; also Fig. 1). Every year since then, every animal
examined near the end of the life cycle has had viruses
present, whether it was fixed within hours of collection from
the field or maintained for months in our aquarium. No
evidence of viruses has been found in any slug earlier in the
year, except occasionally within the confines of the plastid
(Fig. IE, see below).
Viruses in the spring slugs are present in the nucleus and
cytoplasm of several cell types. They appear to be assem-
bled in the nucleus, then move into the cytoplasm, and
finally bud out either into the extracellular space or into a
vacuole (Fig. 1A). The diameters of the icosahedral viral
capsids in the nuclei average 89 nm (1.0); but in the
cytoplasm, after they have picked up an envelope, they are
109 nm (1.6) (Fig. IB). The shapes and sizes of the
capsids and envelopes are very similar to those in the
Retroviridae, but other viral types have similar dimensions,
and known retroviruses are not assembled in the nucleus
(30, 31). In addition to these larger viruses, some chloro-
plasts within the cells of spring slugs contain structures
(diameter = 20 nm 0.4) that could either be smaller
viruses or viral cores. These particles occur loosely col-
lected in areas between the plastid membranes (Fig. 1C).
They also occur as particle clumps in the cytoplasm (Fig.
ID), sometimes near material that could be the remnants of
chloroplasts. In some instances, in a few fall animals, these
particles are present in crystalline arrays (Fig. IE). Ribu-
lose-l,5-bisphosphate-carboxylase oxygenase (RuBisCO)
occurs in crystalline form in some plant plastids fixed under
hyperosmotic conditions (32, 33). However, the particles in
such RuBisCO crystals are much smaller and usually lack a
visual substructure (32, 33), whereas the array particles in
the symbiotic plastids in Elysia clearly have a substructure
(Fig. IE). The particle arrays in the E. chlorotica plastids
are more reminiscent of mosaic viruses in plants (34),
although almost nothing is known about such crystals in the
viruses and plastids of algae. In summary, the morphology
suggests that either more than one viral type is present in the
slug cell and captured plastids, or we have found several
stages of a single viral type.
In addition to the morphology, we have some biochemi-
cal information about the identity of the viruses. Using
differential and sucrose-gradient centrifugation, we have
isolated a fraction from slug homogenates at a density of
1.18 g/ml that has reverse transcriptase (RT) activity. This
activity, which is considered diagnostic for retroviruses, is
two orders of magnitude higher in spring slugs than in slugs
tested in the fall (Fig. 2). In addition, the RT activity of fall
animals, but not spring animals, is inhibited by rifampicin
(Fig. 3). This inhibition indicates that the activity measured
SEA SLUGS, PLASTIDS. AND VIRUSES
Figure 1. Electron micrographs of viruses in Elysiu chlorulica. (A) Viral particles in various stages of
maturation are present in the nucleus (n) and cytoplasm of a hemocyte from a dying slug (magnification =
33,750 X, scale bar = 1 /urn). (B) Higher magnification ( 85.000 x, scale bar = 0.? /j.m) of viruses budding into
cytoplasmic vacuoles. Icosahedral shape and double envelopes of the mature virus are apparent. (C) Viral
aggregates (arrows) within the symbiotic chloroplast of a spring Elysiu (magnification = 16,880, scale bar = 1.0
fim). (D) Viral particles very similar in appearance to those in (C) located in the cytoplasm of a chloroplast
(cp)-containing digestive cell of a spring slug. The diffuse, gray areas in the cytoplasm are lipid produced by the
plastid (magnification = 27,000, scale bar = 1 .0 /j.m). (E) Viral crystal contained in a symbiotic chloroplast from
a fall slug (magnification = 54,000, scale bar = 0.5 jim).
3.
E
15(1(1(111-1
100000-
50000-
A-fall animals
S. K. PIERCE ET AL.
150000-
100000-
50000-
B-spring animals
i i i I i i i i i i i i i i
1.12 1 12 I 14 118 I 18 1 18 I 19 1 19 1.19 I 20 1.20 1.21 121 1 22
~1 I I I I I 1 I I I I I 1 I I
106 1.10 I 12 I 14 I 15 1 17 1 17 1 18 I 18 1 IS I 19 1.19 1.19 120 1.20
Gradient fractions (gm/ml)
Figure 2. Comparison of reverse transcriptase activity in sucrose-gradient fractions from a typical extract of
fall slugs (A) and spring slugs (B). The results are essentially the same whether the animals were freshly
collected in the spring or collected in the fall and overwintered in aquaria.
in the fall animals is due to DNA dependent-RNA polymer-
ase (which utilizes the same substrates in the RT assay)
rather than RT, and confirms the absence of viruses in the
fall animals. Taken together, the morphology, the buoyancy,
and the presence of RT all suggest that a retro-like virus is
present in the cells of the dying slugs.
150-1
100-
3
50-
O- 1
Fall
Spring
Figure 3. Rilampicin inhibits reverse transcriptase activity. Enzyme
activity was assayed in pooled gradient fractions with densities from 1.16
to 1.18 g/ml prepared from fall and spring slugs. The effect of the inhibitor
is expressed as a percentage of control values.
The relationships between the nuclear, cytoplasmic, and
plastid viruses are not known at present. However, for the
last 9 years, the viruses have been found in every dying slug
examined. Since some of the slugs had been maintained in
the laboratory, in aquaria containing artificial seawater and
with no access to Vauclierui for 8 months before the viruses
appeared, the infection is unlikely to have been opportunis-
tic. Instead, the results suggest either that the demise of the
entire population is caused by an endogenous virus or that
the virus can be expressed only as the defense systems of
the aging animals begin to fail. Furthermore, if the effect on
the life cycle is due to a retrovirus, as our data suggest, then
the viral genome is probably transmitted to the next gener-
ation of slugs in the molluscan DNA. Infection of germ cells
by retroviruses produces endogenous proviruses that are
inherited as Mendelian genes (33). Alternatively, the viruses
might enter all of the slugs via the sequestered chloroplasts.
either as part of the plastid genome or as constituted viral
particles. In either case, viral expression is coincident with
increases in environmental temperature, at least in the field
slugs. Both the onset of egg laying and the death of the
population are associated with the rise of water tempera-
tures in the spring. We can delay the demise of the slugs by
maintaining them at very cold temperatures (2-5C), but
eventually 6-8 weeks after the warmer-maintained slugs
have died the cooled slugs also die with viruses in their
cells, indicating that temperature is not the only expression
stimulus.
It will take some time to sort out both the types of viruses
involved here and the molecular relationships between the
SEA SLUGS. PLASTIDS. AND VIRUSES
slugs, the algae, the plastids. and the viruses. Nevertheless,
the nine-year, annual occurrence of the association between
population demise and viral expression at the end of the E.
chlorotica life cycle strongly suggests that the virus has a
role in regulating this coincidence. Indeed, we speculate that
the viral infection may have caused the transfer, from the
alga to the slug, of algal genes that allow the molluscan cells
to assist in plastid maintenance. Although the transfer, in-
tegration, and expression of such a group of genes between
species should succeed only rarely, those successes that did
occur should have profound, immediate, heritable effects on
the phenotype of the infected species. Such heritable effects
must certainly be associated with the mechanism of the
widely accepted endosymbiotic origin of intracellular or-
ganelles such as mitochondria and chloroplasts; a variety of
genes must have been transferred from the symbiont into the
host cell nucleus to consummate such a relationship. In
addition, a retrovirus as a gene transmission vehicle might
have merit as a hypothesis to explain genetic similarities
between distantly related or unrelated species (e.g., 35) and
is the basis of some genetic therapies (36). If a successful
interspecies gene transfer between an alga and a slug me-
diated by an endogenous virus could be demonstrated in the
case of E. chlorotica. then an exemplary mechanism for this
process would have been provided.
Methods
Viral isolation
The fractionation procedure was carried out using au-
toclaved equipment. All reagents were molecular biolog-
ical grade (DNAase-, RNAase-. and protease-free; from
Sigma Chemicals, unless otherwise noted) and filtered
(0.2 /xm pore). Approximately 3.0 g of E. chlorotica was
homogenized in an ice-cold buffer (450 mM NaCl, 1.0
mM EDTA, 5.0 mM 3-[/V-morpholino]propane-sulfonic
acid (MOPS), 2.3 yuM leupeptin. 1.0 mM dithiothreitol
(DTT), 500 /xM phenylmethylsulfonyl fluoride (PMSF),
pH 7.5) containing the mucolytic agent H-acetyl cysteine
(500 mM), which is necessary to disperse the copious
mucus produced by the slug (26). The homogenate was
filtered through six layers of cheesecloth, then through
one layer of Miracloth (Calbiochem), and finally through
two layers of Miracloth. The filtrate was centrifuged for
5 min at 4300 x g (4C), and the supernatant was
centrifuged at 20,000 X g for 30 min (4C). The super-
natant from the second spin was layered over a 20%
sucrose cushion and centrifuged at 180,000 X g for 2 h
(4C) in a swinging bucket rotor. The supernatant was
discarded, and the pellet was resuspended in ice-cold
homogenization buffer (without H-acetyl cysteine). This
suspension was layered on the top of a 15%-50% con-
tinuous sucrose gradient and centrifuged at 180,000 X g
for 43 h (4C).
The gradients were then fractionated by piercing the
bottom of the centrifuge tube and raising the gradient out of
the tube with 65% sucrose. Twenty 600-/xl fractions were
collected, and the density of each was determined by weigh-
ing 50 /xl with an analytical balance. The sucrose in each
fraction was then diluted with homogenization buffer (with-
out /i-acetyl cysteine), and each fraction was centrifuged a
final time at 180,000 X g for 2 h. The supernatants from this
last spin were discarded, and RT assays (see below) and
protein assays (37) were run on the pellets.
Reverse transcriptase assav
The final pellets (above) were treated with a detergent
buffer (50 mM Tris-HCl, 5 mM KC1, 0.2 mM EDTA. and
0.02% Triton X-100, pH 8.2). Fifteen-microliter aliquots of
this digest were added last to 50 /xl of buffer (100 mM
Tris-HCl, 200 mM KC1. 10 mM MgCl 2 , pH 8.2), ft /xl 100
mM DTT, 9.75 LI! 100 mM thymidine triphosphate (TTP),
1.25 /xl RNA-guard (Pharmacia), 1.0 /xl poly(rA)-p(dT)
(Pharmacia), and 10 /xCi of 32 P-TTP (ICN, 10 /xCi//xl). The
final volume was adjusted to 100 /xl with buffer, as neces-
sary, to compensate for 12 P half life. This solution was
mixed and incubated at 37C for 65 min on a shaker table.
The reaction was terminated by adding 30 /xl of 10 mM
EDTA in 5% TCA and placing the reaction mixture on ice
for 20 min. DN A was then precipitated by the addition of 9
/xl of 72% TCA, and the precipitate was pelleted by cen-
trifugation at 6610 X g for 10 min. The pellet was washed
three times in 5% TCA, the final pellet dissolved in 0.1 N
NaOH. and the radioactivity determined by scintillation
counting. The protein concentration of a separate aliquot
was determined, and RT activity was expressed as counts
per minute per microgram (cpm//xg) protein (38).
Electron microscopy
Small pieces of tissue were prepared for microscopy by
fixation in 2% glutaraldehyde in 0.15 M cacodylate-0.58 M
sucrose buffer (pH 7.3) at 900 mosm. The tissue pieces were
post-fixed in 1 .0% OsO 4 in the same buffer followed by
2.0% aqueous uranyl acetate. The fixed tissue was dehy-
drated in an ethanol series, infiltrated with propylene oxide,
and embedded in Spurr's medium. Silver sections were cut
with an ultramicrotome (Reichert), mounted on 75 X 300
mesh copper grids, and stained with uranyl acetate and lead
citrate. The sections were viewed and photographed with a
transmission electron microscope (Zeiss EM 10).
Acknowledgments
This work was supported by an NSF grant to SKP and
MER. We thank Margaret Palmer, Ulrich Mueller, and
Jeffery DeStefano for critically reading early versions of
6
S. K. PIERCE ET AL
this paper. Contribution #91 from the Laboratory of Bio-
logical Infrastructure.
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Reference: Bio/. Bull. 197: 7-10. (August 1999)
Mechanical Resistance to Shear Stress: The Role of
Echinoderm Egg Extracellular Layers
FLORENCE I. M. THOMAS 1 ' 2 '* f , KRISTEN A. EDWARDS 1 2 , TOBY F. BOLTON 1 ' 2 '*,
MARY A. SEWELL\ AND JILL M. ZANDE 1
1 The Marine Environmental Sciences Consortium, Dauphin Island Sea Lab. Dauphin Island. Alabama:
2 The Department of Marine Sciences. The University of South Alabama. Mobile. Alabama: and
3 The Department of Biology, University of Southern California. Los Angeles. California
Extracellular layers (jelly coats) on echinodenn eggs are
composed of a fibrous network imbedded in a gelatinous
material. This type of fibrous net\vork has the potential to
protect eggs from mechanical stress. To determine the ef-
fects of shear stress and the role of jelly coats in protecting
eggs from these stresses, eggs of the sea urchin Ly (echinus
variegatus, both with and without intact jelly coats, were
exposed to shear stresses ranging from 0.3 to 2 Pa in a cone
and plate viscometer. The percentage of eggs remaining
intact after exposure to the shear stress was assessed. The
results indicate that shear stress can damage eggs and that
jellv coats ma\ play a role in decreasing the effects of these
stresses. Eggs with jell\ coats remained intact and fertili'-
able at greater shear stresses than those with the coats
removed. This is the first evidence that extracellular layers
on invertebrate eggs can provide protection from mechan-
ical forces.
In free-spawning invertebrates, the eggs and sperm, hav-
ing passed through a gonoduct and gonopore, are released
directly into the water column. During the spawning pro-
cess, gametes are exposed to shear stresses (force per area)
in the gonoduct and in the external environment. If gametes
are harmed by shear stress before fertilization, irreversible
damage will effectively lower the probability of fertilization
by decreasing the number of viable gametes in a volume of
seawater. Moreover, if gametes are damaged by shear stress,
they may survive and be fertilized, but the resultant embryos
may not develop normally. Therefore, the number of larvae
Received 16 April 1998; accepted 2 June 1999.
* Present address: Department of Biology, University of South Florida.
Tampa. Florida 33620-5 1 50
+ To whom correspondence should be addressed. E-mail: fthomas@
chuma 1 .cas.usf.edu
produced by a given number of eggs may be reduced by
exposure to shear stress.
Eggs are first exposed to shear stresses as they traverse
the gonoduct on their way to the gonopore. As fluid moves
down a tube such as the oviduct, a shear gradient develops
in the fluid and imposes a shear stress on the fluid and eggs
within the duct. Estimates of shear stresses in the oviduct of
one species of sea urchin, Arbacia punctulata, ranged from
near zero at the center of the duct to over 41 Pa near the wall
of the duct ( 1 ). This magnitude of shear stress exceeds that
estimated to occur in the external environment (2), where
gametes meet their second challenge from shear stress after
they are released from the gonopore. After eggs are re-
leased, they encounter shear stress produced by the interac-
tion of eddies within the water column or within the mo-
mentum boundary layer at the surface of the spawning adult.
The effects of such shear stress on fertilization and devel-
opment have only recently been addressed in a hydrody-
namic study of fertilization in the purple sea urchin Strongy-
locentrotus purpuratits (2). High shear stress produced
experimentally in a Couette cell resulted in low fertilization
success and abnormal embryo development. Mead and
Denny (2) postulate that high shear stress, as produced in
turbulent environments, might reduce the encounter rates of
gametes during fertilization, decrease the ability of sperm to
remain attached to the egg after contact, and damage eggs
prior to fertilization and embryos after fertilization.
Given the two sources of shear stress that eggs experience
prior to fertilization, it is possible that there has been selec-
tion for egg properties that could reduce the damage caused
by these stresses. This idea is supported by the fact that at
least one property of echinoid eggs, their viscosity, is pos-
itively correlated to wave exposure in three species (3). One
F. I. M. THOMAS ET AL.
10C
1.0 1.5
Shear Stress (Pa)
Figure 1. Percentage of Lylechinus variegatus eggs remaining intact
after exposure to shear stresses. Sea urchins were collected from St.
Joseph's Bay. Florida, transported to the Dauphin Island Sea Lab, Ala-
bama, and maintained in laboratory aquaria. Additional animals were
obtained from the Carolina Biological Supply Company. Urchins were
maintained in seawater collected from St. Joseph Bay (salinity 29-30 ppt).
aerated continuously, and fed either spinach or lettuce. We obtained eggs
by injecting urchins with 0.5 M KC1. Eggs were used immediately after
spawning. Paired samples of eggs with and without jelly coats from each
of five females were prepared by removing the jelly coats from half of the
eggs collected from a female. The coats were removed using a technique
commonly employed in embryology (19). Eggs were poured through a
plankton screen (Nytex) with 202-;u.m-diameter pores. To determine
whether the jelly coats had been removed from these eggs, a 200- /xl aliquot
was pipetted onto a depression slide and Sunn ink was used to visualize the
edges of the jelly coats under a compound microscope at 100 x magnifi-
cation (20). To minimize the probability of damaging the eggs by subject-
ing them to unnecessary passes through the plankton screen, the eggs were
checked for the presence of jelly coats after every two pours.
To assess the effects of shear stress and the potential effect of jelly coats
on egg survival, eggs were exposed to a range of shear stresses in a cone
and plate viscometer (Brookfield Digital Viscometer, DV-II) attached to a
constant temperature bath (Neslab RTE-8). Shear stress was changed by
adjusting the shear rate and the viscosity of the fluid (/j.). The viscosity was
altered by adding hydroxyethyl cellulose (Proto-slo) to filtered seawater.
Eight viscous fluids were tested: KY jelly (chlorhexidine gluconate);
hydroxyethyl cellulose; polyvinylpyrrolidone; polyvinylpolypyrrohdonc;
Percoll; methylcellulose; Dextran; and egg homogentate. Two criteria were
used to select a fluid: (1) after exposure to the fluid, eggs both with and
without jelly coats remained viable; and (2) no cell leakage was detected
with visual inspection. Hydroxyethyl cellulose was the only fluid that met
both criteria, so it was chosen for use in the experiment. Experiments at
shear stresses up to 1 .5 Pa were also conducted in seawater only, and the
results indicated that use of the hydroxyethyl cellulose could not account
for all of the egg loss.
A known number of eggs in 0.5 ml filtered seawater were exposed to a
given shear stress for 2 min. The shear stress significantly affected the
survival of eggs with (open circles: arcsine % intact = 1.57-0.07* shear
stress, r = 0.48, P < 0.001; 95% confidence limits for the slope are 0.04
to 0.10) and without jelly coats (closed circles: arcsine % intact = 1.53-
0.28* shear stress, r = 0.91. P < l/.OOOl, 95% confidence limits for the
slope are 0.24 to 0.32). For those with icily coats, there was little effect of
shear stress: percent survival ranged from 100% to 96.7% over the entire
range of shear stresses. For those without jelly coats, the effect of shear
stress was more apparent: percent survival ranged from 100% to 82.0%.
property of eggs that has the potential to decrease the effects
of shear stress is the extracellular layer, or jelly coat, that
encapsulates the eggs of echinoderms (4). These coats are
composed of a fibrous network imbedded in globular gly-
coprotein (5) and can account for a significant portion of the
maternal energy invested in an egg (Bolton and Thomas,
unpubl. data). Jelly coats are described for both echinoids
and asteroids and consist of several concentric layers of
complex fibrous networks (5-10) that are reminiscent of
engineering materials designed to withstand shear stresses
(11, 12). Although the jelly coat in echinoderms is involved
in many parts of the fertilization process (13-18), it seems
unlikely that this complex network is required for any of
these functions. Thus it is possible that the structure of jelly
coats plays a role in protecting eggs from shear stresses
experienced in the external environment after spawning, in
the oviduct during spawning, or both. The purpose of the
research presented here is to explore whether jelly coats can
provide this protection in the sea urchin Lytecliinus varie-
gatus.
To examine the potential role of jelly coats in resisting
shear stress, we exposed eggs with and without jelly coats to
shear stresses in a cone and plate viscometer and determined
the percentage of those eggs that remained intact and fer-
tilizable. A greater percentage of eggs with jelly coats
remained intact after exposure to shear stress than did those
with jelly coats removed (Fig. 1. Table I). A test for homo-
geneity of slopes indicated that shear stress affected eggs
with jelly coats differently than eggs with coats removed.
Eggs with jelly coats suffered a maximum loss of less than
4% as shear stresses approached 2 Pa. No eggs were dam-
aged until shear stresses in excess of 1.7 Pa were reached.
For eggs without jelly coats, damage occurred at lower
shear stresses than for those with coats, and maximum loss
reached nearly 20% as shear stress approached 2 Pa.
The fertilization success of eggs exposed to shear de-
creased with increasing shear stress both for eggs with jelly
coats and for those without (Fig. 2). For both egg types,
fertilization success was near 85% with no shear (the de-
Table I
Effect of shear stress on percentage of eggs remaining intuci
Source F P
With/without coats (same intercepts) 1.99 0.165
Shear stress (slope = 0) 0.20 <0.001
Interaction (same slopes) 0.75 <0.001
Results from a test for homogeneity of slopes (1 degree of freedom I
performed on the arcsine-transfonned percentage of eggs intact after ex-
posure to shear stress versus the magnitude of shear stress for eggs with
and without jelly coats. There was a significant effect of shear stress on
eggs remaining intact (slope is significantly different from 0). Eggs with
and without jelly coats were affected by shear stress to a different degree
(significant interaction between shear stress and jelly coat presence).
STRESS RESISTANCE IN SEA URCHIN EGGS
sired initial fertilization success). As shear increased, fertil-
ization success dropped from 85% to 68% for eggs with
coats and from 85% to 59% for eggs without coats. A test
for homogeneity of slopes indicated that the shear stress
affected fertilization differently for eggs without intact coats
than for those with coats present (Fig. 2. Table II). The slope
of the regression of fertilization versus shear stress was
steeper for eggs with jelly coats removed than for those with
intact coats (Fig. 2). After fertilization, developing embryos
were assessed for developmental stage and normal devel-
opment up to the pleuteus stage. Development was assessed
throughout this period. All fertilized eggs, regardless of
80-1
75-
70
a
I 65
60-
55
Tank II
Effect oj shear stress on fertilization
50
0.0
0.5
1.0 1.5
Shear Stress (Pa)
2.0
I
2.5
Figure 2. Percentage of eggs successfully fertilized after exposure to
shear stress. The fertilizability of eggs with and without intact jelly coats
was determined after eggs were exposed to a given shear for 2 nun
Gametes for all experiments were obtained by injecting urchins with 0.5 M
KCl. Females were allowed to spawn into filtered seawater; males spawned
into a dry petri dish. Sperm were stored undiluted in a scintillation vial over
ice until being used in the experiments. Eggs were used immediately after
spawning and sperm within I h after spawning. The concentration of sperm
yielding 80%-85% successful fertilization (I0 4 dilution of dry spawned
sperm in seawater) was determined from serial dilution experiments. We
used this sperm dilution in all fertilization experiments to ensure that any
fertilization decrease caused by egg damage would not be concealed by an
overabundance of sperm (2). After exposure to shear, the eggs were added
to 100 ml of seawater with the sperm solution. Un-sheared eggs were also
fertilized as a control. A sample of approximately 60-100 eggs was
examined for fertilization success. Fertilization was assessed at the four-
cell stage of development, and normal development was determined after
embryos reached the early pluteus stage.
There was a negative relationship between fertilization success and
exposure to shear stress, both for eggs with jelly coats (open circles: arcsine
% fertilized = 0.92-0.07* shear stress, r = 0.88, P < 0.001. 95%
confidence limits for the slope are -0.04 to -0.09) and for those without
(closed circles: arcsine % fertilized = 0.87-0.1 1* shear stress, r = 0.90.
P < 0.001. 95% confidence limits for the slope are -0.08 to -0.15). Only
eggs exposed to shear in the viscometer were used in these analyses.
Results of a test for homogeneity of slopes indicates that shear stress
affects fertilization success of eggs with jelly coats less than that of those
without jelly coats (Table II).
Source
F
P
With/without coats (same intercepts)
2.6
0.13
Shear stress (slope = 0)
0.001
<0.001
Interaction (same slopes)
5,90
0.032
Results from a test for homogeneity of slopes (1 degree of freedom)
performed on the arcsme-transformed percentage of eggs fertilized after
exposure to shear stress versus the magnitude of shear stress for eggs with
and without jelly coats. There was a significant effect of shear stress on
fertilization (slope is significantly different from 0). Eggs with and without
jelly coats were affected by shear stress to a different degree (significant
interaction between shear stress and jelly coat presence).
whether they had jelly coats or not. developed normally.
This result indicates that if eggs are damaged by shear stress
they are not fertilizable, but if they survive they apparently
have not sustained any damage that limits normal develop-
ment.
The results of these experiments indicate that eggs can be
damaged by shear stress and that the jelly coats on echino-
derm eggs can provide mechanical strength, reducing the
negative effects of shear stress on free-spawned eggs. If
jelly coats are absent, survivorship (Fig. 1) and fertilization
success (Fig. 2) are significantly less than when coats are
present.
The shear regime experienced in the viscometer most
closely approximates that seen in the gonoduct. The exper-
imental shear is unidirectional, constant, and well within the
range estimated to occur in the gonoduct during spawning
( 1 ). In contrast, the shear stresses imposed in the external
environment not only are lower (2) than those used in these
experiments, but are not constant and are unlikely to be
unidirectional for sustained periods of time. Thus, the data
presented here indicate strongly that eggs are susceptible to
shear stress and can be damaged at stress levels in the range
experienced during egg release. Therefore, the data show
that jelly coats on echinoderm eggs do protect eggs from
damage caused by shear stress. This result is significant
because it is the first evidence that extracellular layers on
invertebrate eggs can protect eggs from physical stress and
may provide mechanical strength to eggs.
Acknowledgments
Research support was provided by a National Science
Foundation (NSF) grant (IBN-9723770) and an NSF
PECASE award to F. I. M. Thomas (OCE-9701434). Kris-
ten Edwards initiated the research while participating in a
research experience for undergraduate program funded by a
NSF Grantto Judy Stout (REU. OCE-9619862). We also
thank three anonymous reviewers for helpful suggestions.
This is DISL contribution 309.
10
F. I. M. THOMAS ET AL
Literature Cited
1. Thomas, F. I. M., and T. F. Bolton. In Press. Shear stress expe-
rienced by echinoderm eggs in the oviduct during spawning: potential
role in the evolution of egg properties. / Exp. Biol.
2. Mead, K. S., and M. W. Dennv. 199S. The effects of hydrodynamic
shear stress on fertilization and early development of the purple sea
urchin Strongylocentrotus purpuratus. Biol. Bull 188: 46-56.
3. Thomas, F. I. M. 1994. Physical properties of gametes in three sea
urchin species. J. .171. Biol. 194: 263-2X4.
4. Hoshi. M. 1985. Lysins. Pp. 431-462 in Biology of Fertilisation.
Vol. 2. C. B, Metz and A. Monroy. eds. Academic Press. Orlando. FL.
5. Bonnell. B. S., S. H. Keller, V. D. Vacquier, and D. E. Chandler.
1994. The sea urchin jelly coat consists of globular glycoproteins
hound to a fibrous fucan superstructure. Dev. Biol. 162: 313-324.
6. Kidd. P. 1978. The jelly and vitelline coats of the sea urchin egg:
new ultrastructural features. J. Ultrasln/ct. Res. 64: 204-215.
7. Holland, N. D. 1980. Electron microscopic study of the cortical
reaction in eggs of the starfish (Paririti minima). Cell Tissue Res. 205:
67-76.
8. Crawford, B., and M. Abed. 1986. Ultrastructural aspects of the
surface coatings of eggs and larvae of the starfish. Pisaster ochraceus,
revealed by Alcian Blue. J. Morpliol. 187: 29-37.
9. Sousa, M., R. Pinto, P. Moradas-Ferreira, and C. Azevedo. 1993.
Histochemical studies of jelly coat of Marthasterias glacialis (Echi-
nodermata, Asteroidea) oocytes. Biol. Bull. 185: 215-224.
10. Bonnell, B. S., C. Larahell, and D. E. Chandler. 1993. The sea
urchin egg jelly coat is a three-dimensional fibrous network as seen by
intermediate voltage electron microscopy and deep etching analysis.
Mol Reprod. Dev. 35(2): 181-188.
11. Sastry, A. M., S. L. Phoenix, and P. Schwartz. 1993. Analysis of
mterfacial failure in a composite microbundle pull-out experiment.
Composite Sciences and Technology. 48: 237-251.
12. Sastry, A. M., X. Cheng, and C. W. Wang. 1998. Mechanics of
stochastic fibrous networks. J. Thermoplastic Composite Materials.
Vol. II. 288-296.
13. Vaquier, V. D., and G. W. Moy. 1977. Isolation of bindin: the
protein responsible for adhesion of sperm to sea urchin eggs. Proc.
Null. Aciul. Sci. USA 74: 2456-2460.
14 Tilney, L. G., D. P. Kiehart, C. Sardet, and M. Tilney. 1978.
Polymerization of actin IV. Role of Ca2* and H + in the assembly of
actin and in membrane fusion in the acrosomal reaction of echinoderm
sperm. / Cell Biol. 77: 536-550.
15 SeGall, G. K., and W.J. Lennarz. 1981. Jelly coat and induction of
the acrosome reaction in echinoid sperm. Dev. Biol. 86: 87-93.
16. Garbers, D. L., and G. S. Kopf. 1980. The regulation of spermata-
zoa by calcium and cyclic nucleotides. Adv. Cyclic Nucleotide Res. 13:
251-306.
17. Nomura, K., and S. Isaka. 1985. Synthetic study of the structure-
activity relationship of sperm-activating peptides from the jelly coat of
sea urchin eggs. Biochem. Biophys. Res. Commun. 126: 974-982.
18. Miller, R. L. 1985. Sperm chemo-orientation in the Metazoa. Pp.
276-337 in Biology of Fertilization. Vol. 2. C. B. Metz and A.
Monroy. eds. Academic Press, Orlando. FL.
19. Hinegardner, R. 1975. Care and handling of sea urchin eggs, em-
bryos, and adults (principally North American species). Pp. 10 U in
The Sea Urchin Embryo Biochemistry and Morphogenesis. G. Czi-
hak, ed. Springer- Verlag. New York.
20. Strathmann, M. F. 1987. Reproduction and Development of Marine
Invertebrates of the Northern Pacific Coast. University of Washington
Press, Seattle. 670 pp.
Reference: Biol. Bull. 197: I 1-13. (August 1999)
Regeneration of Amputated Avian Bone by a Coral
Skeletal Implant
B. RINKEVICH 1 , S. BEN-YAKIR 2 , AND R. BEN-YAKIR 2
' National Institute of Oceanography, Tel Shikmona, P.O.B. 8030, Haifa 31080, Israel: and
2 Hod-Hasharon Veterinan< Clinic, 17 Gordon Street, Hod Hasttaron, Israel
Bone fractures are common in both wild and captive
birds (I, 2). Avian bones are thin and brittle and tend to
break into fragments or shatter upon a variety of natural
events (midair collisions, fights with other animals; ref. 2)
or anthropogenic experiences (wounding by gunfire, colli-
sions with cars or fences, encounters with traps, attacks by
dogs or cats, etc.; ref. 1). The prospect of full recovery
following repair of avion bone fracture is often poor, and
the complication rate is high (3). For wild birds, anything
less than complete normal function cannot be regarded as
successful, and slight malunion or a change in a few de-
grees of rotation can produce a severe loss of flight function
(4). Furthermore, in nomadic species, time is critical be-
cause long periods of rehabilitation may prevent the birds
from reuniting with their flocks. In experiments with implan-
tation of fragments of skeleton from the coral Stylophora
pistillata, we found the implants to be avion osteo-conduc-
tive biomaterial, acting as a scaffold for a direct osteoblas-
tic deposition. In the case study presented here, the bird
regained complete flight activity within 2 weeks after sur-
gery, with full regeneration of the amputated ulna.
The general principles for treating fractures in birds are
similar to those established for mammals and include rigid
stabilization (primary bone healing does not occur if there is
a gap or motion at the fracture site; ref. 4). However,
treatment such as external coaptation (slings, bandages,
casts, splints, etc.), intramedullary pins or rods, bone plate
fixation, or modifications of any of the traditional means of
external skeleton fixation (3-5) not only fails for rehabili-
tating wild birds, but also involves prolonged hospitaliza-
tion of avian patients. Internal fixation is one of the best
procedures for fracture management, but the brittle nature of
Received 26 January 1999; accepted 23 April 1999.
E-mail: buki@ocean.org. il
avian bones (3-5) results in problems that are not encoun-
tered in mammals.
We recently investigated the use of coral skeleton as a
natural intramedullary fixation device for fractures of bird
bone and found that fractured avian bones can be rehabili-
tated following the internal implantation of coral skeletal
pins (unpubl. data). This investigation was based on studies
with mammals (including humans) documenting that coral
skeletons may be employed as osseous substitutes, as scaf-
folds for direct osteoblastic application, or as an artificial
bone filler for repairing bone defects (6, 7). The coral tested
here was of the branching species Stylophora pistillata, one
of the most abundant coral species in the Gulf of Eilat (8).
Mature domestic pigeons (Colmnba Hvia domestica)
were randomly assigned to a variety of treatment groups (in
preparation). For all radiographic and surgical procedures,
the birds were given Halothane as a general anesthetic. The
skin was prepared for aseptic surgery using a septal scrub
followed by a povidone-iodine wash. Whenever possible,
flight feathers were not removed or clipped; others were
plucked over the intended incision. Reflexes and cardiac and
respiratory activities were monitored. Birds were placed on
their backs and a limited ventral approach to the ulna was
performed. Two of the same bones from the wings of two
birds were used as experimental and control bones (ban-
daged in the traditional manner; ref. 5). Small processed
coral pins were obtained from SagivCoral, P.O. Box 3337,
Ramot Hashavim 45930, Israel. Postoperative radiographs
were taken to evaluate fracture repair and to document the
status of the coral implant. Pigeons were housed in the
flypen system and fed with a commercial pigeon food
supplemented with vitamin D and oyster shell as a calcium
source.
In one of the experiments, which is detailed in this
communication, the proximal half of the ulna (which pro-
11
B. RINKEVICH ET AL
Figure 1. Progressive repair of ulna fracture treated hy implantation of an intramedullary coral pin (a-e),
compared to control, an untreated amputated ulna (fl. Weeks after operation: a = 2. h = 4, c = 6, d = 8, e, f =
12.
vides primary support for the wing) was accidentally com-
minuted during surgery. Full rehabilitation of this amputa-
tion hone by the use of coral skeleton implant is described
here.
In the case of the accidentally comminuted ulna, all brittle
fragments were immediately removed and a small coral pin
(24 mm length. 4 mm diameter) was first passed distally and
then retrogradely until resistance was met at the proximal
side of the ulna. The coral pin was then firmly wedged in
place, forming an inert calcium carbonate milieu between
the two separated parts, replacing the amputated portion of
the ulna. This pigeon used the treated wing freely 14 days
after the operation, alleviating ankylosis resulting from joint
immobilization. In the control bird, the entire segment of
proximal ulnar bone (cortex and medulla) was removed
using Gilgi wire.
Two weeks after the operation, the coral pin was encap-
sulated firmly at both ends by overgrown calcium deposits
and callus formation along the pin shall, providing rota-
tional stability (Fig. la). After 4 weeks (Fig. Ib). the coral
implant was already overgrown by deposited material. By 6
weeks (Fig. Ic), deposited material surrounded the implant
in layers and the first sign of coral resorption was evident.
During resorption. which was significantly advanced at 8
and 12 weeks (Fig. Id, e), radiography showed that the area
between the two ends of the broken ulna was being filled
with accumulated new bone, replacing the degradable pin.
Sft'liiplwni pistillntti skeleton (although its mechanical and
biological properties were not yet evaluated) was thus found
to be avian osteo-conductive biomaterial, acting as a scaf-
fold for direct osteoblastic deposition. The bird regained full
flight activities 2 weeks after surgery, and the coral pin
activated skeletal regeneration (compare with the control;
Fig. If). This process ended in complete regeneration of the
amputated area.
This case of regeneration of an amputated bone and our
study (in prep.) demonstrate the value of coral skeletal
implants for avian bone repair. Coral material (calcium
carbonate) is well tolerated by bird tissue. The pin matrix is
porous enough to be colonized by the birds' bony cells, is
biodegradable, and is easily adjustable in size and shape to
the osseous site of grafting. Previous studies employing
coral implants for bone repair in mammals have shown that
coral resorption rates varied with porosity of the coral
CORAL IMPLANTS IN AVIAN FRACTURES
13
species used and with host reaction (9). We used natural
fragments of 5. pistillata skeletons, the first pocilloporid
coral used in vertebrate skeleton rehabilitation. Each year,
around the globe, veterinarians tend an ever-increasing
number of wild and domestic birds with broken bones;
unfortunately, at present the prognosis for many of these
birds is poor. The approach described here may provide a
fast and dependable method for rehabilitation of avian frac-
tures, increasing the survival rate of birds treated for bone
injuries.
Acknowledgments
This study was supported by the Minerva Center for
Marine Invertebrate Immunology and Developmental Biol-
ogy. Animal surgeries and treatments were conducted in
conformance with the guidelines of the Canadian Council
on Animal Care.
Literature Cited
1. Fix, A. S., and S. Z. Barrows. 1990. Raptors rehabilitated in Iowa
during 1986 and 1987: a retrospective study. J. Wildl. Dis. 26: 18-21.
2. Houston, D. C. 1993. The incidence of healed fractures to wing bones
of White-backed and Ruppell's Griffon Vultures Gyps africaiius and G.
ntt'ppt'tln and other birds. Ibis 135: 468-475.
3. Mathews, K. G., L. J. Wallace, P. T. Redig, J. E. Bechtold, R. R.
Pool, and V. L. King. 1994. Avian fracture healing following stabi-
lization with mtramedullary polyglycolic acid rods and cyanoacrylate
adhesive vs. polypropylene rods and polymethylmethacrylate. Vel.
Comp. Orthop. Trauma 7: 15X-169.
4 Bennett, R. A., and A. B. Kuzma. 1992. Fracture management in
birds. J. Zoo. Wildl Meil. 23: 5-38.
5. MacCoy, D. M. 1992. Treatment of fractures in avian species. Vet.
dm. North Am. Small Aiiini. Pract. 22: 225-238.
6. Kehr, P. H., A. G. Graftiaux, F. Gosset, I. Bogorin, and K. Ben-
cheikh. 1993. Coral as a graft in cervical spine surgery. Ortlmp.
Traumarol. 3: 287-293.
7 Guillemin, G., J-L. Patat, and A. Meunier. 1995. Natural corals
used as bone graft substitutes. Bull. lust. Oceanogr. (Monaco) 14:
67-77.
8. Loya, V. 1976. The Red Sea coral Stylophora pistillata is an r
strategist. Nature (Land.) 259: 478-480.
9. Roudier, M., C. Bouchon. J. I.. Rouvillain, J. Amedee, R. Bareille,
F. Rouais, J. Ch. Fricain, B. Dupay, P. Kien, R. Jeandot, and B.
Basse-Cathalinat. 1995. The resorption of bone-implanted corals
varies with porosity but also with the host reaction. J. Biomed. Mater.
Res. 29: 909-915.
Reference: Biol. Bull. 197: 14-25. (August 1999)
Functional and Evolutionary Implications of Opposed
Bands, Big Mouths, and Extensive Oral Ciliation in
Larval Opheliids and Echiurids (Annelida)
BENJAMIN G. MINER 1 , ERIC SANFORD 2 , RICHARD R. STRATHMANN 3 , BRUNO FERNET 3 ,
AND RICHARD B. EMLET 4
1 Department of Zoology, University of Florida, 223 Bartram Hall, Gainesville. Florida 3261 1;
2 Department of Zoology, Cordley Hall 3029, Oregon State University, Corvallis, Oregon 97331;
3 Friday Harbor Laboratories and Department of Zoology, University of Washington, 620 University
Road, Friday Harbor, Washington 98250; and ^Department of Biology and Oregon Institute of
Marine Biology, University of Oregon, P.O. Box 5389, Charleston. Oregon 97420
Abstract. Larvae of two annelids, the opheliid Armandia
brevis and the echiurid Urechis caupo, captured small par-
ticles between opposed prototrochal and metatrochal ciliary
bands and also captured large particles with wide ciliated
mouths. The body volume of larval A. brevis increased more
rapidly than the estimated maximum clearance rate as seg-
ments were added. Capture of larger particles by late-stage
larvae may compensate for this potentially unfavorable al-
lometry. The existence of larvae that use two feeding mech-
anisms at once, not previously known in annelids, suggests
possible evolutionary routes between larval forms that feed
only with opposed bands (e.g., serpulids and oweniids) and
those that use complex oral ciliature to feed primarily on
large particles (e.g.. polynoids and nephtyids). In particular,
the metatroch and food groove of opposed-band feeders
may have arisen as expansions of oral ciliation in ancestral
large-particle feeders; alternatively, extensive oral ciliation
in large-particle feeders may have originated as a modifi-
cation of metatroch and food-groove cilia in ancestral op-
posed-band feeders.
Introduction
The trochophore is a larval form of several phyla: Anne-
lida, Sipuncula, Mollusca. and Entoprocta (Nielsen, 1995).
It is largely denned by the presence of the prototroch, a
preoral ciliary band with a well-defined cell lineage. Despite
Received 16 December 1998; accepted 8 April 1999.
E-mail: miner@zoo.ufl.edu
this and other embryological similarities, trochophores are
structurally and functionally diverse. Much of this diversity
is found among the approximately 70 families of annelids in
which larvae occur. Annelid larvae vary in the number and
position of ciliary bands (though almost all possess a pro-
totroch). and in whether or not they feed. Among annelid
larvae that feed, mechanisms of capturing suspended parti-
cles have been described in only a few species (Strathmann.
1987).
One of these feeding mechanisms involves capturing and
transporting particles with the prototroch and several
postoral ciliary bands. The prototroch beats with an
anterior-to-posterior effective stroke. A postoral band, the
metatroch, parallels the prototroch and beats in opposition
to it, with effective strokes from posterior to anterior. Par-
ticles small enough to tit between the prototroch and
metatroch are captured between these two ciliary bands and
transported to the mouth by a band of shorter cilia, the food
groove. Particle capture by opposed bands has been de-
scribed in larvae of two annelid families, the serpulids and
the oweniids (Strathmann et al.. 1972; Emlet and Strath-
mann, 1994), and larvae of several other families possess
the ciliary bands necessary to feed in this way.
Another feeding mechanism known in annelid larvae
involves active responses to individual food particles. For
example, polynoid larvae lack an opposing metatroch and a
ciliated food groove. These larvae swim forward until they
encounter relatively large particles, then manipulate each
particle individually into the mouth with a tuft of long
compound cilia (Phillips and Pernet, 1996). Larvae belong-
14
ANNELID LARVAL FEEDING MECHANISMS
15
ing to related families (e.g., phyllodocids and nephtyids:
Rouse and Fauchald, 1997) also lack a metatroch and a food
groove (Bhaud and Cazaux. 1987), and are able to capture
particles as large as bivalve larvae, but how they do this is
not known. Additional feeding mechanisms are known or
suspected from larvae of other annelid families (Strath-
mann, 1987; Nielsen, 1998).
The structural and functional variety of trochophores in
annelids and related phyla has raised questions about their
evolution (Strathmann, 1993; McHugh and Rouse, 1998).
There is no consensus as to whether feeding or nonfeeding
larvae are ancestral, or on which feeding mechanisms are
primitive (Strathmann and Eernisse, 1994). Given uncer-
tainties about such key issues as the distribution of traits
among clades, the functional requirements for capturing
particles, and the phylogeny of annelids, inferences about
ancestral character states are weak.
Our study describes ciliation and mechanisms of particle
capture in larvae of two families of annelids, the Opheliidae
and the Echiuridae. We use these observations to compare
the feeding capabilities of different annelid larvae and to
suggest possible evolutionary transitions among annelid lar-
val forms. These data also augment the number of informa-
tive characters available for phylogenetic inferences.
Hermans (1978) showed that larvae of the opheliid Ar-
iminJia brevis possess prototrochal and metatrochal ciliary
bands. Although the feeding mechanism was not described,
these observations suggest that opposed-band feeding may
occur. He also noted that late-stage A. brevis larvae are able
to ingest large particles. A larva with 15 segments had
ingested a tintinnid 80 /im in diameter and a diatom 35 ^m
in diameter and 260 /xm long (Hermans, 1964). This implies
that these larvae were using a different feeding mechanism,
since other work on annelid and mollusc larvae indicates
that opposed-band feeding is limited to particles that fit
between the prototroch and metatroch (typically spaced
<30 /urn apart: Strathmann et ai, 1972; Strathmann and
Leise, 1979).
Thus, limited observations suggested that A. brevis larvae
might use several feeding mechanisms to capture particles
of a broad range of sizes. Alternative mechanisms for the
capture of larger particles by later stage larvae might sup-
plement the opposed-band feeding mechanism. Such versa-
tility might be particularly advantageous to later stage lar-
vae if unfavorable allometric relationships reduce the
profitability of opposed-band feeding as development
progresses. An unfavorable allometry might occur if body
volume and metabolic demands increase more rapidly than
ciliary band area and maximum clearance rates as segments
are added during development. Therefore, in addition to
observing particle captures, we examined the relationship
between clearance rates and body volume.
Echiurids have sometimes been placed in the phylum
Annelida and sometimes in their own phylum, the Echiura,
which is distinguished from the annelids by an apparent lack
of segmentation (Nielsen, 1995). McHugh's (1997) molec-
ular evidence shows that they are derived annelids, and she
suggests that they should be placed in the annelid family
Echiuridae. Larvae of the echiurid Urechis caupo bear pro-
totrochal, metatrochal, and food-groove cilia (Newby, 1940;
Suer, 1982), but how they capture particles has been un-
known. We observed larval feeding in U. caupo to confirm
use of the opposed-band feeding mechanism in the Echi-
uridae; to our surprise, we also obtained evidence that larger
particles are captured at the mouth.
Our observations demonstrate that larvae in the annelid
families Opheliidae and Echiuridae are able to capture par-
ticles both with opposed bands and directly at the mouth.
This previously unrecognized combination of feeding
mechanisms suggests hypotheses for evolutionary transi-
tions among the diverse feeding larval forms of the Anne-
lida.
Materials and Methods
Larval cultures
Reproductive adults of the opheliid Armandia brevis
were collected in April and May 1998 in front of the Friday
Harbor Laboratories. San Juan Island. Washington. Some
animals were taken from beneath cobbles in the mid-inter-
tidal zone and others from the plankton swarming at night to
a light suspended from the laboratory dock. We isolated
adults in finger bowls containing bag-filtered seawater
(mesh size ^ 10 /xm) until gametes were released. Eggs
were fertilized by the addition of sperm and then rinsed with
filtered seawater. Fertilized eggs were placed in 450-ml
beakers that held filtered seawater and were partially sub-
merged in a seawater table at 1 1-13C. Larvae were fed a
mixture of the algae Isochrysis galhana and Chaetoceros
gracilis.
Adults of the echiurid Urechis caupo were dug in inter-
tidal mudflats in Bodega Harbor, California, in June of 1995
and held in aquaria at the Bodega Marine Laboratory for use
throughout the summer. Methods described by Gould
( 1967) were used for obtaining gametes and fertilizing eggs.
We reared larvae in 800-ml beakers cooled in aquaria at 10
to 16C (median 13.3C), approximately the temperature of
the coastal seawater. The seawater was filtered through
meshes of 30 or 70 /urn and larvae were fed the alga
Rhodomonas sp. and occasionally Isochrysis galbana in
addition to whatever food entered with the filtered seawater.
Ciliarv bands
Light microscopy provided information about the cilia-
tion of both opheliid and echiurid larvae. Larvae were
viewed with differential interference contrast (DIG) optics
16
B. G. MINER ET AL
for an optical section through the prototroch, food groove,
and metatroch.
Scanning electron microscopy provided additional infor-
mation about the ciliation ofArmandia brevis. Larvae were
relaxed in a 1:1 mixture of 7.5% MgCl 2 and seawater for 30
min and fixed in 1% OsO 4 in seawater. After a rinse in
seawater, fixed larvae were dehydrated in ethanol. infiltrated
with hexamethyldisilazane for 30 min, and air-dried. They
were mounted on stubs with double-sided tape and sputter-
coated with gold-palladium before viewing.
Analysis of particle capture
To record larval feeding, we used video cameras mounted
on compound and dissecting microscopes. A time-date gen-
erator indicated intervals between video images to the near-
est 0.01 s. Larvae of Armandia brevis were presented with
small and large particles in separate trials, and feeding
activity was recorded at room temperature (22C) onto VHS
tape. We observed capture of small particles by placing
several larvae on a slide with polystyrene-divinylbenzene
spheres (Duke Scientific) of 5 and 12 /xm diameter (one size
per slide), adding a raised coverslip, and viewing the larvae
with a 20 X objective and DIC optics. Larvae that had
tethered themselves with mucous strands and were actively
feeding (indicated by beating of both the prototroch and
metatroch) were videotaped for about 10 min. We observed
capture of large particles by placing larvae in a small petri
dish onto a dissecting microscope and adding Sephadex
beads ranging from 20 to 80 /u,m in diameter. Larvae were
videotaped as they swam and fed.
For Urechis caupo larvae, feeding was observed at 15 to
20C and recorded onto 8-mm tape. Larvae were confined
within the spaces of a nylon mesh placed on a slide topped
with a coverslip; they were free to rotate and change orien-
tation but not to move forward continuously. We presented
the larvae with three types of particles: the dinoflagellate
Prorocentrum micans (length about 20 /xm), polystyrene-
divinylbenzene spheres (diameter 5 to 29 ju,m), and Seph-
adex beads (diameter 20 to 80 ju.ni).
The size of particles captured and ingested by U. caupo
was analyzed by inspecting the gut contents of particle-fed
larvae. Larvae and suspensions of particles of several sizes
were placed in vials that were rotated at 15 rpm. After 5
min, the larvae were fixed with formaldehyde for gut-
content examination.
Scaling of clearance rate and bod\ volume
The relationship of maximum clearance rate to body
volume was estimated for larvae ofArmandia brevix with 6
to 16 setigerous segments. We counted the number of seti-
Figure 1. Scanning electron micrographs of larvae of Armandia brevis. (A) Posterolateral view ol the
anterior end of an IX-setiger larva. The food groove (*) is the region between the long compound cilia of the
prototrochal (p) and melatrochal (m) ciliary bands. The inner surfaces of the mouth (mo) are heavily ciliated. (B)
Ventral view of the anterior end of an 18-seliger larva, showing the long compound cilia of the metatroch (m)
on the lower lip, the prototroch (p). and the .short neurotroch (n). Both photos are to the same scale.
ANNELID LARVAL FEEDING MECHANISMS
17
gers and measured body length (for the entire larva), width
(at the middle segment), and prototroch diameter of live
larvae (n = 36) under a compound microscope with 4X
objective. A video camera and image analysis program
(NIH Image 1.61: available free at http://rsb.info.nih.gov/
nih-image) were used for these measurements. We esti-
mated larval volume as a cylinder by the equation:
larval volume = Tr(D/2) 2 (L)
where D is body width and L is body length.
Maximum clearance rates were estimated as the volume
of water passing through the prototroch per unit of time. To
calculate these rates, we measured particle velocities and
particle distances to the base of the prototroch from video-
taped sequences of three larvae in each of three size classes
(6-7, 11-12, and 15-16 setigers). We observed larvae and
5-;u,m particles on a compound microscope with DIC optics
and 20 X objective lens, as described above. The larvae
tethered themselves by mucous strands and were recorded
for several minutes. The distances traveled by particles per
unit of time and their distances to the base of the prototroch
were measured from videorecorded sequences. Particles
were measured as they passed within the direct influence of
the cilia where velocities are negligibly affected by the slide
or coverslip (Emlet, 1990).
We fitted binomial regressions from the origin through
the plot of particle velocity versus particle distance from the
cilium base. The rationale for fitting curvilinear lines to
these data was both theoretical (Sleigh, 1984) and empirical
(Strathmann and Leise, 1979). The studies in both areas
suggest that velocity should increase from zero near the
larval body surface to a maximum near the full length of the
cilia; it should then decrease beyond the tips of the cilia.
Since these curves included some particles that presumably
passed beyond the tips of the cilia, it was necessary to
estimate the lengths of the cilia for larvae of each of the
three size classes. We measured cilium lengths (15 cilia per
larva) with NIH Image from videotaped, live larvae with
0-17 setigers (n = 22 larvae). The binomial regression
equations relating particle velocity to particle distance from
the cilium base were then integrated from the origin (the
base of the prototroch) to the estimated cilium length for
that size class. The resulting areas represent estimates of the
area of water that, in one unit of time, passes through one
optical section of the prototroch in the plane of ciliary beat.
100|jrn
Figure 2. Light micrographs of larvae of Urecfus caupo. (A) Lateral view with plane of focus through the
prototroch (p), food groove (0. metatroch (m), and telotroch (t). dorsally. Ventrally, the plane of focus passes
through the prototroch (p). mouth (mo), and metatroch (m). The neurotroch is not visible. The dark spot near the
center is a particle in the gut. (B) The same larva when contracted. Both photos are to the same scale.
18
B. G. MINER ET AL
We then estimated maximum clearance rates for each size
class by multiplying that value by the circumference of the
prototroch halfway between the base of the cilium and its tip
(midpoint prototroch circumference). Finally, to determine
whether maximum clearance rate scaled proportionately to
body size during larval growth, we divided the maximum
clearance rate for a given size class by the average body
volume for that size class.
Results
Cilifin hands
Scanning electron micrographs clearly show the pro-
totrochal and metatrochal cilia of Armandia brevis. The
prototroch is made up of several rows of compound cilia
that completely encircle the larval body anterior to the
mouth (Fig. 1). The rnetatroch is a postoral band of
compound cilia that extends laterally from the lower lip
of the mouth around the larval body to a dorsal position
(Fig. 1A). The metatrochal cilia on the lower lip are
longer than the other metatrochal cilia (Fig. 1A. B). The
prototroch and rnetatroch define the boundaries of a cilia-
lined food groove. The width of the food groove lateral to
the mouth was estimated from a scanning electron mi-
crograph to be 10 jam (SEM not shown). Dorsally. the
food groove narrows. The mouth is large (about 50 ju,m
wide in the 18-setiger larva shown in Fig. IB) and both
its upper and lower surfaces are heavily ciliated (Fig. 1 A.
B). A band of neurotrochal cilia runs along the ventral
surface of the larva from just behind the mouth to the
third setigerous segment (Fig. IB).
Larvae of Urechis caupo also possess prototrochal and
metatrochal ciliary bands (Fig. 2). The prototrochal cilia are
longer than the metatrochal cilia. Again, these two ciliary
bands define the boundaries of a food groove lined with
simple cilia. Larvae also bear a midventral neurotroch.
posterior to the mouth, and a telotroch.
0.00
Figure 3. Videorecorded capture of a 5-/xm sphere by opposed hands, and particle rejection by a self-tethered
Armandia brevis larva. Time in seconds is in the upper left-hand comer. All images are at the same magnification. The
larva is oriented with its dorsal side toward the top of the page. The sequence shows a particle, indicated by the black
line, approach the dorsal part of the metatroch where it is captured and then transported along the food groove and
deposited in the mouth. The particle is then rejected. During rejection (he mclatroch on the lower hp ceases to beat.
At s the larva is 120 p.m in diameter at the base of the prototrochal cilia.
ANNELID LARVAL FEEDING MECHANISMS
19
Figure 4. Videorecorded capture of a 13-jum sphere by a Llrccliia cmipo larva. Time is in seconds in the
upper right-hand corner. The particle has entered a dorsolateral part of the food groove at s, moves along the
food groove toward the mouth at 0.2 and 0.4 s, and enters the side of the mouth at 0.55 s. Rotation of the larva
moves the mouth from upper right at s to center at 0.55 s. The anterior end of the larva is toward the upper
left. At s the larva is 175-jum wide al the base of the prototrochal cilia.
Capture h\ opposed ciliary hands
In larvae of Arniandia hrevis and Urechis caitpo. the
movements of partieles and the directions of recovery
strokes of cilia indicated that the effective strokes of the
prototrochal cilia were from anterior to posterior, and those
of the metatrochal cilia were from posterior to anterior. For
larvae of each species, we observed captures of more than
50 particles of 5 and 12 /urn in diameter; particles that came
within reach of the prototroch were transported into the food
groove between the prototroch and metatroch and moved to
the mouth via the food groove, presumably by the food-
groove cilia (Figs. 3-5). Particles were captured between
prototroch and metatroch on the lateral and dorsal surfaces
of the larva. Particles in the food groove moved around to
the mouth from both the left and the right sides and both
with and against the direction of rotation of the larval body.
These particle paths indicate an opposed-band feeding
mechanism.
Capture of large panicles
Larvae of both species also captured particles at the
mouth, without transport in the food groove. A late-stage
larva of A nnandla brevis (with > 14 setigers) captured two
large particles (50 jum in diameter) while videorecorded
through a dissecting microscope (Fig. 6). When the swim-
ming larva contacted a large particle in the vicinity of the
mouth, the larva slowed and rotated so that the lower lip was
aligned with the particle. The larva opened its mouth and
ingested the particle, presumably using oral cilia or muscu-
lature.
Swimming Urechis caitpo larvae used the mouth for
direct capture of particles that passed over the episphere.
Such captures occurred simultaneously with opposed-band
particle captures (Fig. 5). Many of the particles caught
directly by the mouth were too large to fit between opposed
prototroch and metatroch, as illustrated by the gut contents
in Figure 7 and the particles being rejected in Figure 8. In
some cases the mouth gaped to admit a large particle. The
9-day-old larva in Figure 4 opened its mouth to a gape of
about 35 jum with a width of 95 ;j.m. The 17-day-old larva
in Figure 8 opened its mouth to 70 to 95 /urn, and the
mouth's width when closed was about 125 /u,m. Cilia on the
mouth's lower lip (anterior to the shorter cilia of the neu-
rotroch) appeared to aid the movement of large particles
into the mouth. These cilia seemed to be continuous with the
metatrochal band, which would account for the posterior-
0.00
0.13
Figure 5. Videorecorded capture ol l\u> 12-fxm spheres by a Urechis
fiiiil>t> larva. Time is in seconds in the lower right-hand corner. The particle
marked by an adjacent black bar has entered a dorsolateral part of the food
groove at s. moves along the food groove toward the mouth al 0.04 and
0.13 s, and is near the side of the mouth at 0.30 s. The second particle
passes over the prototroch directly into Ihe mouth. It is near the protolro-
chal cilia at s, passes over the anterior edge of the mouth at 0.04 and
0. 1 3 s. and has entered the mouth at 0.30 s. The mouth is at the lower left;
the anterior end toward the upper left. At s the larva is 170-jLim wide at
the base of the prototrochal cilia.
20
B. G. MINER ET AL
0.00
Figure 6. Videorccoided capture of a 50-/nm sphere h\ a tree swimming Anuttndiu hrevis lar\'a under a
dissecting microscope. Time in seconds is in the upper left-hand comer. All images are at the same magnifi-
cation A black line indicates the particle. The larva approaches the particle and then orients its mouth towards
the particle, which is on the bottom of the dish. The particle is captured at the larva's mouth, presumably moved
by the large oral compound cilia, and swallowed. At s the larva is 85-/am wide at the center of the body.
to-anterior current past these cilia. In sonic cases a panicle
was brought into the mouth over the lower lip (Fig. 7).
Larvae of U. cuiipo captured large particles from an early
stage. Small 4-day-old larvae ingested Sephadex spheres
almost as large as those ingested by 16-day-old larvae
(Table I). Even a 3-day-old larva ingested a 42-by-35-|u,m
mineral grain. Larger larvae did capture larger spheres,
however. When early and later stage larvae were fed the
sai suspension, as in the last two lines of Table I, the
median sizes and the largest si/.es of ingested spheres were
significantly greater for larger, older larvae (Mann-Whitney
U tests, H, 1 0. a 2 = 5, P < 0.05). Objects larger than the
spheres olio can he ingested. For example, a 49-day-old
larva, 375 /u,m id :, ingested an unidentified object 366 /xm
long by 40 |um wide
When larvae of U. cn of different ages and sizes were
offered smaller plastic sphctes, all 10 of the small, 3-day-
old larvae caught fewer spheres of 29-fj,m than of 1 2-jum,
and all 4 of the larger, 48-day-old larvae ingested more of
the 29-/j,m spheres than of the 12-/xm spheres (Table II).
Small, early-stage larvae did ingest 5- and 20- /xm spheres in
about the same ratio as ingested by larger larvae (Table II).
Estimates of the width of the food groove of a single
5-day-old larva ranged from 22 to 34 /xm, but the width of
the food groove varies with contraction of the larva. The
upper limit on the sizes of particles that could be transported
in the food groove was not determined.
Rejection of particles
Larvae could actively reject particles. Particle rejection
often occurred after a particle had been transported to the
mouth and entered the esophagus. When a larva of Ariiuin-
dia brevis expelled a particle, the metatrochal cilia around
ANNELID LARVAL FEEDING MECHANISMS
21
0.15
Figure 7. Videorecorded capture of a 40-fxm sphere by a Urechis
caupo larva. Time is in seconds in the lower left-hand comer. The sphere
is near the metatrochal cilia at the posterior lip of the mouth at s and
moves over this band of cilia toward the mouth at 0.1 and 0.15 s. It is just
entering the mouth at 0.25 s. The anterior end is toward the upper right. At
s the larva is 300-^im wide at the base of the prototrochal cilia.
the mouth stopped beating as the particle moved posteriorly
down the body (Fig. 3). Metatrochal cilia at the mouth of
larvae of Urechis caupo must also have altered beat during
particle rejection, because large particles moved posteriorly
over the lower lip and down the neurotroch during rejection
(Fig. 8). in contrast to their posterior-to-anterior path over
the lip during ingestion (Fig. 7).
For larvae ofArmandia h rev is. prototroch circumference
and prototrochal eilium length increased with number of
setigerous segments (Fig. 9A. B). Larval volume increased
exponentially with number of setigers (Fig. 9C).
Particle velocities increased slightly with number of se-
tigers for larvae of A. hrevis with 6-7. 11-12. and 15-16
setigers (H = 9) (Fig. 10). Increased particle velocities and
eilium lengths resulted in a 30% increase in the area of
water per prototrochal slice moved per second between
larvae with 6-7 and 11-12 setigers and a 22% increase
between larvae with 11-12 and 15-16 setigers (Table III).
Maximum particle velocities were within the distal third of
the eilium length (estimated for each size class from Fig.
9B). consistent with our expectations (Emlet and Strath-
mann. 1994). Although Strathmann et al. ( 1993) suggested
that eilium lengths might be underestimated from videore-
cordings, our results indicate that this was not the case. In
addition, our measurements agree with the eilium length of
approximately 35 /im reported by Hermans (1964) for a
larva with an unspecified number of setigers.
Although estimated maximum clearance rates increased
with number of setigers, they did not increase proportion-
ately to body volume (Table III). Late-stage larvae (15-16
setigers) had a maximum ratio of clearance to body volume
that was less than half of that achieved earlier in develop-
ment (6-7 setigers; Table III).
Prototrochal circumference and eilium length both in-
creased with larval growth to a greater extent for larvae of
U. caupo than for larvae of A. brevis. over the stages
measured (Tables I-III). The relative increase in body
length was much less for U. caupo. Early-stage larvae were
nearly spherical and elongated to the shape shown in Figure
2A at later stages. Data for particle velocities are lacking for
Figure 8. Videorecorded rejection of previously ingested spheres up to 50 jum in diameter by a Urcchix
ciiii/x) larva. Time is in seconds in the lower left-hand corner. At and 0.3 s the mouth gapes at least l(IO-(nm
wide, and the clump of spheres moves over the posterior lip of the mouth and down the midventral neurotroch.
The larva in the last frame is 295-/nm wide at the base of the prototrochal cilia, and the mouth, now rotated
toward the viewer, is closed and approximately 1 20-ju.m wide.
B. G. MINER ET AL
Table I
Sizes of Sephadex spheres ingested by larvae / Urechis caupo differing in size and age
Particle
diameter (/Limit
Age
Prototrochal diameter
Cilium length
Number
(days)
(fan)*
(/Mm)
In suspension
Ingested
of larvae
4
159
45
45,26-73(50)
36, 14-53(51)
12
5
165
44
44. 30-74 (50)
36, 19-60(34)
10
16
318
65
44, 30-74 (50)
38,21-73(104)
5
* Diameter of the prototrochal band is diameter at the base of the prototrochal cilia.
t Values are median, range, and (in parentheses) number of particles.
U. caupo, but the increase in prototrochal area (cilium
length times prototrochal circumference) relative to body
volume was greater for this species than for A. brevis.
Discussion
Our observations add the Opheliidae and Echiuridae to
those annelid families known to possess larvae with op-
posed-band feeding. As in other opposed-band feeders, lar-
vae of both Armandia brevis and Urechis caupo possess a
ciliated food groove between two parallel ciliary bands, a
postoral metatroch and a prototroch. Direct observations
confirm that particles are captured in the food groove (Figs.
3-5), probably through the combined action of long com-
pound cilia in the prototroch (which beat anterior to poste-
rior) and shorter compound cilia in the metatroch (which
beat posterior to anterior). Simple cilia of the food groove
may aid in retention of particles as well as in transport. This
system is very effective in capturing relatively small parti-
cles (5-12 /urn), regardless of which part of the prototrochal
circumference is contacted (ventral, lateral, or dorsal). How
common this feeding method is in larvae of other opheliids
or echiurids is not known, but larvae of at least one other
echiurid bear opposed bands of cilia (Salensky, 1876;
Hatschek, 1880).
Larvae of both A. brevis and U. caupo also ingested
particles larger than the space between prototrochal and
metatrochal bands. For A. brevis, it was later stage (14-17
setiger) larvae that ingested large (50-ju.m) particles. These
larvae approached large particles so that contact was di-
rectly at the mouth. This behavior was not observed in
larvae at earlier stages. In contrast, larvae of U. caupo
ingested particles greater than 50 /urn at early stages. Larvae
of U. caupo did not appear to change orientation as they
approached large particles; however, their movements were
constrained by mesh cages. Particles that were captured
directly at the mouth entered either over the episphere and
prototroch or over the extension of the metatroch on the
lower lip. In both species the mouths were large, could be
opened to a wide gape, and were heavily ciliated. The cilia
bordering the lower lip of the mouth appear to be a contin-
uation of the metatroch. The oral cilia of A. brevis may
include additional compound cilia (Fig. 1). For both A.
brevis and U. caupo, the large ciliated oral field and the
large mouth aid in the capture of large particles.
The combination of two ciliary feeding mechanisms in
individual larvae suggests hypotheses for evolutionary tran-
sitions among the feeding larvae of annelids. Some larvae,
such as those of serpulids, appear to be restricted to captur-
ing small particles between opposed bands; other larvae,
like those of polynoids, lack opposed bands and appear to
capture mostly large particles one by one, using complex
oral ciliature (Phillips and Fernet, 1996). Our results dem-
Tahle II
Sizes of plastic spheres iiixcMctl h\ lamie oj Urechis caupo differing in size and age
Particle diameter
Age
(days)
Prototrochal diameter
(fun)*
Cilium length
(fj.ni)
Ratio in suspension
(29:12 /Mm)
Ratio ingested
(29:12 jum)
Number
of larvae
3
151
46
1.43:1
39/146 = 0.27
10
4S
347
76
1.43:1
206/112 = 1.84
4
(20:5 /im)
(20:5 /urn)
4
161
45
11
146/30 = 4.9
8
15
310
67
1:1
99/37 = 2.7
8
Diameter of the prototrochal band is diameter at the base of the prolotrochal cilia.
ANNELID LARVAL FEEDING MECHANISMS
23
500
4 6 8 10 12 14 16 18
40-i
U. 35-
OfJ
u
I
30-
25H
15
R 2 = 0.84
2 4 6 8 10 12 14 16 18
U
T
2 4 6 8 10 12 14 16 18
# of Setigers
Figure 9. Binomial regression of various larval parameters vs. number
of setigers for Armandia brevis. For all equations. X = number of setigers.
The R 2 value is reported in the lower right-hand corner of each plot. (A)
Inner prototroch perimeter (;i = 36 larvae); larval circumference =
178.36 + 23.24x - 0.44x 2 . (B) Cilium length (n = 22 larvae); cilium
length = 18.67 + 2.16x - 0.07x : . (C) Larval volume (n = 36 larvae);
larval volume = 10 5 48 + 008x .
onstrate that in at least two families of annelids, both types
of mechanisms can be employed simultaneously by the
same larva. In addition, it appears that the oral ciliature of A.
brevis and U. caupo, which is responsible for the capture of
large particles, is continuous with the lateral and dorsal
extensions of the metatroch and food groove. As an evolu-
tionary transition, expansion of oral filiation might result in
a food groove and metatroch paralleling the whole length of
the prototroch to produce an opposed-band system. Alter-
natively, enlargement of the mouth and elaboration of oral
ciliation (with loss of the lateral and dorsal parts of the
opposed-band system) could produce the variety of oral
4000-1
3000 -
2000 -
1000-
o
u
C/3
"e
^i
IT
'o
_0
U
>
o
4000-1
3000 -
2000 -
1000-
4000n
3000 -
2000 -
1000-
A
i 1 1 1 1
o 10 20 30 40 50 60 70
10 20 30 40 50 60 70
C
10 20 30 40 50 60 70
Distance To Cilium Base (urn)
Figure 10. Particle velocity vs. distance of particle from the base of the
prototroch for Armandia brevis larvae with (A) 6-7, (B) 11-12, and (C)
15-16 setigers. The vertical dotted line shows the estimated cilium length
taken from the binomial regression of Figure 9B.
24 B. G. MINER ET AL.
Table III
Estimated clearance rate and clearuin c rule per lamil volume fur three .w.-r ( /, <>/ lumie o) Armandia hrcvis
Cilium
Water area per
Midpoint
Larval
Clearance
#of
lencth
prototroch slice
prototrochal
Max. clearance rate
volume
rate/volume
Seligers
( nm I
per unit timet (junr/s)
circumference (jumi
IjunvVs)- 10"
(ju,m')
(1/S)
6-7
29.9
32846
422
13.9
998309
13.9
11-12
34.8
42602
549
23.4
2526475
9.3
15-16
36.4
51449
642
33.4
5310250
6.3
* Calculated from the binomial regression in Fig. 10B.
t Calculated from the areas under the curves in Fig. 1 1. bound by the origin and the estimated cilium length lor that size class.
i Estimated from the binomial regression in Fig. IOC.
ciliature found in the diverse feeding larvae of annelids.
Continued modification of such cilia might result in such
unusual and functionally important structures as the group
of long compound cilia on the left side of the mouth of
polynoid larvae.
Estimated maximum clearance rates did not scale isomet-
rically with body volume among the three size classes of A.
brevis. Cilium length, prototroch circumference, and parti-
cle velocities through a prototrochal slice all increased as
body volume increased, but not enough for maximum clear-
ance rate to increase in proportion to body volume thus
the volume of water swept by cilia decreases relative to
body volume as the larva adds segments. An analogous
situation has been described for the cyphonautes larva of
bryozoans. in which ciliated band length does not increase
proportionately to body volume during growth and devel-
opment (McEdward and Strathmann. 1987). This allometry
is potentially unfavorable to larger larvae. In asteroid, echi-
noid, and bivalve larvae similar in size to A. brevis larvae,
metabolic rates scale isometrically with body mass (Hoegh-
Guldberg and Manahan. 1995). Further, in the larvae of an
echinoid, metabolic demand scales isometrically with larval
volume (McEdward, 1984). If these results can be general-
ized to larvae of A. brevis, and if we make the reasonable
assumption that the masses of these larvae are proportional
to their volume, then the maximum clearance rates of A.
brevis larvae decline relative to metabolic demand as the
larvae increase in size. However, larger larvae of A. hrcvis
(>12 setigers) can supplement the amount of small particles
captured by opposed-band feeding by capturing larger par-
ticles at the mouth. The increased size range of food may
compensate, at least partly, for the decrease in clearance
rate. This decrease in maximum clearance rate per larval
volume may have selected for larvae that possess two types
of feeding mechanisms.
Do other annelid larvae share this potentially unfavor-
able allometry of maximum clearance rate and body
volume? Some annelid larvae resemble A. hrevis in ex-
treme elongation of a segmented body during the larval
stage (Bhaud and Cazaux, 1987). Some of these larvae
(<'.,!,'.. spionids) possess feeding mechanisms other than
the opposed prototrochal and metatrochal bands. Thus,
evolutionary changes in the size range of particles cap-
tured may have been favored in several groups of anne-
lids as a result of a small head circumference and long
larval body. Other possible solutions to this problem are
opposed bands elongated on ciliated lobes, as reported
for the rostraria larva of an annelid (Jagersten, 1972). or
the sinuous opposed bands of mitraria larvae of oweniid
annelids (Emlet and Strathmann, 1994).
The larvae of U. cinipo and some other annelids probably
do not face such an unfavorable allometry of maximum
clearance rate to body volume, however. The larvae of U.
cuit/w develop from nearly spherical trochophores (at 3 to 5
days) to forms with more elongate bodies (at several
weeks), but the elongation is not as extreme (cf. Fig. 2 to
Fig. 6). Also, these larvae capture relatively large particles
from an early stage. Nevertheless, the circumferential cili-
ary bands are shorter, relative to body size, than similar
bands that are extended on the velar lobes of many gastro-
pod larvae (Richter and Thorson. 1975). Feeding on an
extended size range of particles and extension of opposed,
ciliary bands on lobes may be alternative ways of increasing
ingestion rates.
Further analyses of larval feeding methods, as well as
robust phylogenies, are required to understand the evolution
and functional consequences of diverse larval feeding
mechanisms in the Annelida. For example, why are opposed
bands apparently used only in the capture of small particles?
What functional constraints place an upper limit on the
spacing of the prototroch and metatroch in opposed-band
feeders? Such analyses may also reveal why some larvae
(c.i>.. serpulids) use restricted opposed bands to feed on
small particles, and others ('.#., polynoids) use complex
oral ciliature to feed primarily on large particles instead of
employing both methods, as do the opheliid and echiurid
larvae described here.
ANNELID LARVAL FEEDING MECHANISMS
25
Acknowledgments
NSF grant OCE9633193. the Robert Fernald Fellowship
endowment, and the Friday Harbor Laboratories of the
University of Washington supported the research on Annan-
din hrevis. NSF grant OCE9301665 and the Bodega Marine
Laboratory of the University of California at Davis sup-
ported the research on Urechis caupo. K. Uhlinger advised
on collection of adults and culture of larvae of U. caupo. W.
Borgeson provided algal medium and Isochrysis galbana.
N. E. Phillips and C. Staude advised on analysis of video-
tapes of U. caupo. We thank J. Marcus for help in printing
photographs, and J. Hoffman and two anonymous reviewers
for useful comments on the manuscript.
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Reference: Biul. Bull. 197: 26-39. (August I9Q9|
Bioluminescence in the Deep-Sea Cirrate Octopod
Stauroteuthis syrtensis Verrill (Mollusca: Cephalopoda)
SONKE JOHNSEN 1 , ELIZABETH J. BALSER 2 , ERIN C. FISHER 1 , AND EDITH A. WIDDER 1
' Marine Science Division, Harhor Branch Oceanographic Institution. Ft. Pierce. Florida: and
2 Department of Biology, Illinois Wesleyan University, Bloomington, Illinois
Abstract. The emission of blue-green bioluminescence
(A m . ix = 470 nm) was observed from sucker-like structures
arranged along the length of the arms of the citrate octopod
Stauroteuthis syrtensis. Individual photophores either
glowed dimly and continuously or flashed on and off more
brightly with a period of 1-2 seconds. Examination of the
anatomy and ultrastructure of the photophores confirmed
that they are modified suckers. During handling, the photo-
phores were unable to attach to surfaces, suggesting that,
unlike typical octopod suckers, they have no adhesive func-
tion. The oral position of the photophores and the wave-
length of peak emission, coupled with the animals' primary
postures, suggests that bioluminescence in S. syrtensis may
function as a light lure to attract prey.
Introduction
Bioluminescence is a common and complex characteris-
tic in coleoid cephalopods. A large percentage of these
animals are bioluminescent, many possessing complicated
light organs utilizing lenses, reflectors, irises, interference
filters, pigment screens, and shutters (Harvey, 1952: Her-
ring, 1988). The diversity of the morphologies and anatom-
ical distributions of cephalopod photophores is unparalleled
among invertebrate phyla (Voss, 1967; Herring, 1988).
However, despite this extraordinary radiation, biolumines-
cence appears to be rare among octopods. Although 63 of
the 100 genera of squid and cuttlefish have bioluminescent
species, only 2 of the 43 genera of octopods have species
confirmed to be bioluminescent the bolitaenids Japetella
and Eledonella (Robison and Youn. 1981; Herring el /.,
Received 16 March 1999; accepted 27 May !')'>
Address tor correspondence: Dr. Sonke Johnsen, MS #33, Woods Hole
Oceanographic Institution, Woods Hole, MA 02543-1049. E-mail:
sjohnsen@whoi.edu
1987; Herring, 1988). In these genera, the light organs are
found only in breeding females (Robison and Young, 1981 )
and are restricted to tissues associated with the oral ring and
the base of the arms (Herring et ai. 1987). In the case of
citrate octopods, bioluminescence has been suggested but
never confirmed (Aldred et ai, 1982, 1984; Vecchione.
1987).
This study provides the first description of biolumines-
cence in the cirrate octopod Stauroteuthis syrtensis. We also
describe the anatomy and ultrastructure of the photophores
in comparison with the morphology reported for cephalopod
photophores (Herring et til.. 1987) and octopod suckers
(Kier and Smith. 1990; Budelmann et ai, 1997). In addi-
tion, we present a hypothesis to explain how the presence of
light organs relates to the feeding behavior postulated for
these animals. A preliminary account of this research has
been presented by Johnsen et al. ( 1999).
Materials and Methods
Source and maintenance of animals
Three specimens of Stauroteuthis s\rtensis were obtained
during a cruise of the R.V. Edwin Link to Oceanographer
Canyon (on the southern rim of Georges Bank, USA) in
August and September 1997. The animals were collected at
depth using the research submersible Johnson-Sea-Link out-
fitted with acrylic collection cylinders (11-liter volume)
with hydraulically activated, sliding lids. The three speci-
mens were caught during daylight at depths of 755 m (225
m from bottom), 734 m (246 m from bottom), and 919 m
(165 m from bottom) (dive numbers 2925 and 2927) and
maintained for up to 2 days at 8C in water collected at
depth.
26
BIOLUMINESCENCE IN A DEEP-SEA OCTOPOD
27
Video ami photography
Specimens were videotaped in two situations. First, the
behavior of two animals was recorded from the submersible.
Second, the captured animals were filmed aboard ship in the
dark by using an intensified video camera (Inte vac's Nile-
Mate 1305/1306 CCTV intensifier coupled to a Panasonic
Charge Coupled Device). During shipboard filming, the
animals were gently prodded to induce bioluminescence.
Representative video frames were digitized (ITSCE capture
board, Eyeview Software, Coreco Inc.). The animals were
also placed in a plankton kreisel (Hamner. 1990) and pho-
tographed with a Nikon SLR camera with Kodak Elite 100
color film. Data from a previously recorded i';i xitu video of
a specimen of S. svrtensis from the slope waters near Cape
Hatteras at 840 m (35 m from bottom; August 1996; R.V.
Edwin Link; dive 2777) are also reported in this paper.
Spectrophotometry
Bioluminescent spectra were measured using an intensi-
fied optical multichannel analyzer (OMA-detector model
1420. detector interface model 1461, EG&G Princeton Ap-
plied Research) coupled to a 2-mm-diameter fiber optic
cable. The detector was wavelength calibrated using a low-
pressure mercury spectrum lamp (Model 6047. Oriel Inc.)
and intensity calibrated using a NIST referenced low-inten-
sity source (Model 310. Optronics Laboratories) intended
for the calibration of detectors from 350 nm to 800 nm. For
further details on the theory of operation and calibration of
the OMA detector, see Widder et al. ( 1983). Three emission
spectra were recorded from one animal, and an average
spectrum was calculated.
Microscopy of photophores
The fixation, dehydration, and infiltration procedures
were performed at room temperature aboard the R. V.
Edwin Link. The animals were sacrificed by over-anesthesia
with MS222 (Sigma Chemicals Inc.). One specimen was
fixed in 10% formalin in seawater and dissected to confirm
species identification. One arm of a different specimen was
fixed in 2.5% glutaraldehyde in 0.2 M Millonig's buffer at
pH 7.4, adjusted to an osmolarity of 1000 mOs with NaCl.
After an initial 1-h fixation, several photophores were dis-
sected from the arm and placed in fresh fixative for an
additional 5.5 h. Postfixation of the dissected photophores in
\ c /c osmium tetroxide in Millonig's buffer for 70 min was
followed by dehydration through a graded series of ethyl
alcohols. Over a period of 6 days, the specimens were
slowly infiltrated with propylene oxide and Polybed 812
(Polysciences) and then embedded in Polybed 812.
Semithin ( 1 /urn) and thin sections of embedded material
were cut with a diamond knife (Diatome) and a Sorvall
MT2 rotary ultramicrotome. Semithin sections were stained
with 2% toluidine blue in 1% sodium borate and photo-
graphed with a Zeiss Photomicroscope II using Kodak
Tmax 100 black-and-white film. Intact arms fixed in 10%
formalin in seawater were photographed with a Tessovar
photographic system. Thin sections for ultrastructural eval-
uation were stained with aqueous 3% uranyl acetate and
0.3% lead citrate. Stained sections were viewed and photo-
graphed with a Zeiss EM 9 transmission electron micro-
scope.
For scanning electron microscopy, an arm with suckers
was fixed in 2.5% gluteraldehyde (as described above).
dehydrated with ethyl alcohol, infiltrated with hexa-
methyldisali/ane (Pellco), and air-dried. Micrographs were
obtained with a JEOL JSM 5800LV scanning electron mi-
croscope using Kodak Polapan 400 film.
Results
General description of animal and distribution of
photophores
Figures 1A and IB show the largest of the three captured
specimens of S. syrtenxis. The appearance of the specimen
is typical for the species (Vecchione and Young, 1997). The
mantle length is about 9 cm (mantle lengths of other two
specimens ~ 6 cm), suggesting that all three animals were
immature (Collins, unpubl. data). The measurements are
highly approximate because the mantle in the living animal
is easily deformed. The primary webbing extends for about
three-quarters of the length of the arms. The arms are oral to
the primary web and attached to it by a secondary web. The
photophores are arranged in a single row along the oral
surface of each arm, situated between successive pairs of
cirri (Fig. IB). Each arm supports about 40 photophores.
The distance between photophores decreases from the base
to the tip of the arm, with the greatest distance being 4 mm
and the smallest less than O.I mm. The diameter and the
degree of development of the photophores located at the tip
are less than those located at the base of the arm. The fresh
tissue of the entire animal had a gelatinous consistency
typical of many deep-sea cephalopods (Voss, 1967). Al-
though orange-red under the photo-floodlights, the color of
the animal was closer to reddish-brown in daylight.
Bioluminescence
When mechanically stimulated, S. svrtensis emitted mod-
erately bright, blue-green light (A max = 470 nm) from the
sucker-like photophores along the length of each arm (Fig.
2). With continuous stimulation, these photophores pro-
duced light for up to 5 min, though the intensity of biolu-
minescence decreased over time. Individual photophores
either glowed dimly and continuously or blinked on and off
brightly at 0.5 to I Hz. The blinking photophores cycled
asynchronously, producing a twinkling effect. All suckers
28
S. JOHNSEN ET AL
Outer epithelium
Figure 1. Photographs under artificial light of the deep-sea finned
octopod Stauroteuthis syrtenxis with the wehhed arms in swimming pos-
ture (A) and spread (B) displaying the photophores/suckers (arrowheads)
that appear as white spheres along the length of the inner surface of the
arms. The posture shown in (B) may he one of extreme withdrawal
intended to startle intruders with the sudden appearance of hioluminescent
suckers, ar, arm; ey, eye; fi, fin; wb, webbing between arms. Scale bars =
4 cm.
(except possibly the very small ones at the tips of the arms)
appeared capable of luminescence. No other portion of the
body was observed to emit light.
Morphology of photophores
Each photophore is a raised papilla-like structure partially
embedded in the connective tissue of the arm. The photo-
phores are composed of three layers of cells: an outer
epithelium modified to form a collar, infundibulum, and
acetabulum: a capsule-like mass of muscle and neural tissue
beneath the epithelium; and a thin layer separating the
capsule from the dermis of the arm (Figs. 3, 4, 5). The collar
epithelium is continuous with the epidermis and is folded
inward, forming a rim around the central portion of the
photophore (Figs. 3B, C; 4A). In both formalin- and glut-
araldehyde-preserved specimens, the photophores appear to
be either everted above (Fig. 3B) or retracted below (Fig.
3C) the outer edge of the collar.
The outer and inner folds of the collar epithelium are
morphologically distinct and are different from the epider-
mis covering the arm (Figs. 5, 6). The epidermis of the arm
is squamous to cuboidal in character and consists of epithe-
lial cells possessing scattered apical microvilli (Fig. 6A).
The outer edge of the collar is composed of columnar cells
with apical microvilli, numerous electron-lucent and elec-
tron-dense vesicles, and large, apically placed, elongated
nuclei (Fig. 6B). Like the epidermis, this region of the collar
is not covered by a cuticle.
The inner edge of the collar is similar in cellular mor-
phology to the outer collar epithelium except that the mi-
crovilli are more densely arranged and are covered by a
cuticle (Figs. 6C, D). In this region, the cuticle is composed
of at least three layers: an outer lamina 0.3 yum thick with
irregular projections; a second electron-dense lamina, also
0.3 /am thick: and an inner layer approximately 1 /urn thick
consisting of amorphous material.
The epithelium and the overlying cuticle of the inner edge
of the collar continue as the epithelium of a flat recessed
region of the photophore corresponding to the infundibulum
of typical octopod suckers (Figs. 3B; 4 A: 5 A, B). The outer
edge of the infundibulum is ringed by hook-shaped den-
ticles (Fig. 4B-D), which are elaborations of the cuticle
(Fig. 6C, D). In addition to the presence of denticles, the
cuticle covering the infundibular epithelium differs from
that described for the inner part of the collar in that the outer
layer contains more irregular projections and the innermost
lamina is greatly expanded. The cuticle in this region is
apparently secreted by the infundibulum and, as supported
by Figure 6C and D, is periodically molted and replaced by
a new, pre-formed cuticle. Subcuticular spaces were ob-
served in association with what appear to be newly forming
denticles.
Three cell types gland cells, columnar epithelial cells,
and multiciliated cells were observed in the infundibular
epithelium. Gland cells with narrow apical necks and a
reduced number of apical microvilli are situated between
columnar epithelial cells, which are characterized by a brush
border of branched microvilli, rounded apical nuclei, apical
endocytic vesicles, and mitochondria (Fig. 7 A). Both co-
lumnar cells and gland cells have a tine granular cytoplasm
replete with Golgi bodies and electron-dense and electron-
lucent vesicles of varying sizes (Fig. 7B. C). Electron-dense
granules, not bounded by a membrane, were observed be-
tween microvilli. These presumably originate from the in-
fundibular cells and are incorporated into the cuticle (Fig.
7C). Multiciliated columnar cells were infrequently ob-
served as part of the infundibulum. Cilia were not found in
epidermal or collar cells. The cilia of the infundibular cells
have two nearly parallel striated rootlets and appear to have
reduced axonemes that do not project above the level of the
BIOLUM1NESCENCE IN A DEEP-SEA OCTOPOD
29
Figure 2. Digitized frames from a video sequence of light emission (white spots) from photophores/suckers
taken from video of an animal filmed in the dark using an intensified video camera (Inlevac's NiteMatc
1305/1306 CCTV Intensifier coupled to a Panasonic CCD). Two amis are shown. For scale, their closest
approach is approximately 1 cm.
microvilli (Fig. 7C). All three cell types are interconnected
by apical adherens and subapical septate junctions (Fig.
7D).
At the center of the light organ, the infundibular epithe-
lium invaginates to form the acetabulum, which is seen
externally as an opening, or pore (Figs. 3B, 4A). This
central opening continues internally as a blind canal (Fig.
5C). The acetabular cells differ from those of the infundib-
ulum primarily in the basal position of the nuclei, the highly
interdigitated lateral membranes, and the diminution of the
outer two layers of the cuticle (Figs. 5C: 8A. B).
The infundibulum and the acetabulum rest on a basal
lamina beneath which is located an expanded layer of con-
nective tissue with a maximum thickness of 1.5 jam (Figs.
5C; 8C, D). Fibers, presumably collagen, although confir-
mation of this is not provided by the data, are arranged in
alternating directions in multiple layers, giving the tissue a
herringbone appearance. Occasional breaks, traversed by
nerve axons, were observed in this otherwise continuous
connective tissue sheath.
Muscle and neural tissue
Beneath the connective tissue underlying the epithelium
of the infundibulum and acetabulum is a mass of tissue
consisting of muscle and neural cells; this surrounds and
encapsulates the outer epithelium (Figs. 5; 8A, E; 9). The
myofilaments. which include thick filaments (25 and 50 nm
in diameter) and thin filaments consistent with the size of
myosin and actin, are oriented in three planes circular.
radial, and longitudinal with respect to the axis of the
photophore. Although all sections were taken in the longi-
tudinal plane of the photophore. the precise plane of each
section for these transmission electron micrographs was not
known. Thus, the differentiation of the fibers seen in Figure
8C (shown in cross-section) and Figure 9A (horizontal
fibers shown in longitudinal section) as circular or radial
cannot be determined.
Intermingled with the muscle cells are nerve cells char-
acterized by electron-dense granules O.I jum in diameter.
Nerve axons are located throughout the capsule and espe-
cially in the basal region closest to the dermis (Fig 9B).
Although a direct connection was not documented, fluores-
cent images of the photophores indicate that axons originat-
ing from the large branchial nerve traverse the dermis and
connect to the photophore.
The innermost layer of the photophores is an epithelium
that separates the muscular capsule from the dermis of the
arm. The cells of this layer have interdigitated lateral mem-
branes and a cytoplasm that appears more granular than that
of the outer epithelium. This layer is associated with extrin-
sic (to the photophore) muscle cells (Fig. 9A) and a blood
vessel located in the dermis (Fig 9B).
In situ behavior
Animal I (from Cape Hatteras) was first seen in a bell
posture with its fins sculling (Fig. 10A). It then moved away
from the submersible, using a slow medusoid locomotion.
After one contraction/expansion cycle, the animal closed its
30
S. JOHNSEN ET AL
CO
ct
Figure 3. (A) Photograph of part of an arm of Slauroteiilhis syrtensis with the webbing removed.
Photophores (arrowheads) are arranged in a single row along the length of the arm and are unequally spaced with
decreasing distance between light organs at the proximal tip of the arm. The positions of the photophores
alternate with the positions of the cirri (cit. Scale bar = 0.5 cm. (B) Light micrograph of a fluorescent image of
a single formalin-fixed photophore in the extended position. Like octopus suckers, the photophore is elevated
above the epidermis (ep). is surrounded by a collar of epidermal cells (co), and consists of an infundihulum (in)
and central acetabular canal (ac). (C) Light micrograph of a retracted photophore that has been bisected
longitudinally. Internally, a capsule-like mass of tissue (ca) underlies the epithelium of the infundibulum and
acetabulum. ct, dermal connective tissue of the arm. Scale bar for B and C = 0. 1 mm.
web and assumed a highly distended balloon posture with
motionless fins (Fig. 10B). After several minutes in this
posture, the arms opened to a bell posture, and then closed
to a considerably smaller balloon posture (Fig. IOC) re-
ferred to as the "pumpkin posture" by Vecchione (pers.
comm.). After 2 min, the fins began sculling and the animal
made one more medusoid contraction and then again closed
its web to the pumpkin posture with fins sculling. After a
minute, the animal made about seven more medusoid con-
tractions and then closed to the pumpkin posture with fins
sculling and head down.
Animal 2 (from Oceanographer Canyon) was first seen
with its arms spread in the horizontal plane with the mouth
oriented upwards (Fig. 10D). It underwent one medusoid
contraction and then inflated to a highly distended balloon
posture with fins motionless and cirri extended and pressed
against the primary web. After several minutes, the fins
began sculling and the animal simultaneously twisted its
body and opened its arms (Fig. 10E).
Animal 3 (from Oceanographer Canyon) was first seen in
a bell posture. Then, using slow medusoid locomotion,
moved away from the submersible. During the escape, its
fin sculled continuously and sometimes vigorously. During
expansion of the primary web, the cirri could be seen and
were extended perpendicular to the arms and pressed
against the primary web.
Discussion
Morphology of photophores and homology with octopus
suckers
Although the anatomical position and morphology of the
light organs of S. svrtensis indicate their homology with
octopod suckers, other aspects of their structure are consis-
BIOLUMINESCENCE IN A DEEP-SEA OCTOPOD
31
Figure 4. Scanning electron micrographs of photophores. (A) Externally, each photophore has three main
recognizable parts: outer wall or collar (co). infundibulum (in), and acetabulum (arrow indicates the opening to
the acetabiilar canal). Scale bar = 100 /Mm. (B) The junction between the infundibulum and the infolded collar
is ringed by a row of denticles (arrowheads). Scale bar = 10 ^im. (C-D) These hook-like denticles (de). which
are atypical of octopod suckers, appear to be elaborations of the cuticle covering the infundibulum and
acetabulum. Scale bars for C and D = 1 jum. A and B adapted from Johnsen el ill ( 1999). with permission from
Nature, copyright 1999 Macmillan Magazines Ltd.
tent with those reported for simple photophores in other
cephalopods (Young and Arnold, 1982; Herring et al., 1987,
1994). Definitive structural characteristics of octopod suck-
ers are given by Kier and Smith (1990) and Budelmann et
al. (1997). Like the suckers of other citrate octopods, the
photophores of S. syrtensis are arranged in a single row
along the oral surface of the arm with the largest, most
developed organs located at the base of the arm, nearest the
mouth. Suckers and these photophores both consist of three
layers of tissue: an outer epithelium, an intrinsic muscular
layer, and an extrinsic layer associated with muscle cells.
The outer epithelium is covered by a cuticle that, as in
suckers, appears to be periodically molted. Moreover, the
epidermis associated with the photophore is modified to
form the columnar epithelial cells of the recessed infundib-
ulum and the invaginated acetabulum. The arrangement of
myofilaments in the muscular capsule are consistent with
the three-dimensional array of contractile fibers typical of
suckers. Although this may be an artifact of fixation, the
morphology and the arrangement of myofilaments would
allow for the retraction and extension, as well as a change in
the diameter, of the photophore and may be important in
regulating the intensity of the emitted light.
Although denticles are not common in octopod suckers
(Nixon and Dilly, 1977; Budelmann et al., 1997), hooks and
denticles of various sizes are found in decapod cephalopods.
The functional significance, especially with the apparent
loss of an adhesive function for the suckers, of the denticles
on the photophores of S. syrtensis is unknown. They may,
however, be vestigial structures indicating an evolutionary
connection to the decapods.
Although definitive morphological characteristics are
32
S. JOHNSEN ET AL
-
**?>
Figure 5. Light micrographs of a series of semithin sections from the
outer edge of the infundihulum (A), through the middle region of the
inl'undihulum (B), lo the center of the acetabular canal (C). Each photo-
phore consists of an outer epithelium that is recessed below the level of a
supporting epidermal collar (co). This epithelium forms the infundihulum
(inland the acetabulum (ac)and is covered by a cuticle (cu). A capsule-like
mass of tissue (ca) is located below the outer epithelium and is separated
from the connective tissue (ct) of the arm by a third layer of cells (tl).
Arrowheads, denticles; arrow, putative reflector. Scale bars = 0.2 mm
lacking for photocytes in general (Herring, 1988). the epi-
thelium of the acetabulum (and possibly of the infundihu-
lum) is presumed to be the bioluminescent region of the
photophores in S. syrtensis. Characteristics that identify
photocytes in the octopod Japetella diaphana ( Herring et ai
1987) and the squid Ahralia trigonura (Young and Arnold,
1982) and are also found in the photophores of S. syrtensis
include the presence of an amorphous, finely granular cy-
toplasmic ground substance containing numerous electron-
dense vesicles, large basal nuclei, highly interdigitated lat-
eral plasma membranes, ciliary rootlets, and abundant Golgi
bodies. To some degree, this cellular morphology is found
in the cells of both the infundihulum and the acetabulum.
Since these ultrastructural traits are also typical of secretory
epithelia. one hypothesis is that the infundibular epithelium
secretes the cuticle, and the acetabular epithelium is in-
volved in light production.
Reflectors in cephalopod photophores are typically com-
posed of collagen fibers arranged in layers beneath the
photocytes (Young and Arnold, 1982; Herring et /., 1994).
The layer of connective tissue separating the outer epithe-
lium and the underlying capsule of muscle and nerve tissue
in S. syrtensis conforms to this description. As in J. di-
aphana (Herring et ui, 1987), the fibrous layers appear
concentric with respect to the axes of the photophore and
alternate in orientation. In a longitudinal tangential section,
this arrangement would produce the herringbone effect seen
in the putative reflector of S. syrtensis.
The functional significance of bioluminescence
The replacement of adhesive suckers with photophores
might have occurred during colonization of the pelagic deep
sea from the shallow-water benthos. However, the signifi-
cance of this transition and the function of the light emis-
sions are, at present, unknown. One function of light emis-
sion common to almost all bioluminescent animals is
defense (reviewed in Widder, 1999). The vast majority of
bioluminescent animals emit light when disturbed, perhaps
to startle predators or to attract larger animals that may prey
upon the predator. Feeding experiments have shown that
feeding rates of predators are diminished in the presence of
bioluminescence (see Widder, 1999, for further details).
Since S. syrtensis emitted light in response to physical
disturbance, it is likely that defense is at least one function
of its light emission.
The functions of bioluminescence in deep-sea animals are
difficult to determine because these animals are seldom
observed in their own environment, and then only under
bright lights that both mask natural light emissions and
affect behavior. Therefore, the following discussion is based
on circumstantial rather than direct evidence and is neces-
sarily speculative. On the basis of the anatomical distribu-
tion of the photophores, the optical characteristics of the
emitted light, and the behavior of the animal, we propose
two more functions for bioluminescnce in S. syrtensis:
sexual signaling and light luring. Visual communication is
BIOLUM1NESCENCE IN A DEEP-SEA OCTOPOO
33
Figure 6. Transmission electron micrographs of tangential longitudinal sections through the epidermis (A),
outer rim of the collar (B), and the inner rim of the collar and outer edge of the infundibulum (D and C). These,
as do all TEM images, represent sections taken in the longitudinal axis of the photophore. The epidermis is
composed of flat cells with scattered apical microvilli (niv). The inner rim of the collar (co) and the infundibulum
(in) are covered externally by a cuticle (cu). which at the edge of the infundibulum is modified to form denticles
(del. Like the cuticle of suckers, the photophore cuticle is apparently shed and replaced by a new pre-formed
cuticle (nd). ct. dermal connective tissue of the arm; ne. nucleolus; nu. nucleus. Scale bars for A, B. and C =
1 fum. Scale bar for C = 3 jum.
extremely common among cephalopods (Hanlon and Mes-
senger. 1996), and the suckers of certain shallow-water
octopods have been implicated in (non-biolurninescent) sex-
ual signaling (Packard. 1961). Indeed, sexual signaling is
the proposed function of bioluminescence in the other
bioluminescent genera of octopods (Robison and Young.
1981). In these animals, light organs are found only in
mature breeding females. Males, immature females, and
brooding females all lack this organ. In addition, Robison
and Young (1981) noted that the emitted light is distinctly
green (rather than the far more common blue-green) and
suggested that the bioluminescence may be a private line of
communication.
However, although the octoradial pattern of twinkling
bioluminescence in 5. syrtensis makes a highly species-
specific signal, several factors contradict its use as a sexual
signal. First, the photophores appear to be found in mem-
bers of the species that, based on mantle length, are imma-
ture (Collins, unpubl. data). None of the three collected
specimens were sexed by dissection. However. S. .syrtensis
can be externally sexed by a sexual dimorphism in suckers
9-22. In mature males, suckers 9-22 are considerably en-
larged; in immature males, the enlargement is less notice-
able (Collins, unpubl. data). By this method, two of the
thixv animals were sexed as female; the sex of the third
animal is unknown. All, including the animal observed from
the submersible at Cape Hatteras. had the same character-
istically reflective suckers. Second, the light organs' wave-
34
S. JOHNSEN ET AL
mv
mi
Figure 7. Transmission electron micrograph'- showing the details of the epithelial cells of the infundihulum.
This epithelium contains gland cells (gc) and columnar epithelial cells (A) and multiciliated columnar cells (C).
(A. B) Numerous electron-dense lev) vesicles, vesicles that are less opaque (ve), and Golgi bodies (arrowheads)
arc found in finely granular cytoplasm (cy) of all cell types. Scale bars = 1 /urn. (C) Both types of columnar
epithelial cells are characterized by having mitochondria (mi) and a brush-border of branched microvilli (mv).
A few multiciliated cells were identified by the presence ot ciliary rootlets (cr) and short apical axonemes. Scale
bar = 2/xm. (D) Infundibular cells are interconnected by apicolateral adherens (ad) and subapical septate (spi
junctions. Scale bar = ().? /urn. nu. nucleus.
length of peak emission closely approximates the wave-
length of maximum light transmission in the ocean (475
nm) and the usual peak wavelengths of bioluminescence
and visual sensitivity in deep-sea animals (Jerlov. 1976;
Herring, 1983; Widder ct ui, 1983; Frank and Case, 1988;
Partridge el /.. 1992; Kirk. 1983). Therefore, though the
bioluminescent signal would be visible at long distances to
other member-* of S. xyrtcnxix, it would also be visible at
long distances to potential predators. In addition, since the
octoradial pattern would be distorted by light scattering
after a short distance underwater (Mertens. 1970), it would
be difficult to distinguish from the many other biolumines-
cent signals of similar wavelength.
A more attractive hypothesis is that bioluminescence in S.
xyrtenxis functions to lure potential prey. Voss (1967) has
previously suggested that the photophores in some cepha-
lopods function as light lures, and this function in S. syr-
tensis is supported by the following line of evidence. The
ciirate genera Stauroteuthis, Cirrotctithis. and Cirrm/uiiinni
feed on small planktonic crustaceans, and other researchers
BIOLUMINESCENCE IN A DEEP-SEA OCTOPOD
35
.
m v
f ;
" &". .^:A.i?VJ-&
; -
-.".. . ' >'
Figure 8. Transmission electron micrographs of the acetahular epithelium ( A-C). the putative reflectoi i l>i.
and distally positioned cells in the capsule of tissue beneath the outer epithelium (E). (A) A montage showing
the presumptive photocytic epithelium (ph), reflector (re), and the underlying capsule (ca) of muscle and nerve
cells. Scale bar = 3 /xm. (B) Like photocytes of other cephalopods, the cells of the acetabulum have highly
digitized lateral membranes (arrowheads) and a finely granular cytoplasm (cy). Scale bar = 0.5 fim. (C. D) A
layer of connective tissue separates the acetabular epithelium from the underlying muscle (mu) and nerve cells.
Breaks in the connective tissue layer are bridged by neurons (nv). Fibers (fi) in the connective tissue are arranged
in layers with alternating orientation, giving the tissue a herringbone appearance. Scale bars = 0.5 /^m. (E)
Presumptive neurons with electron-dense granules (gr) are found throughout the capsule. Scale bar = 0.5 fxm.
have suggested that these are trapped within a mucous web
produced by buccal secretory glands and handled by the
elongated cirri (Vecchione, 1987; Vecchione and Young,
1997). Since all three genera appear to have nonfunctional
suckers (Aldred ct /.. 1983; Voss and Pearcy, 1990), this
method of feeding seems likely. In all three genera, the
36
S. JOHNSEN ET AL
A
Figure 9. (A, B) Transmission electron micrographs ot Ihc medial region of the capsule and ot the third
innermost cell layer of the photophore. The capsule, like the intrinsic musculature of suckers, consists, in part,
ot cells with myolilaments arranged in three planes (also see inset). Longitudinal dm) and horizontal fibers (nui)
alternate throughout the capsule. Inset shows thick and thin filaments consistent with the si/e and appearance of
myosin and actin. Neural axons (nv) are intermingled with muscle cells. The capsule is separated from the
connective tissue of the arm (ct)by a third layer of cells ( ' I. which is associated with extrinsic muscle cells (cm),
bv. lumen ot a blood vessel; nu. nucleus. Scale bars = 1 fj.ni.
shape of the primary web precludes any flow-through feed-
ing current. Therefore, the prey cannot be filtered from the
water column, but must somehow be attracted to the mucous
web. Since many deep-sea crustaceans have well-devel-
oped, sensitive eyes and are attracted to light sources (Morin
ft nl.. 1475). the photophores of S. syrteiisis may provide
the lure.
With the exception of the twisting behavior following
ballooning (observed only once), the in situ behaviors of the
three specimens of S. syrtensis reported here are similar to
BIOLUMINESCENCE IN A DEEP-SEA OCTOPOD
37
Figure 10. Digiti/ed frames of in situ video of Stauroteuthis syrtensis:
(A) bell posture; (B) distended balloon posture; (C) pumpkin posture
(distinguished from the balloon posture by the fact the web is not fully
inflated); (D) inverted umbrella posture; (E) animal twisting and opening
its arms after ballooning. The highlights on the mantle in A. C, and E are
reflections from the submersible lights.
those described from videos of two other specimens ob-
served by Vecchione and Young (1997). When first ap-
proached. S. syrtensis is generally found with its arms
spread in an umbrella or bell posture, with the mouth
oriented either upwards or downwards (Roper and Brund-
age, 1972; Vecchione and Young, 1997; Villeneuva et a!..
1997). Since the animal almost certainly detects the rela-
tively large and well-lit submersible well before itself being
captured on video, it is difficult to know whether this is the
natural posture or a defensive reaction. Given the assump-
tion that the animals are in an undisturbed, non-withdrawal
state when first filmed, their posture and the location of their
photophores are consistent with the use of bioluminescence
as a lure. As mentioned above, the wavelength of peak
emission approximates the wavelength of maximum light
transmission. This suggests that the emission spectrum of
the photophores has been selected for maximum visibility.
Finally, because the intensity of upwelling light is only a
small percentage of that of downwelling light (Demon,
1990), animals bioluminescing in the mouth-up posture
would be highly visible to potential prey in shallower
depths. Collectively, these observations give credence to the
idea that 5. syrtensis uses photophores to attract prey.
Existence and evolution of photophores in octopods
Aside from the present study, the only other conclusive
evidence of bioluminescence in octopods is restricted to the
breeding females of the family Bolitaenidae (Herring.
1988). However, the existence of light organs within suck-
ers (at the base of the peduncle) has been suggested in the
cirrate octopod C. nuimivi (Chun. 1910, 1913). As in the
photophores of 5. svrtensis, these organs have a bright white
appearance due to reflection from a connective tissue layer
and are found in suckers that have many reduced traits
compared to typical octopod suckers (Aldred et ui, 1983).
Unlike the photophores of S. syrtensis, the postulated light
organs of C. mtirmyi are not found within the sucker itself.
In addition, the connective tissue layer is situated such that
the produced light would be reflected into the tissue of the
arm. After a complex subsequent study (Aldred et ai, 1978,
1982, 1983), Aldred et nl. (1984) tentatively interpreted the
organs as unusual nerve ganglia (see also Vecchione, 1987).
Because photophores and photocytes have a bewildering
variety of morphologies (Buck, 1978; Herring, 1988), con-
clusive determination of the presence or absence of light
organs (which often emit only dim light) requires observa-
tion of a healthy specimen in near-total darkness by a
thoroughly dark-adapted observer (i.e., in near-total dark-
ness for a minimum of 10 min) (Widder et ai, 1983). Owing
to the bright lights of submersibles and remotely operated
vehicles, bioluminescence is seldom observed in situ. In
addition, since most bioluminescent animals produce light
when disturbed, deep-sea cephalopods collected in nets
generally have exhausted their light production by the time
they reach the surface. Finally, observations of spontaneous
luminescence are rare; most bioluminescent animals must
be physically stimulated (often for a considerable period of
time) before light is observed (Widder et /., 1983).
The evolutionary history of photophores in any animal
group is extremely difficult to determine because biolumi-
nescence has no fossil record (Buck, 1978). The evolution
of bioluminescence in the coleoid cephalopods is particu-
larly intriguing because of the extraordinary diversity and
complexity of photophores in deep-sea decapods and
vampyromorphs and their apparent rarity and simplicity in
deep-sea octopods (Herring, 1988). However, biolumines-
cence in the deep-sea octopods may not be as rare as
previously assumed. For the reasons given in the previous
paragraph, bioluminescence may be under-reported in the
deep-sea octopods. Cirrothuuimi innrniyi and Cirroteitthis
38
S. JOHNSEN ET AL
are found at abyssal depths (except in polar regions, where
they can be found at the surface) (Voss, 1988), making
capture of healthy specimens extremely difficult. Opistoteu-
this is found at shallower depths and has been maintained in
aquaria (Pereyra, 1965). but it is not known whether it was
observed under the specialized conditions necessary to de-
tect bioluminescence. However, given that Opistoteuthis
feeds on a variety of benthic prey that it apparently captures
using functional suckers (Villaneuva and Guerra, 1991 ), if it
is bioluminescent, its photophores are probably in a differ-
ent site.
Octopod bioluminescence may exist only in S. syrtensis
and the bolitaenids. A cladistic analysis of the Octopoda
involving 66 morphological characters places the citrates
basal to the incirrates and the bolitaenids basal among the
incirrates (Voight, 1997). This analysis also supports the
monophyly of the bolitaenids and the two clades (Cirroteu-
thidae and Stauroteuthidae) composing the genera Stauro-
teitthis, Cirrothauma, and Cirroteuthis. The homology of
the photophores in S. syrtensis and the bolitaenids is un-
likely. The photophores of S. syrtensis appear to exhibit the
rare trait of muscle derivation. The only other example of
muscle-derived light organs has been found in the scopel-
archid fish Benlhalbella infans (Johnston and Herring,
1985). Although the luminous circumoral ring in the boli-
taenid Japetella diaphann is initially a muscular band, the
great increase in the size of the ring in adult females
apparently requires tie uoro synthesis of luminous tissue
(Herring et ai, 1987). In addition, the light organs differ in
almost all other anatomical and morphological characteris-
tics. Finally, only mature female bolitaenids have light
organs, which appear to have a sexual function, whereas the
light organs of S. syrtensis are found in immature animals
and may be involved in feeding. Multiple independent evo-
lutions of photophores are common in decapods, at least at
taxonomic ranks of subfamily or higher (Young and Ben-
nett, 1988; Herring et ai, 1992. 1994). Therefore, despite
the close evolutionary relationship between the cirrates and
the bolitaenids. photophores in these two groups seem to
have evolved independently. However, the monophyly of
Stauroteuthis, Cirroteuthis, and Cirrothauma and the fact
that they all have suckers with reduced traits suggest the
possibility of light production by modified suckers in the
latter two genera.
Acknowledgments
We thank the captain and crew of the R.V. Edwin Link
and the Johnson-Sea-Link pilots, Phil Santos and Scott
Olsen. for assistance with all aspects of animal collection.
We also thank Dr. Tamara Frank for a critical reading of the
manuscript. Dr. Michael Vecchione for aid with identifying
the specimens, Dr. Janet Voight for helpful discussions on
octopod evolution, and Dr. Martin Collins for use of un-
published data. The authors are grateful to the Smithsonian
Marine Station at Fort Pierce, Florida, for allowing the use
of the photomicroscopes. Our thanks are also extended to
Dr. William Jaeckle for his assistance with the scanning
electron microscopy and to Julie Piriano for help with the
transmission electron microscope. This work was funded by
a grant from the National Oceanic and Atmospheric Ad-
ministration (subgrant UCAP-95-02b, University of Con-
necticut, Award No. NA76RU0060) to Drs. Tamara Frank
and EAW, a grant from the National Science Foundation
(OCE-93 13872) to Drs. Tamara Frank and EAW. and by a
Harbor Branch Institution Postdoctoral Fellowship to SJ.
This is Harbor Branch Contribution No. 1287 and Contri-
bution No. 479 of the Smithsonian Station at Fort Pierce,
Florida.
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Reference: Biol. Bull 197: 40-48. (August 1999)
Long-Term Culture of Lobster Central Ganglia:
Expression of Foreign Genes in Identified Neurons
GEOFFREY K. GANTER, RALF HEINRICH. RICHARD P. BUNGE 1 *,
AND EDWARD A. KRAVITZt
DC/HI rtinent of Neurohiologv, Harvard Medical School, 220 Longwood Avenue, Boston, Massachusetts
021 15: and Miami Project to Cure Paralysis, University of Miami School of Medicine,
Miami, Florida 33136
Abstract. The ventral nerve cords of lobsters (Homarus
americamts) can be cultured /';; vitro for at least 7 weeks.
Over this period, neurons maintain their normal electro-
physiological features and continue, among other measures
of neuronal health, to synthesize RNA and proteins. One
application of this culture system is demonstrated: the ma-
nipulation of gene expression in identified neurons. After
intracellular injection of complementary RNA (cRNA) en-
coding green fluorescent protein (GFP), the amount of pro-
tein product measured by fluorescent confocal microscopy
increases for 4 days and then decreases to background by
day 10. Thus, translation of the injected message must have
increased for 4 days before declining. Moreover, after in-
jection of cRNA encoding j3-galactosidase, the levels of
enzyme activity were measured using a fluorogenic sub-
strate, revealing a peak of /3-galactosidase activity at 6 to 9
days: this activity was still detectable for at least 10 days
after injection.
Therefore, either GFP or /3-galactosidase can be used as
an injectable marker, allowing HI vivo quantitation of ex-
Received 16 December 1998; accepted 21 April 1999.
* This paper is dedicated to the memory of a good colleague and friend.
Dr. Richard P. Bunge. Dick died on September 10. 1996, of esophageal
cancer at the age of sixty-four. He was in the midst of an important project,
that of rebuilding the Miami Project to Cure Paralysis, and in 1989 became
the scientific director of that project. One of us (EAK) had the good fortune
to work with Dick from 1968 to 1969 during his sabbatical visit to our
laboratory in Boston. The organ culture system was developed at that time,
and although these earlier experiments never were published, they are an
important part of our present and future research activities. It is typical of
Dick and his studies that they often were far ahead of their time. We are
honored to include him as an author on this paper.
t To whom correspondence should be addressed. E-mail: edward_kravitz@
hms.harvard.edu
pression in individual cells over time. We measured long-
lasting expression of these proteins after a single injection,
suggesting that it may be possible to manipulate the levels
of expression of any gene of interest.
Introduction
The ventral nerve cord preparation has been a useful tool
for exploring the physiology and pharmacology of central
neurons in the lobster (see Otsuka et ai. 1967; Livingstone
ct /., 1980; Ma and Weiger, 1993). The entire nerve cord,
with the nerve roots sectioned, can be dissected from lob-
sters and maintained in oxygenated saline for up to 36
hours. After the ganglia have been desheathed, the large cell
bodies of central neurons can be identified both by their
positions and by their physiological properties as revealed
in electrophysiological recordings.
In this study, we report an extension of this technique that
allows experiments of at least 7 weeks duration to be carried
out. Longer term experiments that become possible under
these conditions include an exploration of the effects of
manipulation of levels of gene expression. Since activation
of a gene can take several days to affect cells, experiments
of this type were not practical with the short-term prepara-
tions that are commonly used.
Genes from practically any source can be injected into
Xenopits oocytes and the resulting heterologous expression
analyzed (for review, see Dawid and Sargent, 1988). Use of
this technique allows, for example, the effects of point
mutations or deletions in genes to be examined. Although
expression can be characterized in heterologous systems,
the function of cloned genes might be more informatively
explored if they could be expressed in cells of their native
organism. Our studies show that this important option is
40
ORGAN CULTURE AND INJECTION OF NEURONS
41
now available for investigations of the roles of neuronal
genes in the central neurons of the lobster. Moreover, we
can use this technique to express proteins or peptides in
neurons and investigate both the physiological responses of
the neuron and the effectiveness of the introduced sub-
stance.
Injection of DNA or RNA into identified neurons can be
a direct and effective means of altering gene expression in
identified cells. Several investigators have used microinjec-
tion techniques to express genes in invertebrate neural sys-
tems; in particular, the effects of various proteins on syn-
aptic transmission and electrical excitability of neurons
have been determined. For example, Kaang and coworkers
(1992) found that microinjection of DNA encoding an A-
type Shaker potassium channel into Aplysia neurons short-
ened action potentials and thereby had a profound effect on
transmitter release. Expression of a noninactivating potas-
sium channel in another type of Aplysia neuron abolished
spontaneous bursting activity (Zhao et til.. 1994). RNA
encoding the leech homeobox protein Loxl, when injected
into certain types of leech motoneurons, introduced active
spike propagation to proximal neurites (Aisemberg et al.,
1997). In another system. Dearborn and coworkers (1998)
injected rat synapsin 1A1 into crayfish neurons and found
an increase in transmitter release.
In this communication, we present an organ culture sys-
tem that extends the time frame of nerve cord experimen-
tation, allowing for such long-term experiments as the ex-
pression of foreign RNAs in lobster central neurons. We
have induced the expression of green fluorescent protein
(GFP) from the jellyfish Aequoria victoria (Prasher et al.,
1992; Chalfie et al., 1994) and the enzyme /3-galactosidase
from the bacterium Escherichia coli (MacGregor et al.,
1987). Levels of both proteins were measured repeatedly in
individual living cells over several days. Neither of these
proteins interfered with the viability of the cells. These
reagents can be injected either as continuous expression
monitors or as fusion proteins linked with other proteins of
interest (Lalumiere and Richardson, 1995; Gerdes and
Kaether. 1996). This study confirms the effectiveness of the
gene delivery system and our long-term organ culture sys-
tem, a combination that promotes connections between the
disciplines of molecular biology and physiology in the study
of the lobster nervous system.
Materials and Methods
Dissection and neuron identification
Nerve cords were removed from ice-anesthetized adult
lobsters and pinned out in lobster saline as previously de-
scribed (Otsuka et al., 1967; Harris-Warrick and Kravitz,
1984; Ma et al., 1992). After desheathing the abdominal
ganglia and removing the glial layers, we targeted two cell
types for injections. These were identified according to
criteria defined by Otsuka et al. (1967) and included large
glutamate-containing motoneurons (M6/M7). with their ax-
ons projecting through ipsilateral 3rd roots, and GABA-
containing neurons (12), displaying prominent excitatory
synaptic input and projecting through contralateral 3rd roots
to the periphery.
Lobster organ culture system
After experimental manipulation, preparations were
rinsed several times in sterile saline containing penicillin
(50 /u,g/ml). streptomycin (50 /ig/ml) and neomycin (100
fig/ml) (GIBCO/BRL). Nerve cords were rinsed twice in a
modified Leibovitz's L-15 medium, pinned out in ethanol-
and UV-sterilized Sylgard-coated (Dow Corning) petri
dishes (60 mm diameter), and then incubated in the modi-
fied medium. The culture medium contained Leibovitz's
L-15 medium with L-glutamine at 300 mg/1 (GIBCO/BRL)
and with the following additions made to bring the salt
concentration to levels suitable for incubation of lobster
tissues: NaCl was adjusted to 462 mM; KC1 to 16 mM;
CaCU to 26 mM; MgCl 2 to 8 mM; and glucose to 1 1 mM;
HEPES buffer (pH 7.4) at 10 mM (all salts from Sigma);
fetal bovine serum (GIBCO/BRL) at a final concentration of
10%. Antibiotics and antifungal agents were added at the
same concentrations specified above. Nerve cords were
cultured at 16C in an air incubator (Isotemp, Fisher) and
the culture medium was changed twice weekly.
Lobster ganglion labeling and autoradiography
Labeling and autoradiography were carried out according
to the method of Hendelman and Bunge (1969). Lobster
ganglia were incubated in medium containing 10 jaM H-
uridine (RNA labeling) or 10 /J.M 3 H-leucine (protein label-
ing) at high specific activity (New England Nuclear). Tis-
sues were fixed in 2% osmium tetroxide buffered with
veronal acetate (pH 7.4) with added CaCl : (0.05%) (all
chemicals from Sigma). After several washes, ganglia were
dehydrated in a graded ethanol series and embedded in a
mixture of 10 parts Epon 812 (Structure Probe, Inc. (SPD);
10 parts Aralidite 6005 (SPD: 24 parts DOS A (dodecenyl
succinic anhydride. SPI): and 2% DMP-30 (2,4,6-tris(dim-
ethylaminomethyl (phenol, Sigma). Sections of 1-1.5 /am
were cut and autoradiographed at 4C in Ilford L-4 emul-
sion (Ferranti-Dege). Slides were developed with D-19
(Kodak) and mounted in glycerin. Two experimental sets
were examined in detail using this method. In one, pairs of
ganglia were incubated in organ culture for 2 days or for 49
days, before incubation for 4 h in H-leucine or H-uridine,
followed by 20 h of washout in nonradioactive medium,
fixation and processing all as described above. In the second
experimental set, ganglia were cultured for 30 and 45 days
in vitro before labeling, fixation, and autoradiography.
42
G. K. GANTER ET AL
GABA measurements
GABA in single cells was measured by the original assay
method of Jakoby and Scott ( 1959). This method uses the
enzymes GABA-glutamic transaminase and succinic semi-
aldehyde dehydrogenase to generate spectrophotometrically
detectable triphosphopyridine nucleotide (reduced) in direct
proportion to the amount of GABA in a sample. Single-cell-
body isolation, extraction, and enzyme measurements were
carried out as described in Otsuka ct ul. ( 1967).
RNA reagents
Capped GFP cRNA was transcribed from Xhol -linear-
ized pSEM/GFP (generously provided by Richard Dear-
born, see Dearborn ct ul.. 1998) (enzyme from New En-
gland Biolabs) using the CapScribe SP6 kit (Boehringer
Mannheim) and following the manufacturer's instructions.
/3-galactosidase-encoding cRNA was transcribed from
pCMV-SPORT-0-gal (GIBCO/BRL. linearized with Xmnl.
New England Biolabs) by the same method. RNA quality
and quantity were monitored by gel electrophoresis and UV
spectrophotometry. The solutions used for injection con-
tained cRNA at 0.5 to 1 MJ?V alH ' included 0.1 U/ju,l of
RNase inhibitor (RNasin. Promega).
RNA was introduced into the cytoplasm of lobster neu-
rons by pressure injection through an intracellular recording
electrode (pressure at compressor: 5-20 psi). Glass capil-
laries (Drummond Scientific Company) were baked over-
night at 300C to facilitate filling and to remove possible
sources of RNase activity; microelectrodes were pulled (Na-
rishige PE-2) and the tips were broken to less than 4 /im by
tapping them against a fine glass rod under a compound
microscope at 200 x magnification. Electrodes were filled
by first dipping their tips into 2 jul of the electrode solution
(see below) on a small piece of Parafilm (American Na-
tional Can). The remaining solution was picked up using a
pipette tip and injected into the back of the electrode, where
it quickly ran to the tip by capillarity. Electrodes were
mounted in an electrode holder (MEH2RW, World Preci-
sion Instruments (WPI)) fitted with a silver wire long
enough to make electrical contact with the solution in the tip
of the electrode. The electrode wires were treated with
RNaseZap! solution (Ambion), with care taken in loading
the RNA solution to avoid RNase contamination. Potassium
acetate was added to the RNA samples to a final concen-
tration of 0.5 M, along with 0.05% phenol red (Sigma) for
visualization. Control injections revealed that phenol red
did not interfere with the fluorescence detection or the
viability of the cells, and appeared to diffuse out of injected
cells within a few hours. Cells were injected slowly with
RNA solution until the somata appeared slightly red.
DNA reagents
Plasmid DNA was injected in the same way as was the
RNA. Purified DNAs including the following constructs
were injected at concentrations ranging from 0.1 to 5 /J.g//-tl:
(i) Drosophila melanogaster neuron-specific elur promoter
(Yao and White, 1994) driving a /3-galactosidase reporter
gene (gift from Dr. Thomas Schwarz): (ii) human CMV
immediate early enhancer/promoter (Thomsen et ai. 1984)
driving a fusion of the human j3-2 adrenergic receptor and
the At'i/itoriti victoria GFP (gift from Dr. Timothy Mc-
Clintock); and (iii) Drosophila melanogaster heat-shock
inducible promoter from hsp70 (Pelham, 1982) driving
GFP.
Physiological recordings
Intracellular recordings from neuronal somata were per-
formed with glass microelectrodes filled with 1.0 M potas-
sium acetate (12-25 MO resistance). For injections, this
solution was replaced by a mixture of 0.5 M potassium
acetate and the molecular constructs to be injected (3-5 Mil
resistance). Electrical signals were amplified with an Axo-
probe 1A amplifier (Axon Instruments). The cells were
physiologically identified by their synaptic input and anti-
dromic stimulation of their axons in the 3rd roots following
criteria defined by Otsuka and coworkers (1967). Nerve
roots were stimulated by placing their cut ends into closely
fitting suction electrodes. Electrical stimuli were generated
and delivered by a Master-8 stimulus generator (A. M.P.I.)
with built-in isolation units.
Detection of cRNA expression
Injected neurons were periodically monitored, using con-
focal fluorescence microscopy, for GFP expression or for
/3-galactosidase activity. Nerve cords were transferred from
culture vessels to sterile, medium-filled, deep-well micro-
scope slides that had a thin coat of Sylgard on their lower
surfaces. The cords were pinned out, coverslipped. and
observed with a scanning laser confocal microscope
equipped with FITC filters (MRC 600, Bio-Rad). For /3-ga-
lactosidase activity determinations, fluorescein di-(/3-D-ga-
lactopyranosideK Sigma) dissolved in dimethyl sulfoxide to
make a final concentration of 0.67 mg/ml was added to the
medium on ice after the preparation had been transferred to
the slide.
For GFP measurements. 6.5-/xm optical sections were
taken through the cell body region of the injected cell and
images recorded using the confocal microscope's photomul-
tiplier tubes at various times after injection. For /3-galacto-
sidase measurements, a single section was scanned as
quickly as possible after transferring the slide to the micro-
scope, and the increase in fluorescence with time was mea-
sured over the next 35-40 min in periodic scans. Fluores-
ORGAN CULTURE AND INJECTION OF NEURONS
43
cence was quantified by measuring average pixel intensity
for comparable single sections using NIH Image software
(Shareware by Wayne Rasband. National Institutes of
Health). Following each imaging session, preparations were
rinsed again in sterile saline and lobster L- 1 5 and repinned
m the culture dish; the culture was continued at 16C.
Results
Sunivul of central neurons in lon^-terin orifun culture
The ventral nerve cord was removed from an adult lobster
and maintained in a modified Leibovitz L-15 culture me-
dium for at least 7 weeks. Over this period, identified
neurons maintained features typical of their condition in the
short-term preparation routinely used for physiological ex-
periments (usually from 12 to 36 h).
Phvsiology of neurons. The positions of the somata of
many neurons in the lobster ventral nerve cord have been
mapped (Otsuka el al. 1967: Beltz and Kravitz. 1983;
Schwarz el al., 1984; Schneider et al., 1993). Cell bodies
can be reliably and readily identified from preparation to
preparation by their relative sizes, their position in a gan-
glion, their endogenous and nerve-evoked synaptic input,
their spontaneous activity, and by backfiring their axons. To
illustrate, 12, a large GABA-containing inhibitory motor
neuron innervating the fast flexor muscles, was studied in a
preparation maintained for 49 days in culture (Fig. 1). As
shown in the schematic, an intracellular recording electrode
was placed in the putative 12 cell in this ganglion, and
stimulating electrodes were placed on the anterior connec-
tive (point 1) and contralateral 3rd root of the ganglion
(point 2). Stimulation of the contralateral 3rd root led to the
appearance in the cell body of small action potentials (ac-
tion potentials do not invade these somata) that retained a
constant amplitude with increasing intensities of stimula-
tion. No other large cell bodies showing this property were
seen in that location, hence the identification of the cell as
12 is highly likely and further supported by the demonstra-
tion that these neurons contain GABA. In contrast, with
increasing levels of stimulation of the anterior connective
(point 1, Fig. 1, left), excitatory postsynaptic potentials
measured in 12 increased in amplitude, finally generating
action potentials in these cells. This suggests that a progres-
sive recruitment of presynaptic inputs to 12 is occurring, and
that these inputs, too. have survived the long-term organ
culture. When the connective between electrode 1 and the
ganglion was crushed, excitation of 12 via this route was
abolished (Fig. 1, top right), thereby assuring that the re-
sponses seen were not due to current spread from the
stimulating electrode. Resting membrane potentials in 12
and other cells in this and in other experiments were within
normal ranges (50 to 65 mV, data not shown). GABA
was detected in 12 cell somata dissected from organ-cul-
tured ganglia at concentrations normally found in 12 cell
crush ant. conn.
ins
mv
ms
Figure 1. Normal actmt\ in a lobster ganglion maintained in organ
culture for 49 days. While recording intracellularly from an abdominal
GABA-containing cell. \2. the preparation was stimulated from the anterior
connective (point 1 ). Increasing stimulation intensity (left panel, bottom to
top) elicited an increasing excitatory response in 12 (at point 1 1 that finally
triggered an action potential. After the anterior connective was crashed
between the stimulating electrode and the ganglion, the EPSPs in 12
disappeared (upper right). When the 3rd root was stimulated directly (point
2 at right), an antidromic action potential was triggered in 12 and recorded
in the cell body. As expected, the action potential showed no size change
with increasing stimulus intensity.
bodies from freshly dissected preparations [fresh prepara-
tions 0.79 1.75 X 10~'" moles/cell body (mean SD,
= 14) (Otsuka et al.. 1967); 6-week cultures 1.1
7.1 1 X 10"' moles/cell body (mean SD, n = 4)].
Evidence of RNA synthesis by neurons. RNA synthesis
in cultured nerve cords was measured by radiolabeled pre-
cursor incorporation and autoradiography. In Figure 2, one
example is presented. Lobster ganglia maintained in organ
culture for 1 and 49 days were incubated in medium con-
taining 'H-uridine for 4 h. followed by a washout with
unlabeled medium for 20 h. Ganglia were fixed, embedded,
and sectioned, and autoradiography was performed. Silver
grains are readily seen over the nuclei of neurons and glial
cells (Fig. 2). These represent the location of newly synthe-
sized RNA and demonstrate that neurons in long-term cul-
ture still actively transcribe RNA. Qualitatively, we saw
44
G. K. CANTER ET AL
Figure 2. Autoradiography of newly synthesized RNA in lobster gan-
glia maintained for 2 and 49 days in vitro. Ganglia were treated with
3 H-uridine lor 4 h. followed by a chase with unlabeled medium for 20 h.
Following fixation, samples were embedded and sectioned, and autora-
diography was performed. The resulting silver grains clustered primarily at
the nuclei of cells cultured for 2 and 49 days indicate the presence ol
nascent RNA.
little difference in grain density between the 2-day and
49-day organ cultures.
Similar labeling experiments were performed after other
times of incubation with both 3 H-uridine and 3 H-leucine. In
the latter experiments, a cytoplasmic rather than nuclear
distribution of silver grains was noted after autoradiogra-
phy. indicating the synthesis of protein in the cultured
ganglia (data not shown).
Cytology of ganglia. Some indication of overall health
can be seen in the cytology of cultured ganglia. Cells of
ganglia cultured for the longer time period appeared similar
to cells of recently dissected ganglia, although the former
usually had larger spaces between cells (not shown). Rarely,
opaque or darkly colored cells were observed in cultured
lobster ganglia, such as those shown in Figure 3 (bottom
panel). These cells typically had low or no resting potentials
and were likely to be dead or dying. Another feature of
unhealthy cells is their slight autofluorescence (Fig. 3, top).
The bright cell in Figure 3. top panel, is a GFP-expressing
cell. As seen in bright-field illumination (Fig. 3, bottom
panel), the GFP-expressing cell is transparent, whereas the
two weakly fluorescent cells are opaque. The death of these
two cells resulted from experimental DNA injection, de-
scribed below. The numbers of spontaneously unhealthy
cells was generally low throughout the culture period: most
cells and their processes appeared morphologically undis-
tinguishable from their counterparts in freshly dissected
ganglia.
Expression of introduced RNAs in organ-cultured neurons
A single injection of cRNA for either GFP or /3-galacto-
sidase into central neurons in cultured ganglia led to the
synthesis of these proteins. Their presence was detected
with fluorescence and confocal microscopy, either directly
in the case of GFP, or indirectly for (3-galactosidase, by
adding a fluorogenic substrate for the enzyme. Measure-
ments were made by periodically locating the same injected
cell in organ-cultured cords.
Induction of GFP expression. An identified cell, usually
12. M6, or M7, was pressure-injected with the cRNA for GFP
and maintained in organ culture for periods of up to 10 days.
At various time points the injected ganglia were imaged using
a confocal fluorescence microscope to detect and measure GFP
expression. GFP fluorescence in this cell was detected after
one day, increased until day 4. then decreased to background
Figure 3. Comparison of a GFP-expressing neuron with two cells
injected with high concentrations of plasmid DNA, The highly fluorescent
cell seen with epifluorescent illumination (top panel) was injected with
cRNA encoding green fluorescent protein (GFP). After 3 days of incuba-
tion, this cell appeared clear under bright-field illumination (bottom) In
contrast, two cells injected with plasmid DNA fluoresced only \\euklv (lop)
and were opaque under bright-field illumination (bottom). These cells had
poor (or no) resting membrane potentials and resembled untreated cells that
occasionally died during prolonged organ culture.
ORGAN CULTURE AND INJECTION OF NEURONS
45
100-
r 75-
50-
25-
012 4 6 8 10
days post-injection
Figure 4. Time course of GFP expression after injection of cRNA. (Left) A single neuron injected with
GFP-encoding cRNA was photographed, using a confocal fluorescent microscope, at various time points (in
days) following injection. (Right) The intensity of fluorescence increased to a maximum at day 4, then declined
to background at day 10.
by day 10 (Fig. 4). Other cells injected with this cRNA showed
similar patterns of expression.
As the level of GFP fluorescence declined from its peak,
its distribution in injected cells became patchy. In a few
injections. GFP distribution was uniform in the cytoplasm
but later became punctate, and the protein product appeared
to be excluded from certain areas of the cytoplasm. In many
cases, GFP fluorescence was seen in the primary neurite
leaving the cell body (Fig. 5). However, we were unable to
detect a GFP signal in deeper layers of the neuropil. in
connectives, or in peripheral nerves.
Induction of f)-galactosidase expression. Injection ot the
cRNA for /3-galactosidase into cell somata resulted in enzyme
activity detectable in cultured neurons within 2 days. Expres-
sion of this enzyme was determined by using the fluorogenic
substrate fluorescein di-(/3-D-galactopyranoside) to measure
activity. Hence, we did not directly measure the amount of
protein synthesized. Since enzyme activity probably was di-
rectly related to the amount of protein present, levels of ex-
pression of /3-galactosidase apparently peaked between 6 and 9
days after injection. Strong /3-galactosidase activity was still
easily detectable in cultured ganglia 10 days after cRNA in-
jection (Fig. 6). The fluorescence intensity increased rapidly
and close to linearly in a /3-galactosidase-expressing cell fol-
low ing addition of the fluorogenic substrate. Since the fluores-
cent cleavage product leaves the cells within a few hours, the
same cells can be repeatedly tested for /3-galactosidase activity
on consecutive days.
Injection of DNA into lobster neurons
We attempted to induce reporter gene expression by the
cytoplasmic microinjection of plasmid DNA. Identified
cells were injected with DNA constructs containing three
different promoters: the human CMV immediate early en-
hancer/promoter; Drosophila melanogaster hsp70; and D.
melanogaster elav promoter driving either GFP or /3-galac-
tosidase. Injections of low concentrations of DNA (below 1
jug//u,l in the electrode) had no detectable toxic effect on
cells, whereas injections of DNA at concentrations above 1
jug/ju,l led to cell death. Most cells injected with higher
levels of DNA became opaque and autofluorescent within 1
to 2 days (see Fig. 3), and all such cells showed low or no
resting membrane potentials, indicating that they were dead
or in the process of dying. In no case (low or high concen-
trations of DNA). however, did we observe any protein
product expression.
Discussion
We have used an organ culture method to maintain the
isolated central nerve cord of the lobster for up to 7 weeks,
a significant extension beyond the 1 to 2 days previously
possible. During this time RNA and protein synthesis, as
well as physiological activity in identified neurons, ap-
peared normal. This technique makes possible a range of
long-term experiments, including study of the effects of
pharmacological and hormonal treatment on the central
nervous system, and the effects of manipulation of gene
expression in central neurons.
Long-term culture of lobster ventral nerve cord
Ventral nerve cord preparations of crustaceans are valuable
for exploring central circuitries because they allow absolute
identification of neurons (see Otsuka et ui, 1967; Kennedy et
46
G. K. CANTER ET AL
Figure 5. Lobster neuron injected with GFP cRNA. (Top) A
desheathed lobster central ganglion at low magnification. (Middle) High-
magnitication view of an injected cell (center) under bright Held illumina-
tion. (Bottom) The same view in dark field, showing fluorescent signal
from the expressed GFP protein. The signal fills the injected soma and can
be seen in the proximal section of the primary neurite as it descends into
the neuropil.
ill., 1969; Roberts ct al.. 1982; Beltz and Kravitz, 1987; Ma et
til.. 1992; Yehf//.. 1996; Homer et al., 1997). Once exposed
by removal of the connective tissue sheath, the somata of these
neurons are easily visible and accessible to microelectrodes.
Cells occur in predictable arrangements and can be unambigu-
ously identified by their position, size, and activity, and by
backfiring their axons from roots or connectives (Otsuka et al.,
1967). In our laboratory, preparations of this type have been
used to explore the roles of amines in the neural networks
involved in postural regulation ( Harris- Warrick and Kravitz,
1984; Beltz and Kravitz, 1987; Ma et al.. 1992; Weiger and
Ma, 1993). In crayfish, similar preparations have been used to
define changes in synaptic properties accompanying changes
in social status at particular synaptic sites (Yeh et nl.. 1996).
In the organ culture system described here, we showed
that neurons are suitable for electrophysiological experi-
mentation for at least 7 weeks. We used only one example
for illustration. In Figure 1 we showed that the large inhib-
itory motoneuron 12 could be activated by backfiring its
axon at a distance of several centimeters from the cell body,
and that interneurons upstream of 12 still could relay signals
via the release of transmitters. Moreover, in single 12 cells
dissected from long-term organ cultures of ganglia, the
intracellular levels of GAB A were comparable to those
found in cells dissected from fresh preparations.
The autoradiographic studies demonstrated that neurons
in ganglia cultured for 49 days still synthesized RNA (Fig.
2) and protein (data not shown). In addition, at a light
microscopic level, the cytology of cultured neurons ap-
peared normal, except for a somewhat more frequent vacu-
olar appearance of cell somata, and for larger spaces be-
tween cells and neuropil processes. These differences may
result from looser cell packing in the excised and
desheathed ganglia, from degeneration of sensory fibers
from the periphery (Barker et al., 1972), or both.
Cells that do not survive in organ culture appear dark with
light microscopy and their autofluorescence is weak, making
them easy to distinguish from surviving cells. Autofluores-
cence of unhealthy or dead cells has been reported elsewhere
(Linnik et al., 1993; Kosslak et al, 1997), and is a useful way
to prevent making comparisons between these cells and
healthy cells in the cultures (O'Brien et al., 1995). It is impor-
tant to identify such cells so that their fluorescence is not
confused with that of experimental markers like GFP.
GFP and LacZ are suitable expression markers
in lobster neurons
GFP and LacZ (the gene encoding jS-galactosidase) have
been used as reporter and marker genes in studies involving
a wide variety of organisms (see Chalfie. 1995). Lobsters
and crayfish (see Dearborn et al., 1998) now can be added
to the list of organisms capable of expressing these proteins.
The studies presented here, and those reported by Dearborn
et nl. ( 1998), suggest that it may be possible to use GFP and
j8-galactosidase as injection markers, as reporters for tran-
scriptional studies, and as tags that can be fused to proteins
under study in crustacean systems. To illustrate the latter, in
preliminary studies (G. Ganter. unpubl. obs.), we have
found that intracellular injections of cRNAs encoding a
human (3-2 adrenergic receptor/GPP fusion and a lobster
amine receptor/GFP fusion result in fluorescent signals.
Although different cRNAs might show differences in their
rates of translation, thus far all cRNAs that we have injected
have been expressed. Indeed, the different times we noted for
peak detection of jS-galactosidase and GFP could be due to
differences in the translation rates of these two transcripts.
ORGAN CULTURE AND INJECTION OF NEURONS
47
5 10 15 20 25
min. after addition of fluorescein
di-(B-D-galactopyranoside)
Figure 6. |3-galactosidase activity in a lobster neuron maintained 10 days in organ culture alter injection
with LacZ cRNA. /3-galactosidase activity was detected in a living injected cell by addition of a fluorogenic
substrate, fluorescein di-(fJ-D-galactopyranoside). (Left) The cell was photographed, using a confocal fluorescent
microscope, at various time points (in minutes) following addition of the substrate. (Right) The intensity of
fluorescence increased almost linearly
Future uses of the organ culture method
Long-term organ culture offers a controlled environment in
which to perform experiments that were difficult to carry out in
short-term studies using isolated nerve cords. This should
allow us to explore the consequences of applying test sub-
stances to central ganglia in more biologically relevant time
frames. For example, the lobster molting hormone, 20-hy-
droxyecdysone, is likely to have actions at both membrane and
genomic levels (see Zakon, 1998). The genomic effects may
take days to bring about observable changes at synaptic or
circuit levels. The organ culture system offers enough time for
such changes to be seen, in an environment in which tissues
will continue to synthesize the RNA and protein required to
trigger the changes. Long-term drug effects relating to amin-
ergic function also can be examined in the cultured ganglia. At
present we are particularly interested in chronic exposure of
ganglia to Prozac (fluoxetine). In behavioral studies, acute
exposure to Prozac has little effect on agonistic behavior in
lobsters (Huber el ai, 1997); in contrast, chronic exposure
increases the amount of time that animals are willing to fight
(A. Delago, unpubl. obs.).
Another exciting application of the organ culture method
is in the experimental manipulation of gene expression in
identified neurons. The extended time frame makes it pos-
sible to examine the effects of gene expression on the
physiology of cRNA-injected neurons and to analyze cloned
genes in their native environment. For example, the seroto-
nin-containing neurosecretory neurons of lobster appear to
lack the mRNA for the shab form of the potassium channel
(H. Schneider, unpubl. obs.). It would be interesting to
express shab in these neurons, and then examine the con-
sequences of this manipulation on the intrinsic properties of
the injected cell and on the network in which it functions.
Other applications could include injections of sense, anti-
sense, or double-stranded RNAs coding for particular pro-
teins into cells to ask how such manipulations alter function.
These and other applications await further exploitation of
this important system.
Summary and conclusions
We describe an organ culture method that maintains isolated
lobster ganglia in viable states for up to 7 weeks. We have
validated the method, showing that evidence of gene expres-
sion and electrophysiological activity persist throughout the
culture period. Applications include long-term experiments to
examine the consequences of chronic treatment with pharma-
cological or hormonal reagents and of changes to the levels of
expression of particular genes in single neurons and in net-
works of neurons. The ability to introduce genes into lobster
nerve cells should allow analysis of the function of these genes
in their native environment, narrowing the gap between mo-
lecular methods and the study of physiology in this important
system.
48
G. K. CANTER ET AL.
Acknowledgments
We acknowledge Dr. Gary N. Cherr, Dr. Frederick J.
Griffen. and Ms. Carol Vines for help with confocal mi-
croscopy: the staff of the Bodega Marine Laboratory, Dr.
Ernest S. Chang, and Ms. Sharon Chang for providing
technical support, and a rich environment; and the Univer-
sity of California. Davis, for the fellowship support that
funded these studies. We also thank Drs. Margaret Bradley
and Stuart Cromarty for their ideas about the project and
their helpful comments on the manuscript. This research
was supported by a grant from the National Science Foun-
dation (to EAK) and by a post-doctoral fellowship from the
Alexander von Humboldt Foundation (to RH).
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Vao, K.-M.. and K. White. 1994. Neural specificity ol <7440 h) and under a variety of
behavioral circumstances. The natural behavior of the squid
was filmed on spawning grounds off Cape Cod (northwest-
ern Atlantic), and behavioral trials in the laboratory were
run in large tanks. The body pattern components 34 chro-
matic (including 4 polarization components). 5 postural, and
12 locomotor are each described in detail. Eleven of the
most common body patterns are also described. Four of
them are chronic, or long-lasting, patterns for crypsis: an
example is Banded Bottom Sitting, which produces disrup-
tive coloration against the substrate. The remaining seven
patterns are acute; they are mostly used in intraspecific
communication among spawning squids. Two of these acute
patterns Lateral Display and Mate Guarding Pattern are
used during agonistic bouts and mate guarding; they are
visually bright and conspicuous, which may subject the
squids to predation; but we hypothesize that schooling and
diurnal activity may offset the disadvantage presented by
Received 1 February 1999; accepted 20 April 1999.
E-mail: rhanlon@nihl.edu
increased visibility to predators. The rapid changeability
and the diversity of body patterns used for crypsis and
communication are discussed in the context of the behav-
ioral ecology of this species.
Introduction
Cephalopods have a highly developed system of visual
communication that is expressed mainly through the skin.
The distinguishing features of this remarkable chromato-
phore system are its speed of change and the diversity of
body patterns that each individual uses for either crypsis or
communication (Hanlon and Messenger. 1996). A body
pattern is defined as the total appearance of the animal at
any given time, and includes the expression of the full
complement of chromatic (i.e.. color or visual), textunil.
postural, and locomotor components (see Packard and
Hochberg. 1977; Hanlon and Messenger, 1996). Among the
components of the body pattern, the most conspicuous are
chromatic, although squids probably perceive intraspecific
signals monochromatically because cephalopods are
thought to be color blind (Hanlon and Messenger, 1996).
These chromatic components are produced primarily by
chromatophore organs and various reflective cells in the
dennis, and they are discrete neural entities (just as postural,
textural. and locomotor components are) because the chro-
matophore organs are controlled by radial muscles under the
direct control of the posterior chromatophore lobes in the
brain (e.g.. Dubas et al.. 1986). Most of the reflective cells
are also controlled by the squid (Cooper et al., 1990). This
neural control enables the cephalopod to change its appear-
49
50
R. T. HANLON ET AL
ance in a fraction of a second, depending upon the visual
sensory input it receives during behavioral interactions.
Few. if any. animals can match the speed of change and
diversity of cephalopod signals, and the body patterns are
used in most behavioral interactions, whether they be for
competition for resources or mates, or interactions between
predators and prey. We are documenting these diverse body
patterns, focusing primarily on adult squids during their
inshore migration every year.
Squids, like other cephalopods, are sensitive to the partial
polarization characteristics of light (Saidel et ai. 1983;
Hanlon and Messenger. 1996; for a description of polarized
light see Kattawar. 1994; Wolff and Andreou. 1995).
Shashar and Hanlon (1997) described a few specific polar-
ization components of squid and correlated these patterns
with the distribution of iridophore cells in the animals' skin.
In cuttlefish, partial polarization patterns have been associ-
ated with communication (Shashar et ai, 1996). Since
squids may use polarization patterns for intraspecific com-
munication, and since polarization-sensitive predators may
be looking for polarization contrasts to locate squid prey, we
also document here some polarization components pre-
sented by the squid.
The long-tinned squid Loligo pealei Lesueur, 1821, is a
renowned model in neuroscience research. The third-order
giant axon. its attendant giant synapse, the complex eye, and
several other organ systems in L. pealei have been studied
in detail for over 50 years at the Marine Biological Labo-
ratory (MBL) in Woods Hole (see Gilbert et til., 1990).
Although a great deal is known about the peripheral nervous
system of L. pen lei. little is known about the behaviors of
this squid, which like most cephalopods, has an enormous
brain relative to its body size. Loligo pealei is also a
valuable commercial resource in the northeastern United
States worth about $30 million annually (McKiernan and
Pierce. 1995; NEFSC, 1995). Curiously, little is known
about the ecology, life history, and behavior of this species
(e.g., Verrill. 1880; Drew. 191 1; Stevenson. 1934; Griswold
and Prezioso, 1981; Summers, 1983; Gilbert et al. 1990;
Brodziak and Macy. 1996). The present report is part of a
broad-based study that focuses on sexual selection pro-
cesses in L. pealei from two perspectives: as a test of sexual
selection theory (e.g.. Hanlon. 1996; Hanlon et til.. 1997)
and as a study of the role that reproductive behavior plays in
the life history and population dynamics of the species
(Hanlon. 1998).
Materials and Methods
The behavior of Loligo pealei can be observed both in a
natural setting and in the laboratory because the squids
habituate quickly to divers and to laboratory surroundings.
Overall, 27.5 h of videotape were analyzed for body pat-
terning and behavior.
During the months of May 1996. May 1997, and May
1998. 103 scuba dives were made on squid spawning
grounds by RTH and NS off the southern arm of Cape Cod,
Massachusetts. Depths ranged from 3-10 m and most sites
were within 2 km of shore between Hyannis and Chatham.
Spawning squids were found mostly in or near commercial
weir traps whose inner pocket dimensions (or capture arena)
were roughly 20 m 2 ; often there were many thousands of
squids in these traps, with a proportion of them actively
engaged in reproductive behavior. Water temperatures
ranged from about 4 to 13C. currents were often strong,
and visibility was usually poor. On about one-third of the
dives, conditions were suitable for video. In total. 16.5 h of
dive video were recorded, using video cameras (either an-
alog or digital) in underwater housings, and analyzed, with
multi-motion playback machines and high-resolution mon-
itors.
Laboratory trials of mating behavior were performed
from May through October in 1996, 1997. and 1998 in the
Marine Resources Center of the MBL. Three large tanks
were used, each measuring 3 m (diameter) by 1 m (height)
and containing about 28,000 1 of seawater. Each tank had a
substrate of mixed gravel and sand, and a continuous supply
of ambient seawater. Animals were acquired by squid jig-
ging (both at night and during the day) off the MBL re-
search vessel Gemma in Vineyard and Nantucket Sounds.
This method minimizes skin damage for maximal survival
in captivity (see Hanlon el al., 1983). Squids were fed live
fish (Fundiihis sp.) daily. Trials involved from three to eight
squids in various combinations of males and females. One
set of trials was performed in an outdoor pond, 20 m X 20 m
X 1 m deep, at the Environmental Systems Laboratory of
the Woods Hole Oceanographic Institution. The squids
were observed for 440 h in captivity. 1 1 of which were
recorded on video.
All videos were reviewed multiple times, each time look-
ing for only one category of component (i.e.. first viewing
for chromatic components, second viewing for postural
components, third viewing for locomotor components). In
the laboratory, chromatic, postural, and locomotor compo-
nents were recorded on separate data sheets each time they
were seen. A chromatic component was recorded if it was
expressed for at least 2 s; locomotor and postural compo-
nents were recorded if they were performed for at least 3 s.
All chromatic components were illustrated using a computer
graphics program.
Polarization components were recorded using a video
polarimeter based on a standard three-tube ENG camera
(JVC BY-110) that uses a dichroic prism block for color
separation. The dichroic prism has been replaced with a
custom-made neutral prismatic splitter (Richter Enterprises,
SQUID BODY PATTERNING AND BEHAVIOR
51
Manhattan Beach, CA) such that each of the three video
channels receives 1/3 of the broad-spectrum image input.
Since this assembly lacks the color-trimming filters ce-
mented to the original dichroic prism, magnification errors
due to pathlength differences were corrected with small
quartz discs of appropriate thickness. A small disc of sheet
polarizer (Polaroid, HNP'B) was placed immediately in
front of each camera tube to impart polarization sensitivity
to the channels. The orientation of the polarizers was ad-
justed so that the color channels now encoded 0, 45, and
90 polarization images. The camera electronics encode the
three polarization channels as if they were color, making it
possible to store all the data on a regular portable videocas-
sette recorder and allowing for immediate viewing of a
pseudocolor polarization image on a color monitor. Nonpo-
larizing elements of the scene have no color, whereas po-
larizing elements do. The signal in all three channels is
identical, and the output of the tubes was adjusted to give
white for a saturating faceplate intensity. A polarizer placed
in front of the lens such that horizontally polarized light is
freely transmitted produces the following normalized sig-
nals in the three "color" channels: the R channel signal is 1,
the G channel is 0.707, and the B channel is 0. Monochro-
matic images of the same scene, taken from the three
channels separately, were transferred through a frame grab-
ber into the computer and their linear polarization charac-
teristics were analyzed following procedures in Cronin et al.
(1994). This camera is better suited than previously de-
scribed polarimeters (Cronin et al., 1994; Wolff and An-
dreou, 1995; Horvath and Varju, 1997) for recording the
polarization patterns of moving animals, because it provides
true instantaneous measurements. Technological limitations
made it impossible to get the camera in an underwater
housing; thus measurements were limited to the laboratory.
Furthermore, the light conditions during measurements had
to be precisely controlled, thereby allowing only 3 h of
recorded footage. During these periods, the squids exhibited
only a few behaviors that included fighting, mate guarding,
and egg laying.
Ethogram
We constructed an ethogram for Loligo pealei on the
basis of our field and laboratory observations. The compo-
nents and body patterns identified (Table I) represent a
segment of all behaviors, especially those related to repro-
duction. In fact, because of the size of the sample, most of
the patterning components of the species were probably
identified. The more than 440 h of observation far exceed
the observation periods in other published accounts of Lo-
ligo spp. (e.g., Hanlon, 1982, 1988; Hanlon et al., 1983,
1994; Porteiro et al., 1990).
The chromatic components of the ethogram are illustrated
in Figures 1 and 3, and some of the postural components are
shown in Figure 2. Unlike octopuses and cuttlefishes, loli-
ginid squids do not show textural components in the skin.
Table I, which lists all components, includes the number of
times that we counted a component on videotape or from
observation notes, giving an impression of how commonly
it occurs. Unless otherwise indicated, all components and
body patterns were shown by both sexes.
Light
' components
Chromatic components are produced mainly by the action
of dermal chromatophore organs, which number in the
hundreds of thousands in an adult squid. Loligo pealei has
three color classes of chromatophores: yellow, red, and
brown. Expansion of the chromatophores darks the skin,
while retraction of the chromatophores (and the resultant
expression of underlying iridophores) produces a lightening
or even brightening effect. Intense darkness produced by
maximal expansion and intense brightness produced by
maximal retraction mark two ends of a chromatic contin-
uum, and thus it is somewhat arbitrary to assign a compo-
nent to light or dark. Some of these components are com-
mon to other Loligo spp., as described by Hanlon ( 1982) for
Loligo plei, by Porteiro et ul. ( 1990) for Loligo forbesi, and
by Hanlon et al. ( 1994) for Loligo vulgaris reynaudii.
Clear is retraction of all or most chromatophores, thus
rendering the animal translucent in clear water or white in
murky water. In clear water, when viewed against a sand
bottom or laterally against the aquatic background (Fig.
2B), the translucence renders the squid cryptic, or camou-
flaged, and often the Dorsal iridophore splotches are ex-
pressed simultaneously. Internal organs, such as the red
accessory nidamental gland in females, are often visible. In
murky water. Clear appears bright white in most lighting
circumstances (i.e., the brightness surpasses the albedo of
the greenish water, producing a whitish color). In the im-
mediate vicinity of egg beds, the white form of Clear seems
to function as an intraspecific signal to repel other squids; a
squid displaying this component is almost always engaged
in mate guarding, egg laying, or agonistic bouts (see Fig.
2C). White arms/head results from variable retraction of
chromatophores on the head and arms (three variations are
illustrated in Fig. 1 ). This component sometimes preceded
all white (or clear) in intraspecific encounters; thus, it ap-
pears to be a milder signal of alarm or repellent to approach-
ing squids (Fig. 2G). White head/arms is most common in
paired females near eggs and is seen when unpaired males
approach. White dorsal stripe is retraction of chromato-
phores along a dorsal mantle that is otherwise dark; the
stripe may be short or long (Fig. 1). It has been seen in
52
R. T. HANLON ET AL
Table I
Body patients and their components in the squid Loligo pealei; compare Figure 1
BODY PATTERNS
Chronic (mm to hours)
1. Basic Amber Pattern
2. Clear Body Pattern
3. Countershading
4 Chronic AM Dark
5. Banded Bottom Sitting
6. Chronic Bright White Pattern
Acute (seconds)
1. Very Dark
2. Blanch-Ink-Jet Maneuver
3. Lateral Display
4. Mate Guarding Pattern
5. Accentuated Testis
COMPONENTS*
Chromatic
Light:
1 . Clear
2. White arms/head
3. White dorsal stripe
4. Accentuated testis (m)
5. Accentuated oviducal gland (f)
Iridescent:
6. Dorsal mantle collar indophores
7. Iridescent sclera
8. Dorsal iridophore splotches
9. Iridescent arm stripes
10. Dorsal iridophore sheen
Light polarization components:
1 . Polarized arms
2. Skin surface polarization
3. Polarized eyes
4. Polarized dorsal sheen
(861)
(769)
(194)
(1179)
(183)
(a 1000)
(167)
(500)
(338)
(32)
Dark:
1. All dark
2. Dark arms/head
3. Dark head
4. Dark dorsal stripe
5. Ventral mantle stripe
6. Mantle margin stripe
7. Dark arm stripes
8. Fin spots
9. Arm spots
10. Intraocular spot
11. Bands
12. Shaded eye
13. Dark fins
14. Dark posterior mantle
15. Shaded testis (m)
16. Shaded oviducal gland (f)
17. Red accessory nidamental gland (f)
18. Lateral mantle spot (f)
19. Lateral blush If)
20. Weak lateral flame (m)
(1440)
(133)
(853)
(47)
(369)
(283)
(38)
(195)
(672)
(129)
(153)
(190)
(31)
(42)
(11)
(16)
(-200)
(147)
(88)
(13)
Locomotor
1. Inking
(12)
2. Jetting/fleeing
(336)
3. Chasing
(17)
4. Bottom sitting
(45)
5. Egg touching
(120)
6. Parallel positioning
(435)
7. Jockeying and parrying (m)
(62)
X, Fin beating (in)
(93)
9. Forward lunge/grab (m)
(206)
10. Male-parallel mating
(59)
1 1 . Head-to-head mating
(24)
12. Oviposition
( = 300)
Postural
1 Raised arms
1 1065)
2. Splayed arms
(667)
3. Drooping arms
(54)
4 Raised & splayed arms
(560)
5. Flared arms
(30)
* Letters in parentheses indicate that the component is sex-specific: f = female; m = male. Numbers indicate how many times each component was
observed on video or in laboratory trials.
Clear
SQUID BODY PATTERNING AND BEHAVIOR
All dark
53
Accentuated oviducal eland (0
Dorsal mantle
Iridescent sclera collar indophojs
Dorsal iridophore splotches
v
Iridescent arm stripes
Dorsal iridophore sheen
Shaded oviducal gland (f)
-~r^"
llatcnil vicwt
Mantle margin stripe
Fin spots
Arm spots
Bands (with variations)
Red accessory nidamental eland (f)
Lateral mantle spot (f)
Figure 1. Chromatic components of body patterning in the squid Loligo pealei. The arrangement generally
follows Table I and the text.
54
R. T. HANLON ET AL.
Figure 2. Underwater video images of selected components and body patterns of Laligo pealei. (A) The
chronic Basic Amber Pattern. (B) The chronic Clear Body Pattern. (C) The chronic Bright White Pattern amidst
other squids in Basie Amber. (D) The chronic All Dark pattern viewed against a sand substrate. (E) The Banded
Bottom Sitting pattern showing disruptive coloration against a gravel substrate. (F) Acute Mate Guarding Pattern
shown by a large consort male (female is just below him) showing the Splayed arm posture and the Accentuated
testis chromatic component. (G) Raised arms postural component in a male that also shows the chromatic
component of While arms/head; he is directing this signal to the lone male at upper left as he guards his female
mate (barely visible behind him).
Intensity
SQUID BODY PATTERNING AND BEHAVIOR 55
Partial polarization Orientation of polarization
B
D
0.25 0.5 0.75 1.0
Figure 3. Selected images demonstrating the main sources of polarization components in adult squids.
LEFT: Black-and-white images of the squid. CENTER: Partial polarization images in which black represents
unpolarized light -0, and white represents full linear polarization -1. RIGHT: Orientation of polarization;
horizontal polarization is coded into white or black, and vertical polarization into 50% grey. Special iridophores
on the arms create the predominant components (A, B). where the partial polarization can exceed 0.75. The
orientation of polarization can be equal on all arms (A) or it can vary between them (B, indicated by arrows).
Structural reflection from the skin-water interface can produce a polarization pattern that changes with the
animal's motion (C). The reflection from the sclera of the eye may be highly polarized (D, arrow). The top of
the mantle of the squid occasionally reflects light that is partially polarized (E). This polarization may arise from
structural reflection, as in C. or from reflection by the indophores on the squid's mantle or splotches (Shashar
and Hanlon. 1997).
56
R. T. HANLON ET AL
consort males when an intruder male approaches. Accentu-
ated testis is u male-only component shown when the
chromatophores directly above the testis are retracted while
the squid mantle is otherwise dark, thus accentuating the
whiteness of the organ (Fig. 2F). This component was seen
frequently in single or mate-paired males when reproductive
behavior was actively occurring in the school. Accentuated
oviducal gland is a female-only component analogous in
form and function to Accentuated testis in the male. This
was often seen in females paired with consort males. All of
these light components except White dorsal stripe have been
seen commonly in other Loligo spp.
Light iridescent chromatic components
Each of the light iridescent chromatic components is
common to Loligo spp., and comparable color images
may be viewed in Hanlon (1982). Dorsal mantle collar
iridophores are on the anteriormost portion of the man-
tle, and they appear as bright yellow or pink iridescence;
this component tends to produce disruptive coloration by
breaking up the longitudinal aspect of the squid's body.
It and the next component are usually seen on calm
squids near the bottom in the Clear pattern. Dorsal iri-
dophore splotches occur on the dorsal mantle and head.
They are a distinctive yellow or golden color, and they
help to produce general camouflage (Fig. 2E). Iridescent
arm stripes extend most of the length of the first three
pairs of arms. These are usually expressed lightly during
camouflage in the Clear pattern, but during agonistic
encounters they can be expressed very brightly (see color
illustration in Hanlon. 1982). Iridescent sclera is the
bright silver iridescence on the back (or sclera) of the
eye; squids have the ability to obscure this with chro-
matophores with the Shaded eye component. Dorsal iri-
dophore sheen is somewhat rare and is only noticeable
from the side. Its function is unclear but may aid cam-
ouflage in open water by disrupting the body shape. None
of these are unique to L. pealei but are shared by other
Loligo spp.
Light polarization chromatic components
These linear polarization components are newly de-
scribed for Loligo spp. Polarized arms are highly polarized
reflections that create the most conspicuous component of
polarization (Fig. 3A, B). This component often exceeds
partial polarization of 0.75, which is noteworthy because
Flamarique and Hawryshyn ( 1997) showed that the natural
underwater light field rarely exhibits partial polarization as
high as 0.67. The orientation of polarization can be equal in
all arms (Fig. 3A), or it may differ between arms (Fig. 3B).
Skin surface polarization results from the difference in
refractive indexes between the squid's body and the water,
so that light reflected from any area of the skin may be
partially polarized (Fig. 3C). However, the partial polariza-
tion in this case is mostly low, rarely reaching 0.5. Polar-
ized eyes result from reflection by iridophore cells that
surround the eye (Fig. 3D, arrow). The dorsal mantle occa-
sionally reflects light that is partially polarized, resulting in
Polarized dorsal sheen. The orientation of polarization can
vary, reaching 20 degrees from horizontal. This polarization
reflection corresponds to the area of the Dorsal iridophore
sheen, although the two components do not always coincide
in time. The source of this polarization component can be
either reflection from iridophores on the mantle or Skin
surface polarization. Owing to the limitations of the equip-
ment used to record polarization patterns, these are probably
not the only polarization components that squids can show.
Dark chromatic components
All dark is the opposite of Clear: all or most chromato-
phores are expanded to some degree. The maximal expres-
sion of All dark (Fig. 2D) produces an overall deep brown
coloration; it is characteristic of alarmed squids. However,
the chromatophores need not be maximally expanded, and
thus there are ranges of darkness. Often squids are in a
"normal" or "basic" coloration that is roughly between
Clear and All dark, producing an overall amber body pattern
(Fig. 2A). There is also a striking unilateral expression of
All Dark (Fig. 1 ). Dark arms/head is variable in expression
(see Fig. 1) and is opposite to White amis/head. It is seen
typically in mating pairs and may represent a mild state of
alarm. Dark head is expansion of all the chromatophores
around the head of the animal (but not the arms), causing the
head to appear almost black. This component is frequently
seen in mate pairs near the egg mop and probably represents
a low-grade alarm signal.
Four striped components occur in L. pealei, one used for
crypsis and three used during intraspecific agonistic con-
tests. Dark dorsal stripe extends halfway or fully down the
mid-dorsal mantle. Seen mainly on calm squids, it appar-
ently aids camouflage because it covers some of the bright
organs such as the testis, oviducal glands, and ink sac.
Ventral mantle stripe is a thin, distinct line of fully ex-
panded chromatophores. L. pealei. in contrast to L. plei but
in common with L vulgnris reymnulii. L. vulgaris, and L.
forbesi, shows no protrusile flap of skin when exhibiting this
component (Hanlon, 1988; Hanlon ct ai, 1994). The func-
tion of this component is uncertain, but it is seen commonly
on mating pairs and on males during mate guarding. Males
often swim just above females, and pairs are frequently
approached by other squids from below, so the ventral
SQUID BODY PATTERNING AND BEHAVIOR
positioning of this visual signal may be useful. It is also
possible that the stripe helps disrupt the body form when
viewed from below by predators. Mantle margin stripe is
a dark line running along the fin insertion. It was seen most
often as a mild reaction to disturbance or alarm during
agonistic bouts, and was usually expressed in conjunction
with Ventral mantle stripe. Fin spots, and weak Lateral
flame (see below). Dark arm stripes are variable, being
expressed either along the third pair of arms or along pairs
1, 2, and 3. This uncommon component was seen on a
female that also expressed Dark fins (also uncommon, see
below) just before a male mated her, and as another mating
pair bumped into them. Thus it seems to be an expression of
alarm when all three arm pairs are darkened. The simulta-
neous expression of stripes on three arm pairs has not been
reported for squids.
Three spotted components are expressed during alarm or
threat situations, mainly intraspecifically, and can be shown
unilaterally on the side towards the other squid. Fin spots
are a collection of small circular and oval dark spots scat-
tered across the fins. This component is seen mostly during
agonistic bouts or rarely when an aggressive male comes
close by. Arm spots are small and occur at the base of the
third arms, the second arms, or both. This component is seen
on males during mate guarding and at the early stages of
agonistic encounters; it probably constitutes a low grade of
alarm (see also Arnold, 1962, 1990). Intraocular spot
appears directly in front of the eye and has variations,
including a circular shape that looks like an eye ring. The
avenue of achieving signals of "increasing alarm" appears
to be Arm spots > Infraocular spot > expanded to eye
ring > Dark head.
Various other dark components include two for crypsis
and four for intraspecific alarm situations. Bands are vari-
able (see Figs. 1 and 2E) and may occur on the fins, head,
or arms. First reported by Stevenson (1934), this component
is seen typically in calm, bottom-sitting squids and func-
tions as disruptive coloration to break up the longitudinal
outline of the squid. Shaded eye is a transverse head bar of
expanded chromatophores that may aid crypsis by covering
the bright Iridescent sclera of the eyes. Dark fins occur
when all fin chromatophores are expanded maximally; it is
not common but has been seen on females that are alarmed.
Dark posterior mantle is similar to Dark fins, but the
mantle chromatophores are expanded; it may be the next
stage of alarm after Dark fins.
Several dark components associated with reproductive
behavior complement the light components Accentuated
testis and Accentuated oviducal gland. Shaded testis and
Shaded oviducal gland are selective expansion of chro-
matophores over the testis or oviducal gland. Both are often
indistinct and serve to mask these bright white organs, thus
aiding crypsis. However, the complementary "shading/ac-
centuating" allows rapid signaling. The Red accessory ni-
damental gland can be seen through the translucent mantle
and occurs only in fully mature females, so it may be a part
of communication even though it is internal. Since it turns
red only upon attainment of full sexual maturity, it may be
a sign of female sexual maturity or even receptivity. Lateral
mantle spot is a female-only component expressed as a
small intense dark spot of chromatophores near the anterior
fin insertion. It coincides roughly with the position of the
Red accessory nidamental gland, and the two may function
together in some way. The Lateral mantle spot is seen only
when the female is paired with a large consort male, and
could indicate either receptivity or rejection. Lateral blush
is a female-only component expressed unilaterally as a
diffuse dark area on the lateral mantle. It may be compara-
ble to a variety of similar components shown by female
squids, and it may function as a repellent to courting males
(Hanlon and Messenger, 1996: their fig. 6.21).
Weak lateral flame is a male-only component produced
by longitudinally oriented rows of partly expanded chro-
matophores. It is seen during low-grade agonistic contests.
There are several variations of this component in other
Loligo spp., the most well developed and dramatic of which
is in Loligo plci (Hanlon, 1982; DiMarco and Hanlon,
1997). In Loligo vulgaris, Loligo vulgaris reynaudii, and
Loligo forbesi there are Lateral mantle streaks that are
arranged a bit differently in the skin, but they all function to
provide a lateral signal to an opposing male. Loligo pealei
has perhaps the weakest expression of this component,
while L. plei has the strongest.
Postural components
Five postural components are expressed through the arm
positioning of Loligo pealei. They are generally comparable
to postures seen in other Loligo spp. Raised arms (Fig. 2G)
is the unilateral or bilateral raising of the first pair of arms,
which may be light or dark, and is seen in both males and
females on the mating grounds. This component appears to
be a signal of alarm during agonistic contests. It was pre-
viously reported by Arnold (1962, 1990). Splayed arms
(Fig. 2F) is a posture in which all eight arms are spread and
flattened on the horizontal plane. This posture is expressed
by both sexes but is most common in males that use it to
guard female mates they are escorting to egg mops. Raised
and splayed arms are a combination of the previous pos-
tures in which the arms are all splayed except for the first
pair, which is raised; it is a strong signal of alarm used when
a rival male approaches closely. Drooping arms in a swim-
ming squid is a posture in which all the arms appear relaxed
and hang downward, but its function is unknown. Flared
arms is a rare posture in which all of the arms are held
58
R. T. HANLON ET AL
stiffly outward in a radial manner; it is seen during highly
aggressive agonistic encounters between two males, and
during mate guarding.
Locomotor components
Inking is the expulsion of ink mixed with mucus, either
in small puffs or as a large dense cloud (Hanlon ct /.,
1994). Inking is often followed by Jetting/fleeing, which is
a rapid jet-propulsed escape used in avoidance of both
predators and conspecifics. Females often jet from males
that try to swim with them or copulate with them. Chasing
occurs when one squid actively pursues another, usually in
forward swimming. In most cases a male is pursuing an-
other male at the conclusion of an agonistic bout. Bottom
sitting occurs when a squid rests on the substrate (Fig. 2E).
Egg touching consists of contacts with an egg mop by both
males and females. Contact ranges from brief, exploratory
touches to embraces of an egg capsule with all of the arms.
Females usually lay eggs on existing egg mops, and touch-
ing may be a way of assessing the egg-laying substrate.
Males commonly touch eggs, and touching is often fol-
lowed by highly aggressive agonistic bouts (Hanlon, 1996),
suggesting that the eggs provide a visual, tactile, or perhaps
chemosensory stimulus. Parallel positioning occurs when
two animals are hovering or swimming parallel to one
another in the same direction, within one body length or
each other. Courting pairs maintain this position, and ago-
nistic encounters begin with this movement. Jockeying and
parrying (in, males only) occur when two males maneuver
to get next to a female. A successful paired male will often
ward off (or parry) the jockeying movements of the un-
paired male in a long sequence of swimming maneuvers.
Fin beating (m) occurs in the parallel position when two
males maneuver themselves so that they are beating their
fins against each other. This is a physical and escalated stage
of an agonistic context, but it results in no obvious physical
damage. Forward lunge/grab (m) is a short, fast movement
to bluff or grab another male during agonistic contests. The
grab sometimes results in grappling in which the squids
attempt to bite each other. It is rare and is the highest
escalation of a fight. Male-parallel mating occurs when the
male positions himself under the female and grasps her
anterior mantle to pass spermatophores into her mantle
cavity. Head-to-head mating occurs when a male and
female face each other, and the male grasps the female's
arms. Spermatophores are placed in a seminal receptacle
below the mouth (Drew, 1911). Oviposition (f, females
only) occurs when the female extrudes a single egg capsule
and affixes it to the substrate or to existing communal egg
masses; she does not hold the egg capsule for long. Among
these, egg touching is newly described for Loligo spp.,
although other species do this to varying degrees.
Body patterns
Chronic patterns last for minutes or hours. There are four
general chronic body patterns that are common on calm
squids and function as crypsis. The Basic Amber Pattern
(Fig. 2A) is the most common and long-lasting body pattern
observed in Loligo pealei, and it occurs while the squids are
hovering, gently rocking back and forth, or swimming
slowly. It is characterized by a partial expansion of all
chromatophores (i.e., the All dark component). Apparently
the squid detects the albedo in the immediate vicinity and
neurally adjusts chromatophore expansion to match it, thus
achieving crypsis by matching its surroundings. This pattern
can grade into a lighter Clear Body Pattern (Fig. 2B) with
expression of the Dorsal iridophore splotches; this is seen
both when squids are swimming just above the substrate and
when they are in the water column. Another subtle variation
of these two patterns is Countershading, in which the
chromatophores on the dorsal surfaces of the squid are in a
rather uniform light expansion (as in Clear or Basic Amber)
while the ventral portions of the animal are light (probably
with help from the many iridophores in the dermis; see
Cooper ct ai. 1990; Hanlon et ul.. 1990) to eliminate the
shadow. In the natural environment, squids only a few
meters away blend in almost perfectly with the water col-
umn. A more unusual situation occurs when a whole school
of squids go into the Chronic All Dark Pattern (Fig. 2D),
which is not cryptic at all. The function of this pattern is
unknown, but we have observed it several times in the
natural habitat on many hundreds of calm squids hovering
in large schools in the water column. The Banded Bottom
Sitting pattern (Fig. 2E) is very common and consists of
Bands with Dorsal iridophore splotches and Bottom sitting.
The pattern provides excellent crypsis through disruptive
coloration because the bands break up the longitudinal
shape of the squid, and the pattern has variations in the
banding. To our knowledge, L. pcalci is the only loliginid
squid that commonly sits on the substrate, although Loligo
forbesi was observed to bottom sit in the laboratory on rare
occasions (Porteiro et /.. 1990).
Around egg beds, many squids that are actively engag-
ing in sexual selection behavior remain in the Chronic
Bright White Pattern (Fig. 2C), which is visually con-
spicuous. This pattern has many variations, but the most
common one is seen on mating pairs near the egg beds.
Males that are mate guarding are in Clear. Raised arms,
White arms/head. Arm spots, and sometimes Dark head.
Females that are being guarded are in Clear with Dark
SQUID BODY PATTERNING AND BEHAVIOR
59
head, and sometimes Raised arms. In both cases the testis
and the oviducal glands are clearly visible through the
mantle. It is noteworthy that unpaired males (whether
large or small) moving amidst a school of reproductively
active squids are not in this bright white pattern, yet if a
large male wins an agonistic contest and pairs with the
female he will immediately go into the Chronic bright
white pattern.
Acute patterns last for seconds or rarely for minutes and
are seen during intra- and interspecific interactions. Very
Dark has two variations. The first is a brief flash to a
conspecific or an interspecific threat (e.g., to a person in the
laboratory or a fish in the field). The second variation shows
several flashes over a 5-s period, producing a strong De-
imatic effect that startles or bluffs (see Hanlon and Messen-
ger, 1996). The Blanch-Ink-Jet Maneuver may be univer-
sal among squids: the animal blanches Clear and jets away
(usually backwards, but sometimes forward) while ejecting
ink in a pseudomorph that remains in the approximate
position from which the squid started the maneuver. This is
a typical secondary defense against predation or threat
(when, for instance, the primary defense of crypsis fails).
Such behavior is called Protean behavior because the vari-
able and erratic escape response upsets target prediction by
the attacker (Driver and Humphries, 1988).
Lateral Display is a complex set of behaviors performed
only by males during agonistic contests. There is some
stereotypy. although it is by no means a fixed sequence (see
Hanlon and Messenger, 1996; DiMarco and Hanlon, 1997).
It begins with Parallel positioning by two males and then
includes various visual signals including Arm spots. In-
fraocular spot. Fin spots. Mid ventral stripe. Weak lateral
flame, and Raised and splayed arms. The overall base col-
oration of the body is bright white; this, because it is "turned
on" so quickly as the chromatophores retract when a contest
begins, gives the optical illusion of flashing. The ensuing
dynamic interactions between the males include flashing
and escalation to Fin beating followed by Jockeying on the
part of the intruder male to get near the female, and Parrying
by the paired male to fend off the intruder. Mate Guarding
Pattern (Fig. 2F) is shown by paired consort males that are
approached either by paired males or by single large or
small males that may be seeking an extrapair copulation.
The male hovers directly between his mate and the ap-
proaching male, maintaining a bright white coloration with
Arm spots and maximally Splayed arms; the Accentuated
testis is often conspicuous, especially if the male goes dark
or amber briefly (Fig. 2F). Accentuated Testis is a single
component that can and does act as a body pattern, and it is
particularly common on small sneaker males that swim
around spawning areas attempting extrapair copulations.
This pattern is often shown with the All dark component.
but it may also be paired with Basic Amber. Although we
list it as an acute pattern, it can sometimes be shown often
enough to be considered chronic.
Comparisons With Other Loliginids
Sympatric Loligo pealei and Loligo plei
The components of body patterns were compared be-
tween these species by Hanlon (1988) before detailed in-
formation on Liili^o pealei was available. The importance
of these comparisons is that the species are nearly indistin-
guishable morphologically at hatching (McConathy et al.
1980), as juveniles (e.g.. Cohen, 1976), or even at adult size
(Vecchione et al.. 1998). and fisheries statistics usually
lump the two species together in landing records. Hanlon
( 1988) should be consulted for many comparisons of these
two species; only corrections or additions to that paper are
discussed here. First. Accentuated testis and Accentuated
oviducal gland (and their respective shaded counterparts)
occur in both species, so these components cannot be used
to distinguish them. Second. Lateral blush has now been
seen in both species, but the Lateral mantle spot of female
L. pealei seems to be unique. Third, Dark arm stripes in L
pealei seem distinctive. Fourth, Fin spots in L. pealei are
strikingly distinguishable from Stitchwork fins in L. plei.
Fifth, the bands are more variable and perhaps distinctive in
L. pealei. The Lateral Displays of the two species are clearly
different, especially the Mid ventral ridge and the dramatic
Lateral flame of L. plei compared to the Mid ventral stripe
(i.e., no ridge of extended skin) and the weak Lateral flame
of L. pealei. Conversely, the bright white Mate Guarding
Pattern of L. pealei seems distinctive, although field obser-
vations of natural spawning in L. plei would be needed to
confirm this difference.
Loligo forbesi and Loligo vulgaris reynaudii
In general, Loligo pealei is comparable in the content and
diversity of its patterning with other Loligo spp. Porteiro et
til. (1990) provided an ethogram of L. forbesi based on
limited laboratory observations in the Azores Islands, and
Hanlon et al. (1994) provided an ethogram of L. vulgaris
re\naitdii based on a moderate number of diving observa-
tions (but no laboratory trials) in South Africa. The latter
two species occur in the eastern Atlantic and do not overlap
in distribution with L. pealei. However, the adults are ex-
tremely similar in morphology, and hence the body patterns
are one reasonable way to distinguish living animals. The
western Atlantic L. plei and L. pealei have Lateral flame
markings on the mantle, whereas the eastern Atlantic L.
60
R. T. HANLON ET AL
vulgaris. L. vulgaris revnaudii. and L. forbesi all have
Lateral mantle streaks; the arrangement of chromatophores
in the skin is very different and can be seen in preserved
specimens. All five species seem to have highly comparable
body patterns for crypsis and countershading. but differ-
ences appear in the intraspecific signals used during ago-
nistic contests, courtship, and mate guarding. Sexual signals
must be specific, and these are, therefore, the components of
body patterns that will continue to provide unique markers,
which is critical in distinguishing sympatric species.
Conclusions
Loligo pealei has an unexpectedly rich repertoire of
body patterning. Any of the 34 chromatic components
can be expressed instantly and in various combinations
with the 5 postural and 12 locomotor components to
produce each squid's wide variety of behavior. This is a
unique capacity of cephalopods because of the direct
neural control of hundreds of thousands of chromato-
phore organs in the skin. It also reflects this group's
sensory capabilities and well-developed central nervous
system (Hunlon and Messenger, 1996). In L. pealei, the
largest portion of these visual signals seem to be used for
intraspecific communication. This is not unexpected in a
species that schools for much of its brief life, but it calls
into question just how social squids are. Our findings in
this report can be explained partly in the context of the
life history and ecology of this species off Cape Cod.
Loligo pealei individuals live less than a year (Brodziak
and Macy, 1996), and their inshore migration each spring
is generally thought to be linked to spawning. Off of
south Cape Cod (which is a prime squid fishing area and
much warmer than Cape Cod Bay and other locations
northward), the squids arrive around the first week of
May. The inshore trawl and weir trap fishery targets these
schooling squids, which often have egg mops when cap-
tured, indicating high levels of spawning. This reproduc-
tive activity can be studied by divers throughout May, but
it becomes increasingly difficult to find spawning con-
gregations of squids around the southern Cape and is-
lands (Nantucket and Vineyard Sounds) during the sum-
mer and fall, although eggs are trawled episodically
throughout this time.
Our diving operations were designed to study sexual
selection processes, thus our ethogram is based mostly on
squids that were mature and actively engaged in agonistic
contests between males, courting, mating, mate guarding,
and egg laying. In May, many females already have sperm
stored in the seminal receptacle, and it is likely that some
reproductive behavior occurs offshore, before the squids
migrate inshore. Moreover, the squids apparently spend
considerable time in reproduction while inshore during the
spring and summer, and thus it is not surprising that most of
the components listed in Table I are associated with repro-
ductive behavior. Our many hours (more than 440) of ob-
servation over three field seasons make us confident that the
ethogram is quite complete for these activities and times.
Whether other forms of social behavior occur remains to be
discovered. For example, behaviors of young squids and of
adults not engaged in reproductive activities during other
times of the year and in different habitats have yet to be
studied. However, we predict that such observations will
reveal only a few new body patterns.
We have included polarization components in the etho-
gram largely because recent discoveries have shown that L.
pealei (and probably all cephalopods) uses its visual polar-
ization sensitivity to detect prey (Shashar et /., 1998) and
produces polarization components in its skin that could be
used for intraspecific signaling (Shashar and Hanlon, 1997;
this paper. Fig. 3). Experiments on the cuttlefish Sepia
officinalis suggested that it could possibly use this distinc-
tive visual capability as a "hidden channel" of intraspecific
communication (Shashar et ai, 1996).
One of our recurrent and peculiar observations while
diving was that aggregations of squids actively engaged in
reproductive behaviors were usually conspicuous (i.e.,
bright white) rather than cryptic, thus potentially making
them more easily detected by visual predators, which
abound in the nearshore waters (e.g., mackerel, striped bass,
flatfish). By helping squids avoid predators, schooling, com-
bined with diurnal activity, may offset the disadvantage of
increased visibility.
We believe that use of our ethogram will contribute to
future behavioral studies demonstrating that L. pealei. like
other loliginids. is a species with complex sexual behavior
(Hanlon et al.. 1997; Hanlon and Messenger, 1996; Sauer et
a I.. 1997) that must be understood by those charged with
protecting the resource. This species apparently has a win-
dow of opportunity for laying eggs that is restricted in both
time (mainly spring) and space (shallow nearshore waters).
Many squid fisheries worldwide target spawning congrega-
tions, so the predation pressure on spawners is increased
(Hanlon. 1998). State and federal fishery managers estimate
that stocks of L. pealei are being maximally exploited by
commercial fishing (NEFSC. 1995). Understanding the mat-
ing system of such short-lived species will help managers
assess the true effects of fishery practices that not only
capture a large number of animals but, by removing spawn-
ing individuals, may disrupt the reproductive behavior of
individuals and affect the recruitment and demographic
structure of populations.
SQUID BODY PATTERNING AND BEHAVIOR
61
Acknowledgments
We thank Mark Simonitsch, Ernie Eldridge, and Paul
Lucas, who allowed us to dive in and around their weir traps
to film squid spawning activity. We also thank numerous
personnel of the Marine Resources Center of the MBL and
many summer students who helped collect and feed squids.
This work is the result of research sponsored in part by
NOAA National Sea Grant College Program Office, Depart-
ment of Commerce, under Grant No. NA86RG0075, Woods
Hole Oceanographic Institution Sea Grant no. 22850012.
Saltonstall-Kennedy Grant NA76FD0111 and NSF Grant
IBN 9722805 also partially supported this work. KLB was
partially funded by the Marine Models in Biological Re-
search Program (NSF Grant DBI-9605155). ERL was sup-
ported by ONR grant NR 4221022-01 and NSF grant
9419566. Special thanks to Rosie Davis who produced the
first draft of Fig. 1 .
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idae. Pp. 215-222 in Systematic! and Biogeography of Ceph- Image Vis. Comput. 16: 497-510.
Reference: Biol. Bull. 197: 63-71. (August 1999)
Concurrent Signals and Behavioral Plasticity in Blue
Crab (Callinectes sapidus Rathbun) Courtship
PAUL J. BUSHMANN*
Smithsonian Environmental Research Center. 647 Coulee's Wharf Road, Edgewater, Maryland 21037
Abstract. Behavioral flexibility and behavioral regulation
through courtship signals may both contribute to mating
success. Blue crabs (Callinectes sapidus} form precopula-
tory pairs after courtship periods that are influenced by
female and perhaps male urine-based chemical signals. In
this study, male and female crabs were observed in 1.5-in
circular outdoor pools for 45 min while the occurrence and
sequence of courtship behaviors and pairing outcomes were
recorded. These results were then compared with trials in
which males or females were blindfolded; lateral antennule
(outer flagellum) ablated; blindfolded and lateral antennule
ablated; or had received nephropore blocks. The relative
importance of visual and chemical sensory systems during
blue crab courtship were then determined and urine and
non-urine based chemical signals for both males and fe-
males were examined. Courtship behaviors varied consid-
erably in occurrence and sequence; no measured behavior
was necessary for pairing success. Male or female blind-
folding had no effect on any measured behavior. Males and
females required chemical information for normal courtship
behaviors, yet blocking male or female urine release did not
affect courtship behaviors. Males required chemical infor-
mation to initiate pairing or to maintain stable pairs. Male
urine release was necessary for stable pairing, suggesting
that male urine signals may be involved in pair maintenance
rather than pair formation. Females that could not receive
chemical information paired faster and elicited fewer male
agonistic behaviors. The results demonstrate a great vari-
ability and flexibility in blue crab courtship, with no evi-
dence for stereotyped behavioral sequences. However, these
behaviors appear regulated by urine- and nonurine-based
redundant chemical signals emanating from both males and
females. Although urine-based signals play roles in blue
Received 30 March 1998; accepted 1 June 1999.
* Current address: Anne Arundel Community College, 101 College
Parkway. Arnold. MD 21012. E-mail: pjbushman@mail.aacc.cc.md.us
crab courtship, chemical signals from other sites appear to
carry sufficient information to elicit a full range of behav-
ioral responses in males and females.
Introduction
Courtship and mating success depend upon correct be-
havioral responses by both males and females. One might
expect a degree of plasticity in these behaviors (Hazlett,
1995). Because behavior can quickly track changes in en-
vironmental conditions (West-Eberhard, 1989). flexibility in
the occurrence and timing of reproductive behaviors might
help insure successful mating. Many invertebrates do ex-
hibit plasticity in their behaviors (Carlson and Copeland.
1978; Dejean, 1987; Elner and Beninger, 1995) and this
variability may be the rule for most animal species (Lott,
1991).
Conversely, one might also expect courtship and repro-
ductive behaviors to be controlled and regulated by conspe-
cific communication signals. By eliciting appropriate be-
havioral responses, these signals could enhance mating
success and help to prevent interspecies mating. Courtship
and mating in a fluctuating environment could be aided by
multiple or redundant signals, which would make the trans-
mission of adequate and correct information more likely.
Multiple or redundant signals have been found in both
invertebrate and vertebrate species (van den Hurk and Lam-
bert. 1983; Linn /., 1984; Rand et /., 1992).
Chemical communication signals appear to be nearly
universal in the animal world. For aquatic crustaceans,
chemical communication signals have been well docu-
mented in courtship and reproduction (Ryan, 1966; Atema
and Engstrom, 1971; Bales, 1974; rev. in Dunham. 1978,
1988; Gleeson, 1980; Borowsky, 1984, 1985), while visual
(Christy and Salmon, 1991) and acoustic (Salmon and
Horch, 1972) signals have received less study. Recent stud-
ies with a variety of animal taxa have begun to examine
63
64
P. J. BUSHMANN
multiple signals and signal interactions (Hazlett, 1982;
Waas and Colgan, 1992; Stauffer and Semlitsch, 1993;
Hughes, 1996).
Like many crustaceans (Hartnoll, 1969), the blue crab
Callinectes sapidn.\ Rathbun practices a polygynous mating
system involving a complex coordination of female ecdysis,
maturation, and copulation. The mating process has been
well described (Hay, 1905; Churchill, 1921; Van Engel,
1958; Gleeson, 1980). Immature females nearing their final
maturational molt, termed prepubertal females, are ap-
proached and courted by mature males. Pairing success
results in females being held beneath males in a "cradle
carry" posture for a period of precopulatory guarding. They
are released for their molt, mated while still soft, and carried
again for a period of postcopulatory guarding. This latter
guarding protects the female while she is soft and prevents
subsequent inseminations by other males (Jivoff, 1997a).
Females are thought to receive only one copulation in their
lifetime while males mate repeatedly (Van Engel, 1958),
although multiple inseminations are possible and occur oc-
casionally (Jivoff, 1997a).
Blue crab courtship can be divided into three phases:
mate attraction, pair formation, and pair maintenance. In
each phase a precise signaling system would seem impor-
tant to help insure mating success. The coupling of molt and
reproductive condition requires individuals to ascertain the
physiological state of prospective partners. Signals can
function in the reduction of agonistic behaviors (Tinbergen,
1953; Bastock, 1967), and during mating female blue crabs
must in some way guard against injury or death by aggres-
sive, cannibalistic males. Reproductive behaviors and se-
quences might, therefore, be tightly regulated by commu-
nication signals, making appropriate responses more likely
and increasing the eventual mating success of the partici-
pants (Ryan, 1990; Reynolds, 1993).
Chemoreception and vision are the two best studied sen-
sory modalities in blue crab courtship. Teytaud (1971) re-
ported a role for visual signals in male recognition by
pre-pubertal females. However, Gleeson ( 1980) showed that
males did not respond to female visual stimuli alone, and
pairing could proceed in darkness. Chemical signals are
important tor both male (Gleeson, 1980) and female
(Teytaud, 1971; Gibbs, 1996) mate recognition. Some ma-
ture males respond with a courtship display to chemical
compounds in pre-pubertal female urine (Gleeson, 1980;
Gleeson et al., 1984) and reception of these chemical sig-
nals occurs via the aesthetasc sensilla on the lateral filament
(outer flagellum) of the male antennules (Gleeson, 1982).
This signaling theme appears common in crustaceans: urine
carries chemical courtship signals (Ryan, 1966; Bushmann
and Atema, 1997; Bamber and Naylor, 1997) and the an-
tennules appear to be the site of distance chemoreception
(Ache, 1975; Ameyaw-Akumfi and Hazlett, 1975; Devine
and Atema, 1982; Cowan, 1991). The presence of a male
chemical signal has not been firmly established, although
Gleeson ( 1991 ) showed female attraction to water that con-
tained males and Gibbs (1996) demonstrated disruption of
pairing with male antennule ablation.
In this study, the occurrence and variability of courtship
behaviors observed during blue crab pair formation were
examined. These behaviors were then compared with those
generated by male and female pairs with vision, distance
chemoreception, both senses, or urine release impaired.
This allowed a determination of the relative importance of
visual and chemical sensory systems during blue crab court-
ship and an examination of urine- and nonurine-based
chemical signals for both males and females.
Materials and Methods
Adult male crabs (125 mm-170 mm carapace width)
were collected from the Rhode River, an upper Chesapeake
Bay subestuary, with baited commercial crab traps. Premolt
prepubertal females (96 mm-127 mm carapace width) were
purchased from two local businesses which hold molting
females for the soft crab industry. Females ranged in molt
stage from late D to D 3 (Drach. 1939). Animals were held
in floating cages in the Rhode River or flow-through sea-
water tanks for no more than 48 h before participation in the
study.
Behavioral interactions were observed in outdoor circular
pools (150 cm d. X 20 cm h.) with three centimeters of
washed river sand as substrate. Prior to a trial, pools were
filled with 15 cm of new river water filtered through a felt
bag with 10 /nm mesh. A trial began by randomly selecting
a male crab and placing him into a pool. Ten minutes later,
a randomly selected prepubertal female was placed into the
middle of the pool, inside an opaque plastic cylinder de-
signed to prevent interactions prior to the start of the trial.
After 10 min acclimation, the cylinder was removed, allow-
ing the animals to freely interact. Three pools were started
and watched simultaneously, and the ensuing behaviors
were recorded by hand for 45 min. Carapace width and molt
stage were recorded for each animal.
Prior to trials either a male or a female from each pair was
subjected to an experimental treatment. They were as fol-
lows:
1. Nephropore Occlusion: Blue crabs possess bilateral
nephropores, located anteriorly and just ventral to the
eye stalks. Each opening is found in a pit in the
carapace. A chitinous flap opens to allow urine to exit.
A modification of a successful cannulation technique
was used to prevent urine release. Each pit was first
dried by blotting and a drop of acetone, then filled
with a viscous cyanoacrylate glue. The glue was im-
mediately hardened with a catalytic accelerator. This
sealed the nephropore flap shut. Animals were oc-
cluded 30 min prior to a trial. The blocks were
CONCURRENT SIGNALS IN BLUE CRABS
65
checked for a tight bond with the carapace immedi-
ately before and after a trial, n = 12 males (M:
URINE). 14 females (F:URINE).
3. Antennule Ablation: the distal lateral filament (outer
flagellum), containing the aesthetasc sensilla, of both
antennules was removed, n = 12 males (M:
ANTENN), 12 females (FiANTENN).
4. Blindfolding: two strips of black plastic (50 X 10 mm)
were fastened with cyanoacrylate glue to the dorsal
and ventral carapace so that each wrapped over and
covered an eye stalk, n = 13 males (M:BLIND), 12
females (F:BLIND).
5. Antennule ablation and blindfolding: animals received
both antennule ablation and blindfolding treatments.
n = 12 males (M: ANT-BLIND). 12 females (F: ANT-
BLIND).
6. Sham treatment: both animals in a pair were subjected
to sham operations. Antennules were held with for-
ceps without ablation, nephropores were treated with
acetone and accelerator but not glued, and blindfolds
were attached similarly, but lateral to the eye stalks so
that vision was not impaired, n = 10.
7. Intact: No treatments or sham operations were per-
formed on either animal, n = 12.
Blue crab reproductive and agonistic behaviors have been
well described over the years (Churchill. 1921; Van Engel,
1958; Teytaud, 1971; Jachowski. 1974; Gleeson. 1980).
This study analyzed one agonistic and five reproductive
behaviors. These behaviors were common, unmistakable,
and reliable indicators of the nature of the interaction oc-
curring. They were:
1 . Male Strike: an agonistic behavior in which the male
strikes or seizes any female body part with either
chelae without subsequent attempts at cradle carry.
2. Male Displav: A courtship behavior in which the male
raises high on his walking legs, spreads his chelae
laterally, and raises and rotates his 5th walking legs
(periopods) laterally.
3. Female Present: a courtship behavior in which the
female faces away from the male and holds her body
in a cradle carry posture, with or without spread
chelae.
4. Female Rock: a courtship behavior in which the fe-
male rocks her body from side to side.
5. Initiation of Pair Formation: the male seizes the fe-
male and attempts to pull her into a cradle carry
position. Females often resist, males may make many
attempts, and pairing may or may not become estab-
lished.
6. Stable Pair Formation: this was scored at the end of a
trial. Pairs were in stable cradle carry if both female
and male struggling had ceased, and the animals had
been paired for at least 10 min.
Comparisons of the intact and sham-treated groups
showed no differences in the frequency of occurrence of any
measured behavior or pairing outcome. These two groups
thus appeared to represent samples of the same population
and their data were pooled to yield 22 intact control trials.
Behaviors of these pairs were examined to determine a
normal range of behavioral variability and sequence. Be-
haviors were scored once if they occurred in a given trial.
The number of trials in which behaviors occurred for the
intact control group was then compared with those gener-
ated by the treatment groups. Overall differences between
treatment and control groups were evaluated with a Chi-
square test for multiple independent samples (Siegel and
Castellan. 1988). Where significance was found, differences
between specific treatment groups and the control were
evaluated with a Fisher exact test (FAT) (Siegel and Cas-
tellan, 1988). The mean times between trial start and both
the first behavioral interaction and Initiation of Pair For-
mation were also compared between the control and treat-
ment groups. Overall differences were evaluated with anal-
ysis of variance (Jaccard. 1983), while mean differences
between specific treatments and the control were evaluated
with a non-directional r-test (Jaccard, 1983).
Results
Male and female blue crabs in intact control pairs showed
great variability in the occurrence of their behaviors. During
courtship, no behavior occurred with a high frequency (Ta-
ble I). Male Strike, Male Display, Female Present and
Female Rock occurred in only 41. 41, 56, and 36 percent of
intact control trials, respectively. Pairing was initiated at a
high rate, however (82% of trials), with 50% of trials
resulting in Stable Pair Formation. No single behavior
more likely led to the initiation of pairing or stable pairing,
nor did the exhibition of any behavior preclude these out-
comes (Table I). There was no single sequence of behaviors
Table I
Fret/iiencv of coiin.\lui> uncl agonistic behaviors in intact blue crah
pairs. The number of trials in which each behavior occurred is shown
for all trials, those trials in which Initiation of Pair Formation occurred,
and those trials in which a stable pair was fanned
Trials (%) with Trials ('',', ) with
Imitation of Stable Pair
Occurrence in Pair Formation Formation
Behaviors 22 trials (%) (n = 181 (n = 111
Male Strike
9(41)
6(33)
2(18)
Male Display
9(41)
1(1(56)
3 (30)
Female Present
12(56)
10(56)
4(36)
Female Rock
8(36)
8(44)
3(27)
Initiation of Pair
Formation
18(82)
Stable Pair Formation
11 (50)
66
P. J. BUSHMANN
Figure 1. Flow chart showing behavioral pathways from first encoun-
ter, through courtship and/or male agonistic behavior, to stable pairing
success or failure. The circled numbers represent the number of trials
following that particular pathway.
that predominated, nor any single sequence that invariably
led to greater or lesser pairing success. Neither male or
female courtship behaviors were correlated with female
molt stage (early premolt D vs. late premolt D ? ) or the
relative sizes of males and females.
However, some general trends emerge from courtship
sequences examined together with male agonistic behavior
(Fig. 1 ). Most pairs ( 18 of 22) exhibited some sequence of
courtship behaviors prior to pair formation (x 2 = 8.91, P =
0.003). The presence of male agonistic behavior signifi-
cantly reduced the likelihood of stable pairing (FAT, P =
0.040). Of the nine pairs in which males exhibited Male
Strike, only two (22%) formed stable pairs. Of the remain-
ing 13 pairs in which males did not exhibit Male Strike, nine
(69%) formed stable pairs (Fig. 1 >.
Examination of male agonistic and display behaviors
revealed overall differences between treatment and control
groups (x 2 = 20.45. P < 0.05; r = '7.62, P < 0.05). The
incidence of Male Strike was significantly diminished
(FAT, P = 0.009) if females were antennule ablated (F:
ANTENN) (Fig. 2A). Scores for females antennule ablated
and blindfolded (F:ANT-BLIND) closely approached sig-
nificance (FAT, P = 0.050). Male Display was significantly
reduced when males were antennule ablated (M:ANTENN)
(FAT, P = 0.009) or antennule ablated and blindfolded
(M: ANT-BLIND) (FAT, P = 0.049), but were unaffected
by female or male nephropore occlusion (F:URINE or M:
URINE) (Fig. 2B). Blindfolding alone (M:BLIND and
F:BLIND) had no effect on any measured behavior.
When the behaviors Female Present and Female Rock
were examined, there were significant overall differences
between treatment and control groups (x~ = 45.78, P <
0.05; x 2 = 20.2. P < 0.05). The incidence of Female
Present was reduced when females were antennule ablated
(FAT. P = 0.035) or antennule ablated and blindfolded
(FAT, P = 0.009) (Fig. 2C). This behavior was also reduced
by male antennule ablation (FAT, P = 0.001 ). Female Rock
(Fig. 2D) was reduced in incidence when females were
antennule ablated and blindfolded (FAT, P = 0.009): fe-
male antennule ablation alone did not significantly reduce
the occurrence of this behavior (P = 0.083). Female Rock
also occurred less frequently when males were antennule
ablated and blindfolded (FAT, P = 0.009). Male or female
nephropore occlusions or blindfolding had no significant
effect on either female courtship behavior.
Initiation of Pair Formation occurred frequently (80% of
trials) in the intact control group (Fig. 2E). There were
significant overall differences between groups in the occur-
rence of this behavior (x 2 = 34.8, P < 0.05). It occurred
significantly less often than the control group when males
were antennule ablated (FAT. P = 0.007), while the reduc-
tion for antennule ablated and blindfolded males ap-
proached statistical significance (P = 0.062). Examination
of stable pairing at the trials' conclusions showed significant
overall differences between treatment groups (x 2 = 31.36,
100 ,
80
60
40
20
100
80
60
40
20
|
g 100
8 80
60
40
20
X o
z 1
I 80
g 60
1 "0
20
j/i
2 100
>- 80
60
40
20
100
80
60
40
20
Male Display
lUul I-
Male Strike
1 1 !..
Female Present
I.
Female Rock
Initiation of Pair Formation
h.lillll
Stable Pair Formation
Illllllll
Treatments
Figure 2. The percentage of trials in which Male Strike. (2A). Male
Display (2B), Female Present (2C), Female Rock (2D). Initiation of Pair
Formation (2E), and Stable Pair Formation (2F) occurred for the intact
control and treatment groups. Differences between intact control and
treatment groups were evaluated with a Fisher exact test. Stars indicate
statistical significance at a = 0.05.
CONCURRENT SIGNALS IN BLUE CRABS
67
S 16
i ,.
O 20
o 12
Figure 3. Mean lime to first observed behavior (3A) and Initiation of
Pair Formation (3B) for the intact control and treatment groups. Bars
represent mean standard error. Differences between intact control and
treatment groups were evaluated with a non-directional t-test. Stars indicate
statistical significance at a = 0.05.
P < 0.05). Fewer pairs were stable (Fig. 2F) if the males
were antennule ablated (FAT, P = 0.016) or antennule
ablated and blindfolded (FAT, P = 0.002). The incidence of
stable pairing was also reduced when male nephropores
were occluded (FAT, P = 0.016). This was the only sig-
nificant effect observed with any nephropore occlusion.
An examination of the mean time between a trial's start
and the first observed behavior (Fig. 3 A) showed significant
differences between treatment groups (ANOVA F = 2.73,
p = 0.009). The mean time to first behavior was signifi-
cantly less than the control group when males were blind-
folded (t = 2.97, P = 0.026), when males were blindfolded
and antennule ablated (t = 2.28, P = 0.032), and when
females were antennule ablated (t = 3.69, P = 0.001).
Overall differences were found (ANOVA F = 2.29, P =
0.030) when the time between trial start and Initiation of
Pair Formation was evaluated (Fig. 3B). In this comparison
only the female antennule-ablated trials showed a signifi-
cant reduction in time (t = 3.90, P = 0.001). Time differ-
ences between the male blindfolded group and the intact
controls closely approached significance (t = 2.01, P =
0.06), while those for the male blindfolded and antennule
ablated group were not significant (t = 1.46, P = 0.170).
Discussion
Arthropod behavior has generally been considered ste-
reotyped. Studies of some insects, such as many moth
species, have demonstrated stereotypic courtship behavior:
specific chemical signals elicit specific and predictable re-
sponses (Kaissling, 1979; Charlton and Carde, 1990). Other
insect species have shown greater flexibility, with individ-
uals basing their behavioral responses upon current condi-
tions and context (Carlson and Copeland, 1978; Dejean,
1987).
Similarly, the behavior of many crustacean species is not
based upon stereotyped responses but instead shows great
plasticity and can be modified as context changes (Ra'anan
and Cohen, 1984; Finer and Beninger, 1995; Hazlett, 1995).
The current study demonstrates such flexibility in Calli-
nectes sapidus courtship behavior. Courtship is variable in
that no single behavior must occur, nor does any behavior
invariably lead to successful pairing. No single behavior
occurred more than approximately half the time, yet the
odds of successful pairing remained high. This suggests that
courtship follows multiple behavioral pathways, all poten-
tially leading to successful pair formation. Such flexible
courtship would be useful for both males and females in a
species that mates in a fluctuating estuarine environment.
With intense male competition for females (Jivoff, 1997b)
and only one chance for females to receive sperm, it max-
imizes the chances of an encounter producing pair forma-
tion, with eventual mating and reproductive success.
However, blue crab mating behavior is not without con-
straints and regulation. In the intact control group most pairs
displayed some courtship behaviors prior to pair formation,
and male agonistic behavior reduced the likelihood of stable
pairing. This demonstrates the importance of controlling
male aggression during courtship and, together with the
treatment trials, illustrates the role that communication sig-
nals often serve in this regard (Tinbergen, 1953). For blue
crabs, the most likely path to successful pairing, and there-
fore successful reproduction, involves courtship and re-
duced male aggression.
The treatment trials suggest behavioral regulation
through chemical communication signals and that both fe-
male and male chemical signals play important roles in
courtship and pairing. Males with ablated antennules
showed reduced instances of Male Display, Initiation of
Pair Formation and Stable Pair Formation. For the male,
loss of distance chemoreception affected behavioral expres-
sion and directly reduced courtship success. The relevant
chemical information did not seem to reside solely in female
urine, however, because females with occluded nephropores
induced male behaviors at frequencies similar to intact
controls. Although the results were less clear, females also
appeared to exhibit fewer instances of courtship behaviors
when their antennules were ablated, while pairing initiation
or stability was unaffected. The physical act of pairing is
initiated by the male, and evidently an antennule-ablated
female is still attractive to males. However, an unreceptive
female can likely flee and decline pairing in the wild.
Blocking male urine release had no effect on female court-
ship behaviors, again suggesting that the relevant chemical
compounds are not restricted to urine.
68
P. J. BUSHMANN
It is now generally recognized that many chemical signals
are mixtures or blends and thus can serve as multiple or
redundant signals (van den Hurk and Lambert. 1983; Vetter
and Baker, 1983; Linn < t al. 1984). In blue crabs and other
brachyurans, a chemical signal in female urine that induces
male courtship behavior has been well described (Ryan.
1966; Gleeson. 1980; Seifert. 1982; Bamber and Naylor,
1997). The present study does not refute the existence of
this signal, but rather suggests urine is only one source of
courtship signals and is not obligatory for the initiation of
male or female courtship behaviors. There appears to be
chemical information from non-urine sources capable of
eliciting the same behaviors when nephropores are oc-
cluded. It is only when all chemical signals are lost through
antennule ablation that behavior is negatively affected.
These statements appear at odds with Ryan's (1966) work
showing no male responses to seawater that had contained
nephropore-blocked premolt Portiimis sanguinolentus fe-
males. It may be that the relevant female P. sanguinolentus
signal is sent only in urine. In addition, the females in
Ryan's study were isolated in 8-1 buckets during signal
release, while females in the current study were placed in
larger tanks in the presence of a male. This more naturalistic
behavioral context may have elicited female nonurine signal
release and male responses not seen in the earlier study.
Lastly. Ryan used molten paraffin rather than glue as
blocks; this may have affected the animals differently from
the blocks used here. These apparent interspecific differ-
ences in behaviors and signals should be more closely
examined.
Blue crab courtship thus appears regulated by female and
male concurrent chemical signals emanating from multiple
sources. It is unknown if the concurrent signals demon-
strated here are different compounds or if they are the same
compound released at different sites. This knowledge awaits
the purification and structural description of these chemical
courtship signals. The release sites of the non-urine chem-
ical compounds are likewise unknown. In lobsters (Hoimi-
nis (imericanus), the gill current has been implicated as a
method for transporting chemical signals to a receiver
(Atema, 1985). Because blue crabs possess a similar cur-
rent, it is possible that the gills themselves or structures
within the gill cavity are sources of chemical signals. Teg-
umental glands, found in blue crabs and other arthropods
(Johnson, 1980; Talbot and Demers, 1993) have been sug-
gested as chemical signal sources in several crustacean
species (Berry, 1970; Kamiguchi, 1972; Bushmann and
Atema, 1996) and also may play a role here.
Loss of chemical signals in some instances had indirect
effects on behavior. Males were less aggressive toward
antennule-ablated females. Ablation evidently alters either
female behavior or her signaling patterns in a way that
affects male agonistic behavior. Similarly, female courtship
behaviors were reduced when male chemical reception was
impaired. Male antennule ablations must alter male behav-
iors or communication signals in a way that makes them less
attractive to females and less capable of inducing female
courtship behavior. This is consistent with field work
(Gibbs, 1996) demonstrating that antennule-ablated males
in crab traps are less able to attract prepubertal females.
There is evidence for an obligatory male urine-based
signal involved in pair maintenance during precopulatory
guarding. When male nephropores were occluded, initiation
of pair formation was not affected yet there was reduced
incidence of stable pairing. This was the only evidence for
a urine-based signal in this study. However, female anten-
nule ablation did not reduce the incidence of stable pair
formation. It is possible that the direct contact involved in a
cradle carry produces other avenues for signal reception,
such as contact chemoreceptors on the dactyls or elsewhere
on the exoskeleton (Fuzessery and Childress, 1975). Al-
though the observed reduction in stable pairing could have
resulted from some male trauma associated with the occlu-
sion procedure, occluding females produces no such pattern
and blue crabs and lobsters appear capable of suspending
urine release for periods of several hours without ill effect
(Bushmann. unpub. data, Breithaupt and Atema, 1993).
Visual signals seem to play no role in influencing court-
ship behaviors or outcomes. Blindfolded males and females
courted, received courtship, and paired with success rates
equal to the intact controls. This is consistent with previous
observations for blue crabs and lobsters that visual signals
are of secondary importance during social interactions
(Gleeson, 1980; Snyder et al.. 1993: Kaplan et al.. 1993).
Thus, the primary function of the male courtship display is
likely not transmission of a visual signal. However, it may
be an excellent method for transmitting both chemical and
hydrodynamic signals to a potential partner. Rotation of the
periopods causes a strong and highly turbulent flow of water
directed forward of the animal (Gleeson, 1991; Bushmann,
unpub. data). This flow would likely entrain any chemical
signal emanating from the gills or nephropores. In addition,
some crustaceans use hydrodynamic information during ag-
onistic interactions and prey capture (Barron and Hazlett,
1989; Breithaupt ct al., 1995). The highly turbulent, di-
rected flow generated by male paddle waving could provide
directional or other information to females.
Many aspects of the male courtship display remain un-
clear. It must have some energetic cost and may draw
attention by predators, yet it need not occur for successful
pairing and occurred in less than half the observed encoun-
ters. In this study its occurrence was not correlated with
female premolt stage, the relative sizes of males and fe-
males, or pairing success during the encounter. The function
of this rather spectacular behavior and the stimuli leading to
its initiation require further investigation.
Loss of female chemoreception appeared to accelerate
rather than retard pairing. When females were antennule-
CONCURRENT SIGNALS IN BLUE CRABS
69
ablated, males showed little agonistic behavior, females
exhibited fewer courtship behaviors, and pairs formed more
quickly than in the intact control group (Fig. 3B) and they
remained stable. This is at odds with Gibbs (1996), who
found males to be more aggressive toward antennule-
ablated females and the time required for pairing to be
unaffected. The present study suggests that females use
chemical information and courtship behaviors to lengthen
courtship periods, perhaps as a way of better evaluating
potential partners. Loss of chemical information through
female antennule ablation would then result in less female
evaluation and faster pairing.
The significant reduction in time until first behavior seen
in the male blindfolded group was probably a general be-
havioral rather than specific communication effect. Blind-
folded males, without visual stimuli, may have been less
wary and more likely to begin moving about the pool after
trial start. This male movement would result in more rapid
encounters with females. The time until Initiation of Pair
Formation was not significantly shortened, however (Fig.
3B), and blindfolding had no effect on any measured be-
havior.
Several studies have shown that lateral antennule ablation
affects behavior by interfering with chemical reception
(Ache, 1975; Ameyaw-Akumfi and Hazlett, 1975; Gleeson,
1980; Cowan, 1991). However, in any ablation experiment
there is always a question of false-negative responses due to
a general dampening of behavior caused by the procedure
itself (Dunham, 1978). In the present study, while ablated
males showed reduced reproductive behaviors, agonistic
responses were unaltered. Antennule-ablated females, while
not exhibiting many courtship behaviors, were nonetheless
courted and carried by males. These ablations appeared to
affect certain reproductive behaviors, presumably those de-
pendent upon chemical signals, rather than causing a gen-
eral reduction in behavioral responses.
A second potential problem concerns the blocks applied
to the nephropores to prevent urine release. Correct inter-
pretation of results depends upon an effective block. Several
lines of evidence suggest that these blocks prevented urine
release. First, they are the initial step in the attachment of a
urine cannula. This cannula can collect urine from blue
crabs for several days without leaking (Bushmann, unpub.
data). Second, three urine blocked animals were held after
their trials. These individuals were swollen from fluid re-
tention within 6 h and died within 12 h. Lastly, the water
from four blocked animals held individually in 2-1 tanks
showed reduced ammonia levels compared to water from
four unblocked crabs (Bushmann, unpub. data). Ammonia
levels from blocked crab water were not zero, because
ammonia is also excreted across the gills (Mantel and
Farmer, 1983). Taken together, these observations suggest
that the blocks used in this experiment were effective in
preventing urine release.
In summary, Callincctes sapidus courtship illustrates
both behavioral plasticity and the importance of behavioral
regulation through a signaling system. The concurrent and
seemingly redundant chemical signals discussed here may
be different compounds or the same compound released
from different sites. Chemical rather than visual signals
from both male and female seem to play crucial roles in
courtship and pairing. Although these signals influence the
initiation of behaviors and pairing success, there appear to
be many different pathways leading to pairing success, and
no single behavior and perhaps no single signal is necessary
for pairing success. Courtship behaviors and chemical sig-
naling may operate in a more complex and flexible manner
than previously demonstrated.
Acknowledgments
The author thanks Dr. Anson H. Mines for his assistance,
support, and review of this manuscript. This work was
funded through a Smithsonian Postdoctoral Fellowship to
PB, and an NSF grant OCE-971 1843 to AHH.
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Reference: BinL Bull 197: 72-81. (August 1999)
Translocation of Photosynthetic Carbon From
Two Algal Symbionts to the Sea Anemone
Anthopleura elegantissima
HILARY P. ENGEBRETSON AND GISELE MULLER-PARKER*
Department of Biology and Shannon Point Marine Center, Western Washington University,
Bellingham, Washington 98225-9160
Abstract. The intertidal sea anemone Anthopleura el-
egantissima contains two symbiotic algae, zoochlorellae
and zooxanthellae, in the Northern Puget Sound region.
Possible nutritional advantages to hosting one algal symbi-
ont over the other were explored by comparing the photo-
synthetic and carbon translocation rates of both symbionts
under different environmental conditions. Each alga trans-
located 30% of photosynthetically fixed carbon in freshly
collected anemones, although zoochlorellae fixed and trans-
located less carbon than zooxanthellae. The total amount of
carbon translocated to the host was equivalent because
densities of zoochlorellae were two to three times greater
than were densities of zooxanthellae. In A. elegantissima
maintained under high and low irradiance ( 100 and 10 /xmol
photons/rrr/s) at 20C and 13C for 21 days, both algae
fixed and translocated carbon at greater rates at 20C (trans-
location rates: 0.38 pg C /zoochlorella/h; 1.12 pg C /zoo-
xanthella/h) than at 13C (translocation rates: 0.06 pg
C /zoochlorella/h; 0.37 pg C /zooxanthella/h). However,
zoochlorellate anemones received 3.5 times less carbon at
20C than at 13C because the higher temperature caused a
significant reduction in the density of zoochlorellae. Envi-
ronmental variables, like temperature, that influence the
densities of the two symbionts will affect their relative
nutritional contribution to the host. Whether these differ-
ences in carbon translocation rates of the two algal symbi-
onts affect the ecology of their anemone host awaits further
investigation.
Received 12 January 1998; accepted 3 June 1999.
* To whom correspondence should be addressed. E-mail: gisele
biol.wwu.edu
Introduction
The temperate sea anemones Anthopleura elegantissima
and Anthopleura xanthogrammica host both dinoflagellate
zooxanthellae and green algae known only generally as
zoochlorellae (Muscatine, 1971). Both algal symbionts pho-
tosynthetically fix inorganic carbon and translocate some of
the products to the animal host. Zooxanthellae in corals, as
well as in A. elegantissima, translocate carbon to the host
mainly as glycerol (Muscatine, 1967; Trench, 1971; Battey
and Patton, 1987). Glycerol is used by the host to support its
basal metabolism, while lipids that are also translocated by
the algae are used to create lipid stores (Battey and Patton,
1987). We do not know what products are translocated by
marine zoochlorellae to their host, although unpublished
work by Minnick and McCloskey (cited in Verde and Mc-
Closkey, 1996) indicates that zoochlorellae translocate sev-
eral amino acids in addition to glycerol. For zoochlorellae in
the freshwater green hydra, maltose is the principal form of
translocated photosynthate (Mews and Smith, 1982).
Further understanding of the nutritional relationship be-
tween Anthopleura and the two algae may come from
comparisons of the amount of carbon translocated from the
algae to the host. Previous studies have suggested that
zoochlorellae do not translocate as much carbon as zoo-
xanthellae. Using I4 C, O'Brien (1980) found that zoochlo-
rellae in excised tentacles translocate from zero to 3.6% of
the total carbon fixed by the algae to the epidermal tissues
of Anthopleura xanthogrammica. Zooxanthellae in intact
anemones translocate as much as 50% of the total I4 C-
labelled carbon fixed to the host fraction of A. elegantissima
(Trench, 1971). Based on carbon budgets, Verde and Mc-
Closkey (1996) calculate that zooxanthellae will have pho-
tosynthetic products available to supply A. elegantissima
72
CARBON TRANSLOCATION IN ANEMONES
73
with 48% of its respiratory carbon requirement, while zoo-
chlorellae will only he able to satisfy 9% of the anemone's
respiratory needs. Verde and McCloskey conclude that the
higher net photosynthesis and lower algal growth demand of
zooxanthellae combine to provide more photosynthetic car-
bon to a zooxanthellate host anemone than is the case for an
anemone that contains zoochlorellae as its endosymbiont.
These studies show that zooxanthellae appear to be the
"better" symbiont with respect to carbon supplied to the
host.
It is important to directly compare carbon translocation
rates of zoochlorellae and zooxanthellae under different
temperatures and irradiance levels, because intertidal A.
elegantissima are exposed to extreme seasonal fluctuations
in these parameters (Dingman. 1998). Furthermore, both
irradiance and temperature are thought to influence the
distribution of these two algae within anemones. Field ob-
servations of the distribution of Anthopleura xanthogram-
mica in British Columbia, Canada, by O'Brien and Wytten-
bach (1980) led the authors to suggest that zooxanthellae
and zoochlorellae populations in anemones may be regu-
lated by temperature. In the lower latitude, warmer regions
of Anthopleura' s range zooxanthellae are the dominant
symbiont, while zoochlorellae are more abundant in anem-
ones in the higher latitude, colder regions of Anthopleura 's
range (Secord, 1995). Are these distribution patterns related
to differences in carbon translocation of the two algae?
Saunders and Muller-Parker (1997) determined that in-
creased temperature caused a reduction in the density of
zoochlorellae in Anthopleura elegantissima tentacles over
time. How do such changes in algal density affect the rate of
carbon translocation to the host?
This study compares carbon fixation and translocation
rates of both zoochlorellate and zooxanthellate anemones
collected from a single site and kept under different envi-
ronmental conditions likely to be encountered in the field.
The effects of irradiance and temperature on translocation
of fixed carbon from zooxanthellae and zoochlorellae to A.
elegantissima are examined by measuring the distribution of
radioactively labelled carbon in the algae and in the animal
host, and relating the carbon translocation rates to popula-
tion densities of the respective algae.
Materials and Methods
Collection of anemones and determination of symbiont
complement
Anthopleura elegantissima was collected from a rocky
intertidal area located on Anaco Beach, Fidalgo Island,
Washington (48 29'; 122 42') in June and July of 1994.
Ambient seawater temperature was 11C. Both zooxanthel-
late and zoochlorellate anemones were collected from the
same large boulder, at one tidal height (+0.6 m). Nonsym-
biotic (algae-free) anemones were collected from dark crev-
ices in a nearby rock jetty. The anemones were placed in
flow-through ambient seawater tables at Shannon Point
Marine Center for one day before experiments began.
The anemones were separated by color and excised ten-
tacles from several anemones were examined microscopi-
cally to verify that anemones that appeared brown in the
field actually contained zooxanthellae, that green anemones
contained zoochlorellae, and that white anemones were
algae-free.
The symbiont complement of all anemones was con-
firmed by counting the number of zoochlorellae and zoo-
xanthellae in homogenized anemone samples after 14 C in-
cubation. Zoochlorellate anemones from the field contained
an average of 99.0% (2.0 SD, ;; == 18) zoochlorellae,
while zooxanthellate anemones contained an average of
97.3% (3.2 SD. ;; = 18) zooxanthellae. Three field anem-
ones that contained mixed populations of both symbionts
contained from 40% to 60% of each alga (average = 53%
zoochlorellae) within their tissues.
Experimental treatments: symbiont. light, and temperature
To examine the effects of irradiance and temperature on
zooxanthellate and zoochlorellate anemones, a 2 X 2 X 2
factorial experiment was designed with factors of anemone
symbiont type, irradiance level, and temperature. Two ex-
periments were run sequentially in one incubator. For each,
28 anemones, consisting of 14 zoochlorellate anemones and
14 zooxanthellate anemones, were placed in individual
50-ml beakers containing 35 ml of 5 /xm-filtered seawater.
For the first experiment the anemones were incubated at
20C; for the second experiment the anemones were incu-
bated at 13C. The beakers containing the anemones were
arranged randomly within the incubator under a bank of
fluorescent lights providing a mean irradiance of 100 /j,mol
photons/nr/s. For each experiment, half of each group of
anemones was covered with mesh for the low irradiance
treatment (10% of full irradiance; see Saunders and Muller-
Parker. 1997, for details). The lights were set to a natural
daylength cycle of 14 h:10 h (lighf.dark). The anemones
were fed every three days with freshly hatched Anemia
nauplii and were last fed two days prior to 14 C incubation.
The anemones were maintained under the experimental
conditions for 21 days prior to measuring carbon fixation
and translocation rates.
Carbon fixation and translocation
The amount of carbon photosynthetically fixed by the
algal symbionts and translocated to the anemone host was
measured using the I4 C method (O'Brien, 1980; Battey and
Patton, 1987), with some modifications. One hour prior to
the I4 C incubation period each anemone was transferred to
an individual clear plastic vial (Nunc* tube). Exactly 10 ml
74
H P. ENGEBRETSON AND G. MULLER-PARKER
of 5 /xm-filtered seawater was added to each vial and the
anemones were returned to their treatment conditions.
The I4 C incubations were always begun at the same time
of day (0900 h) to minimize variation due to any factors
associated with the natural photoperiod of the anemone. The
addition of 14 C-bicarbonate to each vial was noted as time
zero. After thorough mixing, 100 /j,l of the seawater was
subsampled to determine the total activity of the seawater in
the vial, which ranged from 13.6 to 21.3 juCi/anemone.
Anemones in vials that were covered completely with foil to
exclude light served as controls for each experiment. These
controls were used to account for dark fixation of I4 C by the
algae and/or the animal under each set of conditions. Sep-
arate controls were run for zoochlorellate and for zooxan-
thellate anemones. All anemones were incubated with 14 C
for 1 .5 h under the appropriate temperature and irradiance
conditions they had experienced for 21 days. After incuba-
tion, the anemones were rinsed thoroughly with non-la-
belled seawater, making sure that seawater retained in the
coelenteron was also expelled. The seawater in the vials was
replaced, and all of the vials were covered completely with
foil. The vials were then returned to the appropriate incu-
bation conditions for the dark chase period, which was
1.75 h for most experiments. Following the dark chase
period, the anemones were rinsed again and individually
homogenized in seawater with a motor-driven teflon tissue
grinder (60 ml volume). Homogenate volume (= anemone)
was measured and 1 ml of the homogenate was frozen for
later protein analysis. A 0.5 ml sample of the homogenate
was transferred to a 7-ml plastic scintillation vial and acid-
ified with 0.3 ml 6 N HCI under a heat lamp in a fume hood
to remove unincorporated inorganic I4 C label. Assay of
homogenate was used to determine the amount of I4 C fixed
by the whole anemone.
The algae were separated from the host fraction to mea-
sure the distribution of I4 C in both fractions. Ten ml of the
homogenate was centrifuged in a table top swinging bucket
centrifuge for 10 min. The algal pellet was rinsed two times
and the final algal pellet was resuspended in 5 ml of filtered
seawater. The combined supernatant was the animal frac-
tion of the homogenate and the resuspended pellet was the
algal fraction. The final animal fraction volume was mea-
sured and 1-nil samples of the animal and algal fraction
were frozen for later analysis. Half-milliliter (0.5-ml) sam-
ples of each fraction were acidified with 0.3 ml 6 N HCI, as
described above. The acidified homogenate, animal, and
algal samples in the scintillation vials were then neutralized
with 0.3 ml 6 /V NaOH, 5 ml of Ecolume scintillation fluid
was added, and disintegrations per minute (DPM) of each
sample counted in a Packard TriCarb 1900TR liquid scin-
tillation counter.
To compare trunslocution of 14 C by freshly collected field
anemones to the anemones in the experimental treatments,
anemones gathered from the field were subjected to I4 C
analysis the day after collection. These anemones were kept
under a light bank of fluorescent lamps at a photosyntheti-
cally saturating irradiance of 309 ^tmol photons/nr/s in a
flow-through ambient seawater table ( 1 1C) until I4 C anal-
ysis.
Bioniciss parameters
The protein content of the homogenate and animal frac-
tions of each anemone was determined by the method of
Lowry (Lowry el al., 1951). using bovine serum albumin
(BSA) as a standard. Two replicates of both homogenate
and animal fractions from each anemone were analyzed on
a Hitachi 100-40 spectrophotometer. To ascertain the algal
biomass and proportion of zoochlorellae and zooxanthellae
in each anemone, cell counts were done on the frozen algal
fractions. The number of each alga (zoochlorellae and zoo-
xanthellae) in each sample was counted using a hemacy-
tometer viewed under a compound microscope. Six repli-
cate counts of algal numbers were done for each sample.
The mean of the replicate counts was normalized to weight
of anemone homogenate protein to provide an estimate of
algal density in each anemone.
Percent carbon translocation
The percent of fixed I4 C translocated to the host during
the 1.75-h dark chase time was determined by dividing the
DPM calculated for the whole animal fraction by DPM in
the whole homogenate fraction. Any dark carbon fixation by
the algae and host was accounted for by subtracting the
mean DPM per nig protein of the dark control fractions for
the appropriate symbiont type from the DPM per mg protein
of each experimental anemone fraction (homogenate or
animal) before calculating the percent translocation. For all
symbiotic anemones, dark fixation accounted for less than
10% of the total carbon fixed by anemones in the light. For
the nonsymbiotic anemones, dark fixation accounted for
86% of the total carbon fixed. Because the data were in the
form of percentages, they were arcsine transformed for
statistical analysis.
Rates of carbon fixation anil translocation
Although the percent of fixed carbon translocated to the
host is important, it does not indicate the actual rate of
carbon received by the anemone under different environ-
mental conditions. For that information, the rates of carbon
fixation and translocation must be examined. The specific
activity of I4 C in the seawater was used to calculate the
actual amount of carbon fixed and translocated. The weight
of carbon dioxide (all forms) present in the seawater was
determined by the alkalinity method described in Parsons et
al. ( 1984). The weight of the total inorganic carbon present
in the seawater was then multiplied by the rate of uptake (or
CARBON TRANSLOCATION IN ANEMONES
75
100 -
c 80 -
S
|
f 60 -
ro
O
! "0 -I
c
- 20 -
I
10
15
1
20
I
25
Time (h)
Figure 1. The effects of symbiont type and dark chase period on the
percent of carbon translocated to the host anemone, n = 2 for each group;
1 SD of the mean.
translocation) of the labelled carbon in the sample, as de-
termined by dividing DPM in the homogenate (or animal)
fraction sample (corrected for DPM in the dark control) by
the total activity (DPM) of the I4 C added and the hours of
incubation with I4 C. The result is the rate of carbon fixation
(or translocation), as amount of C fixed (or translocated) per
hour.
Carbon fixation and translocation rates can be expressed
on the basis of both anemone biomass (protein) and on the
basis of an individual algal cell. Comparison of rates nor-
malized to these two parameters shows how algal density
affects photosynthesis and translocation. The rate of carbon
fixed by anemones was calculated by using the homogenate
fractions in the above calculation and normalizing to either
anemone protein biomass or to number of algae. The rate of
carbon translocated to the animal was calculated by using
the animal fractions in the above calculation.
All analyses of variance and multiple range test statistics
were examined with a significance level of 5%. Statistics
were calculated using Statistix 4. 1 by Analytical Software.
Results
Percent C translocation over time
A I4 C pulse-chase time course experiment was conducted
with field anemones to determine if and how the length of
the dark chase time affected the percent of carbon translo-
cated to the host by the two symbionts. A 2 X 6 factorial
analysis of variance showed that symbiont type had a sig-
nificant effect on percent translocation (P < 0.000). Over
the entire chase time period, the percent of fixed carbon
translocated to the host by zooxanthellae is significantly
higher than the percent of fixed carbon translocated by
zoochlorellae (Fig. 1). The length of the chase time period
also significantly affected the percent of carbon translocated
to the host anemone (P = 0.031). but there was no inter-
action between symbiont type and chase period. Tukey's
(HSD) multiple range test indicated that only chase time
periods of 10.2 h and 22 h are significantly different from
each other. To permit direct comparison of the effects of
external factors (temperature and irradiance) on percent
translocation. we used a short dark chase period ( 1.75 h) to
compare C translocation of zoochlorellae and zooxanthellae
in all subsequent experiments.
Percent transl
There was no significant difference in the percent of
carbon translocated from the algae to the animal in zoo-
chlorellate, zooxanthellate. and mixed anemones collected
from the field and incubated under saturating irradiance and
at ambient seawater temperature (comparison by ANOVA).
Percent carbon translocated averaged 30% for all field
anemones under these conditions (Fig. 2).
The percent C translocated was higher for anemones
maintained under the experimental treatments than for field
anemones, and zoochlorellae translocated a greater percent
of carbon (up to 65%; Fig. 2). Both temperature and sym-
biont type are significant main effects on percent transloca-
tion. Both symbionts translocated greater percentages of
fixed carbon at 20C than at 13C (2X2X2 factorial
analysis, P = 0.013). Additionally, zoochlorellae translo-
cated a higher percent of fixed carbon than zooxanthellae
(P = 0.036) at both temperatures. Irradiance was not a
significant main effect on the percent of carbon translocated
to the host (P = 0.437). No interaction effects were signif-
icant. Although these results show that hosting zoochlorel-
Field
Zoochlorellate
Zooxanthellate
100 n
80 -
60 -
40 -
20 -
T
I
I
1
v v V
A
A
Figure 2. Percent of carbon translocated to the anemone host after a
1.75 h dark chase period. Field anemones were incubated at 11C and a
light intensity of 309 jixmol photons/nr/s (for Zoochlorellate anemones.
n = 4; lor zooxanthellate and mixed anemones, n = 2). Experimental
Zoochlorellate and zooxanthellate anemones were incubated under their
treatment conditions: high light (HL. 100 /j,mol/nr/s ) or low light (LL, 10
/j,mol/nr/s) at either 13 or 20"C (20 or 13). n = 5 for each group; 1 SD
of the mean.
76
H. P. ENGEBRETSON AND G. MULLER-PARKER
Zoochlorellate
Zooxanthellate
u.io -
'c
AA
f 0.10 -
CL
T
O)
"S 0.05 -
1
O
01
=3
n nn -
r 1 ] r*-\
-! B
Figure 3. The rate of carbon fixation by zoochlorellate (D) and zoo-
xanthellate () anemones incubated under their treatment conditions: high
light (HL. KM) jamol/rrr/s) or low light (LL, 10 /xmol/nr/s) at either 13 or
20 C (20 or 13). it = 5 for each group; 1 SD of the mean. A. The rate
of carbon fixation per mg anemone protein. B. The rate of carbon fixation
per algal cell.
lae at higher temperatures results in a greater percent of
fixed carbon to the anemone, carbon translocation rates are
needed to compare the actual amounts of carbon received by
zoochlorellate and zooxanthellate anemones under field and
experimental conditions.
Rates of carbon fixation and translocation
The rate of carbon fixation by zoochlorellate and zoo-
xanthellate anemones maintained under high and low irra-
diance at 13C and 20C for 21 days was significantly
affected by an interaction between temperature and symhi-
ont type (P = 0.009). While zooxanthellate anemones fixed
carbon at the same rate at both temperatures, zoochlorellate
anemones fixed about three times more carbon at 13C than
at 20"C for rates expressed on the basis of anemone biomass
(Fig. 3a). Carbon fixation and translocation rates expressed
on an algal cell basis are needed to compare these processes
at the level of the individual algal cell with that of the
symbiotic association. When the rate of carbon fixation is
normalized to algal numbers instead of to anemone protein
biomass, none of the interaction effects were significant and
both algae fixed carbon at a lower rate at 13C than at 20C
(2.3 times less and 3 times less, respectively; P = 0.004:
Fig. 3b). The rate of carbon fixation per algal cell is signif-
icantly greater under high irradiance than under low irradi-
ance (P = 0.045), and at both temperatures the zoo.xanthel-
lae fixed carbon at a significantly greater rate than did the
zoochlorellae (P = 0.000).
As shown in Figure 4a for carbon fixation rates normal-
ized to anemone biomass, (he rate of carbon translocated to
the host anemone is significantly affected by an interaction
between temperature and symbiont type (P = 0.009).
While zooxanthellate anemones experienced similar rates of
carbon translocation at both temperatures, rates of translo-
cation in zoochlorellate anemones were almost 3.5 times
less at 20C than at I3C (Fig. 4a). At 13C. rates of
translocation are comparable for both zoochlorellate and
zooxanthellate anemones, and these rates were higher at the
high irradiance level at both temperatures (Fig. 4a). When
carbon translocation rates are normalized to algal cell num-
ber, a significant interaction between temperature and sym-
biont type is again observed (P = 0.039; Fig. 4b). In this
case, the rate of carbon translocation was also greater per
Zoochlorellate
Zooxanthellate
08 -,
I o.oe H
I
"S 4 -
i
, 1__
i
o
0.02 -
ro
O
_ n nn
n
4 -i
|3H
2>
ro
I 2
S
^2
1 1
O
S
B
Figure 4. The rate of carbon translocation by zoochlorellate (D) and
zooxanthellate () anemones incubated under their treatment conditions:
high light (HL, 100 /nmol/nr/s) or low light (LL. 10 /^mol/nr/s) at either
13 or 20"C (20 or 13). ;i = 5 for each group; I SD of the mean. A. The
rate of carbon translocation per mg anemone protein. B. The rate ot carbon
translocation per algal cell.
CARBON TRANSLOCATION IN ANEMONES
Table I
Rales of carbon fixation and iranslocation by algae in zoochlorellate. zooxanthellate and mixed field anemones collected during summer,
normalized to anemone protein biomass or to alga
77
ANEMONE TYPE
CARBON
FIXED
CARBON
TRANSLOCATED
fj.g C fixed/mg
protein/h
pg C fixed/
alga/h
/^g C translocated/mg
protein/h
pg C translocated/
alga/h
Zoochlorellate
Zooxanthellate
Mixed
Results of 1-way ANOVA
0.110 0.03
0.145 0.06
0.199 0.02
NS
0.275 0.14
1.236 1.13
0.684 0.08
NS
0.034 0.007"
0.038 0.004"
0.065 0.0 12 b
P = 0.014
0.091 .06
0.390 0.042
0.221 0.01
NS
For zoochlorellate anemones, n = 4; for zooxanthellate and mixed anemones, n = 2. NS denotes the parameters (column headings) that are not
significantly different among the three anemone types. Tukey's HSD Multiple Range Test indicated that both zoochlorellate and zooxanthellate anemones
experienced similar rates of translocation per mg protein, while mixed anemones experienced a significantly greater rate of translocation per mg protein
(a and b are used to indicate these differences among anemone types).
zooxanthella than per zoochlorella at both 13C and 20C;
however, while zooxanthellae translocated approximately
2.5 times less carbon at 13C as at 20C, zoochlorellae
translocated almost 4 times less carbon at 13C as at 20C
(comparisons between temperatures use pooled rates from
both irradiance levels, because irradiance did not affect the
rate of carbon translocation per algal cell).
Although our sample size for field anemones is small,
data obtained from these anemones provide a valuable com-
parison to treatment anemones. When mixed anemones are
included in the comparison of carbon fixation and translo-
cation rates of field anemones, the carbon fixation rates of
zoochlorellate, zooxanthellate, and mixed field anemones
are not significantly different from each other, whether
expressed on the basis of anemone protein biomass or algal
cell (Table I). Although algal cell-based translocation is not
significantly different, the rate of carbon translocation per
mg protein in A. elegantissima is significantly affected by
symbiont type (Table I). However, Tukey's HSD Multiple
Range Test indicated that both zoochlorellate and zooxan-
thellate anemones experienced similar rates of translocation
per mg protein, while mixed anemones experienced a sig-
nificantly greater rate of translocation per mg protein.
Algal density in anemones
Zoochlorellate field anemones contained significantly
higher algal densities than did zooxanthellate field anemo-
nes (Fig. 5; P = 0.000). Mixed anemones had algal densities
between those of zooxanthellate and zoochlorellate anemo-
nes; the density of algae in mixed anemones was not sig-
nificantly different from the density of algae in either zoo-
xanthellate or zoochlorellate anemones.
A two-way ANOVA performed on the algal density
within the anemones after 21 days under the experimental
treatments showed that the interaction between temperature
and symbiont type was significant (P = 0.001). All anem-
ones held at 20C contained similar densities of algae;
however, at 13C zooxanthellate anemones had signifi-
cantly fewer algae per mg anemone protein than did
zoochlorellate anemones (Fig. 5). Anemones held in the
laboratory under all experimental treatments contained sig-
nificantly fewer algae than did anemones freshly collected
from the field (P = 0.000).
Discussion
Percent translocation and translocation rates
In the field, zoochlorellate and zooxanthellate anemones
receive the same amount of photosynthetic carbon from
their symbionts during the summer in northern Puget Sound
(Fig. 2, Table I). These results suggest that during summer
50 -
C. 40 -
Field
Zoochlorellate
Zooxanthellate
'o
o.
ID
C
o
30 -
20 -
en
1
Figure 5. Density of algae in field anemones (n = 20, 17, and 3 for
zoochlorellate. zooxanthellate, and mixed anemones respectively) and in
zoochlorellate (D) and zooxanthellate anemones after 21 days under
high light (HL, 100 jumol/nr/s) or low light (LL. 10 /j.mol/nr/s) at either
13 or 20C (20 or 13). n = 7 for each group; 1 SD of the mean.
78
H. P. ENGEBRETSON AND G. MULLER-PARKER
there is no selective advantage, with respect to carbon, of
hosting one symbiont over the other under saturating irra-
diance levels and ambient temperature. However, under
different environmental conditions imposed in a laboratory
experiment, zoochlorellae translocated a greater percent of
fixed carbon to the host than did zooxanthellae, and both
algal symbionts translocated a significantly greater percent
of the carbon they fixed at 20C than at 13C (Fig. 2). The
implications of these results are discussed below.
In our study, zoochlorellae translocated a much greater
percent of the fixed carbon than shown by the previous
studies of Muscatine ( 197 1 ), O'Brien (1980), and Verde and
McCloskey (1996). However, the percent carbon translo-
cated by both algae in A. elegantissima is comparable to
values obtained for other temperate cnidarian symbioses
(Sutton and Hoegh-Guldberg, 1990; Davy et at., 1997).
Muscatine (1971), using I4 C analysis, determined that zoo-
chlorellae translocate only 1 .0% to 3.6% of the carbon they
fix. However, Muscatine used only the tentacles and not
whole anemones in his experiments; in addition, for some
experiments the animal and algal fractions from tentacles
were homogenized and separated before incubation with
I4 C. O'Brien (1980) found that zoochlorellae translocated
1.3% to 3.9% of the carbon they fixed. O'Brien also used
only tentacles of A. xanthogrammica. He dissected the
epidermis of the anemone from the algae-containing gastro-
dermis after 14 C incubation and used the epidermis as the
animal fraction and the gastrodermis as the algal fraction for
translocation calculations. Any labelled carbon that the al-
gae had translocated to the gastrodermal tissues of the host
was counted as fixed carbon retained by the algal fraction.
In addition, any host mechanisms acting upon translocation
would be lost due to the excision of the tentacle from the
remainder of the anemone body.
The 14 C method employed in this study accounts only for
short-term carbon products fixed and released by the algae
from inorganic carbon supplied in the external environment.
There is substantial evidence for zooxanthellae that recently
fixed carbon is released to the host (Sutton and Hoegh-
Guldberg, 1990; Wang and Douglas, 1997). In contrast,
translocation of carbon based on the growth-rate method
takes into account the daily carbon budget of the symbiotic
algae (Muscatine et al, 1984). Because carbon required for
algal growth may be supplied from the host animal (Trench,
1979), any contribution of host-derived carbon is wholly
missed by the I4 C method as applied here. This may explain
the discrepancy between our results and those of Verde and
McCloskey (1996), who found that zoochlorellae may have
only minimal excess carbon available to translocate to the
host. The algae may selectively translocate photosyntheti-
cally fixed carbon while concurrently obtaining carbon for
growth from the anemone host. This comparison also illus-
trates the importance of defining the time scales used to
assess carbon translocation. Zoochlorellate and zooxanthel-
late anemones receive the same amount of translocated
carbon during short-term (hours) I4 C incubations (our re-
sults), while growth rate comparisons based on longer time
intervals (days to weeks) show that zoochlorellae translo-
cate less carbon (Verde and McCloskey, 1996). The appro-
priate time scale for comparisons of these two algae will
depend on the metabolic fate of the translocated carbon and
on the external supply of carbon derived from host feeding.
Higher carbon fixation rates by both algae at the high
irradiance level at both temperatures also resulted in greater
carbon translocation rates (Figs. 3, 4). It appears that the
symbiotic algae simply translocate fixed carbon at a higher
rate under high irradiance because they have more photo-
synthetic product available. These results indicate that, with
similar algal densities, anemones located in areas exposed to
high solar irradiance should receive larger amounts of fixed
carbon from their symbionts than should anemones located
in areas of low light. The same is true for temperature. Both
zoochlorellae and zooxanthellae fixed and translocated car-
bon at greater rates at 20C. However, the advantage of
greater carbon translocation at the higher temperature and
irradiance level on an algal cell basis is offset by lower algal
densities under these conditions, reducing the amount of
carbon received by the anemone (see below).
Algal density and carbon translocation in anemones
Zoochlorellate anemones from the field contained ap-
proximately two to three times the density of algae as did
zooxanthellate anemones (Fig. 5), as has been found by
others (Verde and McCloskey, 1996; Dingman, 1998).
Thus, although an individual zoochlorella translocates car-
bon to the host anemone at a lesser rate than does a zoo-
xanthella (Table I; Fig. 4b), both anemone types receive
fixed carbon at similar rates because of increased densities
of zoochlorellae in field anemones (Fig. 5). Interestingly,
although the zoochlorellae are numerically more abundant,
volume comparisons indicate that they occupy the same
"space" as the larger zooxanthellae within the anemones
(unpub. data). Therefore, both anemone types in the field
maintain similar ratios of algal to animal biomass and
receive similar amounts of photosynthate.
Anemones in all experimental treatments contained sig-
nificantly fewer algae than did field anemones, and both
types of anemone had lower algal densities at the higher
temperature (Fig. 5). This may be related to differences in
summer field conditions and laboratory incubator condi-
tions. Although anemones were maintained at relatively low
constant irradiances in the lab (an order of magnitude lower
than noon irradiance levels in the field), they probably
received more light on a daily basis than field anemones
because of tide-related changes in water depth and rapid
light extinction due to high plankton levels in summer. Field
anemones also experienced pronounced daily changes in
CARBON TRANSLOCATION IN ANEMONES
79
water temperature during periods of exposure to low tide.
Changes in density of symbionts may result from differ-
ences in both algal growth rate and algal expulsion rate
under the experimental treatments. Although we did not
measure these parameters in our study, zooxanthellate and
zoochlorellate A. elegantissima have higher algal expulsion
rates at 20C than at 13C (Saunders, 1995). McCloskey el
al. ( 1996) also found that algal expulsion rates increase with
increasing irradiance, and concluded that algal densities in
A. elegantissima are regulated by expulsion of excess algae.
In mixed anemones, the presence of the dominant symbiont
is more likely due to that alga's ability to grow at a rate that
meets or exceeds the rate of expulsion by the anemone and
the growth rate of the other algal species. It is likely that
greater numbers of algae were lost from zoochlorellate
anemones than were lost from zooxanthellate anemones at
20C since, as noted earlier, zoochlorellate anemones from
the field contain higher densities of algae than do zooxan-
thellate anemones.
With respect to translocation of photosynthetic carbon,
the relative abundance of zooxanthellae and zoochlorellae
in A. elegantissima determines the amount of carbon trans-
located within anemones. How does the advantage of
greater carbon translocation at the higher temperature and
irradiance level on an algal cell basis affect the amount of
carbon received by anemones when these also contain lower
algal densities (Fig. 5)7 A zoochlorellate anemone held at
13C under high light receives 0.048 /xg C/mg protein/h
from its algae (Fig. 4a). To maintain this rate of carbon
translocation at 20C. the anemone would require an algal
density of only 9.6 X 10 4 algae/mg protein because indi-
vidual zoochlorellae translocate 2.5 times more at the higher
temperature. However, the density of zoochlorellae at 20C
was one-fourth (26%) of this density (Fig. 5), showing that
the higher translocation rate per cell was not sufficient to
compensate for the reduced density of zoochlorellae at the
higher temperature. A similar calculation for a zooxanthel-
late anemone shows that it needs 2.97 X 10 4 algae/mg
protein at 20C to maintain a translocation rate equivalent to
that obtained at 13C. However, zooxanthellate anemones
held at 20C contained 3.5 X 10 4 algae/mg protein (Fig. 5),
about 18% more than required to maintain the translocation
rate obtained at 13C. This slightly elevated density of
zooxanthellae was not sufficient to yield any significant
difference in translocation rate (Fig. 4a). Using carbon
translocation at 13C as the basis of comparison, zoochlo-
rellate anemones lost more algae than they should have at
20C, and zooxanthellate anemones kept more algae than
they needed to at this temperature. This comparison sug-
gests that the nutritional contribution of the algae is not
important to the host anemone and there is no regulation of
algal densities to maintain certain carbon translocation
rates. However, the cost to the host anemone of harboring
symbionts at different densities is unknown. Should reduced
algal densities lower the cost of maintaining the symbionts.
then simply comparing carbon translocation rates is insuf-
ficient for assessing benefit to the host.
Application to the field
The Anthopleura elegantissima-zoo\anthe\\a nutritional
relationship has been examined by determining the percent
contribution of translocated carbon to animal respiration
(CZAR). Shick and Dykens (1984) indicated that CZAR
was greater for low intertidal (34%) than for high intertidal
anemones (18%) due to self-shading of the anemone during
exposure to air. while Fitt el al. (1982) demonstrated that
CZAR for fed anemones (13%') was less than that for
starved anemones (45%). In the only study to compare
CZAR of anemones harboring both symbionts, Verde and
McCloskey (1996) showed that CZAR for zooxanthellate
anemones was much greater than CZAR for zoochlorellate
anemones. The use of CZAR as a tool of comparison hinges
on the assumptions that the algae will translocate all un-
needed fixed carbon, that the anemone will use all of the
translocated carbon, and that the form in which the fixed
carbon is translocated does not matter to the anemone. Some
of these assumptions may not apply to temperate anemone
symbioses.
While there may be energetic advantages to the anemone
to maintaining an algal population within its tissues, these
advantages may be quite limited for temperate anemones
(Davy el al.. 1997). Anthopleura elegantissima may not rely
on carbon supplied by zooxanthellae for growth. Tsuchida
and Potts (1994) demonstrated that A. elegantissima clones
gained or lost weight in response to whether they were fed
or not, regardless of whether they were kept in the light or
dark, or whether they contained zooxanthellae or were al-
gae-free. Similar results for zooxanthellate and zoochlorel-
late anemones were obtained by Blevins (1991). The het-
erotrophic supply of carbon appears to be the primary
source of nutrition for these anemones. Indirect evidence for
high rates of feeding under field conditions is provided by
high ammonium concentrations in anemone-dominated
tidepools (Jensen and Muller-Parker, 1994). Moreover,
Davy el al. (1996) showed that reduced photosynthetic
production of zooxanthellae in temperate anemones due to
cloud cover, depth, and other environmental conditions
could decrease the alga's translocatable carbon to just 0.7%
of that fixed. Reliance on external carbon sources will be
pronounced during seasonally low irradiance during the
winter months. During such times the algae may represent a
liability to the host, especially because algal densities in A.
elegantissima during the winter season are the same as
densities in midsummer (Dingman, 1998). In contrast with
tropical symbiotic associations (Muscatine et al.. 1981;
1984; Davies, 1984), temperate symbiotic cnidarians like
Anthopleura must often depend on sources outside of their
80
H. P. ENGEBRETSON AND G. MULLER-PARKER
algal complement for their respiratory carbon requirements
as well as their growth needs (Davy el ai. 1997).
On the other hand, during warm and sunny periods,
translocated photosynthate may be an important source of
carbon. Clark and Jensen ( 1982) proposed that a period of
high yield during such conditions may be sufficient for the
anemone hosts to keep the symbionts year-round. Because
their study of the anemone Aiptasia pallida showed that
temperature also affects the nature of the translocated prod-
ucts, it will be important to compare the metabolites trans-
located by zoochlorellae and zooxanthellae under the range
of environmental conditions experienced by anemones in
the field. The nature of these metabolites, and the ability of
the anemone host to use translocated compounds, may be
more important than the amount of carbon translocated.
Temperate symbioses exposed to pronounced seasonal vari-
ations in environmental factors are ideal systems in which to
explore variation in the nutritional contribution of algal
symbionts to the host and the consequences for the associ-
ation.
The quantity of carbon translocated, as examined in this
study, is only one factor in the symbiosis between zoochlo-
rellae, zooxanthellae. and the anemone host in temperate
regions. While this factor has justifiably received the great-
est attention in tropical algal-cnidarian symbioses, it is not
at all clear if provision of carbon is the most important
benefit of the symbiosis to temperate A. elegantissima. If it
was, our results suggest that zooxanthellae should predom-
inate given their translocation potential under high temper-
ature. Other selective advantages not directly related to
carbon translocation must also be considered for this dual
symbiosis. For example, there may be different energetic
costs to hosting zooxanthellae and zoochlorellae associated
with photooxidative stress resulting from photosynthesis,
since host anemones must protect against toxic effects of
reactive oxygen species (Shick, 1991). It would be interest-
ing to compare antioxidant defenses in zooxanthellate and
zoochlorellate anemones. There may be behavioral costs
associated with harboring these two algae. If photosynthesis
of zooxanthellae and zoochlorellae results in different ex-
pansion and contraction behaviors of anemones in the field,
these may affect primary productivity and feeding on zoo-
plankton (Shick and Dykens, 1984), as well as gas and
dissolved organic matter exchanges with the environment.
Ecological consequences of harboring different symbionts
must also be considered. For example, Augustine and Mul-
ler-Parker (1998) have shown that selective predation on
zooxanthellate anemones by a sculpin favors the survival
and propagation of zoochlorellate anemones. Future studies
should also focus on long-term comparisons of the growth
and asexual reproduction of zooxanthellate and zoochlorel-
late anemones under a variety of environmental conditions.
Continuing studies of this dual symbiosis in a temperate
environment should prove useful to researchers studying
tropical symbioses as well.
Acknowledgments
We thank two anonymous reviewers for their helpful
comments. This study was supported by a Project Develop-
ment Award from Western Washington University to Gisele
Muller-Parker.
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Reference: Biol. Bull 197: 82-93. (August 1999]
Morphology and Epithelial Ion Transport of the
Alkaline Gland in the Atlantic Stingray
(Dasyatis sabina)
GREGORY M. GRABOWSKI. 1 JOHN G. BLACKBURN, 2 AND ERIC R. LACY 3 ' 4
Department of Biology, University of Detroit Mercy, 4001 W. McNichols, P.O. Box 19900, Detroit,
Michigan 48219; 2 Department of Physiology, 3 Department of Cell Biologv and Anatomy,
Medical University of South Carolina, 171 Ashley Avenue, Charleston, South Carolina 29425;
and 4 Marine Biomedicine and Environmental Sciences, Medical University of South Carolina,
221 Fort Johnson Road, Charleston, South Carolina 29412
Abstract. The alkaline glands are two fluid-filled sacs that
lie on the ventral, posterior surface of each kidney in skates
and rays. In this study, the morphology, transepithelial ion
transport, fluid constituents, and histochemistry of the alka-
line glands of the Atlantic stingray, Dasyatis sabina, were
investigated. The duct from each gland joined the corre-
sponding vas deferens and the resulting two common ducts
emptied into the cloaca. Dark burgundy, aqueous fluid (pH
8.0-8.2) was secreted into the sacs by a simple columnar
epithelium with extensive rough endoplasmic reticulum and
large secondary lysosomes containing lipofuscin and mem-
brane fragments. Zonulae occludentes were deep (22
fibrils), reflecting an electrically tight epithelium (732
ohms/cm 2 ). Carbonic anhydrase activity was localized his-
tochemically within the intercellular spaces and less in-
tensely in the mid-basal cytoplasm.
In vitro electrophysiology showed that baseline short-
circuit current (Isc, 29.1 /A A/cm 2 ) was reduced 67.0% after
Cl~ removal from the medium. Cl removal also com-
pletely abolished luminal alkalinization (baseline 4.5 0.7
/LtEq of acid/cnr/h). Luminal exposure to the chloride-
bicarbonate exchange inhibitor, DIDS, reduced Isc by 38%.
Simultaneous administration of DIDS and bumetanide
(Na + /K + /Cl ~ cotransport inhibitor) to the serosal side of
Received 12 April 1999; accepted 14 June 1999.
Send correspondence to Eric R. Lacy. Marine Biomedicine and Envi-
ronmental Sciences, Medical University of South Carolina, 221 Fort John-
son Road. Charleston. SC 29412.
A portion of this work was presented in abstract form (The FASEB
Journal, Part I, #3024, 1992).
the tissue caused the Isc to decrease >100%. Serosal expo-
sure to ouabain (Na-K, ATPase inhibitor) decreased Isc
48%, whereas amiloride (sodium ion channel blocker) and
acetazolamide (carbonic anhydrase inhibitor) had no statis-
tically significant effect on Isc or alkalinization rates. Taken
together the results suggest the presence of apical epithelial
bicarbonate exchangers that are chloride or sodium depen-
dent, basal sodium and HCO^ transport, and an Isc that is
not totally dependent on Na + -K + ATPase.
Introduction
Early anatomical studies of the male skate and stingray
urogenital system reported a pair of blind-ended sacs, each
of which opened into the cloaca. These structures were
described initially as urinary bladders or sperm storage sacs
(Borcea, 1906; Daniel, 1934), but the only evidence to
support this functional nomenclature is the proximity of the
sacs' openings to those of the ureters and vas deferens
within the cloaca.
The sacs secrete and store a watery fluid of high pH
(8.0-9.2), thus their name, alkaline gland (Maren et al.,
1963). On the basis of the high pH of the fluid, Smith ( 1929)
speculated that it neutralized the potentially deleterious
effects of acidic urine in the cloaca on the extruded sperm.
As yet, however, no studies on the physiological function of
the alkaline gland have been published.
A few reports, from various skate species (little skate,
Raja erinacea; barndoor skate, R. stabuliforis; big skate, R.
ocellata), have described the gland's morphology and epi-
thelial transport physiology (H.W. Smith. 1929; Maren et
82
STINGRAY ALKALINE GLAND
83
al.. 1963; Masur. 1984; P. L. Smith, 1981, 1985). These
morphological accounts show that the gland lumen has
mucosal "villar projections" lined by a simple columnar
epithelium (Maren et al.. 1963; Masur, 1984). The mucosa
generates and maintains a hundred-fold concentration gra-
dient of OH ions and a 50-fold gradient of CO 2 from plasma
to gland lumen; these are some of the steepest alkaline
gradients across any epithelium in nature (Maren el al.,
1963). Given the unique epithelial transport properties of
the alkaline gland, physiologic studies have focused on the
mechanisms of fluid and bicarbonate secretion (Maren et
al., 1963; Smith, 1981, 1985).
Chloride and bicarbonate are the two main anions con-
stituting alkaline gland fluid in the skate. In vitro experi-
ments indicate that chloride secretion accounts for most, if
not all, of the short-circuit current (Isc) (Maren et al.. 1963;
Smith. 1981. 1985). These results led to speculation that
chloride-dependent bicarbonate transport might be involved
in fluid alkalinization. Although definitive evidence was
lacking, secreted chloride was believed to recirculate into
the epithelial cell by way of a Cr/HCOJ exchanger located
at the apical plasma membrane (Maren et al., 1963; Smith,
1981. 1985). Carbonic anhydrase, an enzyme associated
with many bicarbonate-secreting tissues, was identified bio-
chemically in the alkaline gland of some but not all skate
species studied (Maren et al., 1963). The concentration of
carbonic anhydrase in the tissue was correlated with the pH
of the alkaline gland fluid produced (Maren et al., 1963),
suggesting that this enzyme has a role in bicarbonate secre-
tion for some skate species.
The present study uses transmission and scanning elec-
tron microscopy and freeze fracture to elucidate the ultra-
structural organization of the alkaline gland in a stingray
species, Dasyatis sabina, the Atlantic stingray. The pres-
ence and distribution of carbonic anhydrase activity, nerve
fibers, and lipofusion were identified histochemically. These
results are correlated with in vitro electrophysiological data
and rates of fluid alkalinization. Some of the regulatory
mechanism of ion transport were probed with various met-
abolic inhibitors. The composition of the fluid removed
from the alkaline glands was analyzed.
Materials and Methods
Sexually mature male Atlantic stingrays (Dasvatis sa-
bina, wing span ~45 cm) purchased from Gulf Specimens
Inc. (Panacea, FL) or captured along the coast of South
Carolina were allowed to acclimate in a 16,000-1 holding
tank for at least 5 days prior to experimentation. Water in
the holding tank was drawn from Charleston (South Caro-
lina) Harbor (650-850 mosm/1) and maintained at room
temperature. Stingrays were fed shrimp twice a week and
kept on a 12-h light/dark cycle. After acclimation, animals
were anesthetized with MS222 (3-aminobenzoic acid ethyl
ester, 0.5 g/1, Sigma Chemical Co.) and double pithed. The
body cavity was opened by a ventral midline incision; the
alkaline gland fluid was aspirated with a 25-gauge needle
and saved at 4C for further analysis; the alkaline gland was
removed for use in morphology or electrophysiology exper-
iments.
Light and electron microscopy
Fixative (2.5% paraformaldehyde, 5.0% glutaraldehyde,
and 0.25% picric acid; Ito and Karnovsky. 1968) was in-
jected into both sacs of the gland immediately after the fluid
was removed. After 1 h the puboischiac bar was severed,
and the alkaline gland was freed from surrounding tissue
with fine forceps. Each gland was excised at its junction
with the cloacal wall and placed in the same fixative for
24 h. The tissue was then rinsed, trimmed into 1-mnr pieces
with a razor blade, and stored in 0.1 M sodium cacodylate
buffer.
Alkaline gland fluid was centrifuged at 200 X g for 10
min. The pellet was fixed for 4 h in the same fixative
injected into the gland sacs (Ito and Karnovsky, 1968). Both
pellet and pieces of fixed gland were then postfixed (1.0%
osmium tetraoxide in 0.1 M sodium cacodylate buffer),
dehydrated in graded ethanols, and embedded in Epon-
Araldite. Sections were cut, stained (semithin sections
stained with alkalinized toluidine blue and ultrathin sections
with uranyl acetate and lead citrate), and examined using a
light microscope or a JEOL 1 200 EX electron microscope.
Additional gland tissue, fixed as described above but in
aldehydes only, was cryoprotected in graded concentrations
of glycerols to a final concentration of 30% glycerol for
freeze fracture. The tissue was then frozen rapidly in liquid
propane, followed by fracturing and replication in a Balzer
360 M device (Balzers, Fiirstentum Liechtenstein). Replicas
were supported on 200-mesh copper grids and examined
with the transmission electron microscope.
Aldehyde-fixed tissue was also used for scanning electron
microscopy. It was first postfixed in 1.0% osmium tetraox-
ide in 0. 1 M sodium cacodylate buffer, followed by dehy-
dration in graded ethanols, and then critical point dried
using a Sorvall critical point dryer (Newtown, CT). Tissue
was coated with gold/palladium for 3 min at 2.5 kV and 20
mA using an E5100 sputter coating unit (Polaron Instru-
ments, Doylestown, PA) and examined with a JEOL 35C
scanning electron microscope.
Lipofuscin staining
Alkaline gland tissue and paniculate matter from gland
fluid of four stingrays were stained for lipofuscins using the
Long Ziehl-Neelsen technique (Bancroft and Cook, 1984).
The pellet, as described above, and gland tissue were fixed
in Bouin's solution for 2 h, followed by dehydration in
graded ethanols, clearing in xylene, and embedding in par-
84
G. M. GRABOWSKI ET AL
aftin. Five-micrometer-thick sections were deparaffinized in
xylene taken stepwise to water and stained in filtered carbol
fuchsin for 1-3 h at 56C. After staining, sections were
washed in water, differentiated in 1% acid-alcohol, and
counter stained in aqueous methylene blue. Slides were then
rinsed in water, dehydrated, cleared in xylene. and mounted
on glass slides. Lipofuscin appeared bright magenta, and
nuclei stained blue against a pale magenta background.
Silver staining of neural tissue
Nerve fibers in alkaline glands were localized using the
silver precipitate method of Sevier and Munger (1965).
Five-micrometer-thick paraffin sections of Bouin's fixed
tissue were incubated in 20% silver nitrate for 15 mm,
washed with distilled water, and developed in ammoniacal
silver (10% silver nitrate precipitated with 28%-30% am-
monium hydroxide, plus 2% formalin). After a 2-min rinse
in 5% sodium thiosulfate. slides were washed in distilled
water, dehydrated, cleared in xylene, and mounted.
Localization of carbonic anhydrase activity (CAM)
Alkaline glands were fixed in a solution of 2.0% parafor-
maldehyde, 2.5% glutaraldehyde, and 0.4% CaCK in 0.1 M
sodium cacodylate buffer for localization of carbonic anhy-
drase activity (CAH) using the Hansson's technique (Hans-
son, 1967: Maren. 1980b: Sugai and Ito, 1980; Lacy,
1983b). Fixed tissue was frozen in 8% sucrose and sec-
tioned at 10 M 111 on an IEC CTF cryostat (International
Equipment Company). Sections were floated on Hansson's
medium (1.86 mM CoSO 4 . 55.9 mM H 2 SO 4 , 3.73 mM
KH,PO 4 , and 158 mM NaHCO,) for 1-5 min. Sections
were rinsed by floating on Sorensen's phosphate buffer (pH
8.0) for 1 min and then transferred onto 2% ammonium
sulfide for 1-2 min. This was followed by rinsing sections
on Sorensen's phosphate buffer at pH 5.0 and then mount-
ing them in heated glycerin jelly on glass slides for obser-
vation with a light microscope (Sugai and Ito, 1980; Lacy,
1983b). After the sections were incubated on 2% ammo-
nium sulfide, low-pH buffers were used to prevent the black
precipitate indicative of CAH activity from degrading. For
electron microscopy, sections were postfixed in 1.0% os-
mium tetraoxide in Sorensen's phosphate buffer (pH 5.0)
f or 30-45 min, stained en bloc with 1.0% uranyl acetate in
maleate buffer (pH 5.2). dehydrated in graded ethanols, and
embedded flat in epoxy resin. Ultrathin sections were
stained and examined as described above.
Acetazolamide ( 10~ 5 and 10~ 6 M) in Hansson's medium
was used to inhibit CAH, thereby serving as a negative
control. For evaluation of nonspecific activity, sections were
incubated either in ammonium sulfide without prior incu-
bation on Hansson's medium, or on bicarbonate-free Hans-
son's medium.
Morplioinctric analysis
Ratios of basal cells to columnar cells were determined
from counts made of cross-sectioned glands at the light
microscopic level (epoxy resin sections, 50 X). The size and
distribution of intramembranous particles observed in freeze
fracture replicas were measured on electron micrographs
using a scale magnification loupe (Baxter. Atlanta, GA).
The luminal surface area of columnar epithelial cells was
estimated by measuring the cell diameters of luminal
plasma membranes from scanning electron micrographs.
Constituents of alkaline gland fluid
Fluid from the alkaline glands of five stingrays was
pooled, cooled to 5C, and centrifuged as described above.
The supernatant was then frozen by placing the tube in dry
ice and shipped overnight to Mayo Medical Laboratories
(Rochester. MN) for analysis of its composition.
Electrophysiology
Each sac of the alkaline gland was freed in situ from
suiTOunding connective tissue, excised, and placed in a petri
dish of oxygenated elasmobranch Ringer (NaCl. 280.0 mM;
KC1. 5.0 mM; MgCU 3.3 mM; CaCl 2 . 3.8 mM; NaHCO v
10.0 mM; urea, 350.0 mM; dextrose, 5.0 mM; 800 mOsm/1;
pH 6.9). The Ringer was gassed with 95% O : /5% CO 2 ,
unless otherwise noted, and used at room temperature.
Each sac was mounted between two halves of an Ussing
chamber (4-mm diameter). Each half of the chamber was
connected to a 20-ml circulation reservoir (Medical Re-
search Apparatus, Clearwater, FL). The short-circuit current
(Isc) and transepithelial potential difference (PD) were mea-
sured using a voltage-current clamp (Physiological Instru-
ments. San Diego, CA). Before tissue was mounted in the
Ussing chamber, electrode polarization and fluid resistance
was compensated with the VCC600 voltage-current clamp.
Calomel electrodes (Fisher, Atlanta, GA) placed in a satu-
rated KC1 solution were connected to the Ussing chamber
via salt bridges (4% agar in elasmobranch Ringer) to mea-
sure the PD. Platinum electrodes (Fisher. Atlanta, GA) were
placed directly into the Ussing chamber to measure Isc. The
PD and Isc were displayed on a Soltec 1242 strip chart
recorder (Soltec Corp.. Sun Valley, CA). Transepithelial
resistance was calculated using the open-circuit PD, and the
closed-circuit Isc of the mounted tissue. All readings were
in reference to the luminal medium.
Transport inhibitors
Once baseline electrophysiological parameters were es-
tablished, the percent change of Isc was calculated after the
tissue was exposed to the following transport inhibitors:
ouabain. Na"/K + ATPase inhibitor ( 10~ 4 M. serosal): bu-
metanide, Na + /K + /Cl cotransport inhibitor (10 3 M. se-
STINGRAY ALKALINE GLAND
85
rosal); DIDS (4,4'-diisothiocyanatostilbene-2,2'-disulfonic
acid, CT/HCO^ exchange inhibitor (10"' M, luminal);
amiloride, sodium channel inhibitor, (10 3 M. luminal and
serosal); acetazolamide, carbonic anhydrase inhibitor (10~ 5
M, luminal). Chloride was substituted in the medium with
isomolar concentrations of gluconate. All reagents were
purchased from Sigma Chemical Co.. St. Louis, MO.
Alkalinization rates
The alkalinization rate of the luminal medium was mea-
sured using the pH stat technique on glands mounted in the
Ussing chamber. Unbuffered (bicarbonate-free) Ringer
bathing the luminal side of the gland was gassed with 100%
oxygen during experiments and 30 min prior to tissue
mounting. The serosal-bathing medium consisted of buff-
ered elasmobranch Ringer, gassed with 95% oxygen/5%
carbon dioxide. The rate of fluid alkalinization (/u,Eq of
acid/cnr/h) was then determined via titration using 0.01 M
sulfuric acid. The pH of the luminal medium was main-
tained at pH 5.5 for at least six consecutive intervals of 5
min each. The pH was monitored using a pH microelectrode
(Microelectrode, Londonderry, NH) connected to a Beck-
man pH meter (Omega 40, Fullerton, CA).
Two experiments were performed to determine the pres-
ence of either chloride-dependent or sodium-dependent bi-
carbonate transport. Alkalinization rates were measured af-
ter each manipulation. Baseline values were made from
tissues bathed on both sides with elasmobranch Ringer. The
medium was changed on the luminal and serosal sides to
iso-osmotic elasmobranch Ringer free of chloride or so-
dium. In the first experiment, chloride-containing Ringer
was added back to the luminal side; in the second experi-
ment, sodium-containing Ringer was added back to the
serosal side. After a new alkalinization rate was established,
a bicarbonate transport inhibitor, SITS (4-acetamido-4'-
isothiocyanatostilbene-2,2'-disulfonic acid, 10~ 3 M), was
added to the luminal medium in both experiments.
The buffering capacity of the various Ringers was deter-
mined after each experiment, using the pH stat method. The
buffering capacity of each medium was then subtracted
from the alkalinization rate derived under the experimental
conditions.
Statistical analyses
Statistical significance was evaluated using a two-tailed-
paired t test, with the level of significance set at P < 0.05.
Results
Gross anatom\
The alkaline gland of the Atlantic stingray, Dasyatis
sabina, consists of a pair of blind-ended, bladder-like sacs
located within the pelvic girdle ventral to the posterior pole
of the kidney and lateral to the vas deferens. In the animals
we examined, the glands were retroperitoneal and symmet-
rically aligned along the vertebral column. They were easily
distinguished from surrounding tissue by their deep bur-
gundy color. Each sac of the gland held a maximum of 4-5
ml of fluid. The mediocaudal portion of each gland nar-
rowed to a single duct, which joined the respective sperm
duct (vas deferens) on the same side of the animal. The
resultant common duct for sperm and alkaline gland fluid
was about 3-mm long and pierced the body wall to open on
the crest of the urinary papilla in the cloaca.
Microscopv
The mucosa of the alkaline gland was highly folded and
lined by a simple columnar epithelium (Figs. 1, 2). A rich
capillary network lay immediately beneath the basement
membrane. Within each fold were an arteriole and venule
and dense tracts of nerve fibers (Figs. 1-3).
Two populations of epithelial cells were distinguished on
the basis of their apical membrane exposure to the lumen
(Fig. 1 ). The length of the long axis of the apical cell surface
differed significantly in the two populations (P < 0.05, n =
141); in one (84.4% of the total cells) the long axis of the
apical cell surface was 7.2 0.14 ^m; in the other (15.6%),
the long axis was about twice that length (14.92 0.49
/u,m). All cells that contacted the lumen had the same
ultrastructural organization, despite the difference in lu-
menal membrane area.
Columnar epithelial cells had a prominent, basally lo-
cated pleomorphic nucleus and exceptionally large and
abundant secondary lysosomes (Figs. 1, 2). The secondary
lysosomes stained positively for lipofuscin (data not shown)
and were dark green-brown in unstained sections. (Fig. 3).
The smooth-surfaced endoplasmic reticulum was evenly
distributed throughout the cytoplasm. Mitochondria bearing
lamellar cristae were located in the upper two-thirds of the
cell, and Golgi complexes were abundant in the perinuclear
region (Fig. 2). Many membrane-bound vesicles were
present in the Golgi region and adjacent to the apical plasma
membrane. Some of these vesicles were seen fusing with
larger vesicles as well as with the apical plasma membrane
(Fig. 2).
Basal cells were also present in the lower third of the
epithelium (Fig. 4) in a ratio of about 1 basal cell to 20
columnar cells. These cells, which ranged from 1.4 to 2.6
/j,m in diameter, were not highly interdigitated with adjacent
columnar cells and were not observed in contact with an-
other basal cell. The cytoplasm of basal cells surrounded a
proportionately large nucleus and contained only a few
organelles, which were limited to the endoplasmic reticu-
lum, and small vesicles containing material of various de-
grees of electron density.
The apical surface of the columnar cells was elaborated
86
G. M. GRABOWSKI ET AL
Figure 1.
Figure 3.
.
STINGRAY ALKALINE GLAND
87
into microplicae (Figs. 1, 2). The basolateral plasma mem-
brane was relatively straight nearest the lumen, but closer to
the basal lamina it was interdigitated with itself and adjacent
cells (Fig. 2). Freeze fracture of the lateral plasma mem-
brane revealed some areas consisting only of large in-
tramembranous particles (99 A 0.1, n = 52) (Fig. 5)
loosely arranged as single particles or in groups of up to 20
particles. Outside these areas was a mixture of large and
small intramembranous particles. No rod-shaped particles
were observed in either the apical or basolateral plasma
membrane. The zonulae occludentes were deep ( 1 .4 0.7
jam, n = 19 replicas) and composed of 21.8(4.5) fibrils
(Fig. 6). Most of the fibrils were parallel to the apical
plasma membrane, with those constituting the basal one-
fourth of the zonulae occludentes forming a loose anasto-
mosing network (Fig. 6).
Ultrastructural observations of the solids from alkaline
gland fluid showed cellular debris including multivesicular
bodies, spherical particles with electron-dense cores that
stained positively for lipofuscin, membrane whorls, and a
few necrotic spermatozoa (Fig. 7).
Localization of carbonic anhydrase activity
Carbonic anhydrase activity (CAH) was indicated by a
black precipitate at both the light and electron microscopic
level (Figs. 8, 9). A minimum of 2 min in the incubation
medium was required for the precipitate to develop, at
which time CAH appeared first within the intercellular
space of columnar cells. In electron micrographs, CAH was
localized in the intercellular space between columnar cells
but excluded from the zonulae occludentes (Fig. 9). Adja-
cent to the basement membrane, CAH was observed only
within the intercellular space formed by invaginations of the
plasma membrane or interdigitation of cytoplasmic folds
(Fig. 9). Regions of the basolateral plasma membrane that
contacted the basement membrane did not exhibit CAH.
After 3-10 min of incubation, the precipitate appeared in the
basal two-thirds of columnar cell cytoplasm (Fig. 8).
Control sections incubated on bicarbonate-free Hansson's
medium or on ammonium sulfide alone were similar to
unstained sections that were rinsed only on Sorensen's
phosphate buffer, and showed no positive staining (data not
shown). Complete inhibition of CAH occurred at acetazol-
amide concentrations of 10~ 5 M in Hansson's medium (data
not shown). Lower concentrations of acetazolamide (10~ 6
M) failed to inhibit CAH activity for incubation periods
longer than 2 min.
Analysis of alkaline gland fluid (AGF)
Table I shows the analyzed constituents of AGF. Sodium
and chloride were the dominant ions, with K + , Mg + + ,
Ca + + , and Fe ++ in detectable amounts. The osmolality was
near that of plasma (750-875 mOsm), and significant con-
centrations of protein and urea were measured. The pH
varied between 8.0 and 8.2.
Electrophysiology
Baseline parameters. The baseline PD was 14.5 1.9
mV, Isc was 29.1 4.2 juA/cm 2 , and transepithelial resis-
tance was calculated to be 732.4 184.6 ohm cnr
(n = 18).
Transport inhibitors. The effect of specific ion transport
inhibitors on the baseline Isc is shown in Table II. The
serosal addition of ouabain, a Na + /K + ATPase inhibitor,
resulted in an almost 48% decrease of Isc within 45 to 50
min. Bumetanide, a Na + /K + /CF cotransport inhibitor, de-
creased the Isc approximately 70% within 30 min, and
DIDS, a Cr/HCO 3 -exchange inhibitor, placed on the lumi-
nal side of the epithelium decreased the Isc almost 38%
within 30 to 40 min. The Isc was completely inhibited, and
in fact was slightly reversed, after consecutive addition of
bumetanide within 30 min of DIDS addition to the lumenal
surface. The effect of luminal exposure to acetazolamide, a
carbonic anhydrase inhibitor, on Isc was sporadic, and pro-
duced only a 16% overall reduction of Isc. Amiloride, a
sodium ion channel inhibitor, placed in either the luminal or
serosal media had no significant effect on the Isc (data not
shown). The removal of chloride from the bathing media on
both sides of the tissue with the substitution of gluconate
resulted in a 67% reduction in Isc by 45 min.
Alkalinization rates. Two experiments investigating de-
Figure 1. Scanning electron micrograph of a transected mucosal fold. The asterisk is located in the center
of an arteriole. A network of capillaries (arrows) lies directly beneath the epithelium, which has prominent
secondary lysosomes (arrowheads). Bar = 50 /im.
Figure 2. Transmission electron micrograph (TEM ) of the simple columnar epithelium of the alkaline gland.
Arrows indicate secondary lysosomes located in the supranuclear region. Arrowheads indicate a nerve fiber
closely adjacent to the epithelium. Note the numerous vesicles in the apical cytoplasm. Bar = 2 fj.m.
Figure 3. Light micrograph (LM) of nerve fibers (arrows) in the subepithelial lamina propna stained black
using the Sevier Munger silver technique. Nerve libers were closely associated wilh blood vessels (asterisks) and
the epithelium (e). Note the multiple darkly staining secondary lysosomes in the apical cytoplasm of the
epithelium. Bar = 4 /j.m.
Figure 4. TEM of a basal cell (BO located between adjacent columnar cells (CC). Note the large proportion
of the nucleus relative to the BC cytoplasm. Basal lamina (BL). Bar = 2 /tim.
Figure 5.
G. M. GRABOWSKI ET AL
Figure 7.
Table I
Analyzed constituents of alkaline gland fluid
STINGRAY ALKALINE GLAND
Table II
Effects of ion transport inhibitors on the short-circuit current (Isc)
Component
Concentration
Na +
286 mA/
K +
3.7 mA-/
Cl
113.0mA/
Mg + +
1 .68 mA-/
Ca + +
0.84 mA/
Cu + +
0.58 mA/
Zn + +
0.87 mAf
Fe f *
0.61 mM
Urea
271 mA/
Progesterone
0.012 ju,A/
Estradiol
0.16 pM
Norepinephrine
ND
Epinephnne
ND
Dopamine
ND
Testosterone
4.3 tiM
Protein
5.9 mg/ml
Osmolality
875 mosm
mosm = milliosmoles. ml = milliliter, mg = milligram. pM = pico-
moles. fj.M = micromoles, mM = millimoles. ND = none detected.
pendent and independent bicarbonate transport mechanisms
are shown in Table III. The baseline alkalinization rate of
control tissues varied from about 4 to 7.5 /uEq of acid/cnr/h
depending upon the animal used.
Chloride-dependent bicarbonate secretion was demon-
strated by a significant decrease in alkalinization rate when
both sides of the gland were exposed to chloride-free Ringer
(Table III, Experiment 1 ). Alkalinization returned to control
levels when chloride was added back to the luminal side of
the tissue. SITS ( 10~ 3 M), a bicarbonate transport inhibitor,
when applied to the luminal medium, had no statistically
significant effect on the alkalinization rate after luminal
exposure to chloride (Table III). However, the results varied
widely from tissue to tissue.
In the second experiment, the fluid alkalinization rate
decreased significantly, 55%, after luminal and serosal ex-
% Decrease
Treatment
of Isc
n
Ouabain (ICT- 1 A/). S
47.8 2.9
4
Bumetanide (10~ 3 Ml S
69.7 5.5
8
DIDS (10"' A/1. L
37.9 5.9
6
DIDS <10~' A/1, L + Bumetanide (10~ 3 A/), S
105.9 12.2
5
Acetazolanude (1()~ 5 A/1. L
16.0 9.0
3
Values are means SE, L = Luminal, S = Serosal. n = number of
mounted glands. DIDS = 4,4'-diisothiocyanatostilbene-2,2'-disulfomc
acid.
posure to sodium-free media (Table III). The alkalinization
rate increased immediately with the readdition of serosal
sodium-containing Ringer. Addition of the bicarbonate
transport inhibitor, SITS ( 10~ 3 A/), to the luminal medium
caused a significant decrease (24%) in the alkalinization rate
compared to the values after sodium readdition (Table III).
Discussion
Results of this study extend the presence of alkaline
glands in the Elasmobranchii to include stingrays. Our gross
anatomical explorations of several species of shark spiny
dogfish, Squalus aciintlmix; black tip, Carcharhinns lini-
batus; smooth dogfish, Miistelus canis; scalloped hammer-
head, Sph\rna lewini, and Atlantic sharpnose. Rhizoprion-
odon terraenovae did not reveal the presence of alkaline
glands in these elasmobranchs. This finding is consistent
with the notion that alkaline glands are present only in
skates and rays and not in sharks. Furthermore, this study is
the first to elucidate the morphology, ion transport mecha-
nisms, enzyme histochetnistry, and fluid composition of the
alkaline gland in a species of stingray.
The gross anatomy of the Atlantic stingray alkaline gland
is similar to that described for several species of skates
Figure 5. Transmission electron micrograph (TEM) of freeze fracture replica of a loose cluster of large
intramembranous particles (arrows) found on the P fracture face of the lateral plasma membrane. Bar = 270 nm.
Figure 6. TEM of freeze fracture replica of the zonula occludens between two columnar cells. Note that
numerous strands are arranged in a parallel array near the gland lumen (asterisk), but the more basal strands form
an anastomosing network (P fracture face). Bar = 200 nm.
Figure 7. TEM of solid constituents from centrifuged alkaline gland fluid. Arrows indicate degenerate
sperm with outer plasma membrane separated from the sperm head. Arrowheads indicate masses ot membranes.
Asterisks show roughly globular particles that composed the greatest part of the alkaline gland paniculate matter.
Bar = 2 /j.m.
Figure 8. Light micrograph of carbonic anhydrase activity in epithelial cells lining the alkaline gland.
Typical staining pattern in sections incubated for 3-10 mm on Hansson's medium. Enzyme activity was strongly
present in the intercellular spaces (arrows), as well as in the mid to basal cytoplasm of columnar cells. Bar =
7 jiiii.
Figure 9. TEM of carbonic anhydrase activity in sections incubated for 2 min on Hansson's medium.
Enzyme activity appears as electron-dense precipitate (arrows) confined to the intercellular space. N = nuclei
of columnar cells. Note the absence of CAH activity along the basal lamina (BL). Bar = 2 ;am.
90
G. M. GRABOWSKI ET AL
Table III
In \ilro alkalini-alion mles cj ' alkiilinc ^ln
Experimental conditions
Alkalinization rate
of acid/cnr/h)
Experiment I
Elasmobranch Ringer (Control)
3.88 0.63
Chloride-free Ringer, L&S
-1.93 1.89*
Chloride readdition. L
3.65 1.17**
Addition of SITS ( 1 m/W), L
1.45 2.22
Experiment 2
Elasmohranch Ringer (Control )
7.65 0.67
Sodium-free Ringer. L&S
3.49 0.41*
Sodium readdition. S
5.64 0.62**
Addition of SITS ( 1 nW). L
4.30 0.45**
Values are means SE; n = 5 lor each experiment. L = luminal. S =
serosal. SITS == 4-acetamido-4'-isothiocyanatostilbene-2.2'-disulfonic
acid.
* Significant difference compared to control, ** .significant difference
compared to respective chloride or sodium free conditions, *** significant
difference compared to respective chloride or sodium readdition. P < 0.05.
(Maren et ai, 1963). However, one significant difference is
the relationship between the alkaline gland duct and the
sperm duct. In skates, Maren et al. (1963) reported that the
alkaline gland ducts and sperm ducts have separate open-
ings onto the urinary papilla. In the stingray, the alkaline
gland duct joins the sperm duct, and the resultant common
duct then opens onto the urogenital papilla. This anatomical
arrangement in the Atlantic stingray allows mixing of sperm
and alkaline gland fluid (AGF), suggesting that AGF may
facilitate successful fertilization by its actions on spermato-
zoa. Furthermore, the confluence of the two ducts in the
Atlantic stingray may explain the presence of some necrotic
sperm and cell membranes in AGF, because residual sperm
in the common duct would have retrograde access to the
alkaline gland lumen. The absence of spermatozoa in the
AGF supports the contention that the gland is not a hona
fide sperm storage organ, thus contradicting reports by early
anatomists (Borcea, 1906; Daniel. 1934).
Morphological features of columnar cells composing the
epithelium of the alkaline gland of the Atlantic stingray are
generally consistent with preliminary reports of the alkaline
gland of the little skate (Maren et al.. 1963; Masur. 1984).
Those cells exhibited a well-developed Golgi apparatus and
endoplasmic reticulum, suggesting a high degree of active
protein synthesis. The many vesicles we observed in the
cytoplasm, especially those budding from the Golgi appa-
ratus and fusing with larger vesicles or with the apical
plasma membrane, support that idea. Although basal cells
were morphologically distinct from columnar cells, we are
uncertain whether they are a separate population of mature
cells or are immature columnar cells.
A striking microscopic feature of stingray alkaline gland
epithelial cells was large secondary lysosomes that imparted
a dark green-black color to the gland and were distinctive in
unstained tissue sections. An accumulation of myelin fig-
ures and lipofuscin granules in these secondary lysosomes
was strongly suggestive of increased lysosomal processing
of lipid membrane (Reed et ai, 1965; Harman, 1990).
Interestingly, such features were also observed in epithelial
cells of mammalian male reproductive organs such as the
epididymis and seminal vesicle (Pappenheimer and Victor,
1954; Nicander, 1958; Mitchinson et al. 1975). Mitchinson
et ill. ( 1975) suggested that the spermatozoa in the lumen of
those organs may be the source of the intracellular lipofus-
cin granules, whereby epithelial cells perform a "salvaging"
function and store insoluble fatty acids as lipofuscin. A
similar process may occur in alkaline gland epithelial cells:
the necrotic sperm and cell debris observed in the lumen of
the gland would be the extracellular source of the intracel-
lular lipofuscin granules.
The composition of stingray AGF differs from that pre-
viously reported for three species of skates (Maren et ai,
1963) in several ways. Stingray AGF is a deep burgundy
color and nearly opaque; in contrast, skate AGF is clear to
slightly yellow. Stingray AGF has significant amounts of
protein and urea; skate AGF is reported to lack protein and
have only about one-third the concentration of urea found in
the Atlantic stingray (Maren et ai, 1963). Furthermore, the
ionic concentration was different: stingray AGF had one-
half the concentration of K + and Cl~ reported for skate
AGF but 4 times more Mg + + and Ca + + . The present study
is the first to show AGF with immunodetectable steroid
hormones. However, the immunological methods used an-
tibodies to human hormones, which raises the possibility
that the results may be due to nonspecific binding.
A recent study (Biillesbach et ai, 1997) probed the pos-
sibility that AGF contained relaxin, a peptide hormone
found in mammalian reproductive tissues and secreted flu-
ids. The fact that relaxin in mammalian seminal fluid stim-
ulates sperm motility (Essig et ai, 1982; Weiss. 1989) was
the basis for the investigation in the stingray. Biillesbach
and colleagues (1997) showed that stingray AGF contains a
unique relaxin-like molecule with an apparent molecular
mass of 1 3 kDa formed by two polypeptide chains of 4 and
9 kDa. This molecule is the only member of the relaxin
family known to be glycosylated. The relaxin-like molecule
of stingray AGF did not alter stingray sperm motility in
vitro (Biillesbach et ai, 1997), but this finding does not rule
out the possibility that the AGF relaxin-like molecule acts
on a different aspect of sperm function such as capacitation
or that it functions in the female reproductive tract.
The lumen of the stingray alkaline gland was not lined by
the villar projections described in the skate (Maren et ai.
1963). but it did have mucosal folds, each of which con-
tained a major arteriole and venule. The apical plasma
membrane of the columnar epithelial cells was elaborated
into microvilli characteristic of a secreting epithelium.
STINGRAY ALKALINE GLAND
91
Freeze fracture replicas showed that the only distinguishing
intramembranous particles were in the basolateral plasma
membrane. The size and distribution of the particles form-
ing these clusters was comparable to those forming gap
junctions in mammalian cells. Apical and basolateral
plasma membranes did not reveal any rod-shaped particles
that would suggest proton transport (Brown and Montesano,
1980).
The zonulae occludentes of columnar cells consisted of
about 22 strands, suggesting that the epithelium is electri-
cally tight and imparts a high transepithelial resistance
(Claude and Goodenough. 1973; Claude, 1978). Our in vitro
electrophysiological data showed that the transepithelial
resistance was 732 ohm cm 2 , confirming the tight junction
morphology. The presence of "very tight" zonulae occlu-
dentes and a high transepithelial resistance suggests that
there is little paracellular solute transport across the epithe-
lium of the alkaline gland (Bowman el al, 1992; Byers and
Marc-Pelletier. 1992). Therefore, regulation of ion transport
appears to occur primarily across the plasma membrane.
Maren et al. (1963) and Smith (1981. 1985) have dem-
onstrated that both bicarbonate and chloride are secreted in
the little skate alkaline gland and that chloride is the main
anion responsible for most of the Isc. This finding was
extended to the stingray alkaline gland in the present study
in which Isc decreased almost 70% when chloride was
removed from the bathing medium. Using intracellular mi-
croelectrodes. Smith (1981, 1985) showed that the apical
plasma membrane was dominated by a large chloride con-
ductance, whereas the basolateral plasma membrane con-
tained a barium-sensitive potassium channel. However, the
mechanisms involved in the alkalinization process have
never been clearly established in this gland, despite specu-
lation that a Cr/HCO 3 exchanger may exist in the apical or
basolateral plasma membrane or in both membranes (Maren
et al.. 1963; Smith. 1981. 1985).
In the present study, the marked reduction in Isc after
serosal addition of bumetanide. an inhibitor of Na + /K + /Cl~
cotransport. suggests that this transporter is located in the
basolateral plasma membrane. If so. it may be the main
conductive pathway for chloride entry into the cell. The
remaining Isc could be due to the secretion of intracellular
chloride or another anion. such as bicarbonate. To test this
latter possibility we added the stilbene, DIDS, which effec-
tively inhibits bicarbonate cotransporters (Wiederholt et til..
1985; Melvin and Turner. 1992) as well as chloride chan-
nels (Bretag. 1987) to the luminal side of the epithelium.
The resultant 38% decrease of Isc. and its further reduction
to nominal levels after the consecutive addition of serosal
bumetanide. substantiates this assumption. Furthermore,
complete reduction of the Isc by consecutive addition of
DIDS and bumetanide suggests a pathway for chloride
secretion across the epithelial cells via a Na + /K + /CP co-
transporter at the basolateral plasma membrane, and a chin-
ride channel at the apical plasma membrane.
Chloride movement across the epithelial basolateral
plasma membrane, via a putative Na + /K + /CF cotrans-
porter in epithelial cells in stingray alkaline gland, appears
to be driven in part by Na^/K + ATPase, as shown by the
serosal addition of ouabain, which decreased the Isc by
48%. In contrast, ouabain completely abolished chloride
secretion and Isc in the little skate alkaline gland (Smith.
1985).
The lack of significant alkalinization rates after the tissue
was exposed to medium free of chloride and sodium sug-
gests that there is little independent transport of bicarbonate.
If a significant portion of the alkalinization process involves
an apical Cl /HCO, exchanger as our results suggest
the absence of luminal chloride could impede that process,
resulting in the accumulation of intracellular bicarbonate.
Such a scenario has been observed in the rat parotid acini:
SITS, an inhibitor of bicarbonate transport, increased intra-
cellular pH and was thought to stimulate bicarbonate secre-
tion via anion channels (Pirani et al.. 1987; Melvin and
Turner. 1992). Chloride channels in a number of different
epithelia. including pancreatic duct, sweat gland duct, and
respiratory epithelia, have been shown to transport bicar-
bonate (Gray et al.. 1989; Tabcharani et at.. 1989; Kunzel-
mann et a I.. 1991 ) at a conductance as high as 50% of the
conductance of chloride.
The remaining Isc may be accounted for by a Na + /HCOJ
symport, as demonstrated in this study by using pH stat
methodology. Such mechanisms for bicarbonate transport
have been demonstrated in renal proximal tubule (Yoshi-
tomi et til.. 1985), corneal endothelial cells (Wiederholt et
ill.. 1985), and gastric oxyntic cells (Curci et al.. 1987).
Alkalinization of the luminal medium in the present study
was dependent on the presence of both apical chloride and
serosal sodium. The changes attributed to the absence and
readdition of sodium suggests the presence of a Na + /HCO^
symport. The alkalinization rate attributed to the readdition
of serosal sodium, and its reduction by luminal SITS, is
indirect evidence that a Na 4 /HCO^ symport may be located
at the apical plasma membrane. The stilbene. SITS, blocks
not only bicarbonate transport via Na'/HCO, symporters
(Curci et al.. 1987; Fitz et al., 1989; Wiederholt et al..
1985), but also Cl /HCO, exchangers (Stewart et al..
1989).
Maren and co-workers (1963) demonstrated a possible
relationship between CAH and higher pH levels in AGF of
various skate species. They showed that inhibition of CAH
/;; vivo reduced the pH of newly formed fluid to levels found
in species that did not have glandular CAH. This was
accomplished using intravenous injections of acetazolamide
at least 10 times higher than the dose we used. In a study of
rat distal colon, the need for high (millimolar) concentra-
tions of acetazolamide to inhibit bicarbonate transport was
92
G. M. GRABOWSKI ET AL
attributed to the drug's poor cellular penetration, the distri-
bution of CAH within the cell, and the requirement of 99%
inhibition of CAH for a significant decrease of Isc to occur
(Feldman et al., 1988). The effectiveness of acetazolamide
in reducing the Isc of the stingray alkaline gland is ques-
tionable because of the erratic results from tissue to tissue.
However, concentrations of acetazolamide greater than
10~ 4 M were not used in the present study, because reports
have indicated that the drug interferes with other ion trans-
port mechanisms (Nellens et al.. 1975; Weiner and Mudge.
1985). Because the response to acetazolamide in our exper-
iments was not consistent, we conclude that, in the stingray
alkaline gland, either higher concentrations of acetazol-
amide are required to reduce the Isc, or bicarbonate secre-
tion is not completely dependent on the presence of CAH.
We chose Hansson's technique (Hansson, 1968) to local-
ize CAH after indirect immunoperoxidase staining methods
failed. Antibodies to mammalian carbonic anhydrase I and
II failed to recognize stingray carbonic anhydrase, which
has significant structural and kinetic differences from forms
found in higher vertebrates (Maynard and Coleman, 1971;
Maren, 1980b).
The presence of CAH in the intercellular space of epi-
thelial cells has been demonstrated not only in the alkaline
gland in the present study, but also in other tissues such as
the gall bladder, duodenum, and sweat gland (Hansson,
1968), as well as in the teleost opercular epithelium (Lacy,
1983b) and the elasmobranch rectal gland (Lacy. 1983a).
This subcellular site may indicate the presence of either a
membrane-bound or soluble form of CAH (Maren. 1980a).
The exclusion of CAH activity from portions of the plasma
membrane that contact the basement membrane suggests
that its function is important in areas of cell-cell contact.
Another possibility is that a soluble form of CAH exists in
the intercellular space. The mechanisms that would prevent
its diffusion along the basal aspect of the cell are unknown.
In any case, CAH in intercellular spaces suggests that a
bicarbonate reservoir may exist between epithelial cells
(Lacy, 1983a) or that membrane-bound CAH may transport
carbon dioxide, protons, or bicarbonate into or out of the
cell (Enns. 1967; Wistrand. 1984).
The exclusion of CAH from the apical region of the
alkaline gland epithelial cells shown in the present study has
been demonstrated in mitochondria-rich cells of the turtle
bladder and interfoveolar epithelial cells of the rat stomach,
both of which are thought to subserve bicarbonate secretion
(Sugai and Ho. 1980; Fritsche et al.. I991a). A pattern
similar to that seen in the alkaline gland was displayed in
microvillated cells and microplicated cells under conditions
inhibiting acid secretion (Fritsche et al., I991b).
The difference in distribution pattern and stain develop-
ment of CAH in the alkaline gland may reflect the presence
of at least two carbonic anhydrase isozymes (Carter and
Parsons. 1971 ). The appearance of CAH in the intercellular
space after relatively short incubation periods may indicate
a high-affinity membrane-bound carbonic anhydrase
isozyme. A low-affinity cytoplasmic form of carbonic an-
hydrase in the stingray alkaline gland is suggested by the
longer incubation periods necessary for intracellular stain
development.
Acknowledgments
This work was supported, in part, by the Slocum-Lunz
Foundation (GMG), National Science Foundation (ERL #
DCB 8903369), and the University Research Council, Med-
ical University of South Carolina.
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Reference: Biol. Bull. 197: 94-103. (August 1999)
Waterborne and Surface-Associated Carbohydrates as
Settlement Cues for Larvae of the Specialist Marine
Herbivore Alderia modesta
PATRICK J. KRUG 1 * AND ADRIAN A E. MANZI 2
' Department of Biology, University 1 of California, Box 95 J 606, Los Angeles, California 90095- ] 606;
and 2 Cytel Corp., 9393 Towne Center Drive, San Diego, California 92121-3016
Abstract. Larvae of the specialist marine herbivore Alde-
ria modesta (Opisthobranchia: Ascoglossa) metamorphose
in response to a chemical settlement cue from the alga
Vaucheria longicaulis, the obligate adult prey. Bioactivity
coeluted with both high and low molecular weight carbo-
hydrates in solution, and with insoluble high molecular
weight carbohydrates associated with the algal cell wall.
Larvae metamorphosed in response to water conditioned by
V. longicaulis, as well as to frozen and homogenized algal
tissue. The inducer was efficiently extracted from the algae
with boiling water, but after all soluble activity was ex-
tracted, residual tissue still induced larval settlement. Etha-
nol precipitation of a boiled-water extract followed by gel
filtration chromatography showed that the precipitate con-
tained carbohydrates of > 100, 000 Da molecular weight,
while the supernatant contained only low molecular weight
carbohydrates (<2,000 Da); in both cases all activity was
associated with the carbohydrate peak. An aqueous-insolu-
ble 4% NaOH extract was chromatographed in 7 M urea to
yield a bioactive high molecular weight carbohydrate peak.
Activity was not affected by proteinase K or mild acid
hydrolysis, but was significantly decreased by periodate
treatment. The results indicate that larvae of A. modesta
metamorphose in response to both water-soluble and sur-
face-associated carbohydrates of V. longicaulis, and that the
soluble cue exists as both high and low molecular weight
isoforms.
Received 3 March 1999; accepted 1 June 1999.
* To whom correspondence should be addressed. E-mail: pkrug@
biology.ucla.edu
Abbreviations: BVE = boiled Vaiicheriu extract.
Introduction
Most marine invertebrate species produce free-swimming
larvae that disperse in the plankton until becoming compe-
tent to settle to the bottom and metamorphose into the adult
form (Grahame and Branch, 1985; Levin and Bridges,
1995). Larval recruitment plays a critical role in benthic
marine ecosystems, structuring communities and regulating
population dynamics (Grosberg, 1982; Roughgarden et al.,
1988; Underwood and Fairweather, 1989). Microscopic lar-
vae are generally viewed as passive particles transported by
flow to the benthos (Eckman, 1983. 1990; Butman, 1987).
Following hydrodynamic delivery of larvae to the bottom,
recruitment can be divided into settlement and metamor-
phosis (Chia and Koss, 1988; Pawlik, 1992). Settlement is
characterized by active behaviors with which larvae explore
the physical and chemical characteristics of potential sub-
strata (LeTourneux and Bourget, 1988; Rodriguez et al.,
1993). Larvae may reject a substrate and resume swimming,
becoming resuspended in the water column (Butman et al.,
1988; Butman and Grassle, 1992). Alternatively, larvae may
respond to surface-associated cues and commit to metamor-
phosis, an irreversible developmental transformation into
the adult stage of the organism (Burke, 1983; Pawlik et al.,
1991; Roberts et al., 1991; Pawlik, 1992). Larvae are capa-
ble of fine-scale discrimination among substrata both in the
laboratory and in the field (Keough and Downes, 1982;
Raimondi, 1988).
Recent studies have demonstrated that both surface-asso-
ciated and water-soluble chemical cues can trigger larval
behavioral responses that greatly increase rates of settle-
ment and metamorphosis. Still-water laboratory assays have
demonstrated the importance of surface-associated chemical
cues for inducing larval metamorphosis of barnacles (Maki
94
CARBOHYDRATE SETTLEMENT CUES
95
et til., 1990), bryozoans (Hurlbut, 1991), corals (Morse et
al., 1988), gastropods (Morse et nl., 1984), and polychaetes
(Kirchman et al.. 1982). Hydrodynamic conditions and the
presence of a surface cue associated with adult conspecifics
had an interactive effect on settlement of larvae of the
reef-building polychaete Phragmatopoma califomica in
flow (Pawlik et al., 1991). Waterborne chemical cues also
affect larval settlement processes. Soluble cues secreted by
the adult prey organisms induced settlement and metamor-
phosis in the opisthobranchs Pliestilla sibogae and Adalaria
proximo (Hadfield and Scheuer, 1985; Lambert and Todd,
1994). Larvae of the oyster Crassostrea virginica showed
dramatic behavioral responses to a chemical cue secreted by
adult conspecifics, increasing settlement in both still and
moving water (Tamburri et al., 1992; Turner et al., 1994;
Tamburri et al.. 1996). However, despite decades of re-
search into the nature of larval chemical settlement cues,
relatively little is known about the molecules that regulate
this crucial aspect of the life history of most benthic marine
invertebrates.
A recent study of a population of the opisthobranch
mollusc Alderia modesta revealed several unusual features
that make A. modesta an ideal experimental system for
investigating larval life history and settlement processes
(Krug, 1998a, b). A. modesta is an ascoglossan found in
temperate estuaries in association with its obligate food
source, the yellow-green alga Vaucheria longicaulis (Xan-
thophyta: Xanthophyceae) (Hartog and Swennen, 1952;
Hartog, 1959; Trowbridge, 1993). In southern California, A.
modesta exhibits a reproductive polymorphism that is ex-
tremely rare among marine invertebrates; study populations
contain specimens that produce planktotrophic larvae and
other individuals that produce lecithotrophic larvae (Krug,
1998b). Most lecithotrophic spawn masses contain a mix-
ture of sibling larvae, some of which metamorphose spon-
taneously within 2 days of hatching; the remaining veligers
delay metamorphosis until encountering a chemical cue
derived exclusively from the adult host alga V. longicaulis
(Krug, 1998a). The present work used a bioassay for larval
metamorphosis to determine whether the inductive activity
was soluble or surface-associated in nature, and for bioas-
say-guided isolation of active fractions as a preliminary step
in purifying the settlement cue.
Materials and Methods
Collection of organisms and lan'al bioassay
Alderia modesta (Loven, 1844) and Vaucheria longi-
caulis were collected from mudflats in the Kendall-Frost
Marine Reserve and Northern Wildlife Preserve, and in the
San Diego River Flood Control Channel, San Diego, Cali-
fornia, U.S.A. All algae used in this study conformed to
published descriptions of V. longicaulis from California
(Abbott and Hollenberg, 1976). Patches of V. longicaulis
were grown under continuous lighting in the laboratory, and
blades of algae were pulled free of the sediment base and
rinsed in seawater before use in assays. Adult specimens of
A. modesta were maintained in petri dishes under 1 cm of
seawater. and lecithotrophic egg masses were harvested
daily for 3 days. Egg masses from each day were pooled and
maintained in 0.45 jam-filtered seawater (FSW); water was
changed every other day until hatching. Upon hatching,
larvae were maintained in FSW for 2 days, to allow spon-
taneous metamorphosis to occur in cue-independent larvae
(Krug. 1998a). The remaining larvae were then subsampled
for use in the bioassay. For each experimental treatment, 1 5
larvae were added to each of 3 replicate dishes containing 4
ml FSW. After 2 days, larvae were scored for metamorpho-
sis. Each experiment included a FSW-only treatment as a
negative control and live V. longicaulis as a positive control.
The percentage of metamorphosis for each replicate was
arcsine transformed, and treatments were compared using a
1-way ANOVA. Unplanned comparisons of means were
done using the Scheffe procedure (Day and Quinn, 1989).
Secretion of settlement cue
An experiment was designed to determine whether the
Vaucheria-denved settlement cue was surface-associated or
secreted by the algae. Small patches (1 cm 2 ) of V. longi-
caulis were cut from a growing mat and left attached to the
sediment base. Conditioned seawater (CSW) was made by
placing a patch in 4 ml FSW for either 3 h or 24 h, after
which the CSW was filtered through cotton and placed in a
sterile petri dish; larvae were added directly to the CSW for
the bioassay. Conditioned fresh water (CFW) was made by
placing patches of V. longicaulis in 4 ml deionized water for
24 h. The CFW was filtered through cotton, dried on a
rotary evaporator, and resuspended in an equivalent volume
of FSW for use in the bioassay. The negative control was
FSW aged 24 h and filtered through cotton in parallel with
treatements; the positive control was live V. longicaulis
tissue.
To determine whether Vaucheria longicaulis must be
alive to trigger metamorphosis, pieces of the algae were
frozen at -20C for 3 days. Frozen patches were thawed by
immersion in FSW at room temperature for 1 h prior to use
in the bioassay. To determine whether algal tissue must be
physically intact, blades of live V. longicaulis were pulled
free of a 2 cm 2 sediment base and washed in FSW. The
algae was manually homogenized in 10 ml deionized water
for 20 min. and the suspension sonicated for another 10 min.
The homogenate was centrifuged ( 10 min, 2000 RPM) and
the supernatant removed. The soluble homogenate was as-
sayed by adding 200 /Ltl (high concentration) or 30 ju.1 (low
concentration) aliquots to 4 ml FSW for use in the bioassay.
The negative control was FSW, and the positive control was
live intact V. longicaulis tissue.
96
P. J. KRUG AND A E. MANZI
Sequential extraction with boiling water
Four 20 X 20 cm mats of Vaucheria longicaulis attached
to the natural sediment base were field collected (March
1997) and grown in the laboratory under continuous light-
ing, moistened daily with 50% seawater. After 2 weeks
algal blades had grown 1-2 cm in height, and were har-
vested by cutting with dissecting scissors just above the
sediment base. The V. longicaulis tissue (1.34 g wet weight)
was placed in a beaker containing 50 ml deionized water
and boiled for 10 min. The solution of boiled Vaucheria
extract (BVE) was filtered through 100 /j,m Nitex mesh to
remove Vaucheria residue, and then through a 0.45 ;u,m
filter membrane. The Vaucheria residue was collected off of
the mesh filter, put in 50 ml of fresh deionized water, and
again boiled for 10 min to generate a second extract. This
process was repeated four more times, yielding a total of six
sequential boiling water extracts. The Vaucheria residue
remaining after the sixth extraction was collected from the
filter; this residue was yellow-brown in coloration but the
blades were still physically intact. Each of the six extracts
was assayed by adding a 50 jid aliquot to 4 ml FSW per
replicate assay dish. Pieces of live V. longicaulis were
assayed as a positive control, and equivalently sized pieces
of the V. longicaulis residue remaining after the six sequen-
tial extractions were also assayed.
Biochemical characterization of boiled Vaucheria
longicaulis extract (BVE)
The initial extract made by boiling Vaucheria longicaulis
for 10 min (described above) was subjected to preliminary
biochemical characterization. Six volumes of ethanol were
added to 1 ml of BVE and the solution was precipitated
overnight at 4C. The precipitate was pelleted by centrifu-
gation, the supernatant removed, and the precipitate washed
with ethanol and repelleted. The supernatant and wash eth-
anol were combined and dried on a rotary evaporator. The
precipitate and supernatant residue were individually resus-
pended in 1 ml of MilliQ-purified water, such that the
material in each fraction was present in solution at the same
concentration as in the original extract.
Aliquots (100 ju,l) of the initial BVE and of the resus-
pended solutions of supernatant and precipitate were used in
subsequent assays to determine the dry weight, carbohy-
drate content, protein content, and bioactivity of each sam-
ple. Lyophilized aliquots were weighed to determine dry
mass. Carbohydrate content was determined for duplicate
aliquots from each sample using the phenol-sulphuric col-
orimetric assay (DuBois et al.. 1956). Measurements were
calibrated to a standard curve generated with known con-
centrations of glucose. Protein content was determined us-
ing the BCA colorimetric assay (Pierce Co.) calibrated to a
standard curve generated with commercially supplied albu-
min standards. Bioactivity was determined using the larval
settlement bioassay.
Another 3 ml of BVE was precipitated with 6 volumes of
ethanol overnight, and the supernatant and precipitated ma-
terial were separated as before. The carbohydrate elution
profiles of both the supernatant and precipitate fractions
were determined using a gel filtration column (90 cm X 1
cm) of Sephacryl S-200 resin (Pharmacia Co.). The column
was calibrated for molecular weight using Blue Dextran to
determine the void volume (V ) and glucose to determine
the included volume (V,) for small molecules; size stan-
dards were detected in fractions after collection visually
(Blue Dextran) or by the phenol-sulphuric colorimetric as-
say (glucose). The supernatant residue was dissolved in a
minimal volume and loaded onto the column, eluting with
MilliQ-purified water at a flow rate of 6 ml/h and collecting
0.5 ml fractions. Aliquots were taken from each fraction and
analyzed for carbohydrate content by the phenol-sulphuric
colorimetric assay and for protein content by the BCA
assay; the detection limit for both colorimetric assays was
0.5 /j,g/ml. Based on the resulting carbohydrate elution
profile, fractions representing every 8 ml were pooled and
lyophilized to give 5 total fractions spanning the void vol-
ume and included volume. Each pooled fraction was dis-
solved in water and 150 ^il aliquots were bioassayed. The
precipitated fraction was chromatographed in an identical
manner and fractions were collected, assayed for carbohy-
drate content, and pooled to give five total fractions. Each
pooled fraction was dissolved in water and 75 jul aliquots
were bioassayed. A positive control using live Vaucheria
longicaulis induced 84 10% metamorphosis, while a
negative control using FSW gave 4 4% background
metamorphosis.
Sequential extraction of Vaucheria longicaulis with
solvents of increasing polarity
To determine whether macromolecules associated with
the algal cell wall were bioactive, Vaucheria longicaulis
was sequentially extracted with solvents of increasing po-
larity and harshness to extract molecules of increasing mo-
lecular weight. Lyophilized Vaucheria longicaulis (500 mg)
was homogenized into a fine powder and extracted with
80% aqueous ethanol (50 ml, 7 h, 75C), cold water (50 ml,
4 d, 20C), hot water (50 ml, 24 h, 65C), and 4% sodium
hydroxide (50 ml. 24 h, 20C) (Cleare and Percival, 1972).
The ethanol extract was partitioned into a water-soluble
fraction and a water-insoluble organic fraction. The cold
and hot water extracts were precipitated with ethanol as
before to generate supernatant and precipitate fractions for
each extract. Aliquots corresponding to 250 /ng dry weight
were taken from the water-soluble ethanol extract and from
the cold and hot water supernatant and precipitate fractions
and were assayed directly for bioactivity. An aliquot of the
CARBOHYDRATE SETTLEMENT CUES
97
organic-soluble material from the ethanol extract was dis-
solved in methanol, added to a dry culture dish, the solvent
evaporated, and 4 ml of FSW added prior to the bioassay.
The 4% NaOH extract was exhaustively dialyzed against
MilliQ-purified water and lyophilized, giving a dry material
(44 mg) that was completely insoluble in water but dis-
solved readily in 7 M urea. The S-200 Sephacryl column
was equilibrated in 7 M urea and calibrated for V,, and V, as
before. A portion of the 4% NaOH extract was dissolved in
a minimal volume of 7 M urea and loaded onto the S-200
column. The sample was chromatographed and fractions
were collected and assayed exactly as before, except the
column was eluted with 7 M urea. Fractions comprising the
high molecular weight carbohydrate peak were pooled and
dialyzed exhaustively against water using 10.000 molecular
weight cutoff dialysis tubing. The dialysate was reduced to
a volume of 1 ml on a rotary evaporator and 100 ;ul aliquots
were bioassayed.
Treatment of EVE with proteinase K, sodium periodate,
and mild acid hydrolysis
Chemical and enzymatic treatments were performed to
determine the biochemical nature of the settlement cue. A
solution of sodium periodate (0.37 M, 100 jal) was added to
1 .0 ml of BVE, and the solution was incubated at 4C in the
dark (Hassid and Abraham, 1957). The reaction was
quenched after 24 h by the addition of excess glycerol (20
;u.l ). As a control, 1 .0 ml of B VE was incubated at 4C in the
dark for 24 h, after which excess glycerol (20 /il) was added
followed immediately by periodate as in the treated sample.
Both samples were incubated for 1 h to allow the consump-
tion of excess periodate, and were then dialyzed exhaus-
tively against deionized water for one week. Both treatment
and control samples were lyophilized, dissolved in 300 p.\
FSW, and 100 jul aliquots used as replicate treatments in the
larval settlement bioassay.
Proteinase K (600 /j,g) was added to a sample of BVE
(300 /ill) which had been adjusted to pH 7.8 and incubated
at 50C for 24 h. The proteinase was then inactivated by
heating at 100C for 15 min. A control was done by adding
proteinase to BVE immediately prior to heating at 100C for
15 min. Samples were split into three replicate 100 pil
aliquots and tested in the larval bioassay. A mild acid
hydrolysis was performed by adding concentrated TEA ( 1 .5
/j.1) to BVE (400 fil) to achieve a final concentration of 0. 1
M TFA. The solution was heated at 100C for 75 min
(Lahaye and Ray, 1996) and dried under vacuum to remove
TFA. As control for the presence of residual TFA salts.
BVE (400 jul) was heated in parallel at 100C for 15 min.
and concentrated TFA was added to BVE immediately prior
to drying under vacuum. Samples were dissolved in 300 jiil
FSW, and 100 ju.1 aliquots used as replicate treatments in the
bioassay. Differences between treatment and control sam-
ples were compared using an unpaired two-tailed t-test on
arcsine-transformed percentages for each of the three treat-
ments, as different quantities of BVE were treated and
bioassayed in each case.
Results
Secreted and surface-associated forms of the larval
settlement cue
Previous work had demonstrated that Alderia modesta
larvae metamorphosed specifically in response to living
tissue of Vauchcrid Innxicunlis (Krug, 1998a). The initial
aim of the present study was to determine whether the
settlement cue was secreted into seawater by living algae,
and whether dead or homogenized algal tissue could induce
settlement. Water previously conditioned by the presence of
V. longicaiilis was as active in promoting metamorphosis as
was the living algae (Fig. 1A, and results of a 1-way
ANOVA: df = 4. 22; F = 32.73; P < 0.0001). The
120,
100
BO
40 .
r 1
livc lanchena CSW(3hl CSW(24h) CFW(24h)
live I auciiena dead intact homogenate homogenate FSW
I titiL-lit'na (high cone ) (low cone)
Figure 1. Induction of larval metamorphosis by live Vaiicheria longi-
caiilis, dead tissue, and conditioned water. Percentages of larval metamor-
phosis are given as means + SD (n = 3); arcsine-transformed percentages
were compared with a 1-way ANOVA, with a post-hoc Scheffe test for
unplanned comparisons. Live V. longicaiilis tissue was used as a positive
control and filtered sea water (FSW) as a negative control A. Secretion of
larval settlement cue by living V. longicaulis. Means are percentages of
metamorphosis induced by exposure to Wwc/ima-conditioned seawater
(CSW) or conditioned fresh water (CFW). Duration of conditioning pro-
cess is given in parentheses- Means not joined by a horizontal line differed
significantly (P < 0.001 ). B. Inductive effect of dead or homogenized V.
ln<;ictiulis. Previously frozen and thawed Vaucheria tissue, or aliquots of
homogenized algal tissue, were assayed for inductive effect. Means not
joined by a horizontal line differed significantly (P < 0.0?l.
98
P. J. KRUG AND A. E. MANZI
conditioning process occurred rapidly in the laboratory,
such that water conditioned for 3 h induced the same level
of metamorphosis as water conditioned for 24 h. Fresh
water was also conditioned by the presence of V. longicaulis
(Fig. 1A). There was no statistical difference between the
level of metamorphosis induced by the living algae and any
of the conditioned water treatments, all of which differed
significantly from the seawater-only control (Scheffe test.
P < 0.001).
Vaucheria longicaulis tissue that was frozen and thawed
induced significant larval metamorphosis, indicating that
the algae does not have to be alive to trigger settlement (Fig.
IB. and results of a 1-way ANOVA: df = 4, 16; F = 61.55;
P < 0.0001 ). Homogenates of algal tissue were also active,
confirming that V. longicaulis tissue does not have to be
alive or intact to induce metamorphosis (Fig. IB). Signifi-
cantly higher levels of metamorphosis were induced by
frozen V. longicaulis and the higher concentration of tissue
homogenate than by the negative control (Scheffe test, P <
0.05). The lower concentration of homogenate did not in-
duce significantly more metamorphosis than the negative
control, indicating that the larvae may be dose-responsive to
preparations of the cue; dilution experiments with condi-
tioned seawater support this conclusion (data not shown).
When Vaucheria longicaulis was extracted with boiling
water, the resulting aqueous extract was as active as positive
controls when assayed at an 80-fold dilution (Fig. 2, and
results of a 1-way ANOVA: df = 8, 18; F = 20.45; P <
0.0001). Conditioned seawater had no effect at such a
dilution, indicating that boiling water extracted the settle-
ment cue more efficiently than did the conditioning process.
When the V. longicaulis tissue was re-extracted with boiling
water for a second time, the resulting extract induced a low
level of metamorphosis, but not significantly more than the
negative control when assayed at an 80-fold dilution (Fig.
% metamorphosis
Ml
- 1st -
2nd '
2,5 5,0 7,5 H
I 1
1
^-.b.c
sequential
extract
3rd -
4th '
]"<
c
5th '
c
~~ 6th '
]-
extracted residue -
3 ,a,b
FSW '
h
Figure 2. Serial extraction of Vaucheria longicaulis with boiling wa-
ter. Means + SD (n = 3) are percentages of larval metamorphosis induced
by aliquots of 6 sequential boiling water extracts, tested at an 80-fold
dilution, along with the fully extracted algal residue. Live V. longicaulis
was used as a positive control, and FSW as a negative control. Means not
identified with the same letter differed significantly (P < 0.05, 1-way
ANOVA with a post-hoc Scheffe comparison).
2). Four further extractions with boiling water yielded ex-
tracts that contained no appreciable bioactivity, even when
assayed at higher concentrations. These data indicate that all
of the measurable bioactivity was extracted from V. longi-
caulis in the first two boiling water treatments. The insolu-
ble residue remaining after six sequential extractions had
thus been exhaustively extracted. However, larvae exposed
to this residue metamorphosed at a level comparable to
those exposed to living V. longicaulis (Fig. 2). Significant
bioactivity thus remained associated with the Vaucheria cell
wall residue after all the soluble settlement cue had been
extracted.
High and low molecular weight forms of the soluble
settlement cue
Boiled Vaucheria extract (BVE) was fractionated by eth-
anol precipitation into a supernatant and precipitate, each of
which was diluted back up to the starting volume of BVE
for comparison. Biochemical analysis revealed that the car-
bohydrate content of BVE partitioned equally between the
precipitate and supernatant, while the majority of the protein
in the crude BVE went into the ethanol precipitate (Table I).
There was no significant difference between the bioactivity
in 100 ju.1 of precipitate, supernatant, and BVE (1-way
ANOVA. P > 0.3), although the supernatant consistently
displayed slightly lower activity at several concentrations
tested.
Both the ethanol precipitate and supernatant were further
fractionated by gel filtration chromatography on a Sephacryl
S-200 column. When column fractions were assayed for
carbohydrate content, contrasting elution profiles were ob-
tained for the two samples (Fig. 3). All detectable carbohy-
drate from the supernatant fraction eluted in the included
volume of the column, indicating a molecular weight of
<2,000 Da. In contrast, when the precipitate was chromato-
graphed, all detectable carbohydrate eluted as one peal; in
the void volume, indicating molecules of > 100, 000 Da
molecular weight. When fractions were pooled and bioas-
sayed, there was significant variation in the bioactivity of
different fractions (Fig. 3, and results of a 1-way ANOVA:
df = 11, 24; F = 17.33; P < 0.0001). For the precipitate,
a high level of metamorphosis (54 23% SD) was induced
by the pooled fractions containing the high molecular
weight carbohydrate peak, and a lower level was induced by
the adjacent fraction containing the trailing edge of the
peak. The level of metamorphosis induced by the high
molecular weight peak was not statistically different from
that induced by the positive control (Scheffe test, P = 0.20)
but was significantly higher than the negative control
(Scheffe test, P < 0.05). No bioactivity significantly higher
than the negative control (4 4%) was detected in the low
molecular weight fractions from the ethanol precipitate. The
bioactivity profile of the ethanol supernatant gave the op-
CARBOHYDRATE SETTLEMENT CUES
99
Table I
Comparative dry weight, protein content, carbohydrate content, and
bioactivity (SD) of 100 /J aliquots of a standard solution of boiled
Vaucheria extract (BVE) and the precipitate and supernatant resulting
from ethanol treatment of BVE. The precipitate and supernatant were
dissolved in the starting volume of extract and aliquots were removed
for chemical assays (n = 2) and bioassays (n = 3)
Dry Weight
Carbohydrate
Protein
Bioactivity
Sample
C/ug)
<^g)
(Mg>
(%)
BVE
270 10
6 1
25 1
82 25
supernatant
110 10
4 1
6 1
49 4
precipitate
140 10
3 1
17 1
77 21
posite result. The low molecular weight fraction of the
supernatant, which contained all the carbohydrate, induced
a level of metamorphosis that was not significantly different
from the high molecular weight carbohydrate peak from the
precipitate (Scheffe test, P = 0.79). No other fraction from
the supernatant induced significant metamorphosis. Bioac-
tivity thus co-eluted with the major carbohydrate peak of
both the supernatant and precipitate, although the active
peak from the supernatant contained only low molecular
weight molecules while that from the precipitate contained
molecules of high molecular weight. Identical carbohydrate
I? 01
supernatant
\ precipitate
v ,
t
*Ay^ . A -A
?0 40 50 60 70
30 40 50 60 70
Figure 3. Gel filtration chromatography of the supernatant and pre-
cipitate from ethanol precipitation of boiled Vaucheria extract (BVE).
Fractions were independently chromatographed on a size-calibrated col-
umn of Sephacryl S-200 gel eluting with water. Molecules of molecular
weight > 100,000 Da elute in the void volume (V ), while those of <2,000
Da elute in the included volume (V,). Column fractions (0.5 ml) were
assayed for carbohydrate content by the phenol-sulphuric colonmetric
assay. Fractions were pooled as indicated, lyophilized, and bioassayed for
induction of larval metamorphosis. Percentages of metamorphosis are
means + SD (n = 3).
peak profiles were obtained when sarpples were chromato-
graphed using 7 M urea as a chaotropic agent to disrupt any
potential aggregation of macromolecules, and no major
protein peaks were evident for either sample (data not
shown).
Sequential extraction of Vaucheria longicaulis
Lyophilized Vaucheria longicaulis was sequentially ex-
tracted with solvents of increasing harshness to determine if
bioactivity was persistently associated with molecules of
increasing molecular weight and stronger association with
the algal cell wall. Aqueous extracts were ethanol precipi-
tated to yield supernatant and precipitate fractions, and all
soluble extracts were bioassayed at the same concentration
per unit dry weight. The material extracted with 4% NaOH
was insoluble in water but dissolved readily in 7 M urea, a
chaotropic agent routinely used to solubilize and chromato-
graph high molecular weight polysaccharides. One major
carbohydrate peak was detected in the void volume of the
S-200 column when the 4% NaOH extract was chromato-
graphed with 7 M urea as eluant (Fig. 4). This carbohydrate
peak was exhaustively dialyzed, and the material which
remained in aqueous solution was bioassayed. There was
significant variation in the bioactivity of different extracts
(Fig. 5, and results of a 1-way ANOVA: df = 8, 39; F =
4.64; P < 0.0005). The water-soluble partition of an ethanol
extract of V. longicaulis induced significantly higher levels
of metamorphosis than the water-insoluble organic layer
and the negative control (Scheffe test, P < 0.05), indicating
all bioactive molecules are highly polar. Bioactivity above
the level of the negative control (8 8%) was found in all
water-soluble extracts as well as in the resolubilized 4%
NaOH extract, indicating that molecules of increasing mo-
ml eluted
Figure 4. Carbohydrate elution profile of 4% NaOH extract of
Vaucheria longicaulis powder. Aqueous-insoluble material from the basic
extraction was eluted from Sephacryl S-200 gel with the chaotropic agent
7 M urea. Fractions containing the carbohydrate peak eluting in the void
volume were pooled, dialyzed, and reduced in volume before being bio-
assayed.
100
P. J. KRUG AND A. E. MANZI
metamorphosis
live Vaucheria twiga ac metamorphosed in response to water condi-
tioned with the hard coral Porites compressa (Hadfield,
1977; Hadfield and Scheuer, 1985). Larvae of the dorid
nudibranch Adalaria proxima metamorphosed in seawater
conditioned by the preferred adult prey, the bryozoan Elec-
tro pilosa (Lambert and Todd. 1994). However, metamor-
phosis of A. proxima larvae could only be induced by live
colonies of E. pilosa and not by dead colonies or homoge-
nized extracts (Todd ct ai. 1991 ; Lambert and Todd. 1994).
In contrast, dead and homogenized V. longicaulis tissue
induced metamorphosis in A. modesta.
Secreted settlement cues are also involved in gregarious
settlement of some species. Larvae of the sand dollars
Dendraster excentricus and Echinarachinus parma meta-
morphosed in response to sand beds and seawater condi-
tioned by the presence of adult conspecifics (Burke, 1984;
Pearce and Scheibling, 1990). The most detailed studies on
the effects of a secreted chemical settlement cue have fo-
cused on the oyster Crassostrea virginica. Larvae altered
their swimming speed and turning rate in response to small
basic peptides secreted by adult conspecifics, significantly
increasing settlement in both still and moving water in
response to the dissolved cue (Tamburri et ai, 1992; Turner
ct ill., 1994; Tamburri el /., 1996). These results demon-
strate that soluble chemicals can increase settlement rates by
influencing the behavior of larvae still suspended in the
water column (Turner et al, 1994). The relative importance
of the secretion of the Vaucheria-denved cue to the settle-
ment of Alderia modesta larvae in the field will require
further study. However, the rapidity of the conditioning
process suggests that absorbent mats of V. longicaulis may
become saturated with naturally conditioned water during
high tides, which might induce settlement in larvae that
enter trapped water parcels.
Extracting Vaucheria longicaulis with boiling water
not only demonstrated that the chemical cue is stable to
prolonged periods of boiling, but that a highly concen-
trated solution can be prepared in this manner. The di-
minishing bioactivity of sequential extracts indicates that
a
Figure 6. Effects of proteinase K. mild acid hydrolysis, and sodium
periodate on bioactivity of boiled Vaucheriu extract (BVE). Percentages of
larval metamorphosis are given as means + SD (n = 3) for each treatment
and the corresponding control. Percentages for each treatment and control
were arcsine transformed and compared with a two-tailed impaired t-test (*
= significant at P < 0.05 level); the t values obtained were 2.08 (proteinase
K), 1.20 (mild acid hydrolysis), and -4.46 (sodium periodate).
CARBOHYDRATE SETTLEMENT CUES
101
there is a limited amount of the waterborne cue that can
be extracted with boiling water. However, after repeated
extractions the residual Vaucheria tissue retained signif-
icant activity, indicating that a non-extractable form of
the settlement cue remains associated with the algal cell
wall. This is the first direct demonstration that the same
substrate produces both secreted and surface-associated
forms of a larval settlement cue, each of which is suffi-
cient to induce metamorphosis.
Polysaccharide chemists routinely employ basic solvents
such as NaOH to extract material that remains associated
with plant cell walls following hot water extraction (Cleare
and Percival, 1972). The water-insoluble material extracted
with 4% NaOH contained high molecular weight carbohy-
drates that, when partially resolubilized in 7 M urea and
then dialyzed against water, were active in the larval settle-
ment assay. The bioactivity of this fraction is consistent
with the finding that Vaucheria tissue exhaustively ex-
tracted with boiling water can still induce metamorphosis;
together, these experiments define a surface-associated class
of molecules which differ in their physical properties (size.
solubility) from the water-soluble cue molecules, but share
the same bioactivity. An insoluble inducer associated with
cell wall polysaccharides of the crustose red alga Hydroli-
thon boergesenii triggered metamorphosis in the coral Aga-
ricia humilis (Morse et al, 1988; Morse and Morse, 1991 ).
Larvae of the echinoid Stronglyocentrotus droebachiensis
metamorphosed in response to live tissue or a homogenate
of several species of coralline red algae, but the algae did
not release soluble inducers into seawater (Pearce and
Scheibling. 1990).
The active material in the water-soluble extracts was
further divided into discrete molecular weight classes by
ethanol precipitation. Chromatography revealed that the
carbohydrates in the BVE precipitate were exclusively of
high molecular weight, while those in the supernatant
were all of low molecular weight; in both cases, the
bioactivity co-eluted with the major carbohydrate peak.
Studies of larval settlement inducers for other opistho-
branchs have used ultrafiltration to show that the bioac-
tive molecules are less than 1,000 Da in size (Hadfield
and Pennington, 1990; Gibson and Chia, 1994; Lambert
et al., 1997). Distinct size-classes of water soluble set-
tlement cue molecules have not been previously reported
from other study systems.
The bioactive settlement cue molecules co-eluted with
the carbohydrate peak in each extract, were stable to
boiling and mild acid or base treatment, and some were
firmly associated with the algal cell wall. These results
suggested that the molecules were either composed of, or
tightly associated with, algal carbohydrates. Proteinase K
treatment did not diminish the activity of algal extracts,
but bioactivity was significantly reduced by treatment
with sodium periodate. Periodate reacts with monosac-
charide units of polysaccharides, oxidizing consecutive
hydroxyl groups to aldehydes and cleaving sugar residues
having three consecutive hydroxyl groups to produce
formic acid (Hassid and Abraham, 1957). Taken together,
the data strongly suggest that the larvae of Alderia ino-
desta metamorphose in response to a structural feature of
the polysaccharides produced by Vaucheria longicaulis.
This would account for the bioactivity of molecules of
differing molecular weight, since small oligosaccharides
can contain the same distinctive glycosidic linkages as
are found in the full-length polymer. Consistent with this
hypothesis, the activity of Vaucheria extract was not
diminished by a mild acid hydrolysis using 0.1 M TFA;
the same conditions have been used to fragment matrix
polysaccharides of green algae into smaller oligosaccha-
rides representative of the repeating unit (Lahaye and
Ray, 1996).
Recognition of carbohydrates by larval lectins has been
implicated in settlement induction for several taxonomically
diverse marine invertebrates (Kirchman et al., 1982; Maki
and Mitchell, 1985; Bahamondes-Rojas and Dherbomez,
1990; Bonar et al., 1990; Morse and Morse, 1991). Meta-
morphosis of barnacle larvae in response to glycoproteins is
abolished when the oligosaccharide chains of the proteins
are bound by lectins and thus rendered inaccessible to larval
receptors (Matsumura et al., 1998). The present study
strongly indicates a carbohydrate is the settlement cue for
Alderia modesta, but definitive proof will require the isola-
tion of a pure oligosaccharide that induces metamorphosis.
Preliminary results indicate that inductive fragments are
anionic and contain uncommon sugar residues including
glucuronic and galacturonic acid, rhamnose, and xylose,
which are not recognized by most available enzymes and
lectins (Krug, 1998a). A direct chemical analysis of the
structural features of the polysaccharides of Vaucheria lon-
gicaulis and their bioactivity is currently underway. How-
ever, bioactivity is clearly associated with algal polysaccha-
rides, both soluble and insoluble, making A. modesta an
ideal experimental organism for dissecting the roles of
waterborne versus surface-associated cues in the larval set-
tlement process.
Acknowledgments
We thank Dr. K. Norgard-Sumnicht for experimental
assistance, and Drs. N. Holland, L. Levin, W. Fenical, C.
Derby, and two anonymous reviewers for thoughtful criti-
cisms that greatly improved this manuscript. Access to the
Kendall-Frost Reserve was made possible by Isabelle Kay
and the University of California Natural Reserve System.
P. J. K. was supported by an NSF Predoctoral Fellowship.
102
P. J. KRUG AND A. E. MANZI
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Reference: Biot. Bull. 197: 104-111. (August 1999)
The Velar Ciliature in the Brooded Larva of the
Chilean Oyster Ostrea chilensis (Philippi, 1845)
O. R. CHAPARRO 1 , R. J. THOMPSON 2 *. AND C. J. EMERSON"
1 Institute de Biologia Marina, Universidad Austral de Chile. Casilla 567, Valdivia, Chile;
2 Ocean Sciences Centre, Memorial University of Newfoundland, St. John's, Newfoundland.
Canada A1C 557; and 3 Biology Department, Memorial University of Newfoundland.
St. John's, Newfoundland, Canada A1B 3X9
Abstract. The Chilean oyster (Ostrea chilensis) broods its
offspring almost to the settlement stage (about 8 weeks).
Larvae are maintained inside the infrabranchial chamber of
the female. Samples from all embryo and larval develop-
mental stages were obtained from mantle cavities of brood-
ing females and analyzed by scanning electron microscopy,
with particular attention to the velar structures.
All embryos and the earliest veliger stages of O. chilensis
are devoid of cilia. Cilia first appear when shell length
reaches 290-300 jam, and the first cilia to grow on the
velum form the outer preoral cilia. In larvae 340 /n,m long,
all the ciliary rings on the velum can be distinguished. These
are the apical cilia (AC), inner preoral cilia (IPC), outer
preoral cilia (OPC), and adoral cilia (AOC). The absence of
the apical tuft in both O. chilensis and the closely related
species O. ednlis represents an adaptation to brooding by the
embryos and larvae, but the lack of the postoral cilia (POC)
in O. chilensis and the lack of cilia in the embryonic and
early veliger stages are associated with an extreme brooding
condition in this species.
Introduction
Most bivalve molluscs exhibit external fertilization of the
gametes followed by the development of pelagic larvae. In
some species, however, there is a totally benthic or brooded
larval development, and in other cases a period of brooding
is followed by a pelagic phase (Pechenik, 1979, 1986). In
brooding species the eggs, embryos, and larvae are retained
in the interlamellar spaces of both demibranchs or of the
Received 22 May 1998; accepted 24 May 1999.
* To whom correspondence should be addressed. E-mail: thompson
morgan.ucs.mun.ca
inner or outer demibranchs only; alternatively, they may be
confined to brood sacs, marsupia, mucous masses, capsules,
or other specialized structures (Ockelmann, 1964; Soli's.
1967; Franz, 1973; Mackie et ai, 1974; Heard. 1977;
Mackie. 1984; Tankersley and Dimock. 1992, 1993; Gal-
lardo, 1993).
Brooding is a characteristic common to all members of
the subfamily Ostreinae (Harry, 1985). All species of the
genus Ostrea brood their embryos in the infrabranchial
chamber (Millar and Hollis, 1963; Galtsoff, 1964; Chanley
and Dinamani. 1980; Harry. 1985; Cranfield and Michael.
1989). Brooding in oysters can be very short, as in O.
puelchana (3 days. Morriconi and Calvo, 1980; 3 to 9 days,
Fernandez Castro and Le Pennec, 1988). or very long, as in
O. chilensis (6 to 12 weeks; Toro and Chaparro. 1990). In
addition to having the longest period of brooding, the Chil-
ean oyster produces the fewest eggs (3500 to 152.000) of
any Ostrea species, with the largest egg diameter (approx-
imately 250 /urn), the largest pediveliger at the time of
release (approximately 450 /am), and the shortest pelagic-
phase (minutes to 24 hours) (review by Toro and Chaparro.
1990).
Pelagic larvae possess structures specialized for swim-
ming and feeding, but it is unlikely that brooded larvae have
the same requirements, especially if the brooding period is
long, as in the Chilean oyster (8 weeks). In many species,
brooded larvae do not ingest particles, often because the
brooding female provides nutrition through the biochemical
reserves in large eggs, as in O. chilensis, or through body
fluids or nurse eggs. Strathmann (1978) has described the
adaptations of some nonfeeding brooded larvae. In other
cases, the female concentrates phytoplankton and other sus-
pended material from the external environment for the use
104
VELUM OF OSTREA CHILENSIS
105
of the larvae, as suggested by Buroker (1985) for Ostrea
spp. and by Mackie (1979) for freshwater bivalves (Pisidi-
idae), and as demonstrated in O. chilensis by Chaparro ct al.
( 1 993 ). The present paper examines the velar ciliature of the
larva of O. chilensis, an extreme case in which the larva is
brooded for almost the entire developmental period, and
compares the ciliature morphologically with that of the
planktotrophic larvae of related species, particularly other
ostreids.
Materials and Methods
Samples of oysters (Ostrea chilensis) were obtained at
intervals throughout the brooding period (October to Janu-
ary) during 1992, 1993. and 1994 from a natural bank in the
Quempillen estuary in the northern part of Chiloe Island
(4152'S: 7346'W). in the south of Chile. On each sam-
pling date, several female oysters were opened and their
embryos or larvae removed. In this way. all larval develop-
ment stages were sampled. Larvae were prepared for scan-
ning electron microscopy (SEM) following Hadfield and
laea (1989).
Larvae were anesthetized for about 10 min in a MgCl-,
solution isotonic with seawater, then fixed for 1 h in ice-cold
3% glutaraldehyde in 0.2 M sodium cacodylate buffer. pH
7.4. Fixed samples were rinsed in the buffer solution twice
and post-fixed for 1 h in ice-cold 1% OsO 4 in 0.2 M sodium
cacodylate. pH 7.4. The specimens were then rinsed two or
three times with buffer solution and then once with distilled
water before being dehydrated in a graded series of ethanol
(Cragg, 1985).
For SEM, dehydrated specimens were critical-point dried
from liquid carbon dioxide in a Polaron E3000 drying
apparatus. Dried larvae were attached to aluminum viewing
stubs with double-sided tape and then coated with gold in an
Edwards S150A sputter-coaler. When necessary, larval
shells were broken with a fine needle to expose the internal
structures (Cragg, 1985, 1989). Coated samples were
viewed in a Hitachi S570 scanning electron microscope
operated at an accelerating voltage of 20 kV. Micrographs
were recorded on Polaroid Type 665 positive/negative film,
and stereopairs taken with a 10 tilt angle difference.
Each brood of larvae was processed separately. Although
all larvae from a given brood were at the same develop-
mental stage, as an additional precaution at least 30-50
larvae from each brood were observed by SEM before
micrographs were taken, to ensure that the structures ob-
served were common to all of them. Measurements based on
SEM are approximate, owing to foreshortening effects re-
lated to the depth of field, the tilt angle, and the curvature of
the sample.
Figure 1. Early development stages in Ostrea chilensis. (a) Gastrula;
scale bar 109 /u,m. (b) Dorsolateral view of late trochophore; scale bar 96
jj.m. (c) Lateral view of early veliger; scale bar 109 /nm. In all cases,
embryos or larvae are devoid ot cilia.
Results
Early development stages
The earliest development stages are naked, with no cilia
(Fig. 1). Only when the embryo reaches the earliest veliger
stage, with a shell length of about 290 /xm, is the first ciliary
growth observed. Cilia appear on the upper part of the
velum, and owing to their location and arrangement on the
velum, they are presumed to form the future ring of outer
preoral cilia (OPC) (Fig. 2a, b). These cilia are about 1 1-14
jam long. At this stage they are separate, with a tendency to
join each other in the middle basal part of the cilia. At the
same time, a group of short cilia develops in the mouth
region and begins to cover the food groove. These cilia are
shorter than those in the putative OPC ring, and are ran-
domly distributed (Fig. 2c).
After 25-30 days of brooding (shell length 315-320 /am).
a clear pattern of single or compound cilia has emerged
which persists for the remainder of the larval phase. The
ciliary belts composing the velum are shown schematically
in Figure 3. Larvae exhibit a very well synchronized ciliary
106
O R. CHAPARRO ET AL
growth pattern, with all larvae from the same brood being at
the same developmental stage.
Distribution of cilia on the velum
The ciliature of a larva of shell length 400 jam is shown
in Figure 4A. A concavity about 70-80 /urn in diameter is
visible in the most central and apical sector of the velum
(Fig. 4B). Located in its base is a group of small cilia, the
apical cilia (AC), which are randomly distributed and are
not organized into the apical tuft characteristic of planktonic
veligers, but lie in the same position. Surrounding this
depression is a bare region about 60 /urn wide, delimited by
a single belt of cilia constituting the inner preoral ciliary
(IPO ring.
Figure 2. In a larva of Ostri'u chilcnsix with a shell length of about 300
fitn. the cilia first appear on top of the velum, as well as in the food groox e
and mouth region, (a, b) Superior-lateral view of the cilia that will form the
OPC band; scale bars 60 JLUII and S JLUII respectively; arrows indicate future
OPC. (c) Short cilia covering the adoral food groove (FC) and the mouth
region (ventral aspect); scale bar 80 /jm.
The IPC form a ring of single cilia (Fig. 4C), each one
about 15-20 ;um long. Outside the IPC ring is a naked area,
9-10 ju,m wide, which is surrounded by a large ring of OPC.
Oilier preoral cilia
The OPC form a band, about 10-15 ju.ni wide, of two
rows of cirri, or composite cilia (Waller, 1981), which are
oriented radially from the center of the velum (Fig. 4D, E).
This is the dominant ring in the velum because of its width
and the size and complexity of its cirri. Each cirrus is
roughly 80 ju,m long and is composed of 50-100 cilia.
(H)
Figure 3. Schematic representation of the velum in a laic pedneligcr ol Ihircn < i hilciisi.\ ( "400 /xm shell
length) in lateral view. Ciliar, bands are identified in an enlarged section of the velum. AC: apical cilia; AOC:
adoral cilia; IPC: inner preoral cilia; OPC: outer preoral cilia. S: shell; V: velum. Circled letters refer to the
scanning electron micrographs in Figure 4.
VELUM OF OSTREA CH1LENSIS
107
Figure 4. Ciliature of Ihe laic pedivcliger of Ostreci chilensis. (A) Lateral view; scale bar 160 /urn. (B)
Superior view of the velum showing the AC band in the center; scale bar 60 /xm. (C) Detail of the IPC band
(superior aspect); scale bar 10.9 jam. (D) Transverse section of the velum showing the principal ciliary bands;
scale bar 9.6 /xm. (E) Detail of the OPC band; scale bar 3.0 /urn. Arrow indicates a row of cirri. (F) Lateral view
of the mouth area, showing OPC and AOC bands; scale bar 40 jum. (G) Food groove: scale bar 22 jum. (H)
Ventral ( = frontal) view of the mouth region; scale bar 48 ju.m. F = foot; for other abbreviations see legend to
Fiaure 3.
which are in contact with each other for almost all their
length. The width of the cirrus is about 1 /xm. and each one
is separated from its neighbor by a nonciliated space of
about 1 .5-2 /xm.
Atlornl cilia
The remainder of the velum (adoral area), from the OPC
to the dorsal margin of the shell, is covered by a carpet of
individual, short cilia (8-12 /xm) known as the adoral cilia
(AOC), which also cover the crest and floor of the food
groove (the sides are not visible) and the external part of the
mouth. No differentiation in the form of the AOC is appar-
ent, although in some areas there are a few cilia of different
length, and in the floor of the food groove the cilia are
shorter than the rest of the AOC (Fig. 4F. G). Short cilia can
also be seen on the base of the external part of the mouth
(Fig. 4H). There is no clearly identifiable postoral ciliary
band of the type identified in larvae of Ostrea edulis by
Waller (1981). Below the food groove and close to the
mouth lie several lobes, which resemble the tumescent cells
identified by Waller ( 1981 ) in O. editlix.
Discussion
The inclusion of a pelagic larva in the life cycle of most
marine bivalve molluscs is accompanied by anatomical
adaptations, especially those associated with the velum, and
is characterized by rapid development to the prodissoconch
stage. These features allow the larva to survive for long
periods in the water column, and the velum is an adaptation
for planktonic life (Cragg, 1989). Many papers on the early
development of bivalves have shown the presence of cilia
on some parts of the embryo or larva, or covering the entire
surface (Allen. 1961; Carriker. 1961; Bayne. 1976: Amor,
1981; Fitt el til., 1984; Gustufson and Lutz. 1991). In most
cases the cilia appear at the earliest stages of embryonic
development (Gallardo. 1989). The few studies that have
been undertaken on brooded embryos or larvae have shown
that cilia first appear at later stages of development: Ostreu
liiriiln. trochophore stage (Hopkins, 1936): O. edulis. tro-
chophore stage (Horst 1883-1884, in Waller, 1981). How-
ever, the present study shows that in the Chilean oyster all
embryonic stages, together with the trochophore and early
veliger. are totally devoid of cilia. This is one of the few
108
O. R. CHAPARRO ET AL.
cases known in which cilia are totally absent at such a late
stage of development in a bivalve. From the illustrations in
Beauchamp (1986). it can be inferred that advanced, shelled
veligers of the brooding clam Lasaeu subviridis are also
naked. This species exhibits direct development, and no
pelagic phase has been detected (Beauchamp, 1986), an
observation that would explain the absence of cilia during
the larval stages. Oldfield (1964) demonstrated that the area
normally occupied by the ciliated velum is replaced in L
ntbra by an unciliated structure she termed the "cephalic
mass," implying a specialization for brooding more extreme
than is seen in the Chilean oyster. Thus loss or modification
of the velar ciliature represents one of the most important
and visible adaptations for brooding in a bivalve mollusc.
Cilia begin to develop when the shell length of the
Chilean oyster larva is about 290 /urn. By the time the larva
reaches about 300 ju,m, the cilia have developed completely
and remain throughout the rest of the larval phase. The
present study supports the contention of Winter et al. ( 1984)
and Toro and Chaparro (1990) that the brooding period in
O. chilensis is the longest of any Ostrea species for which
information is available. There is little necessity for swim-
ming because the larva spends only a few hours in the water
column and is competent to settle immediately after being
released (Soli's, 1973: Cranfield. 1979). According to Millar
and Hollis ( 1963), the shortened pelagic phase in the larva
of O. chilensis is an adaptation for survival in a habitat
characterized by strong currents.
The absence of cilia during much of larval life may be
considered an adaptation to brooding. The encapsulated
embryos of many marine invertebrate species lacking pe-
lagic larvae bear structures that appear to be functionally
significant only in free-swimming larval stages. In some
encapsulated embryos, those cilia normally associated with
swimming in pelagic larvae serve to rotate the embryo
within its capsule, presumably aiding the larva in the inges-
tion of fluid albumen and in gas exchange (Fretter and
Graham, 1962). Hadfield and laea (1989) reported an ex-
treme case in which encapsulated larvae of the gastropod
Petaloconchus montere\ensis showed an absence or reduc-
tion of some velar structures that are very important in
closely related species with a pelagic larva. On the other
hand, in another encapsulated gastropod (Turritella commu-
nis), cilia develop in the very earliest embryonic stages,
even though these cilia are not required for swimming
(Kennedy and Keegan, 1992). The velar lobes of many
encapsulated gastropod veligers are known to participate in
the breakdown and ingestion of nurse eggs (Fioroni. 1966).
and in others the velum is greatly modified for aiding in the
ingestion and perhaps in the breakdown of external nurse
yolk (Hadfield and laea. 1989).
In Chilean oyster veligers. ciliary development is well-
synchronized within a brood. Immediately after the cilia
have completely developed, the larvae start to ingest parti-
cles. Thus the cilia are required for feeding more than for
swimming, although data from endoscopy show that the
larvae are not completely immobile, but exhibit a specific
circulation pattern inside the mantle cavity of the female
(Chaparro et al., 1993). The larval circulation is driven by
water currents produced by the female rather than by the
larval velum. Furthermore, although the velar cilia are very
active when the female has stopped pumping, the larvae
move very little, and it is not clear whether they are capable
of swimming at this stage.
The composition of the ciliary bands on the velum is
similar, but not identical, to that of the closely related
species Ostrea edulis, described by Waller (1981). Both
these species have a short apical ciliary (AC) ring and no
apical tuft, unlike the pelagic larvae of many other bivalves
(Allen, 1961; Carriker, 1961; Ansell, 1962: Gruffydd and
Beaumont, 1972; Bayne. 1976; Boyle and Turner, 1976;
Chanley and Chanley, 1980; Amor, 1981). The reduced
development of the AC ring in the Chilean oyster larva may
be explained by a reduced sensory function during the
brooding phase, and also by the short larval pelagic phase.
A sensory function has been proposed for the AC because
they are very short, appear to be unsuitable for locomotion
and food-gathering, and are underlain by the cerebral gan-
glion (Hickman and Gruffydd, 1971). According to Hodg-
son and Burke ( 1988), the apical tuft remains in the larva of
Chlaniys hastata until the earliest veliger stage, but in the
Chilean oyster larva the AC never develop into a tuft.
A ring composed of single cilia (inner preoral cilia, IPC)
has been identified between the AC and the OPC in the
Chilean oyster veliger. A similar structure has also been
described by Waller (1981) for O. edulis, by Hodgson and
Burke ( 1988) for Cliliunyx hashihi, and by Elston ( 1980) for
Crassostrea virginica. No clear function has been identified
for this band (Waller. 1981). Although the IPC ring is
situated in such a position that it could entrain food parti-
cles, it lies far from the mouth and the AOC and is separated
from the nearest ciliated pathway to the mouth by a non-
ciliated zone. Waller (1981) therefore concluded that the
IPC probably do not play a role in food capture and are
more likely to function as an upcurrent tactile receptor.
The outer preoral cilia (OPC) form the most prominent
ciliated ring in the velum of O. chilensis, as they do in
several other bivalve larvae including O. edulis (Waller,
1981), Clilainvs hastata (Hodgson and Burke, 1988). and
Crassostrea virginica (Elston, 1980). In some species the
ring is composed of a single row of cilia in the early larval
stages (e.g., the D-stage veliger of C. hastata). but more
developed larvae of C. hastata have two rows (Hodgson and
Burke. 1988), as do all stages of the veliger in O. edulis
(Waller, 1981). The OPC ring is believed to function in
locomotion and feeding (Strathmann et al., 1972; Strath-
mann and Leise, 1979; Waller, 1981 ). and it is normally the
most prominent ciliated structure on the velum (Waller.
VELUM OF OSTREA CHILENS1S
109
1981). Furthermore, Bayne (1971) showed that long cilia,
presumably the OPC, on the velum of the pediveliger of the
mussel Mytilus edulis provide the main force for swimming
and also create the feeding currents.
In O. chilensis, a wide band of short adoral cilia (AOC)
covers an area of the velum limited in the uppermost part by
the OPC ring and in the lowest part by the shell. In the
middle of this band lies the food groove. The ciliature is
uniform throughout the band, although the cilia in the floor
of the food groove are a little shorter. The cilia of the upper
and lower regions of the AOC band are in close contact with
the groove. These cilia are probably responsible for trans-
ferring particles caught by the other ciliary bands to the food
groove. In many specimens of O. chilensis veligers, pieces
of mucous strings or globules could be distinguished in the
food groove, presumably moving towards the mouth. It may
be significant that some descriptions of feeding in lamelli-
branch veligers (e.g., Yonge, 1926) refer to a mucous string
carrying food particles to the mouth, since the efficiency of
a system that lacks postoral cilia may be improved by the
presence of mucus (Bayne, 1976). Waller (1981) indicated
that the AOC are in close contact with the compound cilia
of the OPC when the latter are at the bottom of their
effective beat; this is probably the mechanism by which the
OPC transfer the entrained particles to the AOC band to be
moved to the mouth.
The velar bands are almost identical in O. chilensis and
O. edulis, the principal difference being that in the latter the
postoral cilia (POC) represent a single cirral ring located at
the base of the velum, in contact with the shell edge (Erd-
mann. 1935; Waller. 1981), whereas the POC were not
visible in this study on the Chilean oyster and are probably
not present. On a cautionary note, however. Strathmann et
al. (1972) pointed out that some authors have not mentioned
the POC when describing mollusc larvae that feed and have
a well-developed preoral band. These authors suggested that
in many cases this may have been an oversight, or a result
of confusing the shorter cilia of the postoral band with the
cilia of the food groove. However, owing to the central
position of the food groove on the velum of the Chilean
oyster larva, it would be easy to distinguish between food
groove cilia and POC, were the latter present.
Waller (1981) associated the POC band in O. edulis with
both swimming and particle capture. The latter has been
described by Strathmann et al. (1972), who showed that
many marine invertebrate larvae can continue swimming
without feeding, presumably by stopping the beat of the
POC. This band appears to be very important in filter-
feeding, especially in the larvae of taxa which employ the
opposing band mechanism proposed by Strathmann et al.
(1972) and Strathmann (1978) bivalves, annelids, echiu-
rids, sipunculids, and entoprocts. In this system both preoral
and postoral rings are essential for filter-feeding by the larva
(Strathmann et al., 1972), and provide an efficient mecha-
nism to capture particles. In this context, the POC ring
identified by Waller ( 1981 ) in O. edulis may serve to catch
particles passing the tips of the cirri of the preoral band, and
may also play a more direct role in particle retention and
rejection (Strathmann et al., 1972).
The food collected by the cirri is moved to the adoral ring
and then to the mouth, where oral compound cilia are
present. These may function in selecting or rejecting food,
particles before they enter the mouth (Hodgson and Burke,
1988).
Whatever the characteristics of the POC band, Hodgson
and Burke (1988) have suggested that it may play a role in
particle capture, although Strathmann (1987) has shown that
the larvae of other invertebrate taxa catch particles by using
only one cirral ring. In the Chilean oyster, the particle-
catching mechanism was not identified in the present study,
but the apparent absence of the second (POC) ring may
imply that only one ciliary band is involved, probably
because the brooded larva does not need to concentrate
particles since the brooding female is performing this func-
tion. Furthermore, endoscopic observations have shown the
larval velum to be in close contact with mucous strings from
the food grooves on the gills of the female (Chaparro et al.,
1993). The resolution of the endoscope was insufficient to
determine whether larvae were ingesting the mucous string,
but the presence of larvae in the food groove, their orien-
tation, and their behavior suggested that this was probable;
furthermore, marker particles introduced into the ambient
seawater were later observed in the gut of the larva. Thus
the absence of the POC may represent another adaptation of
the Chilean oyster larva for brooding. Hodgson and Burke
( 1988) identified secretory cells among the velar cilia of the
pectinid Chlam\s hastata, but such cells have not been
described in other bivalve larvae, although several authors
have suggested or assumed that mucus is involved in the
collection of particles (Yonge, 1926; Erdmann. 1935;
Strathmann et al.. 1972; Waller, 1981). Hodgson and Burke
( 1988) suggested that mucus produced by the velum serves
principally to bind entrained particles into a string, which
travels along the food groove, thereby ensuring the retention
of the particles. Pieces of mucus were detected in the food
groove of the larva of the Chilean oyster during the present
study. The origin of this material could not be clearly
ascertained, but two possibilities may be suggested: first,
that pieces of the mucous string are taken from the food
grooves of the female's gill; and second, that mucus is
produced by the larva, as described by Hodgson and Burke
(1988) in C. hastata.
The absence of the POC band is consistent with the short
pelagic phase of the pediveliger in O. chilensis because
there is no requirement to filter food particles from the water
column and no necessity to swim for a long time as a
dispersive strategy, since the population is confined to its
own estuary. The pediveliger is competent to settle on the
110
O. R. CHAPARRO ET AL.
first hard substrate that it encounters after release. Typical
settlement distances are variously given as 10 cm (Padilla et
al., 1969) and 40 cm (Soli's, 1973) from the female parent.
Morphological adaptations of marine invertebrate larvae
have been described by Strathmann (1978). The larvae of
some oligomeric taxa (e.g., Bryozoa, Phoronida, Bra-
chiopoda. Hemichordata) have a single band system and
have eliminated the planktotrophic stage. These taxa have
lost or modified some larval structures, such as the band of
cilia that captures particles. The gut is often incomplete, and
the mouth, anus, or both may be absent. In some mollusc
species with nonfeeding larvae, the metatroch and food
groove have been lost; in contrast, other gastropod larvae,
which are also not filter-feeders, retain the opposing band
system, even when the larvae are not planktotrophic (Strath-
mann, 1978). It is clear that many species have modified
some larval structures, allowing the larva to adapt more
completely to the environment in which it is developing.
The Chilean oyster is one such example: the morphological
modifications of the velum are essential for the adaptation
by the species to brooding the larva inside the mantle cavity
of the female a very different environment from that ex-
perienced by a planktonic larva. Furthermore, in O. chilen-
sis and O. lutaria, which have the longest incubation peri-
ods of all the ostreids, the larval shells differ structurally
from those of other oysters (Chanley and Dinamani, 1980).
In particular, the shells of the two larvae are equivalve and
edentulous, but it is not clear whether these features repre-
sent the ancestral condition or are adaptations to brooding
(Chanley and Dinamani, 1980).
Acknowledgments
A large part of the field research was carried out in the
Estacion Experimental de Quempillen, Ancud, Chile, and in
the Institute de Biologfa Marina de la Universidad Austral
de Chile, to whose staff we extend our appreciation. Finan-
cial help came from operating grants to ORC by the Fondo
Nacional de Investigacion Cientifica y Tecnologica-Chile
(Fondecyt 1930364 and 1980984), by the International
Foundation for Sciences-Sweden (IFS A/0846), and by the
Direccion de Investigacion of the Universidad Austral de
Chile, and from a research grant to RJT from the Natural
Sciences and Engineering Research Council-Canada
(NSERC). ORC's stay in Canada was made possible by
fellowships from the International Development Research
Centre-Canada (IDRC) and NSERC (through a Networks of
Centres of Excellence programme, the Ocean Production
Enhancement Network). We also thank the Canadian Inter-
national Development Agency (CIDA) for support during
the preparation of the manuscript.
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Marine
Biological
Laboratory
Woods Hole
Massachusetts
One Hundred and First Report
for the Year 1998
One-Hundred and Tenth Year
Officers of the Corporation
Sheldon J. Segal, Chairman of the Board of Trustees
Frederick Bay, Co-Vice Chair
Mary J. Greer, Co-Vice Chair
John E. Dowling, President of the Corporation
John E. Burris, Director and Chief Executive Officer
Mary B. Conrad, Treasurer
Neil Jacobs, Clerk of the Corporation
Contents
Report of the Director and CEO Rl
Report of the Treasurer R7
Financial Statements R8
Report of the Library Director RH>
Educational Programs
Summer Courses R21
Special Topics Courses R25
Other Programs R31
Summer Research Programs
Principal Investigators R33
Other Research Personnel R34
Library Readers R35
Institutions Represented R36
Year-Round Research Programs R41
Honors R53
Board of Trustees and Committees R60
Administrative Support Staff R64
Members of the Corporation
Life Members R67
Members R68
Associate Members R78
Certificate of Organization R82
Articles of Amendment R82
Bylaws R82
Photo credits:
Beth Armstrong, R4 (bottom), R5 (bottom). R7.
R2I, R33. R67
Jelle Ateina, R45
Ken Foreman, R32
Linda Colder, R24, R64
Roger Hanlon, R60
Diedtra Henderson, R47
Jan Hinsch. R53
Richard Howard, R2(top), R4(top), R5(top)
Alan Ku/.irian, R2(bottom), R34. R49. R50
Lisa Ken- Lobel, Rl
Chris Pauk, R22
P.A. Shave, RS2
James Shreeve, R35
Sam Sweezy. R5 1
Report of the Director
and Chief Executive Officer
The Marine Biological Laboratory remains a
remarkable place as we approach the end of the 20th
Century. At every turn there are feelings of pride and
satisfaction, of excitement, curiosity, determination and
anticipation of things to be discovered. These feelings are
shared by both resident and visiting scientists and by
students for whom time spent at MBL is an experience
never to be matched. That spirit of scientific adventure
and achievement is alive and thriving here, as it has been
for more than a century.
The MBL continues to build on its solid history, to add
programs in research and education, to recruit new
scientists and to raise funds for vital improvements to this
place that is like no other. After establishing research and
education priorities, we were able to define funding
requirements and a timeframe enabling us in August of
1997 to launch Discovery: The Campaign for Science at
the Marine Biological Laboratory. The goal is to reach
$25 million by December 31, 2000. We are gratified by
the response to this fundraising effort and are grateful to
many of you who have already made generous
contributions to this Campaign. I'm pleased to say that,
by the end of 1998, we had raised $20.6 million, which is
good news indeed.
Education at the MBL
The MBL's education program is growing both in
numbers of students and faculty and in courses offered.
During the summer of 1998 we hosted 594 faculty for
416 students from around the world. We were able to
award more than $600,000 in scholarship support for
those students, making it possible for the best and the
brightest to continue to come to the MBL. Even as we
grow, we have retained the high quality, intensive courses
that have long set the MBL apart from other educational
institutions. As Purnell Choppin, president of the Howard
Hughes Medical Institute, stated in announcing a $2.2
million award to support education at the MBL in April
of 1999, "The Marine Biological Laboratory serves as an
international schoolhouse for the biomedical research
community. Young scientists and established researchers
alike gather there to learn the latest developments at the
cutting edges of their fields." In 1998 we continued to
attract international students with over 307c of our
applications from students from 68 different foreign
countries.
We take great pride in maintaining the quality and
dynamics of the courses and continue to be responsive to
the changing face of biological research as demonstrated
by our ability and interest in adding new courses to our
roster of exceptional offerings. Two new courses were
introduced in 1998: Frontiers in Reproduction: Molecular
and Cellular Concepts and Neural Development and
Genetics of Zebrafish. These were in addition to the
Molecular Mycology: Current Approaches to Fungal
Pathogenesis course and the Semester in Environmental
Sciences, both of which were offered for the first time in
1997.
Not only have we added new courses, but we have
continued to change our long-standing courses through
the planned turnover in course directors. For example, in
1999 David Garbers and Randy Reed will be the co-
directors of the over 100-year-old Physiology course.
They will succeed Kerry Bloom and Mark Moosekar who
did a superb job in leading the course for the past four
years.
Our Semester in Environmental Sciences program was
a great success again this year. Undergraduate students
selected from a consortium of 34 liberal arts colleges
were in residence for 14 weeks during the fall to learn
about environmental sciences. The curriculum covered
aquatic and terrestrial ecosystems and included electives
in computational modeling and microbial ecology.
Students gained a basic understanding of ecosystem
structure and dynamics through intensive hands-on
fieldwork at two local sites on Cape Cod. Major
biogeochemical processes were studied and general
problems concerning the global carbon cycle, fossil fuel
emissions, increased concentrations of greenhouse gases
Rl
R2 Annual Report
in the atmosphere, estuarine eutrophication, deforestation,
and over-exploitation of fisheries were considered. Special
emphasis was given to how changes in biodiversity affect
ecosystem function.
The MBL's Science Writing Fellowships Program, now
about to enter its fourteenth summer, added a new hands-
on laboratory course in environmental science during the
summer of 1998. Co-directed by John Hobble and Jerry
Melillo of the Ecosystems Center, this new component of
the program was a great success, attracting environment
writers from around the country.
Research at the MBL
The Marine Resources Center
While John Glenn was the most famous traveler in
space late last fall, two other passengers aboard the
shuttle were of considerable importance to scientific
experiments conducted during that mission. Two oyster
toad fish participated in an experiment overseen by Steve
Highstein that was designed to provide a better
understanding of the effects of microgravity on our
balance system. The fish, collected from the waters off
Woods Hole, traveled more than three million miles in
what was a follow-up to studies conducted during the
Neurolab space mission in April of 1998. Balance,
location and movement are so crucial to animals that the
vestibular system was one of the first sensory systems to
evolve. The toadfish has become a well-known
experimental model for learning more about balance
disorders, such as Meniere's disease and vertigo. It also is
a good model for studying motion sickness, including that
experienced by astronauts during space flight.
Thanks to a $1 million challenge grant, the MBL has
an exciting opportunity to build on its existing strengths
as a developer of aquatic models for biomedical research.
The technologically sophisticated Marine Resources
Center is an ideal venue for this program. And MRC
Director Roger Hanlon's expertise in the culturing of
marine organisms such as Hawaiian squid and cuttlefish
provides a great foundation for the expansion of
aquaculture activities at MBL. Dr. Hanlon contributed his
expertise in this area as a member of a National Research
Council/National Academy of Sciences committee that
published in 1998 a report titled "Biomedical Models and
Resources: Current Needs and Future Opportunities." This
paper is expected to help the National Institutes of Health
structure research funding for model organisms, including
many aquatic ones.
The MRC challenge grant, which stipulates that two
dollars must be raised for every one dollar awarded, will
enable the MBL to establish a scientific aquaculture
program in the Marine Resources Center. This
exceptional gift will allow scientists to develop novel
research techniques and to address problems being faced
by scientific and commercial aquaculture interests alike.
Studies will address problems such as disease diagnosis
and management, water quality requirements for specific
life stages, nutrition research for optimal diets and
numerous aspects of reproductive biology. For many
Report of the Director and CKO R3
years, commercial aquaculture companies have sought the
MBL's expertise in addressing all of these issues. In
recent years, we successfully maintained 95,000 juvenile
flounder bound for the Japanese sushi industry and raised
seedling scallops for the local shellfish trade. Now we
will be in an even better position to provide advice and
develop appropriate aquaculture techniques in the future.
The Ecos\stems Center
The Ecosystems Center recently launched a new
tropical ecology program that focuses on the
consequences of land-cover and land-use changes in the
tropics. The possibility of a new joint research project
with Brazilian scientists is being explored. The program
is based on a challenge put to ecologists: "Now that you
think you know how ecosystems work, why don't you try
to fix some broken ones?" Perhaps we can test our
understanding of ecosystem structure by working to
rebuild a damaged one. The joint project would focus on
large tracts of coastal forests northeast of Sao Paulo.
The Ecosystems Center also received the only Long-
Term Ecological Research Site award made in 1998. The
MBL is now the only place in the country responsible for
the oversight of two LTER sites the new one at Plum
Island Sound, located north of Boston, and the long-time
Arctic Toolik Lake site, located on the North Slope of the
Brooks Range in Alaska and which has major
involvement in a third (Harvard Forest in Petersham.
Massachusetts).
All of this research activity has resulted in remarkable
growth over the past few years. Since 1979, Center staff
has increased sixfold. The resulting demand for additional
laboratories, offices, and staging areas for equipment and
supplies used in field research has led to a severe
shortage of space. And the MBL's new Semester in
Environmental Sciences program for undergraduate liberal
arts students is putting an additional squeeze on the
Center's already over-taxed facilities.
In November, the MBL Board of Trustees approved the
architectural plans for a new facility to house research
and education activities of the Ecosystems Center. The
proposed three-story building will provide a cutting-edge
GIS (geographic information systems) facility, state-of-
the-art laboratories for plant and soil sample analysis, a
stable isotope laboratory, modern offices, teaching
facilities and a classroom/conference room for the
Semester in Environmental Science program, ample
storage areas for diving gear, field samples, and
equipment, and field staging areas. The 32,000-square-
foot building is designed to meet the needs of Ecosystems
Center scientists for many years to come, as well as serve
the needs of the entire MBL research and education
programs.
Fundraising is now underway, with a much appreciated
$1 million challenge grant from the Clowes Fund leading
the way. With groundbreaking scheduled for the spring of
2000, this new state-of-the-art Environmental Sciences
Building will be a fitting tribute to a quarter century of
excellence in ecological research and provide the
foundation for continued scientific achievements as the
MBL enters the 21st Century.
The Josephine Buy Paul Center
Under the direction of MBL Senior Scientist Dr.
Mitchell Sogin, the Josephine Bay Paul Center for
Comparative Molecular Biology and Evolution, dedicated
in August of 1998, is flourishing. The research pace at the
Center escalated during the past year, thanks to the arrival
of a number of scientists and the receipt of several
important grant awards.
Early in 1998, the Center received a major grant from
the National Institutes of Health, to be used in an
important research initiative to sequence the genome of
the parasitic protist, Giurtlia Unnblia. Giardia is a
waterborne human pathogen that attacks the intestinal
tract and exacts a terrible toll on public health worldwide.
The NIH grant will provide salary support for nine
scientists and technicians and has allowed us to establish
a new automated DNA sequencing facility.
There was still more exciting news at the Bay Paul
Center in 1998, when NASA selected MBL as a member
of the new Virtual Astrobiology Institute. This program
will bring together astrophysicists, biologists, chemists,
physicists, planetologists, and geologists for
interdisciplinary studies on life in the universe and its
cosmic implications. The MBL was one of 1 1 institutions
selected to participate from a field of nearly 70
applicants.
Dr. Michael Cummings joined the Bay Paul Center in
R4 Annual Report
early 1998 as an Assistant Scientist. His work is in the
field of molecular evolutionary genetics. The major focus
of that research is using novel statistical methods to study
relationships between genotype and phenotype. Current
investigations examine how gene sequence data can be
used to understand and predict drug resistance in
tuberculosis, variation in color vision, and basic immune
system functions at the molecular level. Dr. Cummings is
also studying the evolution of pathogenic bacteria by
examining species within the genus Mycobacterium. The
analysis of Mycobacterium DNA sequence data will
reveal evolutionary patterns that demonstrate the
emergence of both new pathogens and drug resistant
strains. This information will assist clinicians with
diagnosis and treatment of diseases such as tuberculosis
and leprosy.
Other Research Initiatives
The MBL is home not only to the above centers, but to
a number of individual laboratories where, for example,
the basis of bioluminescence is being investigated, the
fluxes of ions from individual cells are being measured,
the evolution of heme biosynthesis is being traced, new
antibiotics are being sought, and microscopy is being
developed and used to understand more about the cell.
A remodeled and expanded laboratory is serving Dr.
Carol Reinisch, a recently appointed Senior Scientist at
the MBL and a new year-round resident. She investigates
how environmental factors influence the prevalence of
leukemia using soft shell clams as a research model. She
also studies surf clams to better understand how toxins
such as PCBs disrupt nerve development in embryos that
later influences normal learning and behavior.
Drs. Barbara and Bruce Furie have modernized their
MBL laboratory to accommodate ongoing work on the
study of hemophilia and other blood disorders using the
venomous cone snail. The conotoxins produced by these
invertebrate snails share an amino acid that is found in
mammals. A protein containing this unusual amino acid,
when linked to vitamin K. triggers blood-clotting
mechanisms that are distributed widely throughout
mammalian species.
Summer Research
The MBL as it has for more than a century will
host hundreds of scientists from around the world who
come each summer to the Laboratory to participate in a
unique and intense research experience. Often using
marine and aquatic model organisms, these investigators
study basic processes in the life sciences. Their work
spans research on the protein assemblies that achieve
accurate chromosome segregation in cell division, on the
neural processing of visual information in the brain, and
on how hormones and Pharmaceuticals stimulate the
secretion of insulin from the pancreas.
The MBL's Fellowship Program is an important
element of summer research activities. Nineteen scientists
were awarded summer research fellowships at the MBL
in 1998. Examples of research projects by neurobiologists
Report of the Director and CEO R5
include studies by Dr. Elizabeth Jonas of Yale University
School of Medicine on the intracellular channels that
regulate synaptic function; studies by Dr. Matthew
Halstead of the University of New Zealand on the
processing of electrosensory information in the midbrain
of the skate; and studies by Dr. James Zheng from the
Robert Wood Johnson Medical School on the cellular
mechanisms underlying the formation of nerve
connections. Cell biologists included Dr. Mark Alliegro of
Louisiana State University, who studied cells from sea
urchins and other organisms to learn how cells
differentiate, and Dr. John Eriksson of the Turku Center
for Biotechnology in Finland, who studied the mitotic
protein phosphatases in surf clam eggs. Fourteen other
scientists whose research focused on topics ranging from
global climate change to sensory physiology rounded out
the group of 1998 fellows.
Improvements Around Campus
As always there is work to be done on the MBL's
physical plant, all of it important, all of it requiring time.
effort, and financial support. In 1998, renovations were
made at the Loeb building and to the Neurobiology
course laboratories. And the Lillie Auditorium got a new
roof. I'm pleased to report that commitments are now in
hand to install an air-conditioning system at the Library,
and very soon the MBL will have a new emergency
generator. One of the most the exciting changes to the
MBL campus last summer was the creation of the new
Robert W. Pierce Visitors Center, which shares 100
Water Street with the MBL and Satellite Clubs. This
beautiful new facility, which is also home to the MBL
Associates Gift Shop, was dedicated and opened in the
summer of 1998. It has already introduced thousands of
Woods Hole visitors to the Marine Biological Laboratory.
MBL Trustees
In 1998. the MBL Board of Trustees welcomed Dr.
John E. Dowling as President of the Corporation. Dr.
Dowling succeeded Dr. James D. Ebert, who retired after
serving as President for seven years. Dr. Dowling is the
Maria Moors Cabot Professor of Natural Science at
Harvard University, as well as an MBL summer
investigator and former MBL Trustee. His research
focuses on the physiology of vision, especially the
correlation between structure and function in the
vertebrate retina. He also is interested in retinal
development and uses the zebrafish as a model organism
for these studies.
Last year the MBL Board of Trustees elected Ronald
P. O'Hanley, President of Dreyfus Institutional Investors
in Boston, and Vincent J. Ryan, President, Chairman, and
CEO of Schooner Capital Corporation, also of Boston, to
membership in the Class of 2003. The Laboratory is most
fortunate to welcome these dynamic and thoughtful
individuals to help guide our progress over the next few
years. Burton J. Lee, III, Laurie J. Landeau, Darcy
Brisbane Kelley, and Jean Pierce were reappointed to the
R6 Annual Report
Board in November 1998 as members of the class of
2003.
Directors Emeriti
The Board of Trustees voted to name three former
directors of the Marine Biological Laboratory "Directors
Emeriti." James D. Ebert, Paul R. Gross, and Harlyn O.
Halvorson were recognized for the contributions that each
of these men made to the growth and strength of the
Laboratory during their tenures as director. Each of these
individuals has left a legacy of achievement that has
earned the respect and gratitude of the MBL community.
In closing, 1998 was an exciting time, and 1999 should
be no less so. The Marine Biological Laboratory remains
a wonderful gathering place for scientists and students
from around the world. Anchored by a top-notch team of
year-round investigators, enlivened by some of the best
students anywhere, and stimulated by the summer influx
of great researchers, the MBL continues to serve science
in a unique and exciting way.
John E. Burris
Report of the Treasurer
During 1998 the Marine Biological Laboratory
continued a favorable trend in operations. This progress
was due to healthy increases in five of the six areas of
Operating Support. Government grants increased 9.6%
and now represent 42.5% of the total support and
revenues. Double digit increases in Private Contracts
(38.3%), Fees for Conferences and Services ( 10.7%) and
Miscellaneous Revenues (22.3% ) powered the year's
success story. While there was an easing in the present
value of Contributions this was predictable at the
midpoint of our very successful Discovery Campaign. As
already noted in the Report of the Director and CEO, the
campaign is ahead of schedule.
Focusing on the change in Unrestricted Net Assets, we
enjoyed a three-year favorable trend. The change before
nonoperating activity has improved from a deficit of $1
million in 1996, to a deficit of $753 thousand in 1997, to
a deficit of only $256 thousand this year. This is
particularly auspicious when one realizes these figures are
after approximately $1.5 million in depreciation each
year.
While the Change in Net Assets before nonoperating
activity was only half of 1997 results, it was still a robust
$1.1 million. Total Investment Income and Earnings of
only 820 thousand dollars were unsatisfactory when
compared to the multi-million dollar returns in previous
years. This was a result of the volatile markets and a
revamping of our endowment management philosophy.
As a result. Net Assets increased for the fourth year in
a row, but the Return on Average Net Assets was
only 1.1%.
A review of the 1998 Balance Sheet demonstrates our
continued strong liquidity and low and improving
leverage. Property Plant and Equipment showed a slight
decline (2.4%). but this is the smallest decline in the past
four years as we are in the process of upgrading the
physical plant. Plans are underway to expand our capital
maintenance efforts and to build a new Environmental
Sciences Building. Ultimately, this will make the
Laboratory an even more attractive facility to conduct
science.
In summary, the Laboratory continues to demonstrate
the ability to attract funds from the federal government,
foundations and individuals. Our housing and conferences
continue to generate surplus cash. Successful completion
of the Discovery Campaign and a return to our history of
very successful endowment performance will guarantee
the financial strength of the Marine Biological Laboratory
for the 21 st century.
Mary B. Conrad
R7
Financial Statements
PrrcewaterhouseCoopers LIP
One Post Offic e Square
Boston MA 0_> 1 09
Telephone (hi 7) 478 5000
F.ii simile (111 7) 478 5900
REPORT OF INDEPENDENT ACCOUNTANTS
To the Board of Trustees of
Marine Biological Laboratory
Woods Hole. Massachusetts
In our opinion, the accompanying balance sheet of Marine Biological Laboratory (the "Laboratory") as of
December 31, 1998 and the related statements of activities and cash flows for the year then ended present
fairly, in all material respects, the financial position of the Laboratory as of December 31, 1998, and the
changes in its net assets and its cash flows for the year then ended in conformity with generally accepted
accounting principles. These financial statements are the responsibility of the Laboratory's management; our
responsibility is to express an opinion on these financial statements based on our audit. We conducted our
audit in accordance with generally accepted auditing standards. Those standards require that we plan and
perform the audit to obtain reasonable assurance about whether the financial statements are free of material
misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures
in the financial statements. An audit also includes assessing the accounting principles used and significant
estimates made by management, as well as evaluating the overall financial statement presentation. We
believe that our audit provides a reasonable basis for the opinion expressed above.
Our audit was conducted for the purpose of forming an opinion on the basic financial statements taken as a
whole. The supplemental schedule of functional expenses for the year ended December 31, 1998 is presented
for the purpose of additional analysis and is not a required part of the basic financial statements. Such
information has been subjected to the auditing procedures applied in the audit of the basic financial
statements and, in our opinion, is fairly stated, in all material respects, in relation to the basic financial
statements taken as a whole.
April 9, 1999
R8
MARINE BIOLOGICAL LABORATORY
BALANCE SHEETS
December 31, 1998
(with comparative totals as of December 31. 1997)
ASSETS
Cash and cash equivalents
Short-term investments, at market (Note C)
Accounts receivable, net of allowance for doubtful accounts of $34,195 in 1998 and
$36.782 in 1997
Current portion of pledges receivable (Note H)
Receivables due for costs incurred on grants and contracts
Other assets
Total current assets
Long-term investments, at market (Notes C and Di
Pledges receivable, net of current portion (Note H)
Plant assets, net (Notes B. E and F)
Total long-term assets
Total assets
1998
S 1,187,954
3.561,544
1,242,530
1 ,607.664
1,531,083
557.908
9.688.683
37.054.120
2.855.352
19.536.171
59,445.643
$69.134,326
1997
$ 560.801
4.408.046
1,221,781
2,219,056
1.157.165
560.269
10.127.118
35,614,151
2,238,826
20.026.580
57.879.557
$68.006.675
LIABILITIES AND NET ASSETS
Current portion of long-term debt (Note E)
Accounts payable and accrued expenses
Deferred income and advances on contracts
Total current liabilities
Annuities and unitrusts payable
Long-term debt, net of current portion (Note E)
Advances on contracts
Total long-term liabilities
Total liabilities
Commitments and contingencies (Notes F and H)
243,274
2,057,741
462.873
2.763.888
1.412,200
2.324.096
1.272.390
5.008.686
7.772,574
229,657
1.494,948
384.258
2.108.863
1.213.583
2,567.370
1.433.208
5.214.161
7,323,024
Net assets:
Unrestricted
Temporarily restricted
Permanently restricted
Total net assets (Note Bl
Total liabilities and net assets
18,451.865
25.635.237
17.274.650
61.361.752
$69,134.326
18.729.311
25,596.656
16.357.684
60.683.651
$68.006,675
The accompanving notes are an integral part of the financial statements.
R9
MARINE BIOLOGICAL LABORATORY
STATEMENTS OF ACTIVITIES
for the year ended December 31,1 998
(with comparative totals for the year ended December 31, 1997)
Operating support and revenues:
Government grants
Private contracts
Laboratory rental income
Tuition
Fees for conferences and services
Contributions
Investment income
Miscellaneous revenue
Present value adjustment to annuities
Net assets released from restrictions
Total operating support and revenues
Expenses:
Research
Instruction
Conferences and services
Other programs (Note B)
Total expenses
Change in net assets before nonoperating activity
Nonoperating revenue:
Total investment income and earnings
Less: investment earnings used tor operations
Reinvested (utili/ed) investment earnings
Total change in net assets
Net assets, beginning of year
Net assets, end of year
Temporarily
Permanently
1998
1997
Unrestricted
Restricted
Restricted
Total
Total
$10,943,239
$
$
$10,943,239
$ 9.986.800
1.629,283
1.629,283
1.178,192
1.470.372
1.470.372
1.478.757
489,726
489.726
399.703
3.415,519
3,415,519
3.085,616
1.264,235
3,420,615
653.152
5,338,002
6.441.429
490,474
1,465,261
1.955.735
1 ,709,983
405,633
405.633
322,667
(68,849)
(7.853)
(76.702)
(164.447)
4.100,624
(4,138,622)
37,998
24,209,105
678,405
683.297
25.570.807
24.438.700
12,666.746
12,666.746
11.031.914
4.433,789
4,433,789
4,144,508
1 ,999,433
1 ,999,433
1,487.705
5,365,530
5.365.530
5.440.808
24,465,498
24,465.498
22.104.935
(256,393)
678,405
683,297
1,105,309
2.333,765
27.353
558.683
233,669
819.705
4,869,035
(48.406)
(1.198.507)
(1.246.913)
(1.056,211)
(21,053)
(639,824)
233.669
(427.208)
3,812,824
(277.446)
38,581
916,966
678.101
6,146,589
18.729,311
25,596,656
16,357,684
60.683.651
54,537.062
$18,451,865
$25.635 2^7
$17 274650
$61 361 75" 1
$60683 651
The accompanying notes are an integral part of the financial statements.
RIO
MARINE BIOLOGICAL LABORATORY
STATEMENTS OF CASH FLOWS
for the year ended December 31, 1998
(with comparative totals for the year ended December 31, 1997)
Cash flows from operating activities:
Change in net assets
Adjustments to reconcile change in net assets to net cash provided by (used
in) operating activities:
Depreciation
Unrealized (gain) loss on investments
Realized (gain) loss on investments
Present value adjustment to annuities and unitrusts payable
Contributions restricted for long-term investment and annuities
Provision for bad debt
Provision for uncollectible pledges
Change in certain balance sheet accounts:
Accounts receivable
Pledges receivable
Grants and contracts receivable
Other assets
Accounts payable and accrued expenses
Deferred income and advances on contracts
Annuities and unitrusts payable
Advances on contracts
Net cash provided by operating activities
Cash flows from investing activities:
Purchase of property and equipment
Proceeds from sale of investments
Purchase of investments
Net cash used in investing activities
Cash flows from financing activities:
Payments on annuities and unitrusts payable
Receipt of permanently restricted gifts
Annuity and unitrusts donations received
Loan proceeds
Payments on long-term debt
Net cash provided by financing activities
Net increase in cash and cash equivalents
Cash and cash equivalents at beginning of year
Cash and cash equivalents at end of year
1W8
$ 67S.10I
1.505.696
2,755.079
(2.805.560)
76.702
(682.817)
15,771
250.000
(36.520)
(255.134)
(373.918)
2.361
562,793
78.615
163.700
(160,818)
1.774.051
(1.015.287)
18.935,050
(19.478.036)
(1.558.273)
(41.785)
653,152
29,665
(229.657)
411.375
627.153
560.801
S 1.187.954
6.146,589
1.483.203
(1.740,501)
(1.728,792)
164.447
(1.390,609)
21,781
89.620
(480.702)
(314.658)
(43,083)
(77.277)
(71.564)
62,260
120.052
222.258
2,463,024
(814,159)
23,450,218
(26.321.432)
(3.685.373)
(30.430)
1,321,302
69.307
250.000
(218.557)
1,391.622
169.273
391,528
560.801
The accompanying notes are an integral part of the financial statements.
Rll
R12 Annual Report
Marine Biological Laboratory
Notes to Financial Statements
A. Background:
The Marine Biological Laboratory (the "Laboratory") is a private, independent not-for-profit research and educational institution dedicated to
establishing and maintaining a laboratory or station for scientific study and investigation, and a school for instruction in biology and natural history.
The Laboratory was founded in 1888 and is located in Woods Hole. Massachusetts.
B. Significant Accounting Policies:
Basis of Presentation
The accompanying financial statements have been prepared on the accrual basis of accounting and in accordance with the principles outlined in the
American Institute of Certified Public Accountants' Audit Guide. "Not-For-Profit Organizations." The financial statements include certain prior-year
summari/.ed comparative information in total but not by net asset class. Such information does not include sufficient detail to constitute a presentation
in conformity with generally accepted accounting principles. Accordingly, such information should be read in conjunction with the Laboratory's
financial statements for the year ended December 31, 1997, from which the summarized information was derived.
The Laboratory classifies net assets, revenues, and realized and unrealized gains and losses based on the existence or absence of donor-imposed
restrictions and legal restrictions imposed under Massachusetts State law. Accordingly, net assets and changes therein are classified as follows:
Unrestricted
Unrestricted net assets are not subject to donor-imposed restrictions of a more specific nature than the furtherance of the Laboratory's mission.
Revenues from sources other than contributions are generally reported as increases in unrestricted net assets. Expenses are reported as decreases in
unrestricted net assets. Gains and losses on investments and other assets or liabilities are reported as increases or decreases in unrestricted net assets
unless their use is restricted by explicit donor stipulations or law. Expirations of temporary restrictions on net assets, that is, the donor-imposed
stipulated purpose has been accomplished and or the stipulated time period has elapsed, are reported as reclassifications between the applicable classes
of net assets.
Temporarily Restricted
Temporarily restricted net assets are subject to legal or donor-imposed stipulations that will be satisfied either by the actions of the Laboratory, the
passage of time, or both. These assets include gifts plus monies for which the specific, donor-imposed restrictions have not been met, and pledges,
annuities, and unitrusts for which the ultimate purpose of the proceeds is not permanently restricted. As the restrictions are met, the assets are released
to unrestricted net assets. Also, realized/unrealized gains/losses associated with permanently restricted gifts which are not required to be added to
principal by the donor are classified as temporarily restricted but maintain the donor requirements for expenditure.
Permanently Restricted
Permanently restricted net assets are subject to donor-imposed stipulations that they be invested to provide a permanent source of income to the
Laboratory. These assets include gifts, pledges and trusts which require that the corpus be invested in perpetuity and only the income be made
available for program operations in accordance with donor restrictions.
Nonoperating revenues include realized and unrealized gains on investments during the year as well as investment income on the master pooled
investments. Investment income from short-term investments and investments held in trust by others are included in operating support and revenues.
To the extent that nonoperating investment income and gains are used for operations as determined by the Laboratory's total return utilization policy
(see below), they are reclassified from nonoperating to operating on the statement of activities as "Investment earnings used for operations." All other
activity is classified as operating revenue. The Laboratory recorded net realized gains of $2,805,560, net unrealized losses of $2.755,079 and dividend
and interest income of $1,478,046 in 1998.
Cash and Cash Equivalents
Cash equivalents consist of resources invested in overnight repurchase agreements and other highly liquid investments with original maturities ot three
months or less.
Financial instruments which potentially subject the Laboratory to concentrations of risk consist primarily of cash and investments. The Laboratory
maintains cash accounts with one banking institution.
Investments
Investments purchased by the Laboratory are carried at market value. Donated investments are recorded at fair market value at the date of the gift. For
determination of gain or loss upon disposal of investments, cost is determined based on the first-in, first-out method. Investments with an original
maturity of three months to one year are classified as short-term. All other investments are considered long-term. Investments are maintained primarily
with five institutions.
In 1924, the Laboratory became the beneficiary of certain investments, included in permanently restricted net assets, which are held in trust by others.
The Laboratory has the continuing rights to the income produced by these funds in perpetuity, subject to the contractual restrictions on the use of such
funds. Accordingly, the trust has established a process to conduct a review every ten years by an independent committee to ensure the Laboratory
Financial Statements R13
continues to perform valuable services in biological research in accordance with the restrictions placed on the funds by the agreement. The committee
met in 1994 and determined that the Laboratory has continued to meet the contractual requirements. The market values of such investments are
$7.673.828 and $7,440.158 at December 31. 1998 and 1997, respectively. The dividend and interest income on these investments totaled $260.805 and
$254.898 in 1998 and 1997, respectively.
Investment Income and Distribution
For the master pooled investments, the Laboratory employs a total return utilization policy that establishes the amount of the investment return made
available for spending each year. The Finance Committee has approved a standing policy that the withdrawal will be based on a percentage of the latest
three-year average ending market values of the funds. The market value includes the principal plus reinvested income, realized and unrealized gains
and losses. Spending rates in excess of 5%, but not exceeding 1%, can be utilized if approved in advance by the Finance Committee of the Board of
Trustees. For fiscal 1998 and 1997. the Laboratory obtained approval to expend 6% of the latest three-year average ending market values of the
investments.
The net appreciation on permanently and temporarily restricted net assets is reported together with temporarily restricted net assets until such time as
all or a portion of the appreciation is distributed for spending in accordance with the total return utilisation policy and applicable state law.
Investment income on the pooled investment account is allocated to the participating funds using the market value unit method (Note D).
Plant Assets
Buildings and equipment are recorded at cost. Donated facility assets are recorded at fair market value at the date of the gift. Depreciation is computed
using the straight-line method over the asset's esiimated useful life. Estimated useful lives are generally three to ten years for equipment and 20 to 40
years for buildings and improvements. Depreciation expense for the years ended December 31. 1998 and 1997 amounted to $1.505.696 and $1.483,203.
respectively, and has been recorded in the statement of activities in the appropriate functionalized categories. When assets are sold or retired, the cost
and accumulated depreciation are removed from the accounts and any resulting gain or loss is included in unrestricted income for the period.
Annuities tint! Unitnists Pavable
Amounts due to donors in connection with gift annuities and unitrusts are determined based on remainder value calculations, with varied assumptions
of rates of return and payout terms.
Deferred Income and Advances on Contracts
Deferred income includes prepayments received on Laboratory publications and advances on contracts to be utilized within the next year. Advances
on contracts includes funding received for grants and contracts before it is earned. In certain circumstances, long-term advances are invested in the
master pooled account until they are expended.
Revenue Recognition
Revenue is recognized at the time it is earned. The sources of revenue include grant payments from governmental agencies, contracts from private
organizations, and income from the rental of laboratories and classrooms for research and educational programs. The tuition income is net of student
financial aid of $523. 1 90 and 5536,097 in 1 998 and 1 997, respectively. Fees for conferences and other services include the following activities: housing,
dining, library, scientific journals, aquatic resources and research services.
Contributions
Contribution revenue includes gifts and pledges. Gifts are recognized as revenue upon receipt. Pledges are recognized as temporarily or permanently
restricted revenue in the year pledged and are recorded at the present value of expected future cash flows, net of allowance for unfulfilled pledges. Gifts
and pledges, other than cash, are recorded at fair market value at the date of contribution.
Expenses
Expenses are recognized when incurred and charged to the functions to which they are directly related. Expenses that relate to more than one function
are allocated among functions using various methodologies.
Other programs expense consists primarily of fundraising, year-round labs and library room rentals, costs associated with aquatic resource sales and
scientific journals. Total fundraising expense for 1998 and 1997 is $1.037,495 and $1.226,360, respectively.
Use of Estimates
The preparation of financial statements in conformity with generally accepted accounting principles requires management to make estimates and
assumptions that affect the reported amounts of assets and liabilities and disclosure of contingent assets and liabilities at the date of financial statements
and the reported amounts of revenues and expenses during the reporting period. Actual results could differ from those estimates.
Tax-Exempt Status
The Laboratory is exempt from federal income tax under Section 501(c)(3) of the Internal Revenue Code.
R14 Annual Report
C. Investments:
The following is a summary of the cost and market
value of investments at Dec
ember 31. 1998 and 1997:
Market
Cost
199S
1997
1998
1997
Certificates of deposit
$ 40.000
S 40.000
$ 40.000
$ 40,000
Money market securities
1.052.276
2,168.958
1.052,276
2.168,958
U.S. Government securities
1,397,686
1.292.600
1,136.219
1.098.526
Corporate fixed income
2.504.507
2,587,861
2.472.653
2.472,653
Common stocks
5,033.704
5,279,266
4,290,581
4,271,853
Mutual funds
29,548,89!
23.223,812
26.225.214
19,317,499
Limited partnerships
1,038.600
5.429,700
958.982
3,309.994
Total investments
$40,615,664
$40,022,197
$36,175,925
$32,679,483
Investment portfolios tor the years ended December
31, 1998 and 1997 are as f<
allows:
Mark
el
Cost
1998
1997
1998
7997
Short-Term Investments
Certificates of deposit
$ 40,000
$ 40.000
$ 40,000
$ 40,000
Money market 1784 Fund
559,314
1 .759.589
559.314
1 .759.589
Common stocks
6.241
551.780
6,241
530.936
Mutual funds
2,955,989
2,056.677
2,940.929
2,056.679
Total
3.561,544
4,408,046
3.546.484
4.387,204
Mark
et
Cost
1998
1997
1998
1997
Long-Term Investments
Pooled investments:
Master pooled investments
$27.057.909
$26,163,702
$23.723.343
$20,201,962
Separately invested:
General Chase trust
6,038,153
5,846.916
5,433,574
4,986.443
Library Chase trust
1,635,675
1,593.242
1.477,462
1.358.149
Annuity and unitrust investments
2.322.383
2,010,291
1.995,062
1,745,725
Total
37.054,120
35,614,151
32.629.441
28.292,279
Total investments
$40.615.664
$40.022.197
$36.175.925
$32.679.483
Financial Statements KI5
D. Accounting for Pooled Investments:
Certain net assets are pooled for investment purposes. Investment income from the pooled investment account is allocated on the market value unit basis,
and each fund subscribes to or disposes of units on the basis of the market value per unit at the beginning of the calendar quarter within which the
transaction takes place. The unit participation of the funds at December 31. 1998 and 1997 is as follows:
Unrestricted
Temporarily restricted
Permanently restricted
Advances on contracts
199N
4.001
44,455
65.016
6.437
119.909
1997
4.192
42,693
65,411
6.506
118,802
Pooled investment activity on a per-unit basis was as follows:
Unit value at beginning of year
Unit value at end of year
Total return on pooled investments
1998
$ 220.30
225.51
$ 5.21
1997
$ 186.35
220.30
$ 33.95
E. Long-Term Dchj:
Long-term debt consisted of the following at December 31 :
Variable rate (5.15% at December 31, 1998) Massachusetts Industrial Finance
Authority Series 1992A Bonds payable in annual installments through 2012
6.63% Massachusetts Industrial Finance Authority Series 1992B Bonds,
payable in annual installments through 2012
5.8% The University Financing Foundation. Inc.. payable in monthly
installments through 2000
5.8% The University Financing Foundation. Inc.. payable in monthly
installments through 2002
I99N
$ 925,000
1,230.000
226.024
186.346
$2.567.370
1997
$ 960,000
1.280.000
325.210
231.817
S2.797.027
The aggregate amount of principal due on long-term debt for each of the next five fiscal years and thereafter is as follows:
1999
2000
2001
2002
2003
Thereafter
Less current portion of long-term debt
Long-term debt net of current return
$ 243.274
267.404
173,664
148,028
125.000
1.610.000
2.567.370
(243.274)
$2.324.096
In 1992. the Laboratory issued $1.100.000 Massachusetts Industrial Finance Authority (MIFA) Series 1992A Bonds with a variable interest rate and
SI. 500.000 MIFA Series 1992B with an interest rate of 6.63%. Interest expense debt totaled $136.340 tor the year ended December 31. 1998. The Series
1992 A and B Bonds mature on December 1. 2012 and are collateralized by a first mortgage on certain Laboratory property.
On March 17. 1998, the Laboratory entered into a ten-year interest rate swap contract in connection with the Series 1992A Bonds. This contract
effectively fixes the interest rate at 6.30% through December 17. 200S.
R16 Annual Report
The agreements related to these bonds subject the Laboratory to certain covenants and restrictions. Under the most restrictive covenant of this debt, the
Laboratory's operating surplus, exclusive of interest expense and depreciation expense, must be greater than or equal to 1.2 times all debt service
payments, as defined by the agreement. The Laboratory was in compliance with these covenants and restrictions at December 31, 1998.
In 1996. the Laboratory borrowed $500,000 with an interest rate of 5.8% per annum from the University Financing Foundation. Inc. The interest expense
for the year ended December 31. 1998 was $16,253. The loan matures in 2000 and is collaterali/ed by 50.000 shares of a fixed income fund with a
fair value of $595.000 at December 31. 1998.
In 1997, the MBL borrowed $250.000 with an interest rate of 5.8% per annum from the University Financing Foundation. Inc. The interest expense
for the year ended December 31, 1998 was $12,249. This loan matures in 2002 and is collateralized by 19.440 shares of a fixed income mutual fund
with a fair value of $231,336 at December 31. 1998.
The Laboratory has a line of credit agreement with BankBoston from which it may draw up to $1.000.000. No amounts were outstanding under this
agreement as of December 31. 1998 and 1997.
F. Plant Assets:
Plant assets consist of the following at December 3 1 :
1W8
1997
Land
Buildings
Equipment
Total
Less: Accumulated depreciation
Plant assets, net
$ 702.908
33,334,107
4,401,184
$ 702,908
32,419,072
4,300,932
38,438.199
(18,902,028)
37,422.912
(17,396,332)
$19.536.171
$20,026.580
G. Retirement Plan:
The Laboratory participates in the defined contribution pension plan of TIAA-CREF (the "Plan"). The Plan is available to permanent employees who
have completed two years of service. Under the Plan, the Laboratory contributes 10%< of total compensation for each participant. Contributions
amounted to $737,156 and $715,858 for the years ended December 31, 1998 and 1997. respectively.
H. Pledges:
Unconditional promises to give are included in the financial statements as pledges receivable and the related revenue is recorded in the appropriate net
asset category. Unconditional promises to give are expected to be realized in the following periods:
In one year or less
Between one year and five years
After five years
/W,S
$1,607.664
3,110,354
146,586
7997
$2,219,056
2.485,851
80.000
Total
4,864.604
4.784.907
Less: discount of $301,588 in 1998 and $227,025 in 1997
and allowance of $100,000 in 199S and $100.000 in
1 997
(401.5X8)
(327,025)
$4,463.016
$4.457.882
Financial Statements R17
Pledges receivable at December 31 have the following restrictions:
Research and education
Permanently restricted net assets
$3,933,988
529,028
1997
$3.787,882
670.000
$4.463.016
$4,457.882
I. Postretirement Benefits:
The Laboratory accounts for its postretiremen! benefits under Statement No. 106, "Employers' Accounting tor Postretiremen! Benefits Other than
Pensions." which requires employers to accrue, during the years that the employee renders the necessary service, the expected cost of benefits to be
provided during retirement. As permitted, the Laboratory has elected to amortize the transition obligation over 20 years commencing on January 1 . 1994.
The Laboratory's policy is that all current retirees and certain eligible employees who retired prior to June 1 . 1994 will continue to receive postretirement
health benefits. The remaining current employees will receive benefits; however, those benefits will be limited as defined by the Plan.
Employees hired on or after January 1. 1995 will not be eligible to participate in the postretirement medical benefit plan.
The following tables set forth the Plan's funded status as of December 31:
Benefit obligation at December 31
Fair value of plan assets at December 3 1
Funded status
Accrued benefit cost
Weighted-average assumptions as of December 3 1 :
Discount rate
Expected return on plan assets
Compensation increase rate
Benefit cost
Employer contribution
Benefits paid
1998
$ 2.171.119
820.645
$(1.350.474)
$ (26.654)
6.75%
7.25%
N/A
210,339
192.082
109.404
1997
$ 1.919.865
701,140
$(1,218.725)
$ (8.397)
7.50%
8.00%
N/A
192,082
192.082
111.255
For measurement purposes a 7.5% annual rate of increase in the per capita cost of covered health care benefits was assumed for 1999. The rate was
assumed to decrease by half of 1 .00% per year to 4.25% in 2006 and remain at that level thereafter. Pension plan assets consist of investments in a money
market fund.
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torsion angles. Structure generation based on interproton distance
restraints and torsion angle measurements yield convergent structures
generated using distance geometry and simulated annealing methods.
The goal of this project is to determine the structural role of y-
carboxyglutamic acid in the Gla-containing conotoxins.
Staff
Barbara C. Furie, Scientist
Bruce Furie, Scientist
Johan Stenflo. Visiting Scientist
Eva Czerwiec. Postdoctoral Fellow
Gail Begley, Postdoctoral Fellow
Alan Rigby. Postdoctoral Fellow
Staff
Hanlon. Roger, Senior Scientist
Sussman, Raquel, Investigator
Hatfield, Emma, Postdoctoral Fellow
Maxwell, Michael, Postdoctoral Scientist
Rurnmel, John, Visiting Scientist
Shashar. Nadav. Postdoctoral Scientist
Visiting Investigators
Boal, Jean, Visiting Scientist
Gabr, Howaida, Graduate Student. Suez Canal University. Egypt
Cavanaugh, Joseph. Graduate Student, Boston University Marine
Program
Fern, Sophie, Graduate Student, Boston University Marine Program
Wittenberg. Kim, Boston University Marine Program
Laboratory of Shinya Inoue
Scientists in this laboratory study the molecular mechanism and
control of mitosis, cell division, cell motility, and cell morphogenesis,
with emphasis on biophysical studies made directly on single living
cells, especially developing eggs in marine invertebrates. Development
of biophysical instrumentation and methodology, such as the centrifuge
polarizing microscope, high-extinction polarization optical and video
microscopy, digital image processing techniques, and exploration of
their underlying theory are an integral part of the laboratory's efforts.
Staff
Inoue, Shinya. Distinguished Scientist
Knudson. Robert. Instrument Development Engineer
Maccaro, Jackie, Laboratory Assistant
MacNeil, Jane. Executive Assistant
Laboratory of Alan M. Kuzirian
Research in the laboratory explores the functional morphology and
infrastructure of various organ systems in molluscs. The program
includes mariculture of the nudibranch. Hermissenda crassicnnus. with
emphasis on developing reliable culture methods for rearing and
maintaining the animal as a research resource. The process of
metamorphic induction by natural and artificial inducers is being
explored in an effort to understand the processes involved and as a
R50 Annual Report
video, and digital image processing for fast analysis of specimen
birefringence over the entire viewing field. Examples of biological
systems currently investigated with the Pol-Scope are: microtubule-based
structures (asters, mitotic spindles, single microtubules); actin-based
structures (acrosomal process, stress fibers, nerve growth cones); zona
pellucida of vertebrate oocytes; and biopolymer liquid crystals.
Staff
Oldenbourg. Rudolf, Associate Scientist
Katoh. Kaoru. Postdoctoral Research Associate
Geer. Thomas. Research Assistant
Knudson. Robert. Instrument Development Engineer
Barahy, Diane. Laboratory Assistant
means to increase the yield of cultured animals. Morphologic studies
stress the ontogeny of neural and sensory structures associated with the
photic and vestibular systems which have been the focus of learning and
memory studies, as well as the spatial and temporal occurrence of
regulatory and transmitter neurochemicals. Concurrent studies detailing
the toxic effects of lead on Hermissenda learning and memory, feeding,
and the physiology of cultured neurons are also being conducted. New
studies include cytochemical investigations of the Ca :+ /GTP binding
protein, calexcitin. and its modulation with learning and lead exposure.
Collaborative research includes histochemical investigations on
strontium's role in initiating calcification in molluscan embryos (shell
and statoliths). immunocytochemical labelling of cell-surface antigens,
neurosecretory products, second messenger proteins involved with
learning and memory, as well as intracellular transport organelles using
mono- and polyclonal antibodies on squid (Loligo pealei) giant axons
and Hermissenda sensory and neurosecretory neurons. Additional
collaborations involve studying neuronal development and defects, as
well as nerve regeneration and repair in phylogenetically conserved
nervous systems.
Additional collaborative research includes DNA fingerprinting using
RAPD-PCR techniques in preparation for isogenic strain development of
laboratory-reared Hermissenda and hatchery-produced bay scallops
(Argopectin irradiana) with distinct phenotypic markers tor the rapid
field identification. Systematic and taxonomic studies of nudibranch
molluscs, to include molecular phylogenetics, are also of interest.
Staff
Ku/.irian, Alan M.. Associate Scientist
Visiting Scientists
Chikarmane, Hemant. Assistant Scientist, MBL
Clay. John R.. NINDS/NIH
Gould, Robert. NYS Institute of Basic Research
Laboratory of Rudolf Oldenbourg
Laboratory for Reproductive Medicine,
Brown University and Women
and Infants Hospital, Providence
Work in this laboratory centers on the investigation of the underlying
mechanisms behind female infertility. Particular emphasis is placed on
the physiology of the oocyte or early embryo, with the aim of assessing
developmental potential and mitochondria dysfunction arising from
mtDNA deletions. The studies taking place at the MBL branch of the
Brown Laboratory use some of the unique instrumentation available
through the resident programs directed by Rudolf Oldenbourg and Peter
J. S. Smith. Most particularly, non-invasive methods for oocyte and
embryo study are being sought. Of several specific aims, one is to use
the Pol-Scope to analyze the birefringence of the preimplantation
mammalian zona pellucida a structure most predictive of successful
implantation. We also have used this instrument to examine meiotic
spindles. An additional aim is to continue the studies on transmembrane
ion transport using the non-invasive electro-physiological techniques
available at the BioCurrents Research Center. Preliminary studies
indicate that the calcium transport may form an accurate predictor of
oocyte and embryo health. The newly developed oxygen probe also
offers the possibility of looking directly at abnormalities in the
mitochondria arising from accumulated mtDNA damage. Our laboratory
has also focused on studying the mechanism underlying age-associated
infertility in terms of oocyte quality, attempting to rescue the
developmentally compromised oocytes or embryos through nuclear-
cytoplasmic transfer technology. We have characterized oxidative stress-
induced mitochondria! dysfunctions, developmental arrest and cell death
in early embryos using animal models. Ultimately, in addition to
investigating the mechanisms behind cellular aging underlying infertility,
this laboratory aims to produce clinical methods for assessing
preimplantation embryo viability, a development that will make a
significant contribution to the health of women and children.
Staff
Keefe. David. Director
Liu. Lin. Research Scientist
Pepperell, John. Visiting Investigator
Trimarchi. James. Postdoctoral Scientist
The laboratory imotig.itcs the molecular architecture ot living cells
and of biological model systems using optical methods for imaging and
manipulating these structures. For imaging non-invasively and non-
destructively cell architecture dynamically and at high resolution, we
have developed a new polari/ed light microscope (Pol-Scope). The Pol-
Scope combines microscope optics with new electro-optical components.
Laboratory of Sensory Physiology
Members of this laboratory have conducted research on various facets
of vision since 1473. Current investigations use UV/V1S light
microspectrophotometry on vertebrate retinal photoreceptors for the
Yciir-Round Research R51
determination of visual pigment ahsorbance characteristics. One aim is
to arrive at a better understanding of the method of spectral tuning that
forms the chemical basis of color vision. Polarized light microscopic
techniques are used to measure linear dichroism and linear birefringence
aimed at revealing structure-function relationships and biophysical
mechanisms. An area of interest is polarization discrimination, the
mechanisms that could account for the ability of some fish species to
detect the direction of polarization of light collected by their eyes. As a
recent development, investigations are carried out on sickling in fish red
blood cells due to hemoglobin polymerization, once again making
extensive use of polarized light microscopic techniques.
Staff
Harosi, Ferenc I.. Senior Scientist, MBL. and Boston University School
of Medicine
Novales Flamarique. I., Postdoctoral Fellow
Laboratory of Osainu Shinwmiira
Biochemical mechanisms involved in the bioluminescence of various
luminescent organisms are investigated. Based on the results obtained,
various improved forms of bioluminescent and chemiluminescent probes
are designed and produced for the measurements of intracellular free
calcium and superoxide anion.
Staff
Shimomura, Osamu. Senior Scientist, MBL, and Boston University
School of Medicine
Shimomura, Akemi. Research Assistant
Laboratory of Robert B. Silver
The members of this laboratory study how living cells make
decisions. The focus of the research, typically using marine models, is
on two main areas: the role of calcium in the regulation of mitotic cell
division (sea urchins, sand dollars, etc.) and structure and function
relationships of hair cell stereociliary movements in vestibular
physiology (oyster, toadfish). Other related areas of study, i.e. synaptic
transmission (squid), are also, at times, pursued. Tools include video
light microscopy, multispectral, subwavelength, and very high speed
(sub-millisecond frame rate) photon counting video light microscopy,
telemanipulation of living cells and tissues, and modeling of decision
processes. A cornerstone of the laboratory's analytical efforts is high
performance computational processing and analysis of video light
microscopy images and modeling. With luminescent, fluorescent, and
absorptive probes, both empirical observation and computational
modeling of cellular, biochemical, and biophysical processes permit
interpretation and mapping of space-time patterns of intracellular
chemical reactions and calcium signaling in living cells. A variety of in
vitro biochemical, biophysical, and immunological methods are used. In
addition to fundamental biological studies, the staff designs and
fabricates optical hardware, and designs software for large video image
data processing, analysis, and modeling.
Staff
Silver. Robert. Associate Scientist
Visiting Scientist
Pearson, John, Los Alamos Nations Laboratory
Interns
King, Leslie A., REU Intern. Duke University
Wise. Alyssa. REU Intern. Yale University
Laboratory of Seymour Zigman
This laboratory is investigating basic mechanisms of photooxidative
stress to the ocular lens due to environmentally compatible UVA
radiation. This type of oxidative stress contributes to human cataract
formation. Other studies are the search for and use of chemical
antioxidants to retard the damage that occurs. Cultured mammalian lens
epithelial cells and whole lenses in vitro are exposed to environmentally
compatible UVA radiation with or without previous antioxidant feeding.
The following parameters of lens damage are examined: molecular
excitation to singlet states via NADPH (the absorber); cell growth
inhibition and cell death; calalase inactivation; cytoskeletal description
(of actin. tubulin. integrins): and cell membrane damage (lipid oxidation,
loss of gap junction integrity and intercellular chemical
communications). Thus far. the most successful antioxidant to reduce
these deficiencies is alpha-tocopherol (10 /j.g/ml) and tea polyphenols
(especially from green tea). The preliminary phases of the research are
usually carried out using marine animal eyes (i.e.: smooth dogfish) as
models. Our goal is to provide information that will suggest means to
retard human cataract formation.
Staff
Seymour Zigman. Laboratory Director, Professor of Ophthalmology.
Boston University Medical School
Keen Rafferty. Research Associate. Boston University Medical School
Nancy S. Rafferty, Research Associate, Boston University Medical
School
Buiinie R. Zigman. Laboratory Manager, Boston University Medical
School
R52 Annual Report
The Marine Resources Center
The Marine Resources Center (MRC) is one of the world's most
advanced facilities for maintaining and culturing aquatic organisms
essential to advanced biological, biomedical, and ecological research.
Service and education also play an important and complementary role in
the modern. 32,000-square-foot facility.
The MRC and its life support systems have already increased the
ability of MBL scientists to conduct research and have inspired new
concepts in scientific experiments. Vigorous research programs focusing
on basic biological and biomedical aquatic models are currently being
developed at the Center. The Program in Scientific Aquaculture was
initiated in 1998.
In addition to research, the MRC provides a variety of services to the
MBl. community through its Aquatic Resources Division, the Water
Quality and System Engineering Division, and the Administrative
Division.
Research and educational opportunities are available at the facility to
established investigators, postdoctoral fellows, graduate, and
undergraduate students. Investigators and students will tind that the
MRC's unique life support and seawater engineering systems make this
a favorable environment in which to conduct independent research and
masters and doctoral theses using a variety of aquatic organisms and
flexible tank space for customi/ed experimentation on live animals.
Prospective investigators and students should contact the Director of the
MRC for further information.
Staff
Hanlon, Roger. Director and Senior Scientist
Sussman. Raquel. Investigator
Ku/.irian, Alan, Associate Scientist
Maxwell. Michael, Postdoctoral Scientist
Shashar, Nadav. Postdoctoral Scientist
Visiting Invextiguturx
Adamo, Shelly, Dalhousie University. Canada
Baker. Robert. New York University
Boal. Jean. Visiting Scientist
Cavanaugh, Joseph, Boston University Marine Program
Gabr, Howaida. Graduate Student, Sue?- Canal University, Egypt
Gilland, Edwin, Staff Scientist
Kier, William. University of North Carolina
Spotte, Stephen. University of Connecticut
Wittenberg, Kim, Boston University Marine Program
Honors
Friday Evening Lectures
June \<->
June 26
July 3
July 10
July 17
July 23, 24
July 31
August 7
August 14
Stephen L. Hajduk, School of Medicine and Dentistry, University of Alabama at Birmingham
"Carriers of Death: Civil War and Tsetse Flies"
Mary Lidstrom. College of Engineering, University of Washington, Seattle
"Borrowing Genes to Create New Metabolism" (Glassman Lecture)
David Garbers. Howard Hughes Medical Center, Dallas
"From Sea Urchins To High Blood Pressure: Smell and Vision"
Donald Brown. Department of Embryology, Carnegie Institution of Washington
"How Tadpoles Turn Into Frogs"
Irene Pepperberg, Department of Ecology and Evolutionary Biology, University of Arizona, Tucson
"In Search of King Solomon's Ring: Studies on Cognitive and Communicative Abilities of Grey Parrots" (Lang Lecture)
Nicolas Spitzer, Department of Biology, University of California, San Diego
1. "The Development of Electrical Excitability in Nerve and Muscle"
2. "Breaking the Code: Regulation of Differentiation by Patterns of Calcium Transients" (Forbes Lectures)
Eric Kandel. Center for Neurobiology and Behavior, Howard Hughes Medical Institute, Columbia University
"Genes, Synapses and Long-Term Memory"
Peter Raven. Missouri Botanical Gardens, St. Louis
"Biodiversity, the Global Environment, and the New Millennium"
Matthew Meselson. Harvard University
"Evolution Without Sexual Reproduction and Genetic Recombination"
Fellowships and Scholarships
Robert Day Allen Fellowship Fund
Drs. Joseph and Jean Sanger
MBL Associates Endowed
Scholarship Fund
MBL Associates
Mr. and Mrs. Douglas P. Amon
Dr. and Mrs. Leonard Laster
Frank A. Brown, Jr.
Memorial Readership
Dr. and Mrs. Francis D. Carlson
C. Lalor Burdick Scholarship Fund
The Lalor Foundation
Gary Nathan Calkins
Scholarship Fund
Ms. Sarah A. Calkins
Charles R. Crane Fellowship Fund
Friendship Fund
Mr. Thomas S. Crane
John O. Crane Fellowship Fund
Friendship Fund
Mr. Thomas S. Crane
Jean and katsuma Dan
Fellowship Fund
Drs. Joseph and Jean Sanger
Mrs. Eleanor Steinbach
Bernard Davis Fellowship Fund
Mrs. Elizabeth M. Davis
E. E. Just Research
Fellowship Fund
Ayco Charitable Foundation
Dr. Jewel Plummer Cobb
Mr. and Mrs. Jonathan Conrad
Fiduciary Trust Company International
Daniel Grosch Scholarship Fund
Ms. Alice C. Leech
Ms. Lena T. Lord
Ms. Enid K. Sichel
Dr. Margaret W. Taft
Aline D. Gross Scholarship Fund
Dr. and Mrs. Benjamin Kaminer
Technic, Inc.
R53
R54 Annual Report
Keffer Hartline Fellowship Fund
Dr. Lloyd M. Beidler
Dr. Lawrence Eisenberg
Dr. Paul Rosen
Mr. Robert L. Schoenfeld
Dr. and Mrs. Jonathan D. Victor
Dr. Earl Weidner
Dr. Torsten Wiesel and Ms. Jean Stein
Fred Karush Endowed Library
Readership
Dr. and Mrs. Laszlo Lorand
Dr. and Mrs. Arthur M. Silverstein
Stephen W. Kuffler
Fellowship Fund
Dr. and Mrs. Edward A. Kravitz
Frank R. Lillie Fellowship and
Scholarship Fund
Dr. and Mrs. George H. Acheson
Mr. and Mrs. John J. Valois
Josiah Macy, Jr. Research
Fellowship Fund
Josiah Macy, Jr. Foundation
James A. and Faith Miller
Fellowship Fund
Drs. David and Virginia Miller
Frank Morrell Scholarship Fund
Dr. and Mrs. Maynard M. Cohen
Dr. Leyla de Toledo Morrell
Mr. Paul Morrell
Mountain Memorial Fund
Dr. and Mrs. Dean C. Allard, Jr.
Ms. Brenda J. Bodian
Dr. and Mrs. Benjamin Kaminer
Ms. Anne C. Kimball, Ph.D.
Mr. and Mrs. Amos L. Roberts
Mr. and Mrs. William B. Sanford
Mr. and Mrs. Hans L. Schlesmger
Dr. and Mrs. R. Walter Schlesinger
Neural Systems & Behavior
Scholarship Fund
Dr. Ronald Calabrese and Dr. Christine
Cozzen
Dr. and Mrs. Alan Gelperin
Dr. Warren M. Gnll
Dr. Ronald Hoy and Dr. Margaret Nelson
Drs. Darcy B. Kelley and Richard M.
Bockman
Dr. William Kristan and Dr. Kathleen French
Dr. Richard and Mrs. Jane Levine
Dr. Janis C. Weeks and Dr. William M.
Roberts
Nikon Fellowship Fund
Nikon. Inc.
The Ann Osterhout
Edison/Theodore Miller Edison and
Olga Osterhout Sears/Harold
Bright Sears Endowed
Scholarship Fund
Mrs. Jean S. Holden
Dr. Susan M. Plourde
William Townsend Porter
Scholarship Fund
William Townsend Porter Foundation
Phillip H. Presley
Scholarship Fund
Carl Zeiss, Inc.
Ruth Sager Endowed Scholarship
Dr. Arthur B. Pordee
Science Writing
Fellowships Program
Association for Research in Vision and
Ophthalmology
American Society for Biochemistry and
Molecular Biology
American Society for Cell Biology
American Society for Photobiology
Charles A. Dana Foundation
Federation of American Society for
Experimental Biology
Foundation for Microbiology
Friendship Fund
New York Times Foundation
Nicholas B. Ottaway Foundation
Society for Integrative and Comparative
Biology
The Times Mirror Foundation
The Washington Post Company
Milton L. Shifman
Endowed Scholarship
Milton L. Shifman Scholarship Trust
The Evelyn and Melvin Spiegel
Fellowship Fund
Drs. Joseph and Jean Sanger
Drs. Melvin and Evelyn Spiegel
The Sprague Foundation
H. B. Steinbach Fellowship Fund
Mrs. Eleanor Steinbach
Marjorie R. Stetten
Scholarship Fund
Ms. Pauline F. Blanchard
Mr. and Mrs. John C. Campbell
Cognos Corporation
Cognos Inc.
Ms. Ann P. B. Fit/.gerald
Mr. and Mrs. Douglas W. Lucy
Mr. and Mrs. William Morton
Ms. Linda A. O'Donnel
Mrs. Jane Lazarow Stetten
Mrs. Janet L. Vanderweil
Ms. Ann M. White
Horace W. Stunkard
Scholarship Fund
Dr. Albert Stunkard and Dr. Margaret Maurin
Walter L. Wilson
Endowed Scholarship
Dr. Paul N. Chervin
Mr. and Mrs. Rexford A. English
Dr. Jean R. Wilson
Honors R55
Fellowships Awarded
MBL Summer Research Fellows
Mark C. Alliegro, Ph.D.. Louisiana State University. Dr.
Alliegro uses sea urchins, and a variety of mammalian cells in culture to
study the mechanisms of cell differentiation. He was supported by the
Frederik B. Bang Fellowship Fund, the James A. and Faith Miller
Memorial Fund, and an MBL Associates Fellowship.
Brian D. Bovard, Ph.D., Duke University. Dr. Bovard worked at
a field site located in Abisko, Sweden, this summer. He studies relations
between plants and water as part of a climate change project being
conducted by scientists at the MBL's Ecosystem Center. He was
supported by the William Townsend Porter Fellowship for Minority
Investigators.
Wei-Jun Cai, Ph.D.. University of Georgia. Dr. Cai is
developing microelectrodes to aid in the study of benthic carbon
recycling. He was supported by the Lucy B. Lemann Fellowship.
William Cohen, Ph.D.. Hunter College. Dr. Cohen uses blood
clams in his studies of the formation and function of the cellular
framework known as the cytoskeleton. He was supported by the Erik B.
Fries Endowed Fellowship.
John Costello, Ph.D., Providence College. Dr. Costello studies
the feeding behavior in the comb jelly, Mnemiopsis leidyi. He was
supported by the Erik B. Fries Endowed Fellowship, the Lucy B.
Lemann Fellowship, and an MBL Associates Fellowship.
' John E. Eriksson. Ph.D.. Turku Center for Biotechnology,
Finland. Dr. Eriksson is studying mitotic protein phosphatases in the
eggs of the surf clam, Spisula. He was a Herbert W. Rand Fellow.
Andrew F. Giusti. University of California. Santa Barbara. Mr.
Giusti investigates the role of the SRC tyrosine kinase during egg
activation at fertilization. He was supported by the Frederik B. Bang
Fellowship Fund.
Matthew Halstead. Ph.D.. University of Auckland, New
Zealand. Dr. Halstead studies sensory processing of electrosensory
information in the midbrain of the little skate. Raja. He was supported
by the M.G.F. Fuortes Fellowship, the Frank R. Lillie Fellowship, and
an MBL Associates Fellowship.
' Jonathan J. Henry. Ph.D.. University of Illinois. Dr. Henry
examines the cellular and molecular mechanisms involved in embryonic
cell fate and axis determination using barnacles as his research model.
He was supported by the Evelyn and Me/vin Spiegel Fellowship Fund
and the NASA Life Science Program Fellowship.
Elizabeth Jonas, Ph.D.. Yale University School of Medicine. Dr.
Jonas studies the intracellular channels that regulate synaptic function.
She was supported by the Ann E. Kammer Memorial Fellowship Fund,
the H. B. Steinbach Fellowship, an MBL Associates Fellowship, the
Charles R. Crane Fellowship, and the John O. Crane Fellowship Fund.
Nicholas Lartillot, Universite Paris Sud. Mr. Lartillot conducted
a molecular study of mesoderm specification in marine spiralians. He
was an MBL Associates Fellow.
Guy Major, a Research Fellow from Lucent Technologies. Mr.
Major took voltage-sensitive dye recordings from multiple parts of
single brain cells. He was a Herbert W. Rand Fellow.
Mark Martindale, Ph.D., University of Chicago. Dr. Martindale
studies the evolution of development, in particular axial specification
and the role of the cleavage program in body plan evolution. He was a
NASA Life Sciences Program Fellow.
Paul McNeil, Ph.D., Medical College of Georgia. Dr. McNeil
hopes to discover how cells reseal tears in their outer covering, the
plasma membrane, and to demonstrate that such membrane tears are
physiological events. He uses sea urchins, starfish eggs, and squid in his
studies. He was supported by a Robert Day Allen Fellowship and a
NASA Life Science Program Fellowship,
Allen Mensinger. Ph.D.. Washington University School of
Medicine. Dr. Mensinger is developing an acoustical transmitter tag for
neural telemetry. He was a NASA Life Science Program Fellow and an
MBL Associates Fellow.
' Inigo Novales Flamarique, Ph.D.. University of Victoria,
Canada. Dr. Novales Flamarique studies the functional organization of
visual pathways from the retina to the brain in fishes. He was a Herbert
W. Rand Fellow and an MBL Associates Fellow.
Elaine C. Seaver, Ph.D., University of Texas, Austin. Dr.
Seaver studies the mechanism of segmentation in polychaetes. She was
supported by the Evelyn and Melvin Spiegel Fellowship Fund.
Matt Wachowiak, Ph.D.. University of California. Berkeley. Dr.
Wachowiak studies the transmission of olfactory information from
sensory cells to the central nervous system. He was supported by a
Stephen W. Kuffler Fellowship and an MBL Associates Fellowship.
James Q. Zheng. Ph.D., Robert Wood Johnson Medical School.
Dr. Zheng studies the cellular mechanisms underlying the formation of
nerve connections. He was a Nikon Fellow.
Grass Fellows
Pamela England, Ph.D.. California Institute of Technology.
Project: Probing the role of the protein tyrosine kinase SRC in long-term
potentiation.
Alexander Gimelbrant. Ph.D., University of Kentucky Medical
Center. Project: Characterization of cDNAs specific to individual lobster
olfactory receptor neurons.
Kathryn Jessen-Eller, Ph.D., Tufts University School of
Veterinary Medicine. Project: Serotonergic growth and p53 expression
in developing embryos.
Jane Roche King, Ph.D.. University of Arizona. Project:
Vestibular contribution to escape turning and orientation to prey in the
leopard frog. Rana pipiens.
Maria Fabiana Kubke. Ph.D., University of Maryland. Project:
Analysis of early position as a function of best frequency in the
hindbrain auditory nuclei of the chicken.
David P. Len/.i. Ph.D.. University of Oregon. Project: The role
of the synaptic ribbon at sensory cell output synapses.
Andrey Loboda, University of Pennsylvania. Project:
Elucidation of the role of the S4-S5 linker in gating of the shaker
potassium channel by site-directed crosslinking and gating current
measurements.
Matthias Lorez. University of Zurich. Project: The role of HRS-
2 in synaptic transmission in the giant synapse of the squid Loligo
pealei.
Kimberly McAllister. Ph.D.. The Salk Institute for Biological
Studies. Project: Properties of synapse formation between cultured
cortical neurons.
Kristina S. Mead, Ph.D., University of California, Berkeley.
Project: The biomechanics and neurobiology of chemoreception in
stomatopods.
Hong-Sheng Wang, Ph.D., SUNY at Stony Brook. Project:
Angiotensin modulation of transient outward current of cardiac
myocytes.
MBL Science Writing Fellowships Program
Fellows
Monica Allen. Bangor Daily News
Kevin P. Carmody. Chicago Daily South/own
R56 Annual Report
Thomas Carney. Des Moines Register
Randall J. Edwards. Columbus Dispatch
Don Finley, Sun Antonio Express-News
Joel Greenberg. The Los Angeles Times
Ralph K. M. Haurwitz, Austin American-Statesman
Diedtra Henderson. Seattle Times
Edie Lau. Sacramento Bee
Larry Proulx. The Washington Post
Frank D. Roylanee, Baltimore Sun
Angela Swafford, Mas Vida/CBS
Diane Toomey. WUNC Radio
Ulysses Torassa. Cleveland Plain Dealer
Karin Vergoth. National Public Radio/Science Friday
Joby S. Warrick. The Washington Post
Philip Yam, Scientific American
Program Directors
Robert D. Goldman, Northwestern University
Boyce Rensberger. Knight Science Journalism Program
Htinds-On Laboratory Course Directors
Rex Chisholm, Northwestern University (Biomedical)
John Hobbie. Marine Biological Laboratory (Environment)
Jerry Melillo. Marine Biological Laboratory (Environment)
Robert Palazzo, University of Kansas (Biomedical)
SPINES Summer Program in Neuroscience
Ethics and Survival
SPINES is a month-long program directed by Joe L. Martinez, Jr., and
James Townsel. The program is supported by grants from NIMH
administered by the American Psychological Association and the
Association of Neuroscience Departments and Programs. SPINES offers
an introduction to the opportunities available at the MBL and in the
field of neuroscience in general. Fellows are taught responsible conduct
in research and other survival skills such as scientific writing, poster
construction, presentations, grant mechanisms, and how to seek a
postdoctoral or job position.
Fellows
Carlos Bolanos-Guzman
Morry Brown
Winfred Monica Bryan
Damani Nabet-Yero Bryant
Jameel Dennis
Cynthia Gentry
Karen Gilliums
Caterina Maria Hernandez
William Meilandt
Silke Monn
Nivia Perez Acevedo
Osceola Whitney
Scholarships Awarded
Aline D. Gross Scholarship Fund
Tao, Haiyang, Ohio University
American Society for Cell Biology
Minorities Affairs Committee
Anderson, Tonya, University of California. Los Angeles
Foster, Andrea, Stanford University
Freeman, Antoinette, Boston University School of Medicine
Hinojos, Cruz, University of Texas, Houston
Tafari. Tsahai, University of California. San Diego
Arthur Klorfein Scholarship and Fellowship Fund
Garcia. Ana Anton, Universidad Miguel Hernandez. Spain
Jacobson, Eyal. Technion, Israel
Rossi. Francesco, Scuola Normale Superiore, Pisa
Tarlera, Silvana, Universidad de la Republica of Uruguay
Hubby. Bolyn, University of Georgia
Lambert, Laurence, Universitat Miinchen
Lovett, Jennie. Washington University
Lyons, Emily, Indiana University
Matuschewski, Kai, New York University
Nde, Pius, Humboldt University, Germany
Oli, Monica, Auburn University
Paul, Kimberly, Princeton University
Burroughs Wellcome Fund
Frontiers In Reproduction Course
Arechavaleta-Velasco. Fabian, National Institute of Nutrition, Mexico
Beg, Mohd, National Institute of Immunology, India
Chen, Chie-Pein, MacKay Memorial Hospital
Moreno, Ricardo, Oregon Regional Primate Research Center
Kumar, Ramasamy Sampath, University of Western Ontario
Sanchez-Partida. Luis. University of Adelaide
Santos. Joao, Oregon Regional Primate Research Center
Biology Club of the College of the City of New York
Belluscio, Leonardo, Columbia University
Burroughs Wellcome Fund
Biology of Parasitism Course
Alves. Fabio. Fundaeao Oswaldo Cruz, Brazil
Arevalo, Myriam, Universidad del Valle Cali
Artis, David, University of Manchester
Henze, Katrin. The Rockefeller University
Burroughs Wellcome Fund
Molecular Mycology Course
Cisalpino. Patricia, Universidade Federal de Minas Gerais
Edens, Heather, Montana State University
Haycocks, Neil, University of Texas Medical Branch
Lee, Samuel, Yale University School of Medicine
Nagabhushan, Moolky, Loyola University, Chicago
Santangelo, Rosaria. Public Health Research Institute, Italy
Schaffrath, Raffael, University of Halle. Germany
Sheppard. Don, McGill University
Honors R57
C. Lalor Burdick Scholarship
Shirasaki, Ryuichi, Osaka University
Caswell Grave Scholarship Fund
Champion, Mia, University of California, Davis
Pollack, Anne, University of Arizona
Tao, Haiyang, Ohio University
Wagner, Eric, Duke University
Charles Baker Metz and William Metz Scholarship
Fund in Reproductive Biology
Arechavaleta-Velasco, Fabian, National Institute of Nurtrition, Mexico
Carabatsos, Mary Jo, Tufts University
Euling, Susan, US Environmental Protection Agency
Grazul-Bilska, Anna. North Dakota State University
Halvorson, Lisa, Brigham and Women's Hospital
Rulli, Susan, Hospital General de Ninos Ricardo Gutierrez
Sanchez-Partida, Luis, University of Adelaide
Daniel S. Grosch Scholarship Fund
Castro, Hector. University of Florida
Edwin Grant Conklin Memorial Fund
Wagner. Eric, Duke University
Frank R. Lillie Fellowship and Scholarship Fund
Lee, Agnes, Yale University
Strieker, Jesse, Duke University
Vos. Johannes, University of Massachusetts
Gary N. Calkins Memorial Scholarship Fund
Bjornsson, Christopher, University of Manitoba
Herbert W. Rand Fellowship and Scholarship Fund
Azouz, Rony. University of California, Davis
Battaglia, Francesco, SISSA, Italy
Bi, Guoqiang, University of California. San Diego
Brenner, Naama, NEC Research Institute
Buschbeck, Elke. Cornell University
Cai, Rick, University of California, Los Angeles
d'Avella. Andrea, Massachusetts Institute of Technology
Fairhall, Adrienne, Weizmann Institute. Israel
Fellows, Matthew, Brown University
Hartings. Jed, University of Pittsburgh
Kepecs, Adam, Brandeis University
Klug, Achim, University of Texas
Lee, Ann, Brown University
Machens, Christian, Humboldt University, Germany
Majewska. Anna, Columbia University
Pollack, Anne, University of Arizona
Ruggiano, Stephanie, Boston University
Shaub, Amy, University of North Carolina. Chapel Hill
Scares, Daphne, University of Maryland
Van Rossum. Mark, University of Pennsylvania
Weber, Stacy, Ohio University
Wright, Brian, University of California, San Francisco
Zhang, Ying, Harvard Medical School
Howard A. Schneiderman
Endowed Scholarship
Buschbeck, Elke, Cornell University
Shirasaki, Ryuichi. Osaka University
Tahmci, Emilios. Boston University
Wonsettler, Angela, Marshall University School of Medicine
Howard Hughes Medical Institute Educational
Scholarship Funding
Berggren, Kirsten, University of Vermont
Bjornsson, Christopher, University of Manitoba
Castro, Hector, University of Florida
Chang, Sunghoe, University of Illinois
Gladfelter, Amy, Duke University
Jacobson. Eyal, Technion, Israel
Locke, Emily, Johns Hopkins University
Mansharamani, Malini, Texas Tech University Health Science Center
Marchant. Jonathan. University of California. Irvine
Ober, Elke. Max-Planck-Institut Tubingen
Pappu. Kartik. Wesleyan University
Roch. Fernando. Wellcome/CRC Institute. United Kingdom
Rozowski. Marion, Wellcome/CRC Institute. United Kingdom
Runt't. Linda, University of Connecticut
Shaub, Amy, George Washington University Medical Center
Strieker, Jesse, Duke University
Wagner, Eric, Duke University
Zhou. Ming. State University of New York. Buffalo
Indo-U.S. Contraceptive and Reproductive Health
Initiative Program Award
Beg. Mohd. National Institute of Immunology. India
International Brain Research Organization
Scholarships
Burzio, Veronica, University of Chile
Concha, Miguel, University of Chile
Gallo. Gianluca, University of Minnesota
Miiller, Ferenc, IGBMC. Strasbourg
St. Amant, Louis. McGill University
Wang, Feng, Yale University
Jacques Loeb Founders' Scholarship Fund
Gladfelter, Amy. Duke University
Marjorie W. Stetten Scholarship Fund
Avila. Antonia. CINVESTAV-IPN, Mexico
Pepi, Milva, University of Siena
Speirs, Kendra, University of Pennsylvania
Massachusetts Space Grant Consortium Awards
Monteiro, Antonia, Harvard University
Rocha-Olivares, Axayacatl. Scripps Institution of Oceanography
Rosenthal, Benjamin. Harvard University
R58 Annual Report
MBL Pioneers Scholarship Fund
Geraci, Fabiana, Dip di Biologia Cellulare e dello Sviluppo, Italy
Lupo. Guiseppe. University of Pisa
Ober, Hike, Max-Planck-Institut Tubingen
Vonica, Alin, Cornell University Medical Center
Merck & Company, Inc. Scholarships
Locke, Emily, Johns Hopkins University
Paul, Kimberly, Princeton University
Runt't, Linda. University of Connecticut
Saxowsky, Tina, Johns Hopkins School of Medicine
Speirs, Kendra, University of Pennsylvania
Waller, Ross, University of Melbourne
Zaph, Colby, University of Victoria
Billing. Susan. US Environmental Protection Agency
Grazul-Bilska. Anna, North Dakota State University
Halvorson, Lisa, Brigham and Women's Hospital
McBnde. Helen. University of Utah
McCauley, David. Pennsylvania State University
Smith, Katherine, University of Virginia
Stimson, Laura, University of Arizona
Surdna Foundation Scholarship
Ghazi, Arjuman, National Centre for Biological Sciences, India
Lupo, Giuseppe, University of Pisa
Pappu. Kartik. Wesleyan University
Roch, Fernando, Wellcome/CRC Institute, United Kingdom
Tahinci, Emilios, Boston University
Mountain Memorial Fund Scholarship
Chenevert, Janet, CNRS, France
Deavours. Bettina, Virginia Tech
Lam, Phoebe, Princeton University
Lanntina. Samuel, Emory University
Omara, Felix, Universite de Quebec
Zaarour, Rania. Yale University
Pfizer Inc. Endowed Scholarship Fund
Locke, Emily. Johns Hopkins University
Runft, Linda, University of Connecticut
Phillip H. Presley Scholarship Award,
Funded by Carl Zeiss, Inc.
Kappler, Andreas, University of Konstanz
Paemeleire. Koen, University of Ghent
Paliulis. Leocadia. Duke University
Pepi. Milva. University of Siena
Rossi. Francesco, Scuola Normale Superiore, Pisa
Takasu, Mari, Harvard University
Planetary Biology Internship Awards
Klappenbach. Joel, Michigan State University
Spear. John. Colorado School of Mines
Ruth Sager Memorial Scholarship
Weber, Stacy. Ohio University
S. O. Mast Memorial Fund
d'Avella, Andrea, Massachusetts Institute of Technology
Komarova, Svetlana. NASA Ames Research Center
Society for Developmental Biology Scholarships
Carabatsos. Mary Jo. Tufts University
Chen. James, Harvard University
Walter L. Wilson Endowed Scholarship Fund
Mansharamani. Malini. Texas Tech University Health Science Center
William F. and Irene C. Diller Memorial
Scholarship Fund
Champion. Mia. University of California. Davis
William Morton Wheeler Family
Founders' Scholarship
Bjomsson. Christopher. University of Manitoba
Soares. Daphne. University of Maryland
Zhou, Ming, State University of New York. Buffalo
William Randolph Hearst Foundation Scholarships
Wang, Jing. Bell Laboratories
Lee, Agnes, Yale University
William Townsend Porter Fellowship
and Scholarship Fund
Anderson, Tonya. University of California, Los Angeles
Foster. Andrea, Stanford University
Freeman, Antoinette. Boston University School of Medicine
Hinojos, Cruz, University of Texas, Houston
McFarlane, Matthew, Stanford University
McGiffert. Christine, University of California, San Diego
Tafan, Tsahai, University of California, San Diego
World Health Organization Scholarships
Arechavaleta-Velasco, Fabian. National Institute of Nutrition, Mexico
Cohen. Debora, IBYME, Argentina
Rulli, Susan. Hospital General de Ninos. Argentina
Honors R59
Post Course Research Awards
Brinda Dass, Texas Tech University Health Sciences Center, Physiology Jonathan Marchant, University of California, Irvine. Physiology
Bettina Deavours, Virginia Tech, Physiology David McCauley. Penn State University, Embryology
James Hitt, SUNY Health Science Center. Syracuse, Neural Systems Linda Runft, University of Connecticut, Physiology
and Behavior Tshai Tafari, University of California. San Diego, Physiology
Adam Kepecs. Brandeis University. Neural Systems and Behavior Sinju Tauhata. Dep. de bioquimica FMRP/USP. Brazil.
Shann Kim. University of Illinois. Chicago. Physiology Physiology
Malini Mansharamani. Texas Tech University Health Science Center. Johannes Vos. University of Massachusetts. Physiology
Physiology
Board of Trustees and
Committees
Corporation Officers & Trustees
Chairman of the Board of Trustees, Sheldon J. Segal. The Population
Council
Co-Vice Chair of the Board of Trustees, Frederick Bay, Josephine Bay
Paul and C. Michael Paul Foundation
Co-Vice Chair of the Board of Trustees, Mary J. Greer, New York. NY
President of the Corporation, John E. Dowling. Harvard University
Director and Chief Executive Officer, John E. Burris, Marine Biological
Laboratory*
Treasurer of the Corporation, Mary B. Conrad. Fiduciary Trust
International*
Clerk of the Corporation, Neil Jacobs, Hale and Dorr
Chair of the Science Council, Kerry S. Bloom. University of North
Carolina*
Class of 2002
Class of 1999
Mary-Ellen Cunningham, Grosse Pointe Farms. MI
Darcy Brisbane Kelley, Columbia University
Laurie J. Landeau. Marinetics. Inc.
Burton J. Lee, III, Vero Beach, FL
Robert E. Mainer, The Boston Company
Jean Pierce, Boca Grande. FL
Class of 2000
Alexander W. Clowes, University of Washington School of Medicine
Story C. Landis, Case Western Reserve University
Irwin B. Levitan, Brandeis University
G. William Miller. G. William Miller and Co.. Inc.
Frank Press, The Washington Advisory Group
Christopher M. Weld. Sullivan and Worcester
Class of 2001
Porter Anderson. North Miami Beach. FL
Frederick Bay, Josephine Bay Paul and C. Michael Paul Foundation,
Inc.
Martha W. Cox. Hobe Sound, FL
Mary J. Greer. New York. NY
William C. Steere, Jr.. Pnzer Inc.
Gerald Weissmann. New York L'niversity School of Medicine
*Ex officio
Sydney M. Cone, III. Cleary. Gottlieb. Steen & Hamilton
John R. Lakian. The Fort Hill Group. Inc.
Joan V. Ruderman. Harvard Medical School
Sheldon J. Segal, The Population Council
William T. Speck, New York Presbyterian Hospital
Alfred Zeien. The Gillette Company
Honorary Trustees
James D. Ebert. Baltimore. MD
William T. Golden. New York. NY
Ellen R. Grass. The Grass Foundation
Trustees Emeriti
Edward A. Adelberg, Yale University
John B. Buck. Sykesville. MD
Seymour S. Cohen, Woods Hole, MA
Arthur L. Colwin, Key Biscayne, FL
Laura Hunter Colwin, Key Biscayne, FL
Donald Eugene Copeland, Woods Hole, MA
Sears Crowell, Jr., Indiana Lmiversity
Alexander T. Daignault. Falmouth. MA (deceased)
Teru Hayashi, Woods Hole, MA
Ruth Hubhard, Cambridge. MA
Lewis Kleinholz, Reed College
Maurice Krahl. Tucson, AZ
C. Ladd Prosser. University of Illinois
W.D. Russell-Hunter. Syracuse University
John W. Saunders, Waquoit. MA
D. Thomas Trigg. Wellesley, MA
Walter S. Vincent, Woods Hole. MA
Directors Emeriti
James D. Ebert, Baltimore, MD
Paul R. Gross, Falmouth, MA
Harlyn O. Halvorson, Woods Hole, MA
K60
Trustees and Committees R61
Executive Committee of the Board
of Trustees
Sheldon J. Segal. Chair
Frederick Bay. Co-Vice Chair
Mary J. Greer, Co- Vice Chair
John E. Burris*
Ronald L. Calabrese (1998)
Kerry S. Bloom
Mary B. Conrad
Mary Ellen Cunningham
Robert Mainer
Joan V. Rudemian
Gerald Weissmann
Science Council
Ronald L. Calabrese. Chair (8/98)
Donald Abt (1999)
Clay M. Armstrong (8/98-8/2000)
Peter Armstrong (8/98-8/2000)
Vincent E. Dionne (1999)
John Dowling (8/98)
Barbara Ehrlich (1999)
Laurinda Jaffe (8/98-8/99)
Charles Hopkinson (8/98-8/2000)
Bruce J. Peterson (8/98)
Mitchell Sogin (8/98-8/2000)
Standing Committees of the Board of Trustees
Development
Mary Ellen Cunningham. Chair
Porter W. Anderson
Robert Barlow
Fred Bay
Mary B. Conrad
Martha Cox
James Ebert
Philip Grant
Neil Jacobs
John Lakian
Burton Lee
G. William Miller
Jean Pierce
William Speck
William Steere
Christopher Weld
Facilities & Capital Equipment
Joan Ruderman, Chair
Porter W. Anderson
Frederick Bay
Lawrence Cohen
Neal Cornell
Story Landis
Irwin Levitan
Jean Pierce
Frank Press
Christopher Weld
Investment
Robert Mainer. Chair
Svdnev M. Cone
Mary B. Conrad
John R. Lakian
G. William Miller
Sheldon Segal
Alfred Zeien
Finance
Robert Mainer. Chair
Alexander Clowes
Sydney M. Cone
Mary B. Conrad
Donald DeHart
Neil Jacobs
Darcy Kelley
John R. Lakian
Laurie Landeau
Werner Loewenstem
Robert Manz
G. William Miller
Ronald O'Hanley
Alfred Zeien
Nominating
Gerald Weissmann
Ronald L. Calabrese
Alexander Clowes
Martha Cox
Mary Ellen Cunningham
Mary Greer
Story Landis
Sheldon Segal
William Steere
Standing Committees of the Corporation and Science Council
Buildings and Grounds
Lawrence B. Cohen. Chair
Barbara C. Boyer
Alfred B. Chaet
Richard Cutler*
William R. Eckberg
*Ex officio
R62 Annual Report
Barry Fleet*
Ferenc Harosi
Joe Hayes*
Bruce J. Peterson
Kenyon S. Tweedell
Ivan Valiela
Education Committee
John Dowling, Chair
Kerry S. Bloom
Elaine Bearer
Vincent Dione
Paul Dunlap
Rachel Fink
Roger Hunlon
Holger Jannasch
George M. Langford
Michael Mendelsohn
Steve Zottoli
Ron Calahrese*
E.A. Dawidowicz*
Dorianne Chrysler Mebane*
LouAnn King*
Robert P. Malchow
Darrell R. Stokes
Ann E. Stuart
Janis C. Weeks
MBL/WHOI Library Joint Advisory Committee
David Shepro, Chair. MBL
Judy Ashmore, MBL*
David Dow, NMFS
Daniel Fornan. WHOI
G. Richard Harbison, WHOI
John Hobbie, MBL
Sylvia Kane, NMFS
Mark Kurz, WHOI
Colleen Hurter, WHOI*
Cathy Norton, MBL*
James Robb. USGS
Birgit Rose, MBL
Peter J.S. Smith. MBL
Bruce Warren. WHOI
Fellowships
Thoru Pederson. Chair
Linda Deegan
Barbara Ehrlich
George M. Langford
Jose Lemos
Cindy Lee VanDover
E.A. Dawidowicz*
Sandra Kautmann*
Research Services and Space
Housing, Food Service and Child Care
Carole Browne, Chair
Kerry S. Bloom
Hans Laufer, Chair
Peter B. Armstrong
Neal Cornell
Richard Cutler*
E.A. Dawidowicz*
Kenneth Foreman
Louis M. Kerr*
David Landowne
Andrew Mattox*
Merle Mizell
Peter J.S. Smith
Paul Steudler
Ivan Valiela
Discovery: The Campaign for Science at the Marine Biological Laboratory
Steering Committee
Frederick Bay, Campaign Chair
William T. Golden. Honorary Chair
Ellen R. Grass, Honorary Chair
Alexander W. Clowes. Vice-Chair
Martha W. Cox, Vice-Chair
G. William Miller, Vice-Chair
Gerald Weissmann, Vice-Chair
Porter W. Anderson
Robert B. Barlow. Jr.
Norman Bernstein
Jewell Plummer Cobb
Mary B. Conrad
Mai> I'llen Cunningham
*Ex <
John E. Dowling
James D. Ebert
Gerald D. Fischbach
Robert D. Goldman
Mary J. Greer
M- Howard Jacobson
Laurie J. Landeau
George M. Langford
Burton J. Lee, III
Jean Pierce
Robert A. Prcndergast
David Shepro
William T. Speck
William C. Steere, Jr.
Christopher M. Weld
Alfred M. Zeien
Trustees and Committees R63
Council of Visitors
Norman B. Asher, Esq., Hale and Dorr,
Boston. MA
Mr. Donald J. Bainton. Chairman & CEO,
Conlinental Can Co., Boca Raton, FL
Mr. David Bakalar, Chestnut Hill. MA
Mr. Charles A. Baker, The Liposome
Company, Inc., Princeton, NJ
Dr. George P. Baker, Massachusetts General
Hospital, Boston, MA
Dr. Sumner A. Barenberg. Bernard
Technologies, Chicago, 1L
Mr. Robert P. Beech. President/CEO.
Component Software International. Inc.,
Mason, Ohio
Mr. George Berkowitz. Chairman and Founder,
Legal Sea Foods, Allston, MA
Dr. Elkan R. Blout, Harvard Medical School,
Boston. MA
Mr. and Mrs. Philip Bogdanovitch. Lake Clear.
New York
Mr. Malcolm K. Brachman. Northwest Oil
Company. Dallas, TX
Dr. Goodwin M. Breinin. New York
University Medical Center, New York, NY
Mr. John Callahan, President, Carpenter.
Sheperd & Warden, New London, NH
Mrs. Elizabeth Campanella, West Falmouth,
MA
Thomas S. Crane, Esq., Mintz Levin Cohen
Ferris Glovsky & Popeo, PC, Boston, MA
Dr. Stephen D. Crocker. Chief Technology
Officer, Cyber Cash Inc., Reston. VA
Ms. Lynn W. Piasecki Cunningham, Film and
Videomaker, Piasecki Productions,
Brookline, MA
Dr. Anthony J. Cutaia, Sr. Director, Office of
Health Issues. Anheuser-Busch. Inc.. St.
Louis, Missouri
Dr. Georges de Menil. DM Foundation. New
York, NY
Mrs. Sara Greer Dent, Chevy Chase, MD
Mr. D. H. Douglas-Hamilton. Vice President,
Research and Development. Hamilton
Thorne Research, Beverly. MA
Mr. Benjamin F. Du Pont. Du Pont Company,
Deepwater, New Jersey
Dr. Sylvia A. Earle, Founder, Deep Ocean
Engineering. Oakland. CA
Mr. Anthony B. Evnin, General Partner,
Venrock Associates, New York, NY
Stuart Feiner, Esq., Vice President and
Secretary, General Counsel. Inco Limited.
Toronto, Ontario, Canada
Mrs. Hadley Mack French, Consultant, Edsel
& Eleanor Ford House, Grosse Pointe
Farms. MI
Mr. William J. Gilbane. Jr.. Gilbane Building
Company, Providence. Rl
Dr. Michael J. Goldblatt, Intelligent Biocides,
Tewksbury. MA
Mr. Maynard Goldman, President, Maynard
Goldman & Associates, Boston, MA
Ms. Charlotte I. Hall, Edgartown. MA
Mr. Thomas J. Hynes, Jr.. President, Meredith
& Grew, Inc., Boston, MA
Mr. M. Howard Jacobson, Bankers Trust
Westborough. MA
Mrs. Elizabeth Ford Kontulis, New Canaan.
CT
Mr. and Mrs. Robert Lambrecht, Boca Grande.
FL
Dr. Catherine C. Lastavica. Tufts University
School of Medicine. Boston. MA
Mr. Joel A. Leavitt, Boston, MA
Mr. Stephen W. Leibhol/. President.
TechLabs. Inc.. Huntingdon. PA
Mrs. Margaret Lilly, West Falmouth, MA
Mr. George W. Logan, Chairman, Valley
Financial Corp., Roanoke, VA
Mr. Michael T. Martin, SportsMark, Inc.. New
York, NY
Mrs. Christy Swift Maxwell. Grosse Pointe
Farms. MI
Mr. Ambrose Monell. G. Unger Vetlesen
Foundation, Palm Beach, FL
Dr. Mark Novitch, Washington, DC
Ms. Julie Packard, Executive Director,
Monterey Bay Aquarium, Monterey, CA
Mr. David R. Palmer, Founder & Managing
Director, David Ross Palmer & Associates,
Waquoit, MA
Dr. Roderic B. Park, Richmond. CA
Mr. Santo P. Pasqualucci, President/CEO
Falmouth Co-Operative Bank. Falmouth.
MA
Mr. Robert Pierce, Jr., Pierce Aluminum Co.,
Canton, MA
Mr. Richard Reston, Editor and Publisher,
Vineyard Gazette, Edgartown, MA
Mr. Marius Robinson, Managing Partner,
Fundamental Investors Ltd., Key Biscayne,
FL
John W. Rowe, M.D., President, Mt. Sinai
School of Medicine and Mt. Sinai Medical
Center, New York, NY
Mr. Edward Rowland, Tucker, Anthony, Inc..
Boston. MA
Mr. Gregory A. Sandomirsky, Mintz Levin
Cohen Ferris Glovsky & Popeo, PC, Boston,
MA
Mrs. Mary Schmidek. Marion. MA
Dr. Cecily C. Selby. New York. NY
Mr. Robert S. Shifman. St. Simon's Island,
GA
Mr. and Mrs. Gregory Skau, Grosse Pointe
Farms. MI
Mr. Malcolm B. Smith. Vice Chairman.
General American Investors Co., New York,
NY
Mr. John C. Stegeman, Owner, Campus
Rentals, Ann Arbor, MI
Mr. Joseph T. Stewart. Jr.. Skillrnan. NJ
Mr. John W. Stroh. Ill, Chief Executive
Officer. The Stroh Brewery Company,
Detroit. MI
Mr. Gerard L. Swope. Washington. DC
Mr. John F. Swope, Concord, NH
Mr. and Mrs. Stephen E. Taylor, Boston, MA
Mrs. Donna Vanden Bosch-FIynn, Spring
Lake. NJ
Mrs. Carolyn W. Verbeck, Vineyard Haven,
MA
Mr. Benjamin S. Warren, III, Grosse Pointe
Farms, MI
Nancy B. Weinstein, R.N., The Hospice, Inc.,
Glen Ridge, NJ
Stephen S. Weinstein, Esq., Morristown, NJ
Mr. Frederick J. Weyerhaeuser, Beverly, MA
Mr. Tony L. White, The Perkin Elmer
Corporation. Norwalk. CT
Dr. Torsten N. Wiesel. President Emeritus, The
Rockefeller University, New York, NY
Administrative Support Staff 1
Biological Bulletin
Greenberg, Michael J., Editor-in-Chief
Hinkle, Pamela Clapp. Managing Editor
Burns, Patricia
Gibson. Victoria R.
Schachinger. Carol H.
Financial Sen'ices Office
Lane, Jr., Homer W., Chief Financial Officer
Roddy, Timothy, Chief Financial Officer
Bowman, Richard, Controller
Arbnso, Janis
Barry, Maureen
Dwyer, Patricia E.
Eidelman, Dana
Hopkins, Ann E.
Lancaster, Cindy
Poravas. Maria
Ranzinger. Laura
Sprague, Patricia A.
Stark, Judy M.
Stellrecht, Lynette
Slock Room
Schorer, Timothy M., Supervisor
Capano, Holly 2
O'Connor-Lough. Susan
Purchasing
Hall Jr., Lionel E., Supervisor
Shamon, Lynne R.
Stone, Janice G. 2
Director's Office
Burris, John E.. Director and Chief Executive Officer
Donovan, Marcia H.
MacNeil, Jane L.
External Affairs
Carotenuto, Frank C., Director
Butcher. Valerie
1 Including persons who joined or left the staff during 1998.
: Summer or temporary.
Callahan Jr., John L. :
Faxon. Wendy P.
Martin, Theresa H.
Maxwell, Thanh L. 2
Patch-Wing. Dolores
Quigley. Barbara A.
Scibek, John C.
Shaw. Kathleen L.
Associates Program
Bohr. Kendall B.
Brown. Shannon K. 2
Gault, Miciah Bay 2
Communications Office
Hinkle, Pamela Clapp, Director
Burton. Anne E.
Flynn, Bridget
Hinkle. Kristen"
Joslin, Susan
Liles. Beth R
Housing and Conferences
King. LouAnn D.. Director
Barry, Maureen J.
Grasso, Deborah
Hanlon, Arlene K. 2
Johnson-Herman. Frances N.
Masse, Todd C.
Perito, Diana
Switchboard
Baker, Ida M. :
Ridley, Alberta W. 2
Human Resources
Goux. Susan P., Director
Cox, Sarah 2
Orange. Stacey B.
Houser, Carmen
Renaud, Nina L.
Marine Resources Center
Hanlon, Roger T.. Director
Moni/., Priscilla
R64
Administrative Support Staff R65
Aquatic Resources Department
Enos, Jr., Edward G., Superintendent
Bourque, Ryan M. 2
Chappell, P. Dreux 2
DeGiorgis, Joseph A. 2
Grossman, William M.
Gudas. Christopher N. 2
Kilpamck. Brian 2
Klimm III, Henry W.
Luther. Herbert
Mansfield, Darren P. 2
Sexton, Andrew W.
Smith, Gary 2
Sullivan, Daniel A.
Tassinari, Eugene
MRC Life Support System
Mebane. William N., Systems Operator
Hanley, Janice S.
Kuzirian, Alan
Solbo, Jr.. Steven 2
Stukey, Jetley M.
Till, Geoffrey A.
MBLAVHOI Library
Norton, Catherine N., Director
Ashmore, Judith A.
Costa, Marguerite E.
Crocker, Daniel 2
Cullen. Cynthia M. 2
Deveer, Joseph M.
Duda, Laurel E.
Farrar, Stephen R. L.
Medeiros, Melissa
Monahan. A. Jean
Moniz, Kimberly L.
Nelson. Heidi
Riley, Jacqueline
Swasey, Anne E. 2
Copy Center
Mountford, Rebecca J., Supervisor
Abisla. Richard L. 2
Clark, Tamara L.
Delaney. Elizabeth S. (Suwijn) 2
Kefeauver, Lee
LaPlante, Robert F.
Mancini. Mary E.
Sorocco. Debra 2
Wallace, Jennifer 2
Warner, Kathleen 2
Information Systems Division
Smith, Adrian P., Assistant Director
Berrios, Kelly 2
Ennis, Douglas E. 2
Gage, Timothy J. 2
Katz, Corey 2
Malchow, Robert 2
Mountford, Rebecca J.
Moynihan, James V.
Remsen, David P.
Renna, Denis J.
Space. David B.
Safety Sen'ices
Mattox, Andrew H.. Environmental. Health, and Safety Manager
Bradley. Margaret 2
O'Neill, Maureen D. 2
Sen'ice, Projects and Facilities
Cutler. Richard D.. Director
Enos, Joyce B.
Apparatus
Baptiste, Michael G.
Barnes. Franklin D.
Haskins, William A.
Building Senices & Grounds
Hayes, Joseph H., Superintendent
Anderson. Lewis B.
Atwood, Paul R.
Baker, Harrison S.
Barnes. Susan M.
Berrios, Jessica L. 2
Boucher, Richard L.
Brenerman, Brian 2
Brereton, Richard S. 2
Callahan. John J.
Cameron, Lawrence M. 2
Collins. Paul J.
Cowan, Matthew B. 2
Cutler, Matthew D. 2
Dirnond, Jay 2
Dorris. John J.
Eldridge, Myles 2
Fernandez, Peter R. 2
Gibbons, Roberto G.
Gonsalves, Nelson
Gray, Joshua 2
Hannigan. Catherine
Harrington. James D.
Illgen. Robert F.
Lawrence. Adam 2
Ledwell. L. Patrick 2
Luther, Herbert
Lynch, Henry L.
Maccaro. Jackie
Mayock, Michael J. 2
McNumara, Noreen M.
McQuillan, Jeffrey 2
Plant, Stephen W.
Rattacasa, Frank"
Ryan. Timothy A. :
Sholkovitz.. David 2
Silva. Cynthia C.
Stites, Clint 2
Tardif. Joseph G. R. 2
Ware, Lynn M.
Plant Operations anil Maintenance
Fleet. Barry M.. Superintendent
Cadose. James W., Maintenance Supervisor
R66 Annual Report
Barnes, John S.
Blunt, Hugh F.
Bourgoin. Lee E.
Carini, Robert J.
Carroll, James R.
Deree. Dana J.
Fish Jr., David L.
Fuglister, Charles K.
Goehl, George
Gonsalves, Jr.. Walter W.
Hathaway, Peter J.
Henderson. Jon R
Justason, C. Scott
Langill. Richard
Lochhead, William M.
McAdarns III, Herbert M.
McHugh. Michael O.
Mills, Stephen A.
Olive, Jr.. Charles W.
Schoepf, Claude
Settlemire, Donald
Shepherd. Denise M.
Sylvia, Frank E. 2
Toner, Michael
Wetzel, Ernest D. 2
Photolab
Nelson, Linda M.
Research Administration & Educational Programs
Dawidowicz, Eliezar A.. Director
Hamel. Carol C.
Kaufmann. Sandra J.
Kefauver, Lee
Iwaszko, Nicole 2
Lynn, Rebecca
Mebane. Dorianne C.
Malmude-Davis, Anna 2
Palmer, Pamela 2
Patten. Brooke A. 2
Stukey, Jetley
Central Microscopy Facility and General Use Rooms
Kerr, Louis M.. Supervisor
DeProto, Jamin E. 2
Luther, Herbert
Peterson. Martha B.
Josephine Bay Paul Center for Comparative Molecular
Biology and Evolution Administrative Staff
Harris, Marian
Lim, Pauline
Journal of Membrane Biology
Loewenstein. Werner R., Editor
Fay, Catherine H.
Howard Isenberg. Linda L.
Lynch, Kathleen F.
Satellite/Periwinkle Children 's Programs
Robinson. Paulina H. 2
Browne, Jennifer L. 2
Collins, Anne E. 2
Curran, Kelly 2
Douglas, Alicia D. 2
Fitzelle. Annie 2
Gallant, Carolyn A. 2
Gallant, Cynthia 2
Guiffrida, Beth 2
Griffin, Courtney A. 2
Jenkins, Michelle 2
Laundy, Jennifer 2
McCusker. Stephanie 2
Robinson, Jayma L. 2
NASA Center for Advanced Studies in the Space Life
Sciences
Dawidowicz. Eliezar A., Administrator
Amit, Udem P.
Ecosvstems Center Administrative Staff
Berthel. Dorothy J.
Donovan, Su/.anne J.
Nunez, Guillermo
Seifert, Mary Ann
Members of the
Corporation
Life Members
Acheson, George H., 25 Quissett Avenue. Woods Hole, MA 02543
Adelberg, Edward A., 204 Prospect Street. New Haven. CT 065 1 1 -
2107
Afzelius. Bjorn, University of Stockholm, Wenner-Gven Institute.
Department of Ultrastructure Research. Stockholm, SWEDEN
Amatniek, Ernest, address unknown
Arnold, John M., 329 Sippewissett Road, Falmouth. MA 02540
Bang, Betsy G., 76 F. R. Lillie Road. Woods Hole, MA 02543
Bartlett. James H., University of Alabama. Department of Physics. Box
870324. Tuscaloosa. AL 35487-0324
Berne, Robert M., University of Virginia School of Medicine,
Department of Physiology. Box 1116, MR4. Charlottesville, VA
22903
Bernheimer, Alan W., New York University Medical Center,
Department of Microbiology, 550 First Avenue. New York. NY
10016
Bertholf, Lloyd M., Westminster Village. #2114, 2025 East Lincoln
Street, Bloomington. IL 61701-5995
Bosch, Herman F., P.O. Box 353, Woods Hole, MA 02543
Buck, John B., Fairhaven C-020, 7200 Third Avenue. Sykesville, MD
21784
Burbanck, Madeline P., P.O. Box 15134. Atlanta. GA 30333
Burbanck. \\illiam D.. P.O. Box 15134. Atlanta. GA 30333
Carlson, Francis D., Johns Hopkins University. Biophysics Department
Jenkins Hall, North Charles Street, Baltimore. MD 21218 (deceased)
Clark, Arnold M., 53 Wilson Road, Woods Hole, MA 02543
Clark, James M., 258 Wells Road. Palm Beach. FL 33480-3625
Cohen, Seymour S., 10 Carrot Hill Road, Woods Hole, MA 02543-
1206
Colwin, Arthur L., 320 Woodcrest Road, Key Biscayne, FL 33149-
1322
Colwin, Laura Hunter, 320 Woodcrest Road. Key Biscayne, FL
33149-1322
Cooperstein. Sherwin J., University of Connecticut. School of
Medicine, Department of Anatomy, Farmington. CT 06030-3405
Copeland. D. Eugene, Marine Biological Laboratory. Woods Hole. MA
02543
Corliss, John O., P.O. Box 2729, Bala Cynwyd, PA 19004-21 16
Costello, Helen M., Carolina Meadows, Villa 137, Chapel Hill, NC
27514-8512
Crouse, Helen, Rte. 3, Box 213. Hayesville. NC 28904
DeHaan, Robert I,., Emory University School of Medicine, Department
of Anatomy & Cell Biology. 1648 Pierce Drive, Room 108. Atlanta.
GA 30322
Dudley, Patricia L., 3200 Alki Avenue SW. #401. Seattle. WA 98116
Edwards, Charles, 3429 Winding Oaks Drive, Longboat Key, FL
34228
Elliott, Gerald F., The Open University Research Unit. Foxcombe Hall.
Berkeley Road. Boars Hill. Oxford OX1 5HR, ENGLAND
Failla, Patricia M., 2 1 49 Loblolly Lane, Johns Island, SC 29455
Ferguson, James K. W., 56 Clarkehaven Street. Thornhill, Ontario L4J
2B4, CANADA
Glusman, Murray, New York State Psychiatric Institute. 722 W. 168th
St.. Unit #70, New York, NY 10032
Goldman, David E., 140 Ter Heun Drive, Room 212. Falmouth. MA
02540 (deceased)
Graham, Herbert, 36 Wilson Road, Woods Hole, MA 02543
Hamburger, Viktor, Washington University. Department of Biology.
740 Trinity Avenue. St. Louis. MO 63 1 30
Hamilton. Howard L., University of Virginia, Department of Biology,
238 Gilmer Hall, Charlottesville. VA 22901
Harding, Jr., Clifford V., 54 Two Ponds Road, Falmouth. MA 02540
Haschemeyer, Audrey E. V'., 21 Glendon Road, Woods Hole, MA
02543-1406
Hauschka, Theodore S., 333 Fogler Road, Bremen, ME 0455 1
Hayashi, Teru, 1 5 Gardiner Road, Woods Hole, MA 02543- 1113
Hisaw, Frederick L.. 1 765 SW Tamarack Street, Apt 11, McMinnville,
OR 97128-7416
Hoskin, Francis C. G., c/o Dr. John E. Walker, U.S. Army Natick
RD&E Center. SAT NC-YSM, Kansas Street, Natick, MA 01760-
5020
Humes, Arthur G., Marine Biological Laboratory. Boston University
Marine Program, Woods Hole. MA 02543
Hunter, W. Bruce, 305 Old Sharon Road, Peterborough, NH 03458-
1736
R67
R6S Annual Report
Hurwitz, Charles, Stratum VA Medical Center. Research Service.
Albany. NY 1220S
Kalz, George, Merck. Sharp and Dohme. Fundamental & Experimental
Research Laboratory. PO Bo\ 2000, Rahway, NJ 07065
Kingsbury, John M., Cornell University, Department of Plant Biology.
Plant Science Building. Ithaca. NY 14853
Kleinholz. Lewis, Reed College. Department of Biology, 3203 SE
Woodstock Boulevard. Portland, OR 97202
Kusano, Kiyoshi, National Institutes of Health, Building 36, Room 4D-
20, Bethesda, MD 20892
Laderman, Ezra, Yale University, New Haven. CT 06520
LaMarche, Paul H., Eastern Maine Medical Center, 489 State Street,
Bangor, ME 04401
Lauffer, Max A., Penn State University Medical Center, Department of
Biophysics & Physiology. Hershey. PA 1 7033
LeFevre, Paul G., 1 5 Agassiz Road, Woods Hole. MA 02543
(deceased)
Lochhead, John H., 49 Woodlawn Road, London SW6 6PS. UK
Loevvus, Frank A., Washington State University, Institute of Biological
Chemistry, Pullman, WA 99164
Loftfield, Robert B., University of New Mexico, School of Medicine.
Albuquerque, NM 87131
Malkiel, Saul, 174 Queen Street, #9A, Falmouth. MA 02540
Marsh, Julian B., 9 Eliot Street. Chestnut Hill. MA 02467-1407
Martin, Lowell V., 10 Buzzards Bay Avenue, Woods Hole, MA 02543
Mathews, Rita W., East Hill Road, P.O. Box 237. Southfield. MA
01259-0237
Moore, John A., University of California. Department of Biology.
Riverside, CA 92521
Moscona, Aron A., University of Chicago, Department Molecular
Genetics & Cell Biology, Chicago. IL 60637
Musacchia, X. J., P.O. Box 5054, Bella Vista, AR 72714-0054
Nasatir, Maimon, P.O. Box 379, Ojai, CA 93024
Passano, Leonard M., University of Wisconsin, Department of
Zoology. Birge Hall. Madison. WI 53706
Prosser, C. Ladd, University of Illinois, Department of Physiology, 524
Burrill Hall, Urbana. IL 61801
Prytz, Margaret McDonald, address unknown
Ratner, Sarah, Public Health Research Institute, Department ol
Biochemistry. 455 First Avenue, New York. NY 10016
Renn, Charles E., address unknown
Reynolds, George T., Princeton University, Department of Physics,
Jadwin Hall. Princeton, NJ 08544
Rice, Robert V., 30 Burnham Drive, Falmouth, MA 02540
Rockstein, Morris, 600 Biltmore Way. Apt. 805, Coral Gables. FL
33134
Ronkin, Raphael R., 3212 McKinley Street. NW. Washington. DC
20015-1635
Sanders, Howard L., Woods Hole Occanographic Institution, Woods
Hole, MA 02543
Sato, Hidemi, Nagova University, 3-24-101. Oakinishi Machi, Toha
Mie 517-0023, JAPAN
Saz, Arthur K., Cieorgi )<: n University Medical School, Department of
Immunology, Washington. DC 20007
Schlesinger, R. Walter, 7 Langley Road, Falmoulh, MA 02540-1809
Scott, Allan C., Colby College, Waterville. ME 04901
Silverstein, Arthur M.. Johns Hopkins University. Institute of the
History of Medicine. 1900 E. Monument Street, Baltimore, MD
21205
Sjodin, Raymond A., University of Maryland. Department of
Biophysics. Baltimore. MD 21201
Smith. Paul F., P.O. Box 264. Woods Hole. MA 02543-0264
Speer, John VV., 293 West Main Road, Portsmouth, RI 02871
Sperelakis, Nicholas, University of Cincinnati, Department of
Physiology/Biophysics, 231 Bethesda Avenue, Cincinnati, OH 45267-
0576
Spiegel, Evelyn, Dartmouth College, Department of Biological Sciences,
204 Oilman, Hanover. NH 03755
Spiegel, Melvin, Dartmouth College, Department of Biological
Sciences. 204 Gilman, Hanover, NH 03755
Steinhardt, Jacinto, 1508 Spruce Street, Berkeley, CA 94709
(deceased)
Stephens, Grover C., University of California, School of Biological
Sciences, Department of Ecolocy and Evolution/Biology, Irvine, CA
92717
Strehler, Bernard L., 2310 N. Laguna Circle Drive, Agoura, CA
9130I-2SS4
Sussman, Maurice, 72 Carey Lane, Falmouth, MA 02540
Sussman, Raquel B., Marine Biological Laboratory. Woods Hole, MA
02543
Szent-Gyorgyi, Gwen P., 45 Nobska Road, Woods Hole, MA 02543
Taylor, Robert E., 339 Gifford Street. Apt. 303, Falmouth, MA 02540
(deceased)
Thorndike, W. Nicholas, Wellington Management Company, 200 State
Street, Boston, MA 02104
Trager, William, The Rockefeller University, 1230 York Avenue. New
York. NY 10021-6399
Trinkaus, J. Philip, 870 Moose Hill Road, Guilford, CT 06437
Villee, Jr., Claude A., Harvard Medical School, Carrel L, Countway
Library. 10 Shattuck Street. Boston, MA 021 15
Vincent, Walter S., 16 F.R. Lillie Road, Woods Hole, MA 02543
Wald, Ruth, Harvard University. Biological Laboratories. Cambridge,
MA 02138
Waterman. Talbot H., Yale University, Box 208103, 912 KBT Biology
Department, New Haven, CT 06520-8103
Wigley, Roland L., 35 Wilson Road, Woods Hole, MA 02543
Wilber, Charles G., Colorado State University, Department of Biology,
Forensic Science Laboratory, Fort Collins. CO 80523 (deceased)
Members
Aht, Donald A., Marine Biological Laboratory, Laboratory of Aquatic
Animal Medicine and Pathology. Woods Hole, MA 02543
Adams, James A., 348 1 Paces Ferry Road. Tallahassee. FL 32308
Adelman, William J., 160 Locust Street. Falmoulh. MA 02540
Alkon, Daniel L., N1H Laboratory of Adaptive Systems. 36 Convent
Drive. MSC 4124, 36/4A2I, Bethesda, MD 20892-4124
Allen, Garland E., Washington University. Department of Biology, Box
1 137, One Brookings Drive, Street Louis, MO 63130-4899
Allen, Nina S., North Carolina State University, Department of Botany,
Box 7612, Raleigh. NC 27695
Alliegro, Mark C., Louisiana State University Medical Center.
Department of Cell Biology and Anatomy. 1901 Perdido Street, New
Orleans. LA 701 12
Anderson, Everett, Harvard Medical School, Department of Cell
Biology, 240 Longwood Avenue, Boston, MA 021 15-6092
Anderson, John M., 110 Roat Street, Ithaca, NY 14850
Members of the Corporation R6M
Anderson, Porter W., 100 Bayview Drive #2224. North Miami Beach,
FL 33160
Armett-Kihel, Christine, University of Massachusetts. Dean of Science
Faculty. Boston. MA 02125
Armstrong, Clay M., University of Pennsylvania School of Medicine.
B701 Richards Building. Department of Physiology. 3700 Hamilton
Walk. Philadelphia. PA 19104-6085
Armstrong, Ellen Prosser, 57 Milltield Street. Woods Hole, MA 02543
Arnold, William A., Oak Ridge National Laboratory. Biology Division.
102 Balsalm Road. Oak Ridge. TN 37830
Ashton, Robert W., Bay Foundation, 1 7 West 94th Street. New York,
NY 10025
Atema, Jelle, Boston University Marine Program. Marine Biological
Laboratory. Woods Hole. MA 02543
Baccetti, Baccio, University of Sienna. Institute of Zoology, 53100
Siena. ITALY
Baker. Robert G., New York University Medical Center, Department
Physiology and Biophysics, 550 First Avenue, New York, NY 10016
Baldwin, Thomas O., Texas A and M University. Department of
Biochemistry and Biophysics. College Station, TX 77843-2128
Baltimore, David, California Institute of Technology, 204-31. Pasadena,
CA 91125
Barlow, Robert B., SUNY Health Science Center at Syracuse, 750 East
Adams Street, Center for Vision Research, 3258 Weiskotten Hall.
Syracuse, NY 13210
Barry, Daniel T., 2415 Fairwmd Drive, Houston, TX 77062-4756
Barry. Susan R., Mount Holyoke College. Department of Biological
Sciences. South Hadley, MA 01075
Bass. Andrew H., Cornell University, Department of Neurobiology and
Behavior. Seely Mudd Hall, Ithaca, NY 14853
Battelle, Barbara-Anne, University of Florida, Whitney Laboratory,
9505 Ocean Shore Boulevard, Street Augustine. FL 32086
Bay, Frederick, Bay Foundation. 17 W. 94th Street. First Floor. New
York. NY 10025-7116
Baylor, Martha B., P.O. Box 93. Woods Hole. MA 02543
Bearer, Elaine L., Brown University. Division of Biology and
Medicine. Department of Pathology. Box G. Providence. RI 02912
Beatty, John M., University of Minnesota. Department of Ecology and
Behavioral Biology, 1987 Gortner, Street Paul, MN 55108
Beauge, Luis Alberto, Instituto de Investigacion Medica. Department of
Biophysics. Casilla de Correo 389. 5000 Cordoba, ARGENTINA
Begenisich, Ted, University of Rochester, Medical Center, Box 642,
601 Elmwood Avenue. Rochester, NY 14642
Begg, David A.. University of Alberta, Faculty of Medicine,
Department of Cell Biology and Anatomy. Edmonton. Alberta T6G
2H7, CANADA
Bell, Eugene, Tissue Engineering, Inc.. 451 D Street, Boston, MA
02210
Benjamin, Thomas L., Harvard Medical School, Pathology. D2-230,
200 Longwood Avenue, Boston. MA 021 15
Bennett. Michael V. L., Albert Einstein College of Medicine.
Department of Neuroscience, 1300 Morris Park Avenue, Bronx. NY
10461
Bennett, Miriam F., Colby College, Department of Biology. Waterville,
ME 04901
Berg, Carl J., P.O. Box 681. Kilauea. Kauai. HI 96754-0681
Berlin, Suzanne T., 5 Highland Street, Gloucester. MA 01930
Bernstein, Norman, Columbia Realty Venture. 5301 Wisconsin
Avenue, NW. #600. Washington. DC 20015-2015
Bezanilla, Francisco, Health Science Center, Department of Physiology,
405 Hilgard Avenue, Los Angeles, CA 90024
Biggers, John D., Harvard Medical School. Department of Physiology.
Boston. MA 02115
Bishop. Stephen H., Iowa State University, Department of Zoology,
Ames, IA 50010
Blaustein, Mordecai P., University of Maryland, School of Medicine,
Department of Physiology, Baltimore. MD 21201
Blennemann, Dieter, 1117 East Putnam Avenue, Apt. #174. Riverside,
CT 06878-1333
Bloom, George S., The University of Texas Southwestern Medical
Center. Department of Cell Biology and Neuroscience. 5323 Harry
Hmes Boulevard. Dallas. TX 75235-9039
Bloom, Kerry S., University of North Carolina. Department of Biology.
623 Fordham Hall CB#3280. Chapel Hill, NC 27599-3280
Bodznick, David A., Wesleyan University, Department of Biology,
Lawn Avenue. Middletown. CT 06497-0170
Boettiger, Edward G.. 17 Eastwood Road, Storrs, CT 06268-2401
Boolootian, Richard A., Science Software Systems. Inc.. 3576
Woodcliff Road. Sherman Oaks. CA 91403
Borgese, Thomas A., Lehman College, CUNY. Department of Biology.
Bedford Park Boulevard. West. Bronx. NY 10468
Borst, David W., Illinois State University. Department of Biological
Sciences, Normal, 1L 61790-4120
Bowles, Francis P., Marine Biological Laboratory, Ecosystems Center,
Woods Hole. MA 02543
Boyer, Barbara C., Union College, Biology Department, Schenectady.
NY 12308
Brandhorst, Bruce P., Simon Fraser University, Institute of Molecular
Biology/Biochemistry, Barnaby. B.C. V5A 1S6. CANADA
Brinley, F. J., NINCDS/NIH. Neurological Disorders Program. Room
812 Federal Building, Bethesda, MD 20892
Bronner-Fraser, Marianne, California Institute of Technology,
Beckman Institute Division of Biology. 139-74. Pasadena. CA 91125
Brown, Stephen C., SUNY. Department of Biological Sciences.
Albany. NY 12222
Brown, William L., 80 Black Oak Road. Weston, MA 02193
Browne, Carole L., Wake Forest University. Department of Biology.
Box 7325 Reynolds Station, Winston-Salem. NC 27109
Browne, Robert A., Wake Forest University. Department of Biology,
Box 7325. Winston-Salem. NC 27109
Bucklin, Anne C., University of New Hampshire, Ocean Process
Analysis Laboratory. 142 Morse Hall, Durham. NH 03824
Bullis, Robert A., Manne Biological Laboratory. 7 MBL Street,
Woods Hole. MA 02543
Burger, Max M., Friedrich Miescher Institute. P.O. Box 2543. CH
4002 Basel, SWITZERLAND
Burgess, David R., Boston College. Academic Vice President and Dean
of Facilities, Bourneuf House, 84 College Road, Chestnut Hill. MA
02467-3838
Burgos, Mario H., IHEM Medical School, UNC Conicet, Casilla de
Correo 56, 5500 Mendoza, ARGENTINA
Burky, Albert, University of Dayton. Department of Biology. Dayton,
OH 45469
Burris, John E., Marine Biological Laboratory, 7 MBL Street, Woods
Hole, MA 02543
Burstyn, Harold Lewis, United States Air Force. Air Force Materiel
Command, Rome Research Site RL/JA, 26 Electronic Parkway,
Rome, NY 13441-4514
Bursztajn. Sherry, LSU Medical Center, 1501 Kings Highway,
Building BR1F 6-13. Shreveport, LA 71130
Calabrese, Ronald L., Emory University, Department of Biology. 1510
Clifton Road. Atlanta. GA 30322
Callaway, Joseph C., New York Medical College. Department of
Physiology. Basic Sciences Building. Valhalla. NY 10595
Cameron, R. Andrew, California Institute of Technology. Division of
Biology 156-29, Pasadena, CA 91 125
R70 Annual Report
Campbell, Richard H., Bang-Campbell Associates, Eel Pond Place,
Box 402. Woods Hole, MA 02543
Candelas, Graciela C., University of Puerto Rico, Department of
Biology. P.O. Box 23360, UPR Station. San Juan. PR 00931-3360
Cariello, Lucio, Stazione Zoologica "A. Dohm", Villa Comunale.
80121 Naples, ITALY
Case, James F., University of California. Marine Science Institute.
Santa Barbara. CA 93106
Cassidy, Joseph D., Providence College, Priory of Street Thomas
Aquinas. Providence, Rl 02918-11001
Cavanaugh, Colleen M., Harvard University, Biological Laboratories,
16 Divinity Avenue, Cambridge, MA 02138
Chaet, Alfred B., University of West Florida, Department of Cell and
Molecular Biology, 1 1000 University Parkway, Pensacola, FL 32514
Chambers, Edward L., University of Miami School of Medicine.
Department of Physiology and Biophys., P.O. Box 016430, Miami.
FL 33101
Chang, Donald C., Hong Kong University, Science and Technology,
Department of Biology, Clear Water Bay, Kowloon, HONG KONG
Chappell, Richard L., Hunter College, CUNY. Department of
Biological Sciences. Box 210. 695 Park Avenue. New York, NY
10021
Child III, Frank M., 28 Lawrence Farm Road, Woods Hole. MA
02543-1416
Chisholm, Rex Leslie, Northwestern University, Medical School,
Department of Cell Biology, Chicago, IL 6061 1
Citkowitz, Elena, Hospital of Street Raphael, Lipid Disorders Clinic,
1450 Chapel Street, New Haven, CT 0651 1
Clark, Eloise E., Bowling Green State University, Biological Sciences
Department. Bowling Green, OH 43403
Clark, Hays, 150 Gomez Road, Hobe Sound, FL 33455
Clark, Wallis H., 12705 NW I 12th Avenue, Alachua, FL 32615
Claude, Philippa, University of Wisconsin, Department of Zoology,
Zoology Research Building 125. 1 1 17 W Johnson Street, Madison,
Wl 53706
Clay, John R., NIH-NINDS. Building 36. Room 2-CO2. Bethesda. MD
20892
Clowes, Alexander W., University of Washington, School of Medicine.
Department of Surgery, Box 356410. Seattle. WA 98195-6410
Cobb, Jewel Plummer, California State University, 5151 University
Drive, Health Center 205, Los Angeles, CA 90032-8500
Cohen, Carolyn, Brandeis University. Rosenstiel Basic Medical,
Sciences Research Center, Waltham, MA 02254
Cohen, Lawrence B., Yale University School of Medicine, Department
of Physiology. 333 Cedar Street, New Haven. CT 06520
Cohen, Maynard M., Rush Medical College, Department of
Neurological Sciences, 600 South Paulina, Chicago, IL 60612
Cohen, William D., Hunter College. Department Biological Sciences,
New York, NY 10021
Coleman, Annette W., Brown University, Division of Biology and
Medicine, Providence. Rl 02912
Colinvaux, Paul, Smithsonian Tropical Research Institute. Unit 0948.
Apo AA 34002-0948, USA
Collier. Jack R., 3431 Highway. #107. P.O. Box 139. Effie. LA 71331
Collier, Marjorie McCann, 3431 Highway 107. P.O. Box 139. Effie,
LA 71331
Cook, Joseph A., Edna McConnell Clark Foundation, 250 Park Avenue,
New York. NY 10177-0026
Cornell, Neal W., Marine Biological Laboratory, Woods Hole. MA
02543
Cornwall, Melvin C., Boston University School of Medicine,
Department of Physiology L714, Boston. MA 021 18
Corson, D. Wesley, Storm Eye Institute, Room 537, 171 Ashley
Avenue. Charleston, SC 29425
Corwin, Jeffrey T., University of Virginia, School of Medicine,
Department Otolaryngology and Neuroscience, Box 396.
Charlottesville, VA 22908
Couch, Ernest F., Texas Christian University. Department of Biology,
TCU Box 298930, Fort Worth. TX 76129
Cox, Rachel Llanelly, Woods Hole Oceanographic Institute, Biology
Department. Woods Hole. MA 02543
Crane, Sylvia E., 438 Wendover Drive, Princeton, NJ 08540
Cremer-Bartels, Gertrud, Universitats Augenklinik, 44 Munster,
GERMANY
Crow, Terry J., University of Texas Medical School, Department of
Neurobiology and Anatomy. Houston, TX 77225
Crowell, Sears, Indiana University, Department of Biology.
Bloomington. IN 47405
Crowther, Robert J., Shriners Hospitals for Children. 51 Blossom
Street. Boston, MA 021 14
Cunningham, Mary-Ellen, 62 Cloverly Road, Grosse Pointe Farms, MI
48236-3313
Cutler. Richard D., Marine Biological Laboratory. Woods Hole. MA
02543
Daignault, Alexander T., Edgewood #6308. 575 Osgood Street, North
Andover, MA 01845 (deceased)
Davidson, Eric H., California Institute of Technology. Division of
Biology. 156-29. 391 South Holliston. Pasadena. CA 91 125
Davison, Daniel B., Bristol-Myers Squibb PR1. Biomformatics
Department, 5 Research Parkway, Wallingford. CT 06492
Daw, Nigel W., 5 Old Pawson Road, Branford, CT 06405
Dawidowicz, Eliezar A., Marine Biological Laboratory. Office of
Research Administration and Education, Woods Hole, MA 02543
De Weer, Paul J., University of Pennsylvania, B400 Richards Building.
Department of Physiology, 3700 Hamilton Walk, Philadelphia. PA
19104-6085
Deegan, Linda A., Marine Biological Laboratory, The Ecosystems
Center, Woods Hole, MA 02543
DeGroof, Robert C., 145 Water Crest Drive. Doylestown, PA 18901-
3267
Denckla, Martha Bridge, Johns Hopkins University. School of
Medicine. Kennedy-Krieger Institute. 707 North Broadway, Baltimore.
MD 21205
DePhillips, Henry A., Trinity College, Department of Chemistry, 300
Summit Street. Hartford, CT 06106
DeSimone, Douglas \V., University of Virginia, Department of Cell
Biology. Box 439, Health Sciences Center. Charlottesville, VA 22908
Dettbarn, Wolf-Dietrich, Vanderbilt University. School of Medicine,
Department of Pharmacology, Nashville. TN 37232
Dionne, Vincent E., Boston University Marine Program, Marine
Biological Laboratory. Woods Hole. MA 02543
Dowling, John E., Harvard University, Biological Laboratories, 16
Divinity Street, Cambridge, MA 02138
Drapeau, Pierre, Montreal General Hospital, Department of Neurology,
1650 Cedar Avenue. Montreal. Que. H3G 1A4. CANADA
DuBois, Arthur Brooks, John B. Pierce Foundation Laboratory. 290
Congress Avenue, New Haven. CT 06519
Duncan, Thomas K., Nichols College, Environmental Sciences
Department. Dudley, MA 01571
Dunham, Philip B., Syracuse University, Department of Biology. 1 30
College Place. Syracuse. NY 13244-1220
Dunlap, Paul V., University of Maryland Biotechnology Institute.
Center of Marine Biotechnology. Columbus Center. Suite 236, 701
East Pratt Street, Baltimore, MD 21202
Ebert, James I)., The Johns Hopkins University. Department of
Members of the Corporation R71
Biology. Homewood, 3400 North Charles Street. Baltimore. MD
21218-2685
Eckberg, William R., Howard University. Department of Biology, P.O.
Box 887. Administration Building. Washington, DC 20059
Edds, Kenneth T., R & D Systems, Inc., Hematology Division. 614
McKinley Place, NE, Minneapolis, MN 55413
Eder, Howard A., Albert Einstein College of Medicine, 1300 Morris
Park Avenue. Bronx, NY 10461
Edstrom, Joan, 53 Two Ponds Road, Falmouth, MA 02540
Egyud, Laszlo G., Cell Research Corporation, P.O. Box 67209,
Chestnut Hill. MA 02167-0209
Ehrlich, Barbara E., Yale University Medical School, B207 SHM.
New Haven, CT 06473
Eisen, Arthur Z., Washington University, Division of Dermatology,
Street Louis, MO 63110
Eisen, Herman N., Massachusetts Institute of Technology. Center for
Cancer Research, El 7- 128, 77 Massachusetts Avenue, Cambridge,
MA 02139-4307
Elder, Hugh Young, University of Glasgow, Institute of Physiology,
Glasgow G12 8QQ, SCOTLAND
Englund, Paul T., Johns Hopkins Medical School, Department of
Biological Chemistry. 725 North Wolfe Street. Baltimore, MD 21205
Epel, David, Stanford University, Hopkins Marine Station, Ocean View
Boulevard, Pacific Grove, CA 93950
Epstein, Herman T., 18 Lawrence Farm Road, Woods Hole, MA
02543
Epstein, Ray L., 1602 W. Olympia Street, Hernando. FL 34442
Farb, David H., Boston University School of Medicine, Department of
Pharmacology L603, 80 East Concord Street, Boston. MA 02 1 1 8
Farmanfarmaian, A. Verdi, Rutgers University. Department of
Biological Sciences. Nelson Biology Laboratory FOB 1059,
Piscataway. NJ 08855
Feldman, Susan C., University of Medicine and Dentistry, New Jersey
Medical School, 100 Bergen Street. Newark, NJ 07103
Festoff, Barry William, VA Medical Center, Neurology Service (151),
4801 Linwood Boulevard. Kansas City. MO 64128
Fink, Rachel D., Mount Holvoke College, Department of Biological
Sciences, Clapp Laboratories, South Hadley, MA 01075
Finkelstein, Alan, Albert Einstein College of Medicine, 1300 Morris
Park Avenue, Bronx, NY 10461
Fischbach, Gerald D., National Institute of Health, Neurological
Disorders and Strokes, 31 Center Drive. MSC 2540, Bldg 31, Rm
8A03. Bethesda, MD 20892-2540
Fishman, Harvey M., University of Texas Medical Branch, Department
of Physiology and Biophysics, 301 University Boulevard, Galveston,
TX 77555-0641
Flanagan, Dennis, 12 Gay Street, New York, NY 10014
Fluck, Richard Allen, Franklin and Marshall College, Department of
Biology, Box 3003, Lancaster, PA 17604-3003
Foreman, Kenneth H., Marine Biological Laboratory, Woods Hole,
MA 02543
Fox, Thomas Oren, Harvard Medical School, Division of Medical
Sciences. MEC 435. 260 Longwood Avenue, Boston, MA 021 15
Franzini-Armstrong, Clara, University of Pennsylvania, School of
Medicine. 330 South 46th Street, Philadelphia, PA 19143
Fraser, Scott, California Institute of Technology, Beckman Institute
139-74, 1201 East California Boulevard, Pasadena, CA 91 125
Frazier, Donald T., University of Kentucky Medical Center,
Department of Physiology and Biophysics, MS501 Chandler Medical
Center. Lexington, KY 40536
French, Robert J., University of Calgary, Health Sciences Centre,
Alberta, T2N 4NI, CANADA
Fulton, Chandler M., Brandeis University, Department of Biology, MS
008, Waltham, MA 02454-91 10
Furie, Barbara C., Beth Israel Deaconess Medical Center. BIDMC
Cancer Center, Kirstein 1, 330 Brookline Avenue, Boston, MA 02215
Furie, Bruce, Beth Israel Deaconess Medical Center, BIDMC Cancer
Center, Kirstein 1, 330 Brookline Avenue, Boston, MA 02215
Furshpan, Edwin J., Harvard Medical School. Department of
Neurobiology. 220 Longwood Avenue. Boston, MV\ 021 15
Futrelle, Robert P., Northeastern University, College of Computer
Science, 360 Huntmgton Avenue, Boston, MA 021 15
Gabr, Howaida, Sue/. Canal University, Department of Marine Science.
Faculty of Science, Ismailia, EGYPT
Gabriel, Mordecai L., Brooklyn College. Department of Biology, 2900
Bedford Avenue, Brooklyn, NY 11210
Gadsby, David C., The Rockefeller University, Laboratory of Cardiac
Physiology, 1230 York Avenue, New York, NY 10021-6399
Gainer, Harold, NIH. NINDS.BNP.DIR, Neurochemistry. Building 36,
Room 4D20, Bethesda. MD 20892-4130
Galatzer-Levy, Robert M., 180 North Michigan Avenue. Suite 2401,
Chicago, IL 60601
Gall, Joseph G., Carnegie Institution, 1 15 West University Parkway,
Baltimore, MD 21210
Garber. Sarah S., Allegheny University of the Health Sciences,
Department of Physiology, 2900 Queen Lane, Philadelphia, PA 19124
Gascoyne, Peter, University of Texas. M. D. Anderson Cancer Center,
Experimental Pathology. Box 89, Houston, TX 77030
Gelperin, Alan, Bell Labs Lucent, Department Biology Comp., Rm
1C464, 600 Mountain Avenue, Murray Hill, NJ 07974
German, James L., The New York Blood Center, Laboratory of
Human Genetics, 310 East 67th Street, New York, NY 10021
Gibbs, Martin, Brandeis University, Institute for Photobiology of Cells
and Organelles, Waltham. MA 02254
Giblin, Anne E., Marine Biological Laboratory. The Ecosystems
Center. Woods Hole. MA 02543
Gibson, A. Jane, Cornell University, Department of Biochemistry.
Biotech. Building. Ithaca, NY 14850
Gifford, Prosser, 540 North Street, SW. Apt. #S-903. Washington, DC
20024-4557
Gilbert, Daniel L., National Institutes of Health, Biophysics Sec., BNP,
Building 36, Room 5A-27, Bethesda, MD 20892
Giudice, Giovanni, Universita di Palermo, Dipartimento di Biologia,
Cellulare e Dello Sviluppo, 1-90123 Palermo. ITALY
Giuditta, Antonio, University of Naples, Department of General
Physiology, Via Mezzocannone 8, Naples, 80134, ITALY
Glynn, Paul, P.O. Box 6083, Brunswick, ME 04011-6083
Golden, William T., Chairman Emeritus, American Museum of Natural
History, Rm. 4201. 40 Wall Street, New York, NY 10005
Goldman, Robert D., Northwestern University Medical School,
Department of Cell and Molecular Biology. 303 E. Chicago Avenue,
Chicago, IL 60611-3008
Goldsmith, Paul K., National Institutes of Health. Building 10, Room
9C-101. Bethesda. MD 20892
Goldsmith. Timothy H., Yale University, Department of Biology, New
Haven, CT 06510
Goldstein, Moise H., The Johns Hopkins University, ECE Department,
Barton Hall, Baltimore. MD 21218
Goodman, Lesley Jean (deceased)
Gould, Robert Michael, NYS Institute of Basic Research, 1050 Forest
Hill Road, Staten Island, NY 10314-6399
Govind, C. K., Scarborough College, Life Sciences Division, 1265
Military Trail, West Hill, Ontario MIC 1A4, CANADA
Grace, Dick, Doreen Grace Fund, The Brain Center, Promontory Point,
New Seabury, MA 02649
Graf, Werner M., College of France. 1 1 Place Marcelin Berthelot.
75231 Paris Cedex 05, FRANCE
R72 Annual Report
Grant, Philip, National Institutes of Health.
NINDS.BN.DIR.Neurochemistry. Building 36. Room 4D20. Bethesda.
MD 20892-4130
Grass, Ellen R., The Grass Foundation, 77 Reservoir Road. Quincy.
MA 02 170-3610
Grassle, Judith P., Rutgers University, Institute of Marine and Coastal
Studies, Box 23 1 , New Brunswick, NJ 08903
Graubard, Katherine G., University of Washington, Department of
Zoology, NJ-15. Box 351800, Seattle, WA 98195-1800
Greenberg, Everett Peter, University of Iowa. College of Medicine.
Department of Microbiology. Iowa City, IA 52242
Greenberg, Michael J., University of Florida, The Whitney Laboratory,
9505 Ocean Shore Boulevard. St. Augustine, FL 32086-8623
Greer, Mary J., 176 West 87th Street, #12A, New York. NY 10024-
2402
Griffin, Donald R., Harvard University. Concord Field Station, Old
Causeway Road, Bedford, MA 01730
Gross, Paul R., 1 1 1 Perkins Street. Apt. 45. Jamaica Plain, MA 02130-
4320
Grossman, Albert, New York University Medical Center, 550 First
Avenue. New York, NY 10016
Grossman, Lawrence, The Johns Hopkins University. Department of
Biochemistry. 615 North Wolfe Street. Baltimore, MD 21205
Gruner, John A., Cephalon, Inc.. 145 Brandyw'ine Parkway, West
Chester, PA 19380-4245
Gunning. A. Robert, P.O. Box 165. Falmouth. MA 02541
Gwilliam, G. F., Reed College, Department of Biology, Portland, OR
97202
Haimo, Leah T., University of California. Department of Biology.
Riverside. CA 92521
Hajduk, Stephen L., University of Alabama. School of
Medicine/Dentistry, Department of Biochemistry/Molecular Genetics.
University Station. Birmingham. AL 35294
Hall, Linda M., SUNY. Department of Biochemstry Pharmacology, 329
Huchstetter Hall, Buffalo, NY 14260-1200
Hall, /;K h YV., University of California, Department Physiology, San
Francisco. CA 94114
Halvorson, Harlyn O., University of Massachusetts, Policy Center for
Marine Biosciences and Technology. 100 Morrissey Boulevard.
Boston. MA 02125-3393
Haneji, Tatsuji. Kyushu Dental College. Department of Anatomy, 2-6-
1, Mana/.uru. Kokurakita-Ku, Kitakyushu 803. JAPAN
Hanlon, Roger T., Marine Biological Laboratory. Woods Hole, MA
02543
Harosi, Ferenc, New College of the USF, Division of Natural Sciences,
5700 North Tamiami Trail. Sarasota, FL 34243-2197
Harrigan, June F., 7415 Makaa Place, Honolulu. HI 96825
Harrington, Glenn W., Weber State University, Department of
Microbiology, Ogden. UT 84408
Harrison, Stephen C., Harvard University, Department of Molecular
and Cell Biology, 7 Divinity Avenue. Cambridge. MA 02138
Haselkorn, Robert, University of Chicago. Department of Molecular
Genetics and Cell Biology, Chicago, IL 60637
Hastings, J. Woodland, Harvard University. The Biological
Laboratories. 16 Divinity Avenue, Cambridge. MA 02138-2020
Huydnn-Baillie, Wensley G., Porton Institute, 2 Lowndes Place,
I ondon SW1X 8Dd, ENGLAND
Hayes, Raymond L., Howard University, College of Medicine. 520 W
Street. NW, Washington. DC 20059
Heck. Diane E.. F.OHSI. Department of Pharmacology/Toxicology, 681
Frelinghuysen Road, Piscataway, NJ 08855
Henry, Jonathan Joseph, University of Illinois, Department of Cell and
Struct. Biology. 601 South Goodwin Avenue #BI07, Urbana, II.
61801-3709
Hepler. Peter K., University of Massachusetts. Department of Biology.
Morrill III. Amherst, MA 01003
Herndon, Walter R., University of Tennessee. Department of Botany,
Knoxville, TN 37996-1 100
Herskovits, Theodore T.. Fordham University. Department of
Chemistry. John Mulcahy Hall. Room 638. Bronx. NY 1045S
Hiatt. Howard H., Bngham and Women's Hospital. Department of
Medicine. 75 Francis Street, Boston, MA 021 15
Highstein, Stephen M., Washington University. Department of
Otolaryngology. Box 8115. 4566 Scott Avenue, Street Louis, MO
63110
Hildehrand, John G., University of Arizona, ARL Division of
Neurobiology. P.O. Box 210077. Tucson, AZ 85721-0077
Hill, Richard W., Michigan State University, Department of Zoology,
East Lansing. MI 48824
Hill, Susan D., Michigan State University. Department of Zoology, East
Lansing. MI 48824
Hillis, Llewellya W., Smithsonian Tropical Research Institute. Unit
0948. APO. AA 34002-0948
Hinkle, Gregory J., Bioinformatics Group, Cereon Genomics, One
Kendall Square, Building 200. Cambridge. MA 02139
Hinsch, Gertrude W., University of South Florida. Department of
Biology. Tampa, FL 33620
Hinsch, Jan, Leica. Inc.. 1 10 Commerce Drive, Allendale. NJ 07401
Hobhie, John E., Marine Biological Laboratory. The Ecosystems
Center. Woods Hole. MA 02543
Hodge, Alan J., 3843 Mount Blackburn Avenue. San Diego, CA 921 1 1
Hoffman, Joseph F., Yale University School of Medicine, Cellular and
Molecular Physiology. 333 Cedar Street. New Haven. CT 06520-8026
Hollyfield, Joe G. address unknown
Holz IV, George G., New York University Medical Center, Medical
Sciences Building Room 442, 550 First Avenue. New York. NY
10016
Hopkinson, Charles S., Marine Biological Laboratory, Woods Hole,
MA 02543
Houk, James C., Northwestern University Medical School, 303 East
Chicago Avenue, Ward 5-315. Chicago. IL 6061 1-3008
Hoy, Ronald R., Cornell University. Section of Neurobiology and
Behavior, 215 Mudd Hall. Ithaca, NY 14853
Huang, Alice S., California Institute of Technology. Mail Code 1-9.
Pasadena, CA 91125
Hufnagel-Zackroff. Linda A., University of Rhode Island, Department
of Microbiology, Kingston. RI 02881
Hummon, William D., Ohio University. Department of Biological
Sciences. Athens. OH 45701
Humphreys, Susie H., Food and Drug Administration, HFS-308, 200 C
Street. SW, Washington. DC 20204-0001
Humphreys, Tom, University of Hawaii. Kewalo Marine Laboratory.
41 Ahui Street. Honolulu, HI 96813
Hunt, Richard T., ICRF, Clare Hall Laboratories. South Minims
Potter's Bar, Herb EN6-3LD. ENGLAND
Hunter, Robert D., Oakland University, Department of Biological
Sciences. Rochester. MI 48309-4401
Huxley, Hugh E., Brandeis University, Rosenstiel Center, Biology
Department. Waltham. MA 02154
1 1. HI. Joseph, Case Western Reserve University, School of Medicine.
Department of Anatomy, Cleveland. OH 44106
Ingoglia, Nicholas A., New Jersey Medical School, Department of
Pharmacology/Physiology, 185 South Orange Avenue. Newark. NJ
07103
Inoue, Saduyki, McGill University. Department of Anatomy, 3640
University Street, Montreal.PQ H3A 2B2, CANADA
Inoue, Shinya, Marine Biological Laboratory. Woods Hole, MA 02543
Members of the Corporation R73
Isselbacher, Kurt J., Massachusetts Genera] Hospital Cancer Center.
Charlestown. MA 02129
Issidorides, Marietta Radovic, University of Athens, Department of
Psychiatry, Monis Petraki 8. Athens, 140, GREECE
Izzard, Colin S., SUNY-Albany. Department of Biological Sciences,
1400 Washington Avenue. Albany, NY 12222
Jacobs, Neil, Hale and Dorr, 60 State Street, Boston, MA 02109
Jaffe, Laurinda A., University of Connecticut Health Center,
Department of Physiology. Farmington Avenue. Farmington, CT
06032
Jaffe, Lionel, Marine Biological Laboratory, Woods Hole, MA 02543
Jannasch. Holger W., Woods Hole Oceanographic Institute.
Department of Biology. Woods Hole, MA 02543 (deceased)
Jeffery, William R., University of Maryland. Department of Biology.
College Park. MD 20742
Johnston, Daniel, Baylor College of Medicine. Division of
Neuroscience, Baylor Plaza. Houston. TX 77030
Josephson, Robert K., University of California, School of Biological
Science. Department of Psychobiology, Irvine. CA 92697
Kaczmarek, Leonard K., Yale University School of Medicine,
Department of Pharmacology, 333 Cedar Street. New Haven, CT
06520
Kaley, Gabor, New York Medical College. Department of Physiology.
Basic Sciences Building. Valhalla. NY 10595
Kaltenbach, Jane, Mount Holyoke College. Department Biological
Sciences, South Hadley, MA 01075
Kaminer, Benjamin, Boston University Medical School, Physiology
Department, 80 East Concord Street, Boston, MA 021 18
Kaneshiro, Edna S., University of Cincinnati, Biological Sciences
Department, JL 006. Cincinnati. OH 45221-0006
Kaplan, Ehud, 450 E 63 rd Street. New York. NY 10021-7928
Karakashian, Stephen J., Apartment 16-F. 165 West 91st Street. New
York. NY 1 0024
Karlin, Arthur, Columbia University, Center for Molecular
Recognition, 630 West 168th Street, Room 1 1-401. New York, NY
10032
Keller, Hartmut Ernst, Carl Zeiss. Inc.. One Zeiss Drive. Thomwood.
NY 10594
Kelley, Darcy B., Columbia University. Department of Biological
Sciences. 911 Fairchild. Mailcode 2432. New York. NY 10027
Kelly, Robert E., 5 Little Harbor Road, Woods Hole, MA 02543
Kemp, Norman E., University of Michigan, Department of Biology,
Ann Arbor. Ml 48109
Kendall, John P., Faneuil Hall Associates, 176 Federal Street, 2nd
Floor. Boston. MA 02110
Kerr, Louis M.. Marine Biological Laboratory. Woods Hole, MA
02543
Keynan, Alexander, Israel Academy of Science and Humanity. P.O.
Box 4040, Jerusalem. ISRAEL
Khan, Shahid M.M., Albert Einstein College of Medicine. Department
of Physiology and Biophysics. 1300 Morris Park Avenue. Room
U273. Bronx, NY 10461
Khodakhah, Kamran, University of Colorado School of Medicine.
Department of Physiology and Biophysics, 4200 East 9th Avenue.
C-240, Denver, CO 80262
Kiehart, Daniel P., Duke University Medical Center. Department of
Cell Biology. Box 3709, 308 Nanalme Duke Building. Durham. NC
27710
Kleinfeld, David, University of California. Department of Physics. 0319
9500 Oilman Drive. La Jolla. CA 92093
Klessen, Rainer, Address unknown.
Klotz, Irving M., Northwestern University. Department of Chemistry.
Evanston. II. WI20I
Knudson, Robert A., Marine Biological Laboratory. Woods Hole. MA
02543
Koide, Samuel S., The Rockefeller University. The Population Council.
1230 York Avenue. New York. NY 10021
Kornberg, Hans, Boston University. The University Professors, 745
Commonweath Avenue, Boston. MA 02215
Kosower, Edward M., Tel-Aviv University, Department of Chemistry.
Ramat-Aviv. Tel Aviv, 69978, ISRAEL
Krahl. Maurice E., 27X3 West Casas Circle, Tucson, AZ 85741
Krane. Stephen M., Massachusetts General Hospital. Arthritis Unit,
Fruit Street, Boston. MA 021 14
Krauss, Robert, P.O. Box 291. Demon. MD 21629
Kravitz, Edward A., Harvard Medical School. Department of
Neurobiology, 220 Longwood Avenue, Boston. MA 02 1 1 5
Kriebel, Mahlon E., SUNY Health Science Center, Department of
Physiology. Syracuse. NY 13210
Kristan Jr., William B., University of California. Department of
Biology 0357, 9500 Oilman Drive, La Jolla, CA 92093-0357
Kropinski, Andrew M., Queen's University, Department of
Microbiology/Immunology, Kingston. Ontario K7L 3N6. CANADA
Kuffler. I). inn, 11 P., Institute of Neurobiology. 201 Boulevard del
Valle. San Juan 00901. PR
Kuhns. William J., Hospital for Sick Children, Biochemistry Research,
555 University Avenue. Toronto, Ontario M5G 1X8, CANADA
Kunkel, Joseph G., University of Massachusetts, Department of
Biology, Amherst, MA 01003
Kuzirian, Alan M., Marine Biological Laboratory, Woods Hole, MA
02543-1015
Laderman, Aimlee D., Yale University. School of Forestry and
Environmental Studies. 370 Prospect Street, New Haven. CT 065 1 1
Landeau. Laurie J., Listowel. Inc.. 2 Park Avenue. Suite 1525. New
York. NY 10016
I .nulls. Dennis M.D., University Hospital of Cleveland, Department
Neurology. I 1 100 Euclid Avenue, Cleveland. OH 44106
Landis, Story C., National Institutes of Health, Building 36. Room
5A05, 36 Convent Drive. Bethesda. MD 20892-4150
Landowne, David, University of Miami Medical School, Department of
Physiology, P.O. Box 016430. Miami. FL 33101
Langford, George M., Dartmouth College. Department of Biological
Sciences. 6044 Oilman Laboratory. Hanover, NH 03755
Laskin, Jeffrey, University of Medical and Dentistry of New Jersey,
Robert Wood Johnson Medical School, 675 Hoes Lane. Piscataway,
NJ 08854
Lasser-Ross. Nechama, New York Medical College. Department of
Physiology. Valhalla. NY 10595
Laster, Leonard. University of Massachusetts Medical School. 55 Lake
Avenue. North, Worcester. MA 01655
Laties, Alan, Scheie Eye Institute, Myrin Circle, 51 North 39th Street,
Philadelphia, PA 19104
Laufer, Hans, University of Connecticut. Department of Molecular and
Cell Biology. U-125. 75 North Eagleville Road Storrs. CT 06269-
3125
Lazarow, Paul B., Mount Sinai School of Medicine. Department of
Cell Biology and Anatomy, 1190 Fifth Avenue. Box 1007, New
York, NY 10029-6574
Lazarus, Maurice, Federated Department Stores, Sears Crescent, City
Hall Pla/a. Boston. MA 02108
Leadhetter, Edward R., University of Connecticut, Department of
Molecular and Cell Biology, U-131. Beach Hall. Room 249. 354
Mansfield Road. Storrs. CT 06269-2 1 3 1
Lederberg, Joshua. The Rockefeller University. 1230 York Avenue.
New York, NY 10021
R74 Annual Report
Lee, John J.. City College of CUNY. Department of Biology, Convent
Avenue and 138th Street. New York, NY 10031
Lehy, Donald B., 35 Willow Field Drive, North Falmouth. MA 02556
Leibovitz, Louis, 3 Kettle Hole Road, Falmouth. MA 02540 (deceased)
Leighton, Joseph, Aeron Biotechnology. Inc., 1933 Davis Street #310.
San Leandro. CA 44577 (deceased)
Leighton. Stephen B.. National Institutes of Health, Building 13, 3WI3.
Bethesda, MD 20842
Lemos, Jose Ramon, University of Massachusetts Medical Center.
Worcester Foundation Campus. 222 Maple Avenue. Shrewsbury. MA
01545-2737
Lerner, Aaron B.. Yale University School of Medicine, Department of
Dermatology. P.O. Box 3333, New Haven, CT 06510
Levin, Jack, Veterans Administration. Medical Center. 1 1 1 H2. 4150
Clement Street, San Francisco. CA 94121
Levine, Michael, University of California. Department MCB. 401
Barker Hall. Berkeley. CA 94720
Levine, Richard B., University of Arizona. Division of Neurobiology.
Room 611. Gould Simpson Building. P.O. Box 210077. Tucson. AZ
85721-0077
Levinthal, Francoise, Columbia University, Department of Biological
Sciences, Broadway and 116th Street. New York, NY 10026
Levitan, Herbert, National Science Foundation. 4201 Wilson
Boulevard, Room 835, Arlington. VA 22230
Levitan. Irwin B., Brandeis University. Volen Center for Complex
Systems. 415 South Street, Waltham. MA 02254
Linck. Richard VV., University of Minnesota School of Medicine. Cell
Biology and Neuroanatomy Department, 4-135 Jackson Hall. 321
Church Street. Minneapolis. MN 55455
Lipicky. Raymond J., FDA/CDER/ODEI/HFD- 1 10. 5600 Fishers Lane.
Rockville. MD 20857
Lisman, John E., 199 Coolidge Avenue, #902, Watertown. MA 02172-
1572
Liuzzi. Anthony, 320 Beacon Street, Boston. MA 021 16
Llinas, Rodolf'o R., New York University Medical Center. Department
of Phsyiology/Biophysics. 550 First Avenue. Room 442. New York.
NY 10016
Lobel, Phillip S., Boston University Marine Program. Marine Biological
Laboratory, Woods Hole. MA 02543
Loew, Franklin M., Becker College. 61 Sever Street. Worcester. MA
01615-0071
Loewenstein, Birgit Rose, Marine Biological Laboratory. Woods Hole.
MA 02543
Loewenstein, Werner R., Marine Biological Laboratory, Woods Hole.
MA 02543
London, Irving M., Harvard-MIT. Division. E-25-551. Cambridge. MA
02 1 39
Longo, Frank J., University of Iowa. Department of Anatomy. Iowa
City. IA 52442
Lorand, Laszlo, Northwestern University Medical School. CMS
Biology. Searle 4-555. 303 East Chicago Avenue, Chicago. 1L 60611-
3008
Luckenbill, Louise M., Ohio University. Department of Biological
Sciences, Irvine Hall, Athens, OH 45701
Macagno, Fduardo R., Columbia University. 109 Low Memorial
Library, Mail Code 4306. New York, NY 10027
MacNichol Jr., Kdward F., Boston University School of Medicine.
Department of Physiology, 80 East Concord Street, Boston, MA
021 IS
Maglott-Dul'lield, Donna R., American Type Culture Collection, 12301
Parklawn Drive. Roik \ille. MD 20852-1776
Maienschein, Jane Ann, Ari/ona State University, Department of
Philosophy. P.O. Box 872004. Tempe. AZ 85287-2004
Mainer. Robert E., The Boston Company. Inc.. One Boston Place,
OBP-15-D, Boston. MA 02108
Malhon, Craig C., SUNY, University Medical Center. Pharmacology-
HSC. Stony Brook, NY 11794-8651
Malchow, Robert P., University of Illinois, Department of
Ophthalmology, 1855 West Taylor Street N/C 648, Chicago. IL
60612
Man. ilis, Richard S., Indiana-Purdue University, Department of
Biological Science, 2101 Coliseum Boulevard East, Fort Wayne. IN
46805
Mangum, Charlotte P., College of William and Mary. Department of
Biology. Williamsburg. VA 23187-8795 (deceased)
Manz, Robert D., 304 Adams Street, Milton. MA 02186
Margulis, Lynn, University of Massachusetts. Department of
Geosciences. Morrill Science Center, Box 35820, Amherst. MA
01003-5820
Marinucci, Andrew C., 102 Nancy Drive, Mercerville, NJ 08619
Martinez, Joe L., The University of Texas, Division of Life Sciences,
6900 North Loop 1604 West, San Antonio. TX 78249-0662
Martinez-Palomo, Adolfo, CINVESTAV-IPN, Sec. de Patologia
Experimental. 07000 Mexico. D.F.A. P. 140740, MEXICO
Mastroianni, Luigi, Hospital of University of Pennsylvania. 106 Dulles.
3400 Spruce Street, Philadeplna, PA 19104-4283
Mauzerall, David, Rockefeller University, 1230 York Avenue, New
York, NY 10021
McC'ann, Frances V., Dartmouth Medical School, Department of
Physiology. Lebanon. NH 03756
McLaughlin, Jane A., Marine Biological Laboratory. Woods Hole, MA
022543
McMahon, Robert F., University of Texas, Arlington. Department of
Biology. Box 19498. Arlington, TX 76019
Meedel, Thomas, Rhode Island College. Biology Department. 600
Mount Pleasant Avenue, Providence, RI 02908
Meinertzhagen, Ian A., Dalhousie University, Department of
Psychology, Halifax. NS B3H 4J 1 . CANADA
Meiss, Dennis E., Immunodiagnostic Laboratories. 488 McCormick
Street, San Leandro, CA 94577
Melillo, Jerry M., Marine Biological Laboratory. Ecosystems Center,
Woods Hole. MA 02543
Mellon Jr., DeForest, University of Virginia. Department of Biology.
Gilmer Hall, Charlottesville, VA 22903
Mellon. Richard P.. P.O. Box 187. Laughlintown, PA 15655-0187
Mendelsohn, Michael E., New England Medical Center, Molecular
Cardiology Laboratory. NEMC Box 80, 750 Washington Street.
Boston. MA 021 I I
Merriman, Melanie Pratt, 751 1 Beach View Drive, North Bay Village.
FL 33141
Meselson, Matthew, Harvard University. Fairchild Biochemistry
Building, 7 Divinity Avenue. Cambridge. MA 02138
Metuzals, Janis, University of Ottawa. Department of Pathology and
Laboratory Medical. 451 Smyth Road, Ottawa. Ontario K1H 8M5.
CANADA
Miledi. Ricardo, University of California. Irvine. Department of
Psychobiology. 2205 Biology Sci. II. Irvine. CA 92697-4550
Milkman. Roger D., University of Iowa. Department of Biological
Sciences, Biology Buiilding, Room 318, Iowa City, IA 52242-1324
Miller, Andrew L., Hong Kong University of Science and Technology.
Department of Biology, Clearwater Bay. Kowloon, HONG KONG
Mills, Robert, 10315 44th Avenue. W 12 H Street. Brandenton. FL
34210
Misevic, Gradimir, University Hospital of Basel. Department of
Research. Mebelstr. 20. CH-403 1 Basel. SWITZERLAND
Mitchell. Ralph. Harvard University, Division of Applied Sciences, 29
Oxford Street. Cambridge. MA 02 1 38
Members of the Corporation R75
Miyakawa, Hiroyoshi, Tokyo College of Pharmacy. Laboratory of
Cellular Neurobiology. 1432-1 Horinouchi, Hachiouji, Tokyo 192-03,
JAPAN
Miyamoto. David M., Drew University. Department of Biology.
Madison, NJ 07940
Mi/. II. Merle, Tulane University. Depanment of Cell and Molecular,
Biology. New Orleans. LA 70118
Moore, John W., Duke University Medical Center. Department of
Neurobiology, Box 3209. Durham, NC 27710
Moreira, Jorge E., NIH/NICHD. Department of Cell and Molecular
Biol., Bethesda, MD 20852
Morin, James G., address unknown
Morrell. Leyla de Toledo, Rush-Presbyterian-Street Lukes, Medical
Center, 1653 West Congress Parkway, Chicago, IL 60612
Morse, M. Patricia, National Science Foundation, Room 885, Esie.
Arlington, VA 22230
Morse, Stephen S., DARPA/DSO, 3701 North Fairfax Drive. Arlington,
VA 22203-1714
Mote, Michael I., Temple University. Department of Biology,
Philadelphia, PA 19122
Muller, Kenneth J., University of Miami School of Medicine,
Department of Physiology and Biophysics. 1600 NW 10th Avenue.
R-430. Miami, FL 33136
Murray, Andrew W., University of California. Department of
Physiology. Box 0444, 513 Parnassus Avenue. San Francisco. CA
94143-0444
Nabrit, S. M., 686 Beckwith Street, SW, Atlanta, GA 30314
Nadelhoffer, Knute J., Marine Biological Laboratory, 7 MBL Street.
Woods Hole, MA 02543
Naka, Ken-ichi, 2-9-2 Tatumi Higashi, Okazaki, 444, JAPAN
Nakajima, Yasuko, University of Illinois, College of Medicine.
Anatomy and Cell Biology Department. M/C 512. Chicago, IL 60612
Narahashi, Toshio, Northwestern University Medical School,
Department of Pharmacology. 303 East Chicago Avenue. Chicago. IL
60611
Nasi, Enrico, Boston University School of Medical. Department of
Physiology, R-406. 80 East Concord Street, Boston, MA 02118
Neill, Christopher, Marine Biological Laboratory. 7 MBL Street,
Woods Hole, MA 02543
Nelson, Leonard, Medical College of Ohio. Department of Physiology.
CS 10008. Toledo. OH 43699
Nelson, Margaret C., Cornell University. Section of Neurobiology and
Behavior. Ithaca, NY 14850
Nicholls, John G., University of Basel, Department of Pharmacology
Biocenter. Klingelbergstrasse 70. Basel, CH-4056, SWITZERLAND
Nickerson, Peter A., SUNY, Buffalo, Department of Pathology,
Buffalo, NY 14214
Nicosia, Santo V., University of South Florida, College of Medicine.
Box 1 1. Department of Pathology, Tampa, FL 33612
Noe, Bryan D., Emory University School of Medicine. Department of
Anatomy and Cell Biology, Atlanta. GA 30322
Norton, Catherine N., Marine Biological Laboratory, 7 MBL Street.
Woods Hole, MA 02543
Nusbaum, Michael P., University of Pennsylvania School of Medicine,
Department of Neuroscience, 215 Stemmler Hall, Philadelphia. PA
191(14-6074
O'Herron, Jonathan, Lazard Freres and Company. 30 Rockefeller
Plaza. 59th Floor. New York. NY 10020-1900
Obaid, Ana Lia, University of Pennsylvania School of Medicine,
Neuroscience Department, 234 Stemmler Hall, Philadelphia, PA
19104-6074
Ohki, Shinpei, SUNY at Buffalo, Department of Biophysical Sciences,
224 Cary Hall. Buffalo. NY 14214
Oldenbourg, Rudolf, Marine Biological Laboratory. 7 MBL Street.
Woods Hole. MA 02543
Olds, James L., George Mason University. Krasnow Institute for
Advanced Studies, Mail Stop 2A1, Fairfax, VA 22030-4444
Olins, Ada L., 45 Eastern Promenade, #7-D, Portland. ME 04101
Olins, Donald E., 45 Eastern Promenade. #7-D, Portland, ME 04101
Oschman, James L., Nature's Own Research Association, P.O. Box
5101. Dover, NH 03X20
Palazzo, Robert E., University of Kansas, Department of Physiology
and Cell Biology, Lawrence, KS 66045
Palmer, John D., University of Massachusetts, Department of Zoology,
221 Morrill Science Center, Amherst, MA 01003
Pant, Harish C., NINCDS/NIH. Laboratory of Neurochemistry,
Building 36, Room 4D20. Bethesda. MD 20892
Pappas, George D., University of Illinois. College of Medicine,
Department of Anatomy. Chicago. IL 60612
Pardee, Arthur B., Dana-Farber Cancer Institute. D810, 44 Binney
Street, Boston, MA 02 1 1 5
Pardy, Rosevelt L., University of Nebraska, School of Life Sciences,
Lincoln, NE 68588
Parmentier, James L., 175 S. Great Road, Lincoln, MA 01773-41 12
Pederson, Thoru, University of Massachusetts Medical Center,
Worcester Foundation Campus. 222 Maple Avenue. Shrewsbury, MA
01545
Perkins, Courtland I)., 400 Hilltop Terrace, Alexandria, VA 22301
Person, Philip, 137-87 75th Road, Flushing, NY 11367
Peterson, Bruce J., Marine Biological Laboratory, 7 MBL Street,
Woods Hole. MA 02543
Pethig. Ronald, University College of North Wales. School of
Electronic Engineering. Bangor. Gwynedd. LL 57 IUT, UNITED
KINGDOM
Pfohl, Ronald J.. Miami University, Department of Zoology, Oxford,
OH 45056
Pierce, Sidney K., University of Maryland. Department of Zoology,
College Park. MD 20742
Pleasure. David E., Children's Hospital. Neurology Research, 5th
Floor. Ambramson Building. Philadelphia, PA 19104
Poindexter, Jeanne S., Barnard College. Columbia University, 3009
Broadway. New York, NY 10027-6598
Pollard, Harvey B., NIH/NIDDKD, Building 8, Room 401, Bethesda.
MD 20892
Pollard, Thomas D., Salk Institute for Biological Studies. 10010 N.
Torrey Pines Road. La Jolla. CA 92037
Porter, Beverly H., 5542 Windysun Court, Columbia, MD 21045
Porter, Mary E., University of Minnesota, Department of Cell Biology
and Neuroanatomy. 4-135 Jackson Hall, 321 Church Street SE,
Minneapolis, MN 55455
Potter, David D., Harvard Medical School. Department of
Neurobiology, 25 Shattuck Street. Boston, MA 02115
Potts, William T., LIniversity of Lancaster. Department of Biology,
Lancaster, ENGLAND
Powers, Maureen K.. Vanderbilt University. Department of
Psychology. 301 Arts and Science Psychology Building, Nashville.
TN 37240
Prendergast, Robert A., Wilmer Institute, Johns Hopkins Hospital. 600
North Wolfe Street, Baltimore. MD 21287-9142
Price, Carl A., Rutgers University, Waksman Institute of Microbiology,
P.O. Box 759. Piscataway, NJ 08855-0759
Prior, David J., Northern Arizona University. Arts and Sciences Dean's
Office, Box 5621, Flagstaff, AZ 8601 1
Prusch. Robert D., Gonzaga University, Department of Life Sciences,
Spokane, WA 99258
R76 Annual Report
Purves, Dale, Duke University Medical Center. Department of
Neurobiology. Box 3209. 101-1 Bryan Research Building, Durham.
NC 27710
Quigley, James P., SUNY Health Sciences Center, Department of
Pathology. BHS Tower 4. Room 140. Stony Brook. NY 1 1794-8691
Rahb, Irving VV., 1010 Memorial Drive. Cambridge. MA 02138
Rabin, Harvey. P.O. Box 4022. Wilmington. DE 19807
Rabinowitz, Michael B., Marine Biological Laboratory, 7 MBL Street.
Woods Hole. MA 02543
Rafferty, Nancy S., Marine Biological Laboratory. 7 MBL Street.
Woods Hole, MA 02543
Rakowski. Robert F., UHS/The Chicago Medical School, Department
of Physiology and Biophysics, 3333 Greenbay Road. N. Chicago, IL
60064
Ramon, Fidel, Universidad Nacional Autonoma de Mexico. Division
EStreet Posgrado E Invest.. Facultad de Medicina, 04510, D.F.,
MEXICO
Ranzi, Silvio, Sez. Zoologia Scienze Naturali, Dip. di Biologia. Via
Celoria, 26, 20133 Milano. ITALY (deceased)
Rastetter, Edward B., Marine Biological Laboratory, The Ecosystems
Center. Woods Hole, MA 02543
Ri'bhun. Lionel I., University of Virginia. Department of Biology,
Gilmer Hall 45, Charlottesville. VA 22901
Reddan. John R., Oakland University. Department of Biological
Sciences. Rochester. MI 48309-4401
Reese, Thomas S., NIH. N1NDS. Building 36. Room 2A29. Bethesda,
MD 20892
Reinisch, Carol L., Marine Biological Laboratory, 7 MBL Street.
Woods Hole. MA 02543
Rickles, Frederick R., 2633 Danforth Lane, Decatur, GA 30033
Rieder, {.'only L., Wadsworth Center, Division of Molecular Medicine.
P.O. Box 509. Albany. NY 12201-0509
Riley, Monica, Marine Biological Laboratory, 7 MBL Street, Woods
Hole. MA 02543
Ripps, Harris, University of Illinois at Chicago. Department of
Ophthalmology/Visual Sciences. 1855 West Taylor Street, Chicago,
IL 60612
Ritchie, J. Murdoch, Yale LIniversity School of Medicine. Department
of Pharmacology, 333 Cedar Street. New Haven. CT 06510
Rome, Lawrence C., University of Pennsylvania. Department of
Biology. Philadelphia. PA 19104
Rosenhluth, Jack, New York University School of Medical,
Department of Physiology and Biophysics. RR 714. 400 East 34th
Street, New York, NY 10016
Rosenhluth, Raja, Simon Fraser University. Institute of Molecular
Biology and Biochemistry. Burnaby, BC. BC V5A IS6. CANADA
Rosenh'eld, Allan, Columbia University School of Public Health. 600
West IfiSih Street. New York. NY 10032-3702
Ro.senkranz. Herbert S., 130 Desoto Street. Pittsburgh. PA 15213-2535
Roslansky, John D., 57 Buzzards Bay Avenue. Woods Hole. MA
02543
Roslansky, Priscilla F., Associates of Cape Cod. Inc., P.O. Box 224,
Woods Hole, MA 02543
Ross, William N., New York Medical College. Department of
Physiology. Valhalla. NY 10595
Roth, Jay S., P.O. Box 692. Woods Hole. MA 02543-0692
Rottenfusser, Rudi, Marine Biological Laboratory, 7 MBL Street.
Woods Hole. MA 02543
Rowland. Lewis P., Neurological Institute. 710 West 168th Street, New
York. NY 10032
Riiderman, Joan V., Harvard Medical School. Department of Cell
Biology. 240 Longwood Avenue, Boston, MA 021 15
Rummel. John I)., Marine Biological Laboratory, 7 MBL Street,
Woods Hole, MA 02543
Rushforth, Norman B.. Case Western Reserve University, Department
of Biology. Cleveland, OH 44106
Russell-Hunter, W. D., 71 1 Howard Street, Easton. MD 21601-3934
Saffo, Mary Beth, Arizona State University West. Life Science
Department, MC 2352. P.O. Box 37100. Phoenix. AZ 85069-7100
Salama, Guy, University of Pittsburgh, Department of Physiology.
Pittsburgh. PA 15261
Salmon, Edward D., University of North Carolina. Department of
Biology. CB 3280. Chapel Hill, NC 27514
Salvers, Abigail, University of Illinois. Department of Microbiology.
407 South Goodwin Avenue, Urbana. IL 61801
Salzberg, Brian M., University of Pennsylvania School of Medicine,
Department of Neuroscience. 215 Stemmler Hall. Philadelphia. PA
19104-6074
Sanger, Jean M., University of Pennsylvania School of Medicine.
Department of Anatomy. 36th and Hamilton Walk. Philadelphia, PA
19104
Sanger. Joseph W., University of Pennsylvania Medical Center,
Department of Cell and Developemental Biology, 36th and Hamilton
Walk. Philadelphia. PA 19104-6058
Saunders Jr., John W., Marquette University, P.O. Box 3381.
Wauuoit. MA 02536
Schachman, Howard K., University of California. Molecular and Cell
Biology Department. 229 Stanley Hall. #3206. Berkeley. CA 94720-
3206
Schatten, Gerald P., Oregon Health Sciences University. Oregon
Regional Primate Research Center. 505 N.W. 185th Avenue.
Beaverton, OR 97006
Schatten, Heide, University of Wisconsin. Department of Zoology,
Madison, WI 53706
Schmeer, Arlene C., Mercenene Cancer Research Institute, 790
Prospect Street, New Haven, CT 065 1 1
Schuel. Herbert. SUNY at Buffalo, Department of Anatomy/Cell
Biology, Buffalo, NY 14214
Schwartz, James H., New York State Psychiatric Institute, Research
Annex, 722 West 168th Street, 7th floor, New York, NY 10032
Schwartz, Lawrence, University of Massachusetts. Department of
Biology, Morrill Science Center, Amherst, MA 01003
Schweitzer. A. Nicola, Brigham and Women's Hospital. Immunology
Division, Department of Pathology, 221 Longwood Avenue, LMRC
521. Boston. MA 02115
Segal, Sheldon J.. The Population Council, One Dag Hammarskjold
Pla/a. New York, NY 10036
Senl't, Stephen Lamont, Neuroengineering/Neuroscience Center, P.O.
Box 208205. New Haven. CT 06520-8205
Shanklin. Douglas R., University of Tennessee. Department of
Pathology, Room 576, 800 Madison Avenue, Memphis, TN 381 17
Shashoua, Victor E., Harvard Medical School, Ralph Lowell Labs.
McLean Hospital. I 15 Mill Street. Belmont. MA 02178
Shaver, Gaius R.. Marine Biological Laboratory. The Ecosystems
Center, Woods Hole. MA 02543
Shaver, John R., Michigan State University. Department of Zoology,
East Lansing, MI 48824
Sheetz, Michael P.. Duke University Medical Center. Department of
Cell Biology, Bx 3709, 388 Nanalmc Duke Building. Durham. NC
27710
Slii'pro, David, Boston University. CAS Biology. 5 Cummington Street,
Boston, MA 02215
Shimomura. Osamii, Marine Biological Laboratory. 7 MBL Street.
Woods Hole. MA 02543
Shipley, Alan M., P.O. Box 2036. Sandwich. MA 02563
Members of the Corporation R77
Silver, Robert B., Marine Biological Laboratory. 7 MBL Street, Woods
Hole, MA 0254.1
Siwicki, Kathleen K., Swarthmore College, Biology Department. 500
College Avenue. Swarthmore. PA 19081-1397
Skinner, Dorothy M., Oak Ridge National Laboratory, Biology
Division. P.O. Box 2009. Oak Ridge. TN 37831
Sloboda, Roger D., Dartmouth College. Department of Biological
Science. 6044 Oilman. Hanover. NH 03755-1893
Sluder, Greenfield, University of Massachusetts Medical School, Room
324. 377 Plantation Street. Worcester. MA 01605
Smith, Peter J.S., Marine Biological Laboratory. 7 MBL Street. Woods
Hole. MA 02543
Smith, Stephen J., Stanford University School of Medicine, Department
of Molecular and Cellular Physiology. Beckman Center. Stanford, CA
94305
Smolowitz, Roxanna S., Marine Biological Laboratory, 7 MBL Street.
Woods Hole. MA 02543
Sogin, Mitchell L., Marine Biological Laboratory. 7 MBL Street.
Woods Hole. MA 02543
Sorenson, Martha M., Cidade Universitana-UFRJ. Department
Bioquimica Medica-ICB. 21941-590 Rio de Janerio. BRAZIL
Speck. William T., Columbia-Presbyterian Medical Center. 161 Fort
Washington Avenue. 14th Floor. Room 1470, New York. NY 10032-
3784
Spector, Abraham, Columbia University. Department of
Ophthalmology. 630 West 168th Street. New York. NY 10032
Speksnijder. Johanna E., University of Groningen, Department of
Genetics, Kerklaan 30. 9751 NN Haren, THE NETHERLANDS
Spray, David C., Albert Einstein College of Medicine, Department of
Neuroscience, 1300 Morris Park Avenue. Bronx, NY 10461
Spring, Kenneth R., National Institutes of Health, 10 Center Drive.
MSC 1598. Building 10. Room 6N260. Bethesda. MD 20892-1603
Steele, John H., Woods Hole Oceanographic Institution, Woods Hole,
MA 02543
Steinacker, Antoinette, University of Puerto Rico, Instituet of
Neurobiology, 201 Boulevard Del Valle. San Ian, PR 00901
Steinberg. Malcolm, Princeton University, Department of Molecular
Biology. M-18 Moffett Laboratory. Princeton, NI 08544-1014
Stemmer, Andreas C., Institut fur Robotik, ETH-Sentrum. 8092 Zurich.
SWITZERLAND
Stenflo, Johan, University of Lund. Department of Clinical Chemistry.
Malmo General Hospital, S-205 02 Malmo. SWEDEN
Stetten, Jane Lazarow, 4701 Willard Avenue. #1413. Chevy Chase.
MD 20815-4627
Steadier, Paul A., Marine Biological Laboratory. The Ecosystems
Center. Woods Hole, MA 02543
Stokes, Darrell R., Emory University, Department of Biology. 1510
Clifton Road NE, Atlanta. GA 30322-1100
Stommel, Elijah W., Darmouth Hitchcock Medical Center. Neurology
Department. Lebanon. NH 03756
Stracher, Alfred, SUNY Health Science Center. Department of
Biochemistry, 450 Clarkson Avenue. Brooklyn. NY 1 1 203
Strumwasser, Felix, P.O. Box 2278. East Falmouth. MA 02536-2278
Stuart, Ann E., University of North Carolina. Department of
Physiology, Medical Research Building 206H, Chapel Hill. NC
27599-7545
Sugimori. Mutsuyuki, New York University Medical Center.
Department of Physiology and Neuroscience, Room 442, 550 First
Avenue, New York. NY 10016
Summers, William C., Western Washington University, Huxley College
of Environmental Studies, Bellingham. WA 98225-9181
Suprenant, Kathy A., University of Kansas. Department of Physiology
and Cell Biology. 4010 Haworth Hall. Lawrence. KS 66045
Swenson. Katherine I., Duke University Medical Center. Department of
Molecular Cancer Biology, Box 3686, Durham. NC 27710
Sydlik, Mary Anne, Hope College, Peale Science Center. 35 East 1 2th
St./P.O. Box 9000, Holland. MI 49422
Szent-Gyorgyi, Andrew G., 9 Westgate Road. Wellesley. MA 02181
Tabares, Lucia, University of Seville School of Medicine. Department
of Physiology. Avda. Sanchez Pizjuan 4, Seville 41009, Spain
Tamm, Sidney L., Boston University. 725 Commonwealth Avenue.
Boston. MA 02215
Tanzer, Marvin L., University of Conn School of Dental Medicine.
Department of Biostructure and Function. Farmmgton, CT 06030-
3705
Tasaki, Ichiji, NIMH/NIH, Laboratory of Neurobiology, Building 36.
Room 2B-16. Bethesda. MD 20892
Taylor, D. Lansing, Carnegie Mellon University, Center for
Flurorescence Research. 4400 Fifth Avenue. Pittsburgh, PA 15213
Taylor, Edwin W., University of Chicago, Department of Molecular
Genetics, 920 E. 58th Street, Chicago, IL 60637
Teal, John M., Woods Hole Oceanographic Institute. Department of
Biology. Woods Hole. MA 02543
Telfer, William H., University of Pennsylvania. Department of Biology.
Philadelphia. PA 19104
Telzer, Bruce. Pomona College, Department of Biology, Thille
Building, 175 West 6th Street, Claremont, CA 91711
Townsel, James G., Meharry Medical College. Department of
Physiology. 1005 DB Todd Boulevard. Nashville, TN 37208
Travis, David M., 19 High Street, Woods Hole, MA 02543-1221
Treistman, Steven N., University of Massachusetts Medical Center,
Department of Pharmacology. 55 Lake Avenue North, Worcester. MA
01655
Trigg, D. Thomas, One Federal Street. 9th Floor. Boston. MA 0221 1
Troll, Walter, NYU Medical Center. 550 First Avenue. New York, NY
10016
Troxler, Robert F., Boston University School of Medicine. Department
of Biochemistry, 80 East Concord Street, Boston, MA 021 18
Tucker, Edward B., Baruch College. CUNY, Department of Natural
Sciences, 17 Lexington Avenue. New York, NY 10010
Turner, Ruth D., Harvard University, Museum of Comparative
Zoology, Mollusk Department, Cambridge, MA 02138
Tweedell, Kenyon S., University of Notre Dame, Department of
Biological Sciences. Notre Dame, IN 46556-0369
Tykocinski, Mark L., Case Western Reserve University, Institute of
Pathology, 2085 Adelbert Road, Cleveland. OH 44106
Tytell, Michael, Wake Forest University, Bowman Gray School of
Medicine, Department of Anatomy and Neurobiology. Winston-
Salem, NC 27157
Ueno, Hiroshi, Kyoto University. AGR Chemistry. Faculty of
Agriculture, Sakyo. Kyoto 606-8502. JAPAN
Valiela, Ivan, Boston University Marine Program. Marine Biological
Laboratory. Woods Hole. MA 02543
Vallee. Richard, University of Massachusetts Medical Center.
Worcester Foundation Campus, 222 Maple Avenue. Shrewsbury, MA
01545
Valois, John J., 420 Woods Hole Road, Woods Hole, MA 02543
Van Holde, Kensal E., Oregon State University, Biochemistry and
Biophysics Department. Corvallis. OR 97331-7503
Van Dover, Cindy Lee, University of Alaska, P.O. Box 757220.
Fairbanks. AK 99775
Vogl. Thomas P., Environmental Research Institute of Michigan. 1101
Wilson Boulevard. Arlington, VA 22209
R78 Annual Report
Wainvvright, Norman R., Marine Biological Laboratory, 7 MBL Street,
Woods Hole. MA 02543
Waksman, Byron H., New York University Medical Center.
Department of Pathology. 550 First Avenue, New York, NY 10016
Wall, Betty, 9 George Street, Woods Hole, MA 02543
Wang, Hsien-Yu, State University of New York, University Medical
Center, Physiology and Biophysics-HSC, Stony Brook. NY 1 17^4-
8633
Wangh, Lawrence J., Brandeis University, Department of Biology. 415
South Street, Waltham, MA 02254
Warner, Robert C., University of California, Irvine. Molecular Biology
and Biochemistry, Irvine. CA 92717
Warren, Leonard, Wistar Institute, 36th and Spruce Streets.
Philadelphia, PA 191(14
Waterbury, John B., Woods Hole Oceanographic Institution.
Department of Biology, Woods Hole. MA 02543
Waxman. Stephen G., Yale Medical School. Neurology Department,
333 Cedar Street, P.O. Box 208018, New Haven, CT 06510
Webb, H. Marguerite, 184 Chestnut Street, Foxboro, MA 02035-1548
Weber, Annemarie, University of Pennsylvania School of Medicine,
Department of Biochemstry and Biophysics. Philadelphia, PA 19066
Weeks, Janis C., University of Oregon, Institute of Neuroscience,
Eugene, OR 97403- 1 254
Weidner, Earl, Louisiana State University, Department of Biological
Sciences. 508 Life Sciences Building, Baton Rouge, LA 70803-1715
Weiss, Alice Sara, 105 University Boulevard West, Silver Spring, MD
20901
Weiss, Dieter, University of Rostock. Institute of Zoology. D- 18051
Rostock. GERMANY
Weiss, Leon P., University of Pennsylvania School of Vet Medicine,
Department of Animal Biology. Philadelphia, PA 19104
Weiss, Marisa C., Paoli Memorial Hospital, Department of Radiation
Oncology, 255 W. Lancaster Avenue. Paoli, PA 19301
Weissmann, Gerald, New York University Medical Center, Department
of Medicine/Division Rheumatology. 550 First Avenue. New York,
NY 10016
Westerh'eld, Monte, University of Oregon, Institute of Neuroscience,
Eugene, OR 97403
Whittaker, J. Richard, University of New Brunswick, Department of
Biology, BS 4511, Frederiction, NB E3B 6E1, CANADA
Wilkens, Lon A., University of Missouri, Department of Biology. 8001
Natural Bridge Road, Street Louis, MO 63121-4499
MBL Associates
Wilson, Darcy B., San Diego Regional Cancer Center. 3099 Science
Park Road, San Diego, CA 92 1 2 1
Wilson, T. Hastings, Harvard Medical School. Department of
Physiology, 25 Shattuck Street, Boston, MA 02 1 1 5
Witkovsky, Paul, NYU Medical Center, Department of Ophthalmology,
550 First Avenue. New York, NY 10016
Wittenberg, Beatrice, Albert Einstein College of Medicine, Department
of Physiology and Biophysics, Bronx, NY 10461
Wittenberg, Jonathan B., Albert Einstein College of Medicine,
Department of Physiology and Biophysics, Bronx, NY 10461
Wolken, Jerome J., Carnegie Mellon University, Department of
Biological Sciences, 440 Fifth Avenue. Pittsburgh, PA 15213
(deceased)
Wonderlin, William F., West Virginia University, Pharmacology and
Toxicology Department. Morgantown, WV 26506
Worden, Mary Kate, University of Virginia, Department of
Neuroscience, McKim Hall Box 230, Charlottesville. VA 22908
Worgul, Basil V., Columbia University, Department of Ophthalmology.
630 West 16X Street. New York, NY 10032
Wu, Chau Hsiung, Northwestern University Medical School.
Department of Pharmacology (S215), 303 East Chicago Avenue,
Chicago, II. 6061 1-3008
Wyttenbach, Charles R., University of Kansas, Biological Sciences
Department, 2045 Haworth Hall. Lawrence. KS 66045-2106
Yen, Jay Z., Northwestern University Medical School, Department of
Pharmacology, Chicago. IL 6061 1
Zacks, Sumner I., 65 Saconesset Road, Falmouth. MA 02540-1851
Zigman, Seymour, University of Rochester Medical School,
Ophthalmology Research, Box 314, 601 Elmwood Avenue. Rochester.
NY 14640
Zigmond, Michael J., Lmiversity of Pittsburgh. S-526 Biomedical
Science Tower, 3500 Terrace Street. Pittsburgh. PA 15213
Zimmerberg, Joshua J., National Institutes of Health, LCMB, NICHD,
Building 10. Room 10D14, 10 Center Drive. Bethesda, MD 20892
Zottoli, Steven J., Williams College, Department of Biology,
Williamstown, MA 01267
Zucker, Robert S., University of California. Neurobiology Division,
Molecular and Cellular Biology Department. Berkeley. CA 94720
Zukin, R. Suzanne, Albert Einstein College of Medicine, Department
of Neuroscience, 1410 Pelham Parkway South, Bronx. NY 10461
Executive Board
Ruth Ann Laster, President
Jack Pearce, Vice President
Hanna Hastings, Treasurer
Molly Cornell. Secretary
Elizabeth Farnham, Membership Chair
Tammy Smith Amon
Duncan Aspmwall
Barbara Atwood
Kitty Brown
Julie Child
Seymour Cohen
Michael Fenlon
Alice Knowles
Rebecca Lash
Barbara Little
Cornelia McMurtne
Jack Moakley
Joan Pearlman
Virginia R. Reynolds
Volker Ulbnch
John Valois
Kensal E. Van Holde
Patrons
Mr. and Mrs. David Bakalar
Josephine B. Crane Foundation
Dr. and Mrs. James J. Ferguson, Jr.
Sustaining Associate
Mr. Robert A. Jaye
George Frederick Jewett Foundation
Dr. and Mrs. Edward F. MacNichol. Jr.
Plymouth Savings Bank
Mr. and Mrs. William A. Putnam, III
Supporting Associate
Mrs. George H.A. Clowes
Dr. and Mrs. James D. Ebert
Mr. and Mrs. David Fausch
Dr. and Mrs. Prosser Gifford
Mr. and Mrs. Lon Hocker
Mrs. Mary D. Janney
Drs. Luigi and Elaine Mastroianni
Dr. and Mrs. William M. McDennott
Drs. Matthew & Jeanne Meselson
Dr. and Mrs. Courtland D. Perkins
Ms. Linda Sallop and Mr. Michael Fenlon
Mrs. Anne W. Sawyer
Dr. Maxine F. Singer
Members of the Corporation R79
Dr. John Tochko and Mrs. Christina
Myles-Tochko
Mr. and Mrs. John J. Valois
Drs. Walter S. Vincent and Dore J. Butler
Fumilv Membership
Dr. Frederick W. Ackroyd
Dr. and Mrs. Edward A. Adelberg
Mr. and Mrs. Douglas F. Allison
Drs. Peggy and Fred Alsup
Drs. James and Helene Anderson
Dr. and Mrs. Samuel C. Armstrong
Mr. and Mrs. Duncan P. Aspinwall
Mr. and Mrs. Donald R. Aukamp
Mr. and Mrs. John M. Baitsell
Mr. and Mrs. William L. Banks
Dr. and Mrs. Robert B. Barlow. Jr.
Mr. and Mrs. John E. Barnes
Dr. and Mrs. Robert M. Berne
Drs. Harriet and Alan Bernheimer
Mr. and Mrs. Robert O. Bigelow
Dr. and Mrs. Edward G. Boettiger
Mr. and Mrs. Kendall B. Bohr
Dr. and Mrs. Alfred F. Borg
Dr. and Mrs. Thomas A. Borgese
Mr. and Mrs. Richard M. Bowen
Dr. and Mrs. Francis P. Bowles
Dr. and Mrs. John B. Buck
Dr. and Mrs. John E. Burns
Mr. and Mrs. William O. Burwell
Mr. and Mrs. G. Nathan Calkins. Jr.
Mr. and Mrs. D. Bret Carlson
Prof, and Mrs. James F. Case
Dr. and Mrs. Alfred B. Chaet
Dr. and Mrs. Richard L. Chappell
Dr. and Mrs. Frank M. Child, III
Dr. and Mrs. Arnold M. Clark
Mrs. LeRoy Clark
Mr. and Mrs. James Cleary
Dr. and Mrs. Laurence P. Cloud
Mr. and Mrs. Lawrence H. Coburn
Dr. and Mrs. Neal W. Cornell
Mr. and Mrs. Norman C. Cross
Mr. and Mrs. Bruce G. Daniels
Mr. and Mrs. Joel P. Davis
Mr. and Mrs. Richard C. Dierker
Dr. and Mrs. Arthur Brooks DuBois
Mr. and Mrs. John Eustis. II
Mr. and Mrs. Harold Frank
Mr. and Mrs. Howard G. Freeman
Dr. and Mrs. Robert A. Frosch
Dr. and Mrs. John J. Funkhouser
Dr. and Mrs. Mordecai L. Gabriel
Dr. and Mrs. David Garber
Dr. and Mrs. Sydney Gellis
Dr. and Mrs. James L. German, III
Mr. and Mrs. Robert S. Gillette
Dr. and Mrs. Murray Glusman
Drs. Alfred and Joan Goldberg
Mr. and Mrs. Charles Goodwin
Dr. and Mrs. Philip Grant
Dr. and Mrs. Thomas C. Gregg
Prof, and Mrs. Lawrence Grossman
Dr. and Mrs. Antoine P.O. Hadamard
Mr. and Mrs. Peter A. Hall
Dr. and Mrs. Harlyn O. Halvorson
Capt. and Mrs. Frederick J. Hancox
Drs. Alexander and Carol Hannenberg
Mrs. Janet Harvey and Dr. Richard Harvey
Dr. and Mrs. J. Woodland Hastings
Mr. and Mrs. Gary G. Hayward
Dr. and Mrs. Howard H. Hiatt
Mr. and Mrs. David Hibbitt
Dr. and Mrs. John E. Hobbie
Drs. Francis C. G. Hoskin and Elizabeth M.
Farnham
Dr. and Mrs. Robert J. Huettncr
Dr. and Mrs. Shinya Inoue
Dr. and Mrs. Kurt J. Isselbacher
Dr. and Mrs. Gary Jacobson
Dr. and Mrs. Benjamin Kaminer
Mr. and Mrs. Paul W. Knaplund
Mr. and Mrs. A. Sidney Knowles, Jr.
Dr. and Mrs. S. Andrew Kulin
Dr. and Mrs. George M. Langford
Dr. and Mrs. Leonard Laster
Dr. and Mrs. Hans Laufer
Mr. William Lawrence and Mrs. Barbara
Buchanan
Mr. and Mrs. Stephen R. Levy
Mr. and Mrs. Robert Livingstone, Jr.
Mr. and Mrs. James E. Lloyd
Mr. and Mrs. Bernard Manuel
Dr. and Mrs. Julian B. Marsh
Mr. and Mrs. Joseph C. Martyna
Mr. and Mrs. Frank J. Mather, III
Mr. and Mrs. John E. Matthews
Dr. and Mrs. Robert T. McCluskey
Mr. Paul McGonigle
Dr. and Mrs. Jerry M. Melillo
Dr. Martin Mendelson
Mr. and Mrs. Richard Meyers
Dr. and Mrs. Daniel G. Miller
Dr. and Mrs. Merle Mizell
Dr. and Mrs. Charles H. Montgomery
Mr. and Mrs. Charles F. Murphy
Dr. and Mrs. John E. Naugle
Dr. Pamela Nelson and Mr. Christopher
Olmsted
Mr. and Mrs. Frank L. Nickerson
Dr. and Mrs. Clifford T. O'Connell
Mr. and Mrs. David R. Palmer
Dr. and Mrs. George D. Pappas
Mr. and Mrs. Robert Parkinson
Mr. and Mrs. Richard M. Paulson, Jr.
Mr. and Mrs. William J. Pechilis
Mr. and Mrs. John B. Peri
Dr. and Mrs. Philip Person
Mr. and Mrs. Frederick S. Peters
Mrs. and Mr. Grace M. Peters
Mr. and Mrs. George H. Plough
Dr. and Mrs. Aubrey Pothier, Jr.
Dr. and Mrs. Carl A. Price
Mr. Allan Ray Putnam
Dr. and Mrs. Lionel I. Rebhun
Dr. and Mrs. George T. Reynolds
Mr. and Mrs. John Ripple
Dr. and Mrs. Harris Ripps
Ms. Jean Roberts
Drs. Priscilla and John Roslansky
Dr. and Mrs. John D. Rummel
Dr. and Mrs. John W. Saunders, Jr.
Dr. and Mrs. R. Walter Schlesinger
Mr. and Mrs. Harold H. Sears
Mr. John Seder and Ms. Frances Plough
Dr. and Mrs. Sheldon J. Segal
Dr. and Mrs. Douglas R. Shanklin
Dr. and Mrs. David Shepro
Mr. and Mrs. Bertram R. Silver
Mr. and Mrs. Jonathan O. Simonds
Drs. Frederick and Marguerite Smith
Dr. and Mrs. Hein/. Specht (Dr. Specht
deceased)
Drs. William and Phoebe Speck
Dr. and Mrs. William K. Stephenson
Mr. and Mrs. E. Kent Swift. Jr.
Mr. and Mrs. Gerard L. Swope, III
Mr. and Mrs. Emil D. Tietje, Jr.
Mr. Norman N. Tolkan
Dr. and Mrs. Walter Troll
Mr. and Mrs. Volker Ulbrich
Drs. Claude and Dorothy Villee
Mr. and Mrs. Samuel Vincent
Dr. and Mrs. Samuel Ward
Mr. J. Ware and Ms. Sharon McCarthy
Dr. and Mrs. Henry B. Warren
Dr. and Mrs. Gerald Weissmann
Dr. and Mrs. Paul S. Wheeler
Dr. Martin Keister White
Mr. and Mrs. Geoffrey G. Whitney, Jr.
Mr. and Mrs. Leonard M. Wilson
Mr. and Mrs. Leslie J. Wilson
Mr. and Mrs. Dick S Yeo
Dr. and Mrs. Sumner I. Zacks
Individual Membership
Mr. David C. Ahearn
Mr. Henry Albers
Mrs. Constance M. Allard
Dr. Nina S. Allen
Mrs. Tammy Amon
Mr. Dean N. Arden
Mrs. Ellen Prosser Armstrong
Mrs. Kimball C. Atwood, III
Dr. Serena Baccetti
Mr. Everett E. Bagley
Mr. C. John Berg
Ms. Avis Blomberg
Mrs. Elinor W. Bodian
Mr. Thomas C. Bolton
Mrs. Jennie P. Brown
Mrs. M. Kathryn S. Brown
Ms. Hennete Bull
Dr. Alan H. Burghauser
Mrs. Barbara Gates Burwell
Mr. Bruce E. Buxton
Mr. Patrick J. Calie
Dr. Graciela C. Candelas
Mrs. Winslow G. Carlton (deceased)
Mr. Frank C. Carotenuto
R80 Annual Report
Dr. Robert H, Currier
Mrs. Patricia A. Case
Dr. Sallie Chisholm
Mrs. Octavia C. Clement
Mr. Allen W. Clowes
Dr. Jewel Plummer Cohh
Mrs. Margaret H. Cohurn
Dr. Seymour S. Cohen
Ms. Anne S. Concannon
Mr. Robert J. Cook
Prof. D. Eugene Copeland
Dr. Helen M. Costello
Dr. Vincent Cowling
Mrs. J. Sterling Crandall
Ms. Dorothy Crossley
Ms. Helen M. Crossley
Mrs. Villa B. Crowell
Mr. Norman Dana
Dr. Morton Davidson
Ms. Carol Reimann De Young
Dr. Mane A. DiBerardino
Mrs. Shirley Dierolt
Mr. David L. Donovan
Mr. Stephen Doyle
Ms. Suzanne Drohan
Mr. Roy A. Duffus
Mrs. Charles Eastman
Dr. Frank Egloff
Mr. Raymond Eliott
Mr. William M. Ferry
Mr. Robert Fitzpatrick
Ms. Sylvia M. Flanagan
Mr. Robert P. Flynn. Jr.
Mr. John W. Folino, Jr.
Mr. John H. Ford
Dr. Krystyna Frenkel
Mr. Paul J. Freyheit
Mrs. Paul M. Fye
Mr. Joseph C. Gallagher
Miss Eleanor Garrield
Dr. Patricia E. Garrett
Mr. Charles Gilford
Mrs. James R. Glazebrook
Mrs. Mary L. Goldman
Mr. Michael P. Goldring
Mrs. Phyllis Goldstein
Ms. Muriel Gould
Mrs. Deborah Ann Green
Dr. B. Herold Griffith
Mrs. Edith T. Grosch (deceased)
Mrs. Barbara Grossman
Mrs. Valerie A. Hall
Dr. Peter J. Hamre
Ms. Mary Elizabeth Hamstrom
Ms. Elizabeth E. Hathaway
Dr Robert R. Haubrich
Mrs Jane M. Heald
Mr. Michael W. Herlihy
Mrs. Nalhan Hirschfeld
Mrs. Eleanor D. Hodge
Mr. Roger W Huhbell
Ms. Susan A. Huettner
Miss Eli/ubelh B. Jackson
Dr. Joseph Jacohson
Mr. Raymond L. Jewett
Mrs. Barbara W. Jones
Mrs. Margaret H. Jones
Mrs. Barbara Kanellopoulos
Mrs. Joan T. Kanwisher
Mrs. Sally Karush
Mrs. Marcella Katz
Ms. Patricia E. Keoughan
Dr. Peter N. Kivy
Lady Haber Kornberg
Dr. Bruno P. Kremer
Ms. Norma Kumin
Mr. Bernard H. Labitt
Mrs. Janet W. Larcom
Ms. Rebecca Lash
Dr. Marian E. LeFevre
Dr. Mortimer Levitz
Mr. Edwin M. Libbm
Mr. Lennart Lindberg
Mrs. Barbara C. Little
Mrs. Sarah J. Loessel
Mrs. Ermine W. Lovell
Mr. Richard C. Lovering
Mrs. Margaret M. Macleish
Ms. Anne Camille Maher
Mrs. Annemarie E. Mahler
Mr. Patrick J. Mahoney
Dr. Phillip B. Maples
Mr. Daniel R. Manin
Dr. G. C. Matthiessen
Dr. Miriam Jacob Mauzerall
Mrs. Mary Hartwell Mavor
Mrs. Jane C. McCormack
Ms. Suzanne McDermott
Mrs. Nella W. McElroy (deceased)
Dr. Susan Gerbi Mcllwain
Ms. Mary W. McKoan
Ms. Geraldine G. McLean
Ms. Cornelia Hanna McMurtrie
Mrs. Ellen L. Meigs
Mr. Ted Mehllo
Mrs. Grace S. Metz
Mrs. Mary G. Miles
Mrs. Florence E. Mixer
Mr. John T. Moaklcy
Mrs. Mary E. Montgomery
Ms. Cynthia Moor
Mr. Stephen A. Moore
Mr. Alan F. Morrison
Dr. M. Patricia Morse
Mrs. Eleanor M. Nace
Mr. William G. Neall
Mrs. Anne Nelson
Mrs. Catherine N. Norton
Mr. Thomas J. Novitsky
Mr. John J. O'Connor
Dr. Renee Bennett O'Sullivan
Miss Carolyn L. Parmenter
Mrs. Dolores Patch-Wing
Dr. John B. Pearce
Ms. Joan Pearlman
Dr. Judith Pederson
Ms. Joyce S. Pendery
Dr. Murray E. Pendleton
Mr. Raymond W. Peterson
Ms. Victoria A. Powell
Mrs. Julia S. Rankin
Mr. Fred J. Ravens, Jr.
Mrs. Adell R. Rawson
Dr. Robert M. Reece
Ms. Anecia Kathy Regis
Dr. Renato A. Ricca
Dr. Mary Esther Rice
Mr. John Riina
Dr. Monica Riley
Mrs. Alison A. Robb
Mrs. Lola E. Robertson
Mrs. Ruth J. Robinson
Mrs. Arlene Rogers
Mrs. Wendy E. Rose
Ms. Hilde Rosenthal
Mrs. Atholie K. Rosett
Dr. Virginia F. Ross
Mr. Raymond A. Sanborn
Mrs. Joyce Waksman Schambacher
Ms. Elaine Schott
Mrs. Elsie M. Scott
Sea Education Association, Inc.
Dr. Cecily C. Selby
Mrs. Deborah G. Senft
Mrs. Charlotte Shemin
Mrs. Phyllis J. Silver
Mrs. Cynthia C. Smith
Mrs. Perle Sonnenblick
Dr. Evelyn Spiegel
Dr. Guy L. Steele, Sr.
Dr. Robert E. Steele
Mrs. Eleanor Steinbach
Mrs. Judith G. Stetson
Mrs. Jane Lazarow Stetten
Dr. Dorothy A. Stracher
Mr. Robert Stump
Dr. Maurice Sussman
Mr. Albert H. Swain
Mr. James K. Taylor
Mrs. Alice Todd
Mr. Arthur D. Trauh
Ms. Natalie Trousof
Ms. Ciona Ulbrich
Mrs. Barbara Van Holde
Dr. Kensal E. Van Holde
Ms. Sylvia Vatuk
Ms. Susan Veeder
Mr. Lee D. Vincent
Mr. Arthur D. Voorhis
Mrs. Eve Warren
Mr. John T. Weeks
Ms. Lillian Wendorff
Dr. William M. Wheeler
Ms. Mabel E. Whelpley
Mrs. Barbara Whitehead
Mrs. A. A. Wickersham
Mrs. Clare M. Wilber
Mrs. Ann S. Wilke
Mr. Albert Wilson
Dr. T. Hastings Wilson
Ms. Nancy Woitkoski
Mrs. Eli/abeth S. Yntema
Members (if the Corporation R81
Mrs. Donald J. Zinn
Pat Hancox
Arlene Rogers
Hanna Hastings
Lil Saunders
MBL Gift Shop Volunteers
Sally Karush
Alice Knowles
Louise Specht
Cynthia Smith
Marion Adelberg
Donna Kornberg
Peggy Smilh
Barbara Atwood
Evelyn Laufer
Jane Stetten
Caroline Banks
Barbara Little
Elaine Troll
Harriet Bernheiiner
Sally Loessel
Natalie Trousof
Avis Blomberg
Winnie Mackey
Barbara Van Holde
Gloria Borgese
Miriam Mauzerall
Susan Veeder
Kitty Brown
Mary Mavor
Carol Ann Wagner
Elisabeth Buck
Jane McCormack
Mabel Whelpley
Vera Clark
Louise McManus
Clare Wilbcr
Peggy Clowes
Phyllis Meyers
Jewel Cobb
Polly Miles
Janet Daniels
Florence Mixer
MBL Summer Tour Guides
Carol DeYoung
Lorraine Mizell
Fran Eastman
Elizabeth Moseley
Sears Crowell
Alma Ebert
Stacia Palmer
Barbara Little
Jane Foster
Bertha Person
Steve Oliver
Becky Glazebrook
Margareta Pothier
Julie Rankin
Muriel Gould
Julie Rankm
Pnscilla Roslansky
Barbara Grossman
Millie Rebhun
Mary Ulbrich
Jean Halvorson
Jean Ripps
John Valois
Certificate of Organization
Articles of Amendment
Bylaws
Certificate of Organization
Articles of Amendment
(On File in the Office of the Secretary of the Commonwealth)
No. 3170
We, Alpheus Hyatt, President. William Stanford Stevens. Treasurer, and William T.
Sedgwick, Edward G. Gardiner, Susan Mims and Charles Sedgwick Minot being a
majority of the Trustees of the Marine Biological Laboratory in compliance with the
requirements of the fourth section of chapter one hundred and fifteen of the Public
Statutes do hereby certify that the following is a true copy of the agreement of
association to constitute said Corporation, with the names of the subscribers thereto:
We, whose names are hereto subscribed, do, by this agreement, associate ourselves
with the intention to constitute a Corporation according to the provisions of the one
hundred and fifteenth chapter of the Public Statutes of the Commonwealth of Mas-
sachusetts, and the Acts in amendment thereof and in addition thereto.
The name by which the Corporation shall be known is
THE MARINE BIOLOGICAL LABORATORY.
The purpose for which the Corporation is constituted is to establish and maintain a
laboratory or station for scientific study and investigations, and a school for instruc-
tion in biology and natural history.
The place within which the Corporation is established or located is the city of Boston
within said Commonwealth.
The amount of its capital stock is none.
In Witness Whereof, we have hereunto set our hands, this twenty seventh day of
February in the year eighteen hundred and eighty-eight. Alpheus Hyatt, Samuel Mills.
William T. Sedgwick, Edward G. Gardiner, Charles Sedgwick Minot, William G.
Farlow. William Stanford Stevens, Anna D. Phillips, Susan Mims, B. H. Van Vteck.
That the tirst meeimy nt the subscribers to said agreement was held on the thirteenth
day of March in the year eighteen hundred and eighty-eight.
In Witness Whereof, we have hereunto signed our names, this thirteenth day of March
in the year eighteen hundred and eighty-eight, Alpheus Hyatt, President, William
Stanford Stevens, Treasurer, Edward G. Gardiner. William T Sedgwick, Susan Minis,
Charles Sedgwick Minot.
(Approved on March 20, 1888 as follows:
I hereby certify that it appears upon an examination of the within wntten certificate
and the records of the corporation duly submitted to my inspection, that the require-
ments of sections one. two and three of chapter one hundred and fifteen, and sections
eighteen, twenty and twenty-one of chapter one hundred and six, of the Public
Statutes, have been complied with and I hereby approve said certificate this twentieth
day of March A,D. eighteen hundred and eighty-eight.
Charles Endicoit
Commissioner of Corporations)
(On File in the Office of the Secretary of the Commonwealth)
We, James D. Ebert. President, and David Shepro, Clerk of the Marine Biological
Laboratory, located at Woods Hole, Massachusetts 02543, do hereby certify that the
following amendment to the Articles of Organization of the Corporation was duly
adopted at a meeting held on August 15, 1975, as adjourned to August 29. 1975, by
vote of 444 members, being at leasi two-thirds of its members legally qualified to vote
in the meeting of the corporation:
Voted: That the Certificate of Organization of this corporation be and it hereby is
amended by the addition of the following provisions:
"No Officer, Trustee or Corporate Member of the corporation shall be personally
liable for the payment or satisfaction of any obligation or liabilities incurred as a result
of, or otherwise in connection with, any commitments, agreements, activities or
affairs of the corporation.
"Except as otherwise specifically provided by the Bylaws of the corporation, meet-
ings of the Corporate Members of the corporation may be held anywhere in the United
States.
"The Trustees of the corporation may make, amend or repeal the Bylaws of the
corporation in whole or in part, except with respect to any provisions thereof which
shall by law, this Certificate or the bylaws of the corporation, require action by the
Corporate Members."
The foregoing amendment will become effective when these articles of amendment
are filed in accordance with Chapter 180, Section 7 of the General Laws unless these
articles specify, in accordance with the vote adopting the amendment, a later effective
date not more than thirty days after such riling, in which event the amendment will
become effective on such later date.
In Witness whereof and Under the Penalties of Perjury, we have hereto signed our
names this 2nd day of September, in the year 1975, James D. Ehert, President; David
Shepro, Clerk.
(Approved on October 24, 1975, as follows:
I hereby approve the within articles of amendment and, the riling fee m the amount
of $10 having been paid, said articles are deemed to have been filed with me this 24th
day of October. 1975,
Paul Guzzi
Secretary' of the Commonwealth)
Bylaws
(Revised August 7, 1992 and December 10. 1992)
ARTICLE 1 THE CORPORATION
A. Name iintl Piirpiat: The name of the Corporation shall he The Marine Biolog-
ical Laboratory. The Corporation's purpose shall he to establish and maintain a
K82
Bylaws of the Corporation R83
laboratory or station tor scientific study and investigation and a school lor instruction
in biology and natural history.
B. Nondiscrimination. The Corporation shall not discriminate on the basis of age,
religion, color, race, national or ethnic origin, sex or sexual preference in its policies
on employment and administration or in its educational and other programs.
ARTICLE II MEMBERSHIP
A. Members. The Members of the Corporation ("Members") shall consist of
persons elected by the Board of Trustees (the "Board"), upon such terms and
conditions and in accordance with such procedures, not inconsistent with law or these
Bylaws, as may be determined by the Board. At any regular or special meeting of the
Board, the Board may elect new Members. Members shall have no voting or other
rights with respect to the Corporation or its activities except as specified in these
Bylaws, and any Member may vote at any meeting of the Members in person only and
not by proxy. Members shall serve until their death or resignation unless earlier
removed with or without cause by the affirmative vote of two-thirds of the Trustees
then in office. Any Member who has retired from his or her home institution may,
upon written request to the Corporation, be designated a Life Member. Life Members
shall not have the right to vote and shall not be assessed for dues.
B. Meetings. The annual meeting of the Members shall be held on the Friday
following the first Tuesday in August of each year, at the Laboratory of the Corpo-
ration in Woods Hole, Massachusetts, at 9:30 a.m. The Chairperson of the Board shall
preside at meetings of the Corporation. If no annual meeting is held in accordance
with the foregoing provision, a special meeting may be held in lieu thereof with the
same effect as the annual meeting, and in such case all references in these Bylaws,
except in this Article II. B.. to the annual meeting of the Members shall be deemed to
refer to such special meeting. Members shall transact business as ma\ properly come
before the meeting. Special meetings of the Members may be called by the Chair-
person or the Trustees, and shall be called by the Clerk, or in the case of the death,
absence, incapacity or refusal by the Clerk, by any other officer, upon written
application of Members representing at least ten percent of the smallest quorum of
Members required for a vote upon any matter at the annual meeting of the Members,
to be held at such time and place as may be designated.
C. Quorum. One hundred (100) Members shall constitute a quorum at any meeting.
Except as otherwise required by law or these Bylaws, the affirmative vote of a
majonty of the Members voting in person at a meeting attended by a quorum shall
constitute action on behalf of the Members.
D. Notice of Meetings. Notice of any annual meeting or special meeting of
Members, if necessary, shall be given by the Clerk by mailing notice of the time and
place and purpose of such meeting at least 15 days before such meeting to each
Member at his or her address as shown on the records of the Corporation.
E. Wavier of Notice. Whenever notice of a meeting is required to be given a
Member, under any provision of the Articles or Organization or Bylaws of the
Corporation, a written waiver thereof, executed before or after the Meeting by such
Member, or his or her duly authorized attorney, shall be deemed equivalent to such
notice.
F. Adjournments. Any meeting of the Members may be adjourned to any other
time and place by the vote of a majority of those Members present at the meeting,
whether or not such Members constitute a quorum, or by any officer entitled to preside
at or to act as Clerk of such meeting, if no Member is present or represented. It shall
not be necessary to notify any Members of any adjournment unless no Member is
present or represented at the meeting which is adjourned, in which case, notice of the
adjournment shall be given in accordance with Article II. D. Any business which could
have been transacted at any meeting of the Members as originally called may be
transacted at an adjournment thereof.
ARTICLE III ASSOCIATES OF THE CORPORATION
Associates of the Corporation. The Associates of the Marine Biological Laboratory
shall be an unincorporated group of persons (including associations and corporations)
interested in the Laboratory and shall be organized and operated under the general
supervision and authority of the Trustees. The Associates of the Marine Biological
Laboratory shall have no voting rights.
ARTICLE IV BOARD OF TRUSTEES
A. Powers. The Board of Trustees shall have the control and management of the
affairs of the Corporation. The Trustees shall elect a Chairperson of the Board who
shall serve until his or her successor is elected and qualified. They shall annually elect
a President of the Corporation. They shall annually elect a Vice Chairperson of the
Board who shall be Vice Chairperson of the meetings of the Corporation. They shall
annually elect a Treasurer. They shall annually elect a Clerk, who shall be a resident
of Massachusetts. They shall elect Trustees-at-Large as specified in this Article IV.
They shall appoint a Director of the Laboratory for a term not to exceed five years,
provided the term sh.ill not exceed one year if the candidate has attained the age of
65 years prior to the date of the appointment. They shall choose such other officers
and agents as they shall think best. They may fix the compensation of all officers and
agcnls D| the Corporation and may remove them at any time. They may fill vacancies
occurring in any of the offices. The Board shall have the power to choose an
Executive Committee from their own number as provided in Article V, and to
delegate to such Committee such of their own powers as they may deem expedient in
addition to those powers conferred by Article V. They shall, from time to time, elect
Members to the Corporation upon such terms and conditions as they shall have
determined, not inconsistent with law or these Bylaws.
B. Composition anJ Elt'clion.
( 1 1 The Board shall include 24 Trustees elected by the Board as provided below:
(a) At least six Trustees I "Corporate Trustees") shall be Members who are
scientists, and the other Trustees I "Trustees-at-Large" ) shall he individuals who need
not be Members or otherwise affiliated with the Corporation.
(b) The 24 elected Trustees shall be divided into four classes of six Trustees
each, with one class to be elected each year to serve for a term of four years, and with
each such class to include at least one Corporate Trustee. Such classes of Trustees
shall be designated by the year of expiration of their respective terms.
(2) The Board shall also include the Chief Executive Officer, Treasurer and the
Chairperson of the Science Council, who shall be ex officia voting members of the
Board.
(3) Although Members or Trustees may recommend individuals for nomination
as Trustees, nominations for Trustee elections shall be made by the Nominating
Committee in its sole discretion The Board may also elect Trustees who have not
been nominated by the Nominating Committee.
C. Eligibility. A Corporate Trustee or a Trustee-at-Large who has been elected to
an initial four-year term or remaining portion thereof, of which he/she has served at
least two years, shall be eligible for re-election to a second four-year term, but shall
be ineligible for re-election to any subsequent term until one year has elapsed after
he/she has last served as a Trustee.
D. Removal. Any Trustee may be removed from office at any time with or without
cause, by vote of a majonty of the Members entitled to vote in the election of
Trustees: or for cause, by vote of two-thirds of the Trustees then in office. A Trustee
may be removed for cause only if notice of such action shall have been given to all
of the Trustees or Members entitled to vote, as the case may be. prior to the meeting
at which such action is to be taken and if the Trustee to be so removed shall have been
given reasonable notice and opportunity to be heard before the body proposing to
remove him or her.
E. Vacancies. Any vacancy in the Board may be filled by vote of a majority of the
remaining Trustees present at a meeting of Trustees at which a quorum is present. Any
vacancy in the Board resulting from the resignation or removal of a Corporate Trustee
shall be tilled by a Member who is a scientist.
F. Meetings. Meetings of the Board shall be held from time to time, not less
frequently than twice annually, as determined by the Board. Special meetings of
Trustees may be called by the Chairperson, or by any seven Trustees, to be held at
such lime and place as may be designated. The Chairperson of the Board, when
present, shall preside over all meetings of the Trustees. Written notice shall be sent to
a Trustee's usual or last known place of residence at least two weeks before the
meeting. Notice of a meeting need not be given to any Trustee if a written waiver of
notice executed by such Trustee before or after the meeting is filed with the records
of the meeting, or if such Trustee shall attend the meeting without protesting prior
thereto or at its commencement the lack of notice given to him or her.
G. Quorum and Action by Trustees. A majority of all Trustees then in office shall
constitute a quorum. Any meeting of Trustees may be adjourned by vote of a majonty
of Trustees present, whether or not a quorum is present, and the meeting ma\ be held
as adjourned without further notice. When a quorum is present at any meeting of the
Trustees, a majority of the Trustees presenl and voting (excluding abstentions) shall
decide any question, including the election of officers, unless otherwise required by
law. the Articles of Organization or these Bylaws.
H. Transfers of Interests in Land. There shall be no transfer of title nor long-term
lease of real properly held by the Corporation without prior approval of not less than
two-thirds of the Trustees. Such real property transactions shall he finally acted upon
at a meeting of the Board only if presented and discussed at a prior meeting of the
Board. Either meeting may be a special meeting and no less than four weeks shall
elapse between the two meetings. Any property acquired by the Corporation after
December 1. 1989 may be sold, any mortgage or pledge of real property (regardless
of when acquired) lo secure bonowings by the Corporation may he granted, and any
transfer of title or interest in real property pursuant to the foreclosure or endorsement
R84 Annual Report
of any such mortgage or pledge of real property may be effected by any holder of a
mortgage or pledge of real property of the Corporation, with the prior approval of not
less ihan two-thirds of the Trustees {other than any Trustee or Trustees with a direct
or indirect financial interest in the transaction being considered tor approval) who are
present at a regular or special meeting of the Board at which there is a quorum.
ARTICLE V COMMITTEES
A. Executive Committee. There shall be an Executive Committee of the Board of
Trustees which shall consist of not more than eleven (II) Trustees, including ex
officio Trustees, elected by the Board.
The Chairperson uf the Board shall act as Chairperson of the Executive Committee
and the Vice Chairperson as Vice Chairperson. The Executive Committee shall meet
at such times and places and upon such notice and appoint such subcommittees as the
Committee shall determine.
The Executive Committee shall have and may exercise all the powers of the Board
during the intervals between meetings of the Board except those powers specifically
withheld, from lime to time, by vote of the Board or by law. The Executive
Committee may also appoint such committees, including persons who are not Trust-
ees, as it may, from time to time, approve to make recommendations wilh respect to
matters to be acted upon by the Executive Committee or the Board.
The Executive Committee shall keep appropriate minutes of its meetings, which
shall be reported to the Board. Any actions taken by the Executive Committee shall
also be reported to the Board.
B. Nominating Committee. There shall be a Nominating Committee which shall
consist of not fewer than four nor more than six Trustees appointed by the Board in
a manner which shall reflect the balance between Corporate Trustees and Trustees-
at-Large on the Board. The Nominating Committee shall nominate persons for
election as Corporate Trustees and Trustees-at-Large. Chairperson of the Board. Vice
Chairperson of (he Board, President, Treasurer, Clerk, Director of the Laboratory and
such other officers, if any, as needed, in accordance with (he requirements of these
Bylaws. The Nominating Committee shall also be responsible for overseeing the
training of new Trustees. The Chairperson of the Board of Trustees shall appoint the
Chairperson of the Nominating Committee, The Chairperson of the Science Council
shall be an ex officio voting member of the Nominating Committee.
C. Science Council. There shall be a Science Council (the "Council") which shall
consist of Members of the Corporation elected to the Council by vote of the Members
of the Corporation, and which shall advise the Board with respect to matters con-
cerning the Corporation's mission, its scientific and instructional endeavors, and the
appointment and promotions of persons or committees with responsibility for matters
requiring scientific expertise. Unless otherwise approved by a majority of the mem-
bers of the Council, the Chairperson of the Council shall be elected annually by the
Council. The chief executive officer of the Corporation shall be an c.\ officio voting
member of the Council
D. Board of Overseers. There shall be a Board of Overseers which shall consist of
not fewer than five nor more than eight scientists who have expertise concerning
matters with which the Corporation is involved. Members of the Board of Overseers
may or may not be Members of the Corporation and may be appointed by the Board
of Trustees on the basis of recommendations submitted from scientists and scientific
organizations or societies. The Board of Overseers shall be available to review and
offer recommendations lo the officers. Trustees and Science Council regarding
scientific activities conducted or proposed by the Corporation and shall meel from
time to time, not less frequently than annually, as determined by the Board of
Trustees.
E. Board Committees Generallv. The Trustees may elect or appoint one or more
other committees (including, but not limited to, an Investment Commiltee, a Devel-
opment Committee, an Audit Committee, a Facilities and Capital Equipment Com-
mittee and a Long-Range Planning Committee) and may delegate to am sin.li
committee or committees any or all of their powers, except those which by law, the
Arliclcs of Organization or these Bylaws the Trustees are prohibited from delegating;
provided thai any committee to which the powers of the Trustees are delegated shall
consist solely of Trustees. The members of any such committee shall have such tenure
and duties as the Trustees shall determine. The Investment Committee, which shall
oversee (he management of the Corporation's endowment funds and marketable
securities sh.ill include as e.\ officio members, the Chairperson of the Board, the
Treasurer and the Chairperson of the Audit Committee, together with such Trustees
as may be requiixo fur not less than two-thirds of the Investment Committee to consist
of Trustees. Except a> otherwise provided by these Bylaws or determined by the
Trustees, any such committee may make rules lor the conduct of its business, but,
unless otherwise provided by the Trustees or in such rules, its business shall he
conducted as nearly as possible in the same manner as is provided by these Bylaws
for the Trustees.
F. Actitms Without n Meeting. Any action required or permitted to be taken at any
meeting of the Executive Committee or any other committee elected by the Trustees
may be taken without a meeting if all members of such committees consent to the
action in writing and such written consents are filed with the records of meetings.
Members of the Executive Committee or any other committee elected by the Trustees
may also participate in any meeting by means of a telephone conference call, or
otherwise lake action in such a manner as may, from time to time, be permitted by
law.
G. Manual of Procedures. The Board of Trustees, on the recommendation of the
Executive Committee, shall establish guidelines and modifications thereof to be
recorded in a Manual of Procedures. Guidelines shall establish procedures for: (1)
Nomination and election of members of the Corporation, Board of Trustees and
Executive Commiltee; (2) Election of Officers; (3) Formation and Function of
Standing Committees.
ARTICLE VI OFFICERS
A. Enumeration. The officers of the Corporation shall consist of a President, a
Treasurer and a Clerk, and such other officers having the powers of President,
Treasurer and Clerk as the Board may determine, and a Director of the Laboratory.
The Corporation may have such other officers and assistanl officers as the Board may
determine, including (without hmiialion) a Chairperson of the Board, Vice Chairper-
son and one or more Vice Presidents. Assistant Treasurers or Assistanl Clerks. Any
two or more offices may be held by the same person. The Chairperson and Vice
Chairperson of the Board shall be elected by and from the Trustees, but other officers
of the Corporation need not be Trustees or Members. If required by the Trustees, any
officer shall give the Corporation a bond for the faithful performance of his or her
duties in such amount and with such surely or sureties as shall be satisfactory to the
Truslees.
B. Tenure. Except as otherwise provided by law, by the Articles of Organization
or by these Bylaws, the President. Treasurer, and all other officers shall hold office
until the first meeting of the Board following the annual meeting of Members and
thereafter, until his or her successor is chosen and qualified.
C. Resignation. Any officer may resign by delivering his or her written resignation
to the Corporation at its principal office or to the President or Clerk and such
resignation shall be effective upon receipt unless it is specified to be effective at some
other time or upon Ihe happening of some other event.
D. Removal. The Board may remove any officer with or withoul cause by a vote
of a majority of the entire number of Trustees then in office, at a meeting of the Board
called for thai purpose and for which notice of the purpose thereof has been given,
provided that an officer may be removed for cause only after having an opportunity
to be heard by the Board at a meeting of the Board at which a quorum is personally
present and voting.
E. Vacancy. A vacancy in any office may be filled for the unexpired balance of the
term by vote of a majority of the Trustees present at any meeting of Trustees at which
a quorum is present or by written consent of all of Ihe Truslees, if less than a quorum
of Trustees shall remain in office.
F. Chairperson. The Chairperson shall have such powers and duties as may be
determined by the Board and, unless otherwise determined by the Board, shall serve
in thai capacity for a term coterminous with his or her term as Trustee.
G. Vice Chairperson. The Vice Chairperson shall perform Ihe duties and exercise
the powers of the Chairperson in Ihe absence or disability of the Chairperson, and
shall perform such other duties and possess such other powers as may be determined
by the Board. Unless otherwise determined by the Board, the Vice Chairperson shall
serve for a one-year term.
H. Director. The Director shall be the chief operating officer and, unless otherwise
voted by the Trustees, the chief executive officer of the Corporation. The Director
shall, subject to the direction of the Trustees, have genera! supervision of the
Laboratory and control of (he business of the Corporation. Al Ihe annual meeting, the
Director shall submit a report of the operations of the Corporation for such year and
a statement of its affairs, and shall, from time to time, report to the Board all matters
\\ ithin his or her knowledge which the inlerests of the Corporation may require to he
brought to its notice
I. Depin\ Director The Deputy Director, if any. or if there shall be more than one,
the Deputy Directors in the order determined by the Truslees, shall, in the absence or
disability of the Director, perform the duties and exercise the powers of the Director
and shall perform such other duties and shall have such other powers as the Truslees
may. from lime lo lime, prescribe
J President- The President shall have Ihe powers and duties as may he vested in
him or her by the Board.
K. Treasurer and Assistant Treasurer. The Treasurer shall, subject to the direction
of the Trustees, have general charge of the financial affairs of the Corporation,
Bylaws of the Corporation R85
including us long-range financial planning, and shall cause to he kept accurate books
of account. The Treasurer shaJl prepare a yearly report on the financial status of the
Corporation to be delivered at the annual meeting. The Treasurer shall also prepare or
oversee all filings required by the Commonwealth of Massachusetts, the Internal
Revenue Service, or other Federal and State Agencies. The account of the Treasurer
shall be audited annually by a certified public accountant.
The Assistant Treasurer, if any, or if there shall be more than one, the Assistant
Treasurers in the order determined by the Trustees, shall, in the absence or disability
of the Treasurer, perform the duties and exercise the powers of the Treasurer, shall
perform such other duties and shall have such other powers as the Trustees may, from
time to time, prescribe.
L. Clerk and Assistant Clerk. The Clerk shall be a resident of the Commonwealth
of Massachusetts, unless the Corporation has designated a resident agent in the
manner provided by law. The minutes or records of all meetings of the Trustees and
Members shall be kept by the Clerk who shall record, upon the record books of the
Corporation, minutes of the proceedings at such meetings. He or she shall have
custody of the record books of the Corporation and shall have such other powers and
shall perform such other duties as the Trustees may, from time to time, prescribe.
The Assistant Clerk, if any, or if there shall be more than one, the Assistant Clerks
in the order determined by the Trustees, shall, in the absence or disability of the Clerk,
perform the duties and exercise the powers of the Clerk and shall perform such other
duties and shall have such other powers as the Trustees may, from time to time,
prescribe.
In the absence of the Clerk and an Assistant Clerk from any meeting, a temporary
Clerk shall be appointed at the meeting.
M. Other Powers unj Dunes. Each officer shall have in addition to the duties and
powers specifically set forth in these Bylaws, such duties and powers as are custom-
arily incident to his or her office, and such duties and powers as the Trustees may.
from time to time, designate.
ARTICLE VII AMENDMENTS
These Bylaws may be amended by the affirmative vote of the Members at any
meeting, provided that notice of the substance of the proposed amendment is stated
in the notice of such meeting. As authori/.ed by the Articles of Organization, the
Trustees, by a majority of their number then in office, may also make, amend or repeal
these Bylaws, in whole or in part, except with respect to (a) the provisions of these
Bylaws governing d) the removal of Trustees and (ii) the amendment of these Bylaws
and (b) any provisions of these Bylaws which by law, the Articles of Organization or
these Bylaws, requires action by the Members.
No later than the time of giving notice of meeting of Members next following the
making, amending or repealing by the Trustees of any Bylaw, notice thereof stating
the substance of such change shall be given to all Members entitled to vote on
amending the Bylaws.
Any Bylaw adopted by the Trustees may be amended or repealed by the Members
entitled to vote on amending the Bylaws.
ARTICLE VIII INDEMNITY
Except as otherwise provided below, the Corporation shall, to the extent legally
permissible, indemnify each person who is, or shall have been, a Trustee, director or
officer of the Corporation or who is serving, or shall have served at the request of the
Corporation as a Trustee, director or officer of another organization in which the
Corporation directly or indirectly has any interest as a shareholder, creditor or
otherwise, against all liabilities and expenses (including judgments, fines, penalties,
and reasonable attorneys' fees and all amounts paid, other than to the Corporation or
such other organization, in compromise or settlement) imposed upon or incurred by
any such person in connection with, or arising out of, the defense or disposition of any
action, suit or other proceeding, whether civil or criminal, in which he or she may be
a defendant or with which he or she may be threatened or otherwise involved, directly
or indirectly, by reason of his or her being or having been such a Trustee, director or
officer.
The Corporation shall provide no indemnification with respect to any matter as to
which any such Trustee, director or officer shall be finally adjudicated in such action,
suit or proceeding not to have acted in good faith in the reasonable belief that his or
her action was in the best interests of the Corporation. The Corporation shall provide
no indemnification with respect to any matter settled or comprised unless such matter
shall have been approved as in the best interests of the Corporation, after notice that
indemnification is involved, by (i) a disinterested majority of the Board of the
Executive Committee, or (ii) a majority of the Members.
Indemnification may include payment by the Corporation of expenses in defending
a civil or criminal action or proceeding in advance of the final disposition of such
action or proceeding upon receipt of an undertaking by the person indemnified to
repay such payment if it is ultimately determined that such person is not entitled to
indemnification under the provisions of this Article VIII, or under any applicable law.
As used in the Article VIII, the terms "Trustee," "director," and "officer"
include their respective heirs, executors, administrators and legal representatives, and
an "interested" Trustee, director or officer is one against whom in such capacity the
proceeding in question or another proceeding on the same or similar grounds is (hen
pending.
To assure indemnification under this Article VIII of all persons who are determined
by the Corporation or otherwise to be or to have been "fiduciaries" of any employee
benefits plan ol the Corporation which may exist, from time to lime, this Article VIII
shall be interpreted as follows: (i) "another organization" shall be deemed to include
such an employee benefit plan, including without limitation, any plan of the Corpo-
ration which is governed by the Act of Congress entitled "Employee Retirement
Income Security Act of 1974," as amended, from time to time, ("ERISA"); (ii)
"Trustee" shall be deemed to include any person requested by the Corporation to
serve as such for an employee benefit plan where the performance by such person of
his or her duties to the Corporation also imposes duties on, or otherwise involves
services by, such person to the plan or participants or beneficiaries of the plan; (iii)
"fines" shall be deemed to include any excise tax plan pursuant to ERISA; and (iv)
actions taken or omitted by a person with respect to an employee benefit plan in the
performance of such person's duties for a purpose reasonably believed by such person
to be in the interest of the participants and beneficiaries of the plan shall be deemed
to be for a purpose which is in the best interests of the Corporation.
The right of indemnification provided in this Article VIII shall not be exclusive of
or affect any other rights to which any Trustee, director or officer may be entitled
under any agreement, statute, vote of Members or otherwise. The Corporation's
obligation to provide indemnification under this Article VIII shall be offset to the
extent of any other source of indemnification of any otherwise applicable insurance
coverage under a policy maintained by the Corporation or any other person. Nothing
contained in the Article shall affect any rights to which employees and corporate
personnel other than Trustees, directors or officers may be entitled by contract, by
vote of the Board or of the Executive Committee or otherwise.
ARTICLE IX DISSOLUTION
The consent of every Trustee shall be necessary to effect a dissolution of the Manne
Biological Laboratory. In case of dissolution, the property shall be disposed of in such
a manner and upon such terms as shall be determined by the affirmative vote of
two-thirds of the Trustees then in office in accordance with the laws of the Com-
monwealth of Massachusetts,
ARTICLE X MISCELLANEOUS PROVISIONS
A. Fiscal Year, Except as otherwise determined by the Trustees, the fiscal year of
the Corporation shall end on December 31st of each year.
B. Seal. Unless otherwise determined by the Trustees, the Corporation may have
a seal in such form as the Trustees may determine, from time to time.
C. Execution of Instruments. All checks, deeds, leases, transfers, contracts, bonds,
notes and other obligations authorized to be executed by an officer of the Corporation
in its behalf shall be signed by the Director or the Treasurer except as the Trustees
may generally or in particular cases otherwise determine. A certificate by the Clerk or
an Assistant Clerk, or a temporary Clerk, as to any action taken by the Members,
Board of Trustees or any officer or representative of the Corporation shall as to all
persons who rely thereon in good faith be conclusive evidence of such action.
D. Corporate Records. The original, or attested copies, of the Articles of Organi-
zation, Bylaws and records of all meetings of the Members shall be kept in Massa-
chusetts at the principal office of the Corporation, or at an office of the Corporation's
Clerk or resident agent. Said copies and records need not all he kept in the same office.
They shall be available at all reasonable times for inspection by any Member for any
proper purpose, but not to secure a list of Members for a purpose other than in the
interest of the applicant, as a Member, relative to the affairs of the Corporation.
E. Articles of Organization. All references in these Bylaws to the Articles of
Organization shall be deemed to refer to the Articles of Organization of the Corpo-
ration, as amended and in effect, from time to time
F. Transactions with Interested Parties. In the absence of fraud, no contract or other
transaction between this Corporation and any other corporation or any firm, association,
p;irtncislup or pcrsnn shall be affected or invalidated by the fact that any Trustee or officer
of this Corporation is pecuniarily or otherwise interested in or is a director, member or
officer of such other corporation or of such firm, association or partnership or in a party
to or is pecuniarily or otherwise interested in such contract or other transaction or is in any
way connected with any person or person, firm, association, partnership, or corporation
pecuniarily or otherwise interested therein; provided that the fact that he or she individ-
ually or as a director, member or officer of such corporation, firm, association or
RS6 Annual Report
partnership tn such a party or is so interested shall be disclosed to or shall have been authorizing any such contract or transaction with like force and effect as if he/she were not
known by the Board ot Trustees or a majority of such Members thereof as shall be present so interested, or were not a director, member or officer of such other corporation, firm,
at a meeting of the Board of Trustees at which action upon any such contract or association or partnership, provided that any vote with respect to such contract or
transaction shall be taken; any Trustee may be counted in determining the existence of a transaction must be adopted by a majority of the Trustees then in office who have no
quorum and may vote at any meeting of the Board of Trustees for the purpose of interest in such contract or transaction.
VOLUME 197
THE
NUMBER 2
BIOLOGICAL
BULLETIN
BIOI OGICAL BUUJH'IN
CENTENNIAL ISSUE
OCTOBER
1899-1999
llll
BIOLOGICAL
BU LI J.TIN
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THE
BIOLOGICAL BULLETIN
OCTOBER 1999
Editor
Associate Editors
Section Editor
Online Editors
Editorial Board
Editorial Office
MICHAEL J. GREENBERG
Louis E. BURNETT
R. ANDREW CAMERON
CHARLES D. DERBY
MICHAEL LABARBERA
SHINYA INOUE, Imaging ami Microscopy
JAMES A. BLAKE, Keys to Marine
Invertebrates of the Woods Hole Region
WILLIAM D. COHEN, Marine Models
Electronic Record and Compendia
PETER B. ARMSTRONG
ERNEST S. CHANG
THOMAS H. DIETZ
RICHARD B. EMLET
DAVID EPEL
GREGORY HINKLE
MAKOTO KOBAYASHI
DONAL T. MANAHAN
MARGARET MCFALL-NGAI
MARK W. MILLER
TATSUO MOTOKAWA
YOSHITAKA NAGAHAMA
SHERRY D. PAINTER
J. HERBERT WAITE
RICHARD K. ZIMMER
PAMELA CLAPP HINKLE
VICTORIA R. GIBSON
CAROL SCHACHINGER
PATRICIA BURNS
The Whitney Laboratory, University of Florida
Grice Marine Biological Laboratory. College of Charleston
California Institute of Technology
Georgia State University
University of Chicago
Marine Biological Laboratory
ENSR Marine & Coastal Center. Woods Hole
Hunter College, City University of New York
University of California, Davis
Bodega Marine Lab., University of California, Davis
Louisiana State University
Oregon Institute of Marine Biology, Univ. of Oregon
Hopkins Marine Station, Stanford University
Cereon Genomics, Cambridge, Massachusetts
Hiroshima University of Economics, Japan
University of Southern California
Kewalo Marine Laboratory, University of Hawaii
Institute of Neurobiology, University of Puerto Rico
Tokyo Institute of Technology, Japan
National Institute for Basic Biology, Japan
Marine Biomed. Inst., Univ. of Texas Medical Branch
University of California, Santa Barbara
University of California, Los Angeles
Managing Editor
Staff Editor
Editorial Associate
Subscription & Advertising Secretary
Published by
MARINE BIOLOGICAL LABORATORY
WOODS HOLE, MASSACHUSETTS
Cover
The three-dimensional stereo anaglyph on the
cover is a ventral view of a brachiolaria larva of
Patiriella regularis, a starfish; the brachiolaria de-
picted is about 1500 jtim in length. Serotonergic
neurons in the larva were stained with a rabbit
antiserum and appear, in confocal fluorescent mi-
croscopy, as bright dots lining the ciliated bands
and brachiolar arms. The image (which should be
viewed through the stereo glasses provided with
this issue) is composed of 145 optical sections and
was reconstructed as described in the article by
Francis Chee and Maria Byrne (p. 123).
Immunoreactive serotonergic cells are already
visible in the gastrulae of echinoderms; but they
increase in number and form an increasingly com-
plex neural system as development proceeds. Be-
cause the immunoreactivity is associated with the
ciliary bands of free-swimming, planktotrophic lar-
val forms as well as with their sensory structures
and buccal cavity the serotonergic system has
been thought to coordinate the locomotory and
feeding behaviors of these larvae.
In Iheir paper. Chee and Byrne focus on the larval
stages of Patiriella regularis, which are all plank-
totrophic; thus the development of the serotonergic
system can be monitored throughout development,
from the gastrula. through the brachiolaria (the last
larval stage), and on to metamorphosis. The authors
have used confocal fluorescence microscopy to re-
construct the development of the serotonergic ner-
vous sytsem in three dimensions and have related
the increase in complexity to morphogenetic
changes in the larvae. They have demonstrated a
complex network of cells with varicose processes
that connect the preoral and postoral ciliated bands,
supporting the hypothesis that this network is reg-
ulating larval feeding and swimming.
In a related article in this issue (see p. 115),
Michael Dailey and his colleagues use the mamma-
lian brain as a model to show how multidimensional
confocal fluorescence microscopy can enhance
studies of biological structure and function. The
images in this article are fine examples of the tech-
niques described, and readers should use the stereo
glasses to examine them. This is the third in a series
of papers on Concepts in Imaging and Microscopy;
the series is supported by the Optical Imaging
Association, which has also provided the stereo glasses.
Finally, this issue marks the end of The Biolog-
ical Bulletin's first century of publication and the
beginning of its second. The four small images on
the cover, below the anaglyph, show how the face
of the journal changed as the decades passed, biol-
ogy expanded, the world shrank, and scientific pub-
lishing entered its greatest revolution since the in-
vention of movable type. A metamorphosis is
certainly at hand, but the nature of the imago re-
mains unresolved.
CONTENTS
VOLUME 197, No. 2: OCTOBER 1999
EDITORIAL
IMMUNOLOGY
Greenberg, Michael J.
A century of science: The Biological Bulletin looks
back and forward . 113
IMAGING AND MICROSCOPY
Dailey, Michael, Glen Marrs, Jakob Satz, and Marc
Waite
Concepts in Imaging and Microscopy: Exploring biolog-
ical structure and function with confocal micros-
copy 115
NEUROBIOLOGY AND BEHAVIOR
Chee, Francis, and Maria Byrne
Development of the larval serotonergic nervous sys-
tem in the sea star Patiriella regu/aris as revealed by
confocal imaging 123
Hartline, O.K., E.J. Buskey, and P.H. Lenz
Rapid jumps and bioluminescence elicited by con-
trolled hydrodynamic stimuli in a mesopelagic cope-
pod, Pleuromamma xiphica 132
Harrison, Paul J.H., and David C. Sandeman
Morphology of the nervous system of the barnacle
cypris larva (Balanus amplutnte Darwin) revealed by
light and electron microscopy 144
PHYSIOLOGY
Gainey, Louis F., Jr., Kelly J. Vining, Karen E. Doble,
Jennifer M. Waldo, Aurora Candelario-Martinez, and
Michael J. Greenberg
An endogenous SCP-related peptide modulates cili-
ary beating in the gills of a venerid clam, Mercenaria
mercenaria 159
DEVELOPMENT AND REPRODUCTION
Saigusa, Masayuki, and Hiroshi Iwasaki
Ovigerous-hair stripping substance (OHSS) in an es-
tuarine crab: purification, preliminary characteriza-
tion, and appearance of the activity in the developing
embrvos 174
Shirae, Maki, Euichi Hirose, and Yasunori Saito
Behavior of hemocytes in the allorejection reaction
in two compound ascidians, Bottyllus scalaris and Sywz-
plegma replant 188
ECOLOGY AND EVOLUTION
Skorokhod, Alexander, Vera Gamulin, Dietmar Gun-
dacker, Vadini Kavsan, Isabel M. Muller, and Werner
E.G. Muller
Origin of insulin receptor-like tyrosine kinases in
marine sponges 198
Grain, Jennifer A.
Functional morphology of prey ingestion by Placetron
wosnessenskii Schalfeew Zoeae (Crustacea: Anomura:
Lithodidae): 207
SHORT REPORTS FROM THE 1999 GENERAL
SCIENTIFIC MEETINGS OF THE MARINE
BIOLOGICAL LABORATORY
FEATURED ARTICLE
Rome, Lawrence C.
Introduction. Bringing the script to life: the role of
muscle in behavior 225
Rome, Lawrence C., Andrei A. Klimov, and Iain S.
Young
A new approach for measuring real-time calcium
pumping and SR function in muscle fibers 227
PHYSIOLOGY
Malchow, Robert Paul, and David J. Ramsey
Responses of retinal Muller cells to neurotransmitter
candidates: a comparative study 229
Clay, John R., and Alan M. Kuzirian
Fluorescence localization of K + channels in the
membrane of squid giant axons 231
Ruta, Vanessa J., Frederick A. Dodge, and Robert B.
Barlow
Evaluation of circadian rhvthms in the Limnlus eve. . . 233
CONTENTS: VOLUME
Novales Flamarique, Iriigo, and Ferenc I. Harosi
Photoreceptor pigments of the blueback herring
(Aloia aestevalis, Clupeidae) and the Atlantic silver-
side (Mfnitiiii mi'iii/lin, Atherinidae) 235
Hanley, Janice S., Nadav Shashar, Roxanna Smolowitz,
William Mebane, and Roger T. Hanlon
Soft-sided tanks improve long-term health of cul-
tured cuttlefish 237
King, Alison J., Shelley A. Adamo, and Roger T. Hanlon
Contact with squid eggs increases agonistic behavior
in male squid (Loligo f>ealei) 256
CELL MOTILITY
PISCINE NEVROBIOLOGY A.\L> BEHAVIOR
Zottoli, S.J., F.R. Akanki, N.A. Hiza, D.A. Ho-Sang, Jr.,
M. Motta, X. Tan, K.M. Watts, and E.-A. Seyfarth
Physiological characterization of supramedullary/ dor-
sal neurons of the cunner, Tuutogolfilmis adspersus. . . .
Fay, R.R., and P.L. Edds-Walton
Sharpening of directional auditory input in the descend-
ing octaval nucleus of the toadfish, Opasnus tau .......
Kaatz, Ingrid M., and Phillip S. Lobel
Acoustic behavior and reproduction in five species of
Corycoras catfishes (Callichthvidae) ..............
Lobel, Phillip S., and Lisa M. Ken-
Courtship sounds of the Pacific damselfish, Abudefduf
sordidus (Pomacentridae) .....................
Oliver, Steven J., and Elise Watson
Threat-sensitive nest defense in domino damselfish
239
240
241
Price, Nichole N., and Allen F. Mensinger
Predator-prey interactions of juvenile toadfish, Opsa-
iiu\ Ian ....................................
Tang, Kathleen Q., Nichole N. Price, Maureen D.
O'Neill, Allen F. Mensinger, and Roger T. Hanlon
Temperature effects on first-year growth of cultured
oyster toadfish, Opsanus tau ....................
24(i
Bearer, E.L., M.L. Schlief, X.O. Breakefield, D.E. Schu-
back, T.S. Reese, and J.H. LaVail
Squid axoplasm supports the retrograde axonal
transport of herpes simplex virus 257
Gould, Robert, Concetta Freund, Frank Palmer, Pam-
ela E. Knapp, Jeff Huang, Hilary Morrison, and Doug-
las L. Feinstein
Messenger RNAs for kinesins and a dvnein are lo-
cated in neural processes 259
Fukui, Yoshio, Taro Q.P. Uyeda, Chikako Kitayama.
and Shinya Inoue
Migration forces in Dictyostelium measured by centri-
fuge DIG microscopy 260
Tran, P.T., P. Maddox, F. Chang, and S. Inoue
Dynamic confocal imaging of interphase and mitotic
microtubnles in the fission yeast, S. pombe 262
Maddox, Paul, Arshad Desai, E.D. Salmon, T.J. Mitchi-
son, Karen Oogema, Tarun Kapoor, Brian Matsumoto,
and Shinya Inoue
Dynamic confocal imaging of mitochondria in swim-
ming Tftrahymena and of microtubule poleward flux
in Xenopus extract spindles 263
Wollert, Torsten, Ana S. DePina, and George M. Lang-
ford
Effects of vanadate on actin-dependent vesicle motil-
ity in extracts of clam oocytes 265
CHEMORECEPTION AND BEHAVIOR
Mjos, Katrin, Frank Grasso, and JeUe Atema
Antennule use by the American lobster, Homann
americanus, during chemo-orientation in three turbu-
lent odor plumes 249
Hanna, John P., Frank W. Grasso, and Jelle Atema
Temporal correlation between sensor pairs in differ-
ent plume positions: A study of concentration infor-
mation available to the American lobster, Humartis
inni'rn(tnti\, during chemotaxis 250
Zetder, Erik, and Jelle Atema
Chemoreceptor cells as concentration slope detec-
tors: preliminary evidence from the lobster nose . . . 252
Berkey, Ci istin, and Jelle Atema
Individual recognition and memory in HII//KIIIH
amem/i//ii\ > >l<--female interactions 253
McLaughlin, L she C., Jennifer Walters, Jelle Atema,
and Norman V aimvrighl
Urinary protein coiuenlration in connection with
agonistic interactions m Haimini*, nmmcanus 254
CELL AND DEVELOPMENTAL BIOLOGY
Billack, Blase, Jeffrey D. Laskin, Michael A. Gallo, and
Diane E. Heck
Effects of a-bungarotoxin on development of the sea
urchin Arbacia puncttdatu 267
Silver, Robert B., and Nicole M. Deming
Leukotriene B 4 as calcium agonist for nuclear enve-
lope breakdown: an enzymological sur\'ey of endo-
membranes of mitotic cells 268
Weidner, Earl, and Ann Findley
Extracellular survival <>1 an intracellular parasite
(Spraffiii'ii l/>/ih/i, Microsporea) 270
Kaltenbach, Jane C., William J. Kuhns, Tracy L. Simp-
son, and Max M. Burger
Intense concanavalin A staining and apoptosis of
peripheral flagellated cells in larvae of the marine
sponge Microfionti prulifrnt: significance in relation to
morphogenesis 271
CONTENTS: VOLUME
COMPARATIVE BIOCHEMISTRY
Harrington, John M., and Peter B. Armstrong
A cuticular secretion of the horseshoe crab, Limulus
polyphemus: a potential anti-fouling agent
Asokan, Rengasamy, and Peter B. Armstrong
Cellular mechanisms of hemolysis by the protein limu-
lin, a sialic-acid-specific lectin from the plasma of the
American horseshoe crab. Limiting polyphermis
Biswas, Chhanda, and Peter B. Armstrong
Identification of a hemolvtic activity in the plasma of
the gastropod Sustain canaliculatum
Kiihns, William J., Max M. Burger, and Eva Turley
Hyaluronic acid: a component of the aggregation
factor secreted by the marine sponge, Microciona pro-
lifera
Popescu, Octavian, Key Interior, Gradimir Misevic,
Max M. Burger, and William J. Kuhns
Biosynthesis of tyrosine O-sulfate by cell proteoglycan
from the marine sponge, Microciona frrolifrra
Vasse, Aimee, Alice Child, and Norman Wainwright
Prophenoloxidase is not activated by microbial sig-
nals in Limulus poliiplirnnis
Ogunseitan, O.A., S.L. Yang, and E. Scheinbach
The 8-aminolevulinate dehydratase of marine Vibrio
alginolyticus is resistant to lead (Pb)
Hoskin, Francis C.G., Diane M. Steeves, and John E.
Walker
Substituted cyclodextrin as a model for a squid en-
zyme that hydrolyzes the nerve gas soman
Zigman, Seymour, Nancy S. Rafferty, Keen A. Rafferty,
and Nathaniel Lewis
Effects of green tea polyphenols on lens photooxida-
tive stress
ECOLOGY AND EVOLUTION
Mondrup, Thomas
Salinity effects on nutrient dynamics in estuarine
sediment investigated by a plug-flux method
275
276
283
285
Pease, Katherine M., L. Claessens, C. Hopkinson, E.
Rastetter, J. Vallino, and N. Kilham
Ipswich River nutrient dynamics: preliminary assess-
ment of a simple nitrogen-processing model
Wolfe, Felisa L., Kevin D. Kroeger, and Ivan Valiela
Increased labiliiv of estuarine dissolved organic ni-
trogen from urbanized watersheds
Evgenidou, A., A. Konkle, A. D'Ambrosio, A. Corcoran,
J. Bowen, E. Brown, D. Corcoran, C. Dearholt, S. Fern,
A. Lamb, J. Michalowsky, I. Ruegg, and J. Cebrian
Effects of increased nitrogen loading on the abun-
dance of diatoms and dinoflagellates in estuarine
phytoplanktonic communities
Cubbage, Andrea, David Lawrence, Gabrielle Tomasky,
and Ivan Valiela
Relationship of reproductive output in Acartia tonsa,
chlorophyll concentration, and land-derived nitrogen
loads in estuaries in Waquoit Bay, Massachusetts
Canfield, Susannah, Luc Claessens, Charles Hopkinson
Jr., Edward Rastetter, and Joseph Vallino
Long-term effect of municipal water use on the water
budget of the Ipswich River Basin
Young, Talia, Sharon Komarow, Linda Deegan, and
Robert Garritt
Population size and summer home range of the green
crab, Carriniu nu'tiii.\, in salt marsh tidal creeks
Komarow, Sharon, Talia Young, Linda Deegan, and
Robert Garritt
Influence of marsh flooding on the abundance and
growth of Fundulus hettrvclitus in salt marsh creeks . . .
Widener, Justin W., and Robert B. Barlow
Decline of a horseshoe crab population on Cape
Cod
Kerr, Lisa M., Phillip S. Lobel, and J. Mark Ingoglia
Evaluation of a reporter gene system biomarker for
detecting contamination in tropical marine sedi-
ments. .
289
290
294
ORAL PRESENTATIONS
287
Pl'BLISHED BY TlTLE ONLY
297
299
300
303
307
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NOT J. cell. comp. Physiol. )
C. All abbreviated components must be followed by a period,
whole word components must not (i.e.. J. Cancer Res.)
D. Space between all components (e.g.. J. Cell. Comp.
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E. LInusual words in journal titles should be spelled out in
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author. For example, use Rit Visindafjelags Islendinga without
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F. All single word journal titles in full (e.g.. Veliger, Ecol-
ogy, Brain).
G. The order of abbreviated components should be the same
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H. A few well-known international journals in their preferred
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Biological Bulletin does not have page charges.
Reference: Biol. Bull. 197: 113-114. (October 1999)
A Century of Science: The Biological Bulletin
Looks Back and Forward
The first number of The Biological Bulletin was pub-
lished in October 1899; so with the current issue we cele-
brate the 100th anniversary of this journal. The founder was
Prof. C. O. Whitman, director of the Marine Biological
Laboratory at Woods Hole, Massachusetts (MBL), who
aimed to publish short articles with simple illustrations as
rapidly as possible. Progress was halting at first: a prede-
cessor, the Zoological Bulletin (with C. O. Whitman and W.
M. Wheeler as editors, but unassociated with the MBL).
failed in 1898 after two volumes: and The Biological Bul-
letin itself ceased publication for a time, also after two
volumes. 1 But guided by general policies set out in a pro-
spectus written in June 1902, 2 the Bulletin began to function
smoothly under the editorship of Frank R. Lillie. Those
policies, paraphrased below, have informed the operation of
the journal ever since:
The Bulletin will be published under the auspices of the
Marine Biological Laboratory.
Its scope will include "Zoology, General Biology, and
Physiology": it is a general interest journal.
It will contain original articles, occasional reviews, re-
ports of work and lectures at the MBL: and preliminary
statements of important results will be special feature.
It will meet the need for rapid publication of results.
It will be open to contributions from any source.
A general journal. The Biological Bulletin was meant to
be, in some measure, an institutional journal; and indeed,
the Annual Report of the MBL Corporation has been pub-
lished by the Bulletin since 1908. Moreover, the scientific
agenda of the MBL has always been very broad, so the close
association of the Bulletin with the Laboratory has ensured
that the scope of the journal would also be so. Probably
every editor has considered this characteristic of the journal.
Indeed, Alfred C. Redrield ( 1941 ) called it "one of the most
perplexing problems of policy with which the ... editor
1 The history of The Biological Bulletin has been described thoroughly
twice before: by Alfred C. Redfield ( 1941 ). who was Managing Editor of
this journal from 1930 to 1942; and (on the occasion of the 100th anni-
versary of the founding of the MBL) by Pamela L. Clapp ( 1988), who was
Editorial Assistant to Charles B. Metz. the Editor from 1980-1989.
2 The prospectus is published in the Tenth Report for the Years 1903-
1906 including Financial Report from 1900-1906, Section XI Publica-
tions, pp. 42-44. (1907) Marine Biological Laboratory. Woods Holl.
Massachusetts.
must deal." and he concluded that "in this day of special-
ization [in 1941!} one journal at least should present a rather
broad cross-section of biology as a whole." This is not a
necessary conclusion, but it has been accepted by the seven
editors that succeeded Lillie. Today we expect beyond
technical competence that a publishable submission will
contain data resulting from the experimental testing of some
hypothesis, and that it will advance its own area signifi-
cantly. Moreover, we suppose that if such an investigation is
not too narrowly focused, it is likely to interest a generous
fraction of our diverse readership.
Of course, the actual scope of The Biological Bulletin has
always been determined by those who contribute manu-
scripts: and the composition of that pool of potential au-
thors which is unconstrained by policy has changed
markedly through the years. In the decade 1930-1940,
roughly 700 papers were published in the Bulletin; of these,
29% originated from the MBL, and 40% were written by
members of the Corporation. These values began to decline
during the late '60s, as investigators at the MBL (as else-
where) began to send their work to specialty journals. The
pace of specialization increased markedly, so that in the
most recent decade (1989-1999), only about 10% of arti-
cles were authored by members of the Corporation. More-
over, the rate of acceptance by foreign authors, which began
to increase in the '60s. reached 30% of papers published in
the last decade. So today more than ever before, the con-
tributors to the Bulletin are widely distributed throughout a
shrinking world.
We are able, in a way, to ask these contributors whether
The Biological Bulletin is actually a general journal, be-
cause authors select the headings under which their papers
are published. The profile varies from issue to issue, but
over 50% of recent articles have appeared under the rubric
of either Physiology or Development & Reproduction; 20%
are listed under Ecology & Evolution; and a quarter are
distributed between Cell Biology and Neurobiology & Be-
havior. These data suggest that, although the pool of authors
is different than it was a century ago. the scope of published
material is similar to that in 1903 or 1941. On the other
hand, of the animals reported on in the past two years, all
but 6 were invertebrates from 13 different phyla, mostly
marine, and mostly molluscs, crustaceans, cnidarians, and
echinoderms. Insects are virtually absent, only one paper is
about nematodes, and of 37 molluscan articles, only one is
114
about Aplysia: current marine biomedical models appear
largely in specialty journals. The subject matter in Bulletin
articles is diverse and thus difficult to characterize in brief.
But it is predominantly experimental and functional, and the
functions tend to be complex, sometimes appearing in un-
usual, primitive, or extremeophilic animals, and often at the
intersection of fields, e. g.. the development of symbiosis; or
neural or pheromonal regulation of development, activity,
or metamorphosis. In summary. The Biological Bulletin,
like all general journals, has its special focus. We might
predict that so long as its publication is under the auspices
of the MBL, the scope of the Bulletin will remain general;
but its focus might well shift with time or new leadership.
Enhancing the contents. Although The Biological Bul-
letin contains primarily research reports, successive editors
have leavened the diet with reviews, some based on lec-
tures. The series of lectures on Concepts in Imaging and
Microscopy, one of which appears in this issue, is exem-
plary. During the past decade, the Bulletin has also pub-
lished symposia and workshops, about one per year, on a
variety of topics. These proceedings have also served to
broaden the scope of the journal.
As part of its association with the MBL, The Biological
Bulletin has, since 1936, published the abstracts of the
General Scientific Meetings held at the Laboratory each
summer. Investigators, postdoctoral fellows, and students
present their work at these meetings, so the abstracts pro-
vide a snapshot of the research taking place at the MBL. The
abstracts have been enhanced since 1991: they are longer
and contain a figure or table; moreover, they are reviewed
and are thus more credible and valuable than the old ab-
stracts were. In the past nine years, about 420 of these short
reports have been published, which has also served to widen
the focus of the Bulletin.
Response to electronic publishing. Printing, design,
graphic techniques, and the quality of paper have improved
slowly over the past 100 years, brightening and enhancing the
data published in The Biological Bulletin, as in other journals.
This improvement in appearance is symbolized by the images
on the cover of this issue. But these technical advances are
trivial compared with the sea change that electronic commu-
nication has brought in the last decade. This revolution is not
close to peaking, but it has already fundamentally altered the
way that scientists do business.
To date. The Biological Bulletin has responded to the
potential for electronic publishing with three online prod-
ucts: the Compendia, the Marine Models Electronic Record
(MMER), and the Keys to the Invertebrates of the Woods
Hole Region (The Keys). These products, or their contents,
are composed of relatively independent units of data or
methods. I he) are therefore well adapted to navigation and
viewing on-screen and are amenable to the advantages of
online editing a,"d publication, especially continual updat-
ing. The Ct>iupeii:lia consist of tabulated data: e.g., compo-
sition of physiological solutions, breeding seasons and ga-
mete characteristics, and invertebrate anesthetics and
relaxants (in review). The MMER is a completely electronic
journal devoted to the collection, culture, and preparation of
marine animals for experimentation. The Keys, first pub-
lished in 1954, were particularly useful to researchers who
are not systematists; unfortunately, this guide is now out-
of-date, but it is undergoing revision online. These three
products are accessible on the home page of Biological
Bulletin Publications at: www.mbl.edu/BiologicalBulletin/.
Biological Bulletin Publications also manages the classical
print journal. Tables of contents and the abstracts of articles
published in each issue of the Bulletin are published elec-
tronically as soon as they have all been accepted and proof-
read. Moreover, videos and data supplemental to published
articles are also maintained online.
The full text of the papers in The Biological Bulletin are
still not available electronically; but this state of affairs
cannot continue forever. Our readers do not want to store
paper journals. They want to store a collection of articles,
selected from a variety of journals, and tailored to their
specific needs. Overwhelmingly, now, these papers are ob-
tained, not as reprints, but by photocopying or, where avail-
able, by downloading from the internet. More important,
our authors expect that, when the paper is accepted and the
editorial process is complete, their paper will be distributed
as rapidly and widely as possible. If this expectation is to be
met, then The Biological Bulletin should be published elec-
tronically, and since fees limit distribution, access should be
free of cost to readers.
The present Biological Bulletin Publications could pro-
duce an online journal, but two major, well-ventilated ques-
tions remain: First, who should pay for this significant
service to authors? Probably authors at least in part. At
present, however. The Biological Bulletin has no page
charges, and revenue comes almost entirely from libraries.
Second, although paper documents last for hundreds of
years, electronic storage technology turns over in about five;
so if we only publish electronically, how do we solve the
problem of archiving? Clearly paper archival copies must be
produced. But who will pay for them? Probably the librar-
ies at least in part. In any event, scientific publication will
be revolutionized in the next decade, and The Biological
Bulletin if it survives its inevitable transmogrification
will bear about as much physical resemblance to its earlier
life as a butterfly does to a caterpillar.
MICHAEL J. GREENBERG, Editor-in-Chief
References
Clapp, P. L. 1988. The history of The Biological Bulletin. Bwl. Bull.
174: 1-3.
Kcdtield, A. C. 1941. Annual report of the Marine Biological Laboratory
for the year 1940. Report of the Managing Editor. Biol. Bull. 81: 12-17.
Reference: Bio/. Bull- 197: 115-122. (October 1999)
Concepts in Imaging and Microscopy
Exploring Biological Structure and Function with
Confocal Microscopy
MICHAEL DAILEY. GLEN MARRS 1 , JAKOB SATZ 1 , AND MARC WAITE
Department of Biological Sciences and l Program in Neitroscience. The University of lomi.
Iowa Citv, Iowa 52242
Abstract. Confocal microscopy is providing new and ex-
citing opportunities for imaging cell structure and physiol-
ogy in thick biological specimens, in three dimensions, and
in time. The utility of confocal microscopy relies on its
fundamental capacity to reject out-of-focus light, thus pro-
viding sharp, high-contrast images of cells and subcellular
structures within thick samples. Computer controlled focus-
ing and image-capturing features allow for the collection of
through-focus series of optical sections that may be used to
reconstruct a volume of tissue, yielding information on the
3-D structure and relationships of cells. Tissues and cells
may also be imaged in two or three spatial dimensions over
time. The resultant digital data, which encode the image, are
highly amenable to processing, manipulation and quantita-
tive analyses. In conjunction with a growing variety of vital
fluorescent probes, confocal microscopy is yielding new
information about the spatiotemporal dynamics of cell mor-
phology and physiology in living tissues and organisms.
Here we use mammalian brain tissue to illustrate some of
the ways in which multidimensional confocal fluorescence
imaging can enhance studies of biological structure and
function.
Received 26 March 1999: accepted 21 July 1999.
To whom correspondence should be addressed: Dr. Michael Dailey.
Dept. of Biological Sciences. 335 Biology Building, University of Iowa.
Iowa City, IA 52242. E-mail: michael-e-dailey@uiowa.edu
This is the third in a series of articles entitled "Concepts in Imaging and
Microscopy." This series is supported by the Optical Imaging Association
(OPIA) and was introduced with an editorial in the April 1998 issue of this
journal (Bio/. Bull. 194: 99). Other articles in the series are listed on Tin-
Biological Bulletin'f, website at .
ll namics of glial cells responding to neural tissue injury
(U. ms et a!.. 1996; Dailey and Waite. 1999). In each
case, i ! -.mimic features of cell structure and movement
could be \ < i-d in a near-native tissue environment.
One of i and i -utilized features of confocal microscopy
is the ability to image dynamic cell and tissue structures in
four dimensions (4-D); that is. in three spatial dimensions
over time (e.g., Kriete and Wagner. 1993; Konijn et ai.
1996; Errington et ul.. 1997; Zimmermann and Siegert.
1998). This can be accomplished by collecting stacks of
confocal images at set time intervals The resultant time
series of confocal image stacks can be used to reconstruct
3-D views of dynamic cell and tissue development. Mark
Cooper's group has elegantly applied this approach to early
CONFOCAL MICROSCOPY
119
Figure 3. Time-lapse sequence shows the dynamics of axon growth and contact with a dendrite in a
developing rat hippocampal slice. Neurons were labeled with a fluorescent membrane dye, Dil. To image growth
of neuronal processes in three dimensions, stacks of 16 optical sections spanning 30 ^xm in the axial dimension
(2-^im ;-steps) were collected at time intervals of 6 min. Images in the top sequence represent a simple axial
projection of the 16 images in the through-focus stack. The bottom series of images are red-green stereo images
of the same data to provide depth information (viewing requires red-green or red-blue stereo glasses). A thin
axon (arrow) extends parallel to a dendrite (arrowhead). Note the long thin filopodia at the leading edge of the
growth cone (0 min), which advances (18 min) and bifurcates (arrows, 36 min). The left branch of the growth
cone contacts the adjacent dendrite, and the axon growth is subsequently reoriented in that direction (54 min).
A time-lapse movie of the axon growth is available for viewing on The Biological Bulletin Website at
.
zebrafish development (Cooper, 1999), demonstrating the
power of time-resolved, 4-D confocal imaging in a fully
intact, experimental vertebrate preparation. In Figure 3 we
illustrate the use of 4-D confocal imaging to capture the
dynamic behavior of an axonal growth cone extending and
contacting a dendrite within a rat hippocampal brain slice.
Imaging Cell and Tissue Physiology
With increasing frequency, it is becoming necessary
and feasible to gather information about both the structure
and physiology of the biological specimen. This is espe-
cially essential for studies on neural tissue, where spatial
and temporal patterns of electrical and chemical signals play
critical roles in brain function. Optical imaging of the phys-
iology of individual cells within the context of a 3-D tissue
can provide a powerful means of exploring tissue organiza-
tion and function. Within a single field of view, the activity
of many tens or hundreds of cells may be observed simul-
taneously. This can help elucidate physiological features of
populations of cells, reveal distinct functional properties
and relationships of different cell types, and define func-
tional domains within a tissue.
In conjunction with the various fluorescent probes used in
cell physiology, confocal imaging can provide information
on absolute values of, as well as transient changes in,
membrane potential, pH, intracellular calcium, and several
other ions and physiological factors. For example, fluores-
cent calcium indicator dyes (such as fluo-3) have been used
often to investigate the dynamics of intracellular calcium
fluctuation in a variety of cell and tissue preparations. Such
studies have helped define the spatiotemporal aspects of
intra- and inter-cellular calcium signals (Cornell-Bell et al.,
1990; Cleemann et al.. 1998; Wier et al.. 1997). Confocal
physiological imaging also has been feasible for studies in
thick brain tissue slices (Dani e t al., 1993; van den Pol et al.,
1992; Dailey and Smith, 1994; Komuro and Rakic, 1996;
Guerineau et al.. 1998) and in other complex neural prep-
arations, such as the intact zebrafish (Cox and Fetcho, 1996)
and the neuromuscular junctions of frog (Reist and Smith.
1992) and fly (Karunanithi et al., 1997). Figure 4 illustrates
the use of confocal imaging to examine, in cultured brain
tissue, the spatiotemporal patterns of intra- and inter-cellu-
lar activity in neuroglial cells in response to a physiological
perturbation.
Many calcium imaging experiments that use laser confo-
cal microscopy have employed nonratiometric calcium in-
dicator dyes (e.g., fluo-3, calcium green), primarily because
the most popular ratiometric dyes (fura-2 and indo-1) re-
M. DAILEY ET AL
.ICTOsec
200 sec
200um
Figure 4. Physiological time-lapse imaging reveals changing spatiotemporal patterns of intracellular cal-
cium (Ca 2+ ) activity in brain tissue in response to potassium (K. f ) depolarization. The slice was loaded with
fluo-4 AM (Molecular Probes, Eugene, OR), a membrane-permeant fluorescent indicator of intracellular
calcium, and mounted in an open chamber for imaging. Single confocal scans were collected at 7-s intervals to
detect changes in fluorescence intensity, which reflect changes in intracellular calcium levels. Each panel (left,
center, right) is a composite of three images acquired at three slightly different time-points (7 s apart) and
encoded red, green, or blue. Thus, the colors represent points in time when cells are active. Inactive cells appear
black, and cells with sustained high calcium levels appear white. The left panel, corresponding to a time-point
prior to K f depolarization, shows a low level of spontaneous calcium activity (few colored cells). The center
panel, taken just after addition of medium containing high (9 mM) K ' . shows a much higher level of calcium
activity in cells. Note that the small colored patches (corresponding to individual, active cells; arrows) are
dispersed across the field of view. In the right panel, taken about 100 s later, the isolated cell activity has
diminished, and a new pattern of activity emerges corresponding to groups of 5-15 synchronously active cells
within patches that are 100-200 fiin in diameter. The active cells are probably astrocytes, and the emergence of
synchronously active groups of neighboring cells probably represents electrical (gap junction) coupling among
astrocytes (Charles, 1998; Harris-White et ni, 1998). A lime-lapse movie is available for viewing on The
Biological Bulletin Website at .
quire excitation wavelengths in the ultraviolet (UV) range.
Such short-wavelength lasers are expensive and thus less
widely available; moreover, chromatic aberration problems
associated with UV excitation make confocal microscope
design very challenging (Blinton and Lechleiter. 1995).
However, several studies have shown that ratiometric phys-
iological data can be obtained by visible wavelength con-
focal imaging. These studies utilize two calcium-sensitive
dyes (fluo-3 and fura red) simultaneously (Lipp and Niggli.
1993, 1994; Schild et a!., 1994), or a calcium sensitive
(fluo-3) and a calcium-insensitive (rhodamine) dye in com-
bination (Strieker. 1996).
Since many physiological events occur on a very fast
time-scale, an imaging system must sample at a sufficiently
high rate to resolve such events. Many of the early confocal
systems were severely limited by the rate at which they
"ere able to collect and store images. This limitation is
inc; , singly being overcome in two ways. First, with stan-
dard r scanning confocal microscopes, the sampling rate
can hi jd by reducing the size of the field over which
image d;n . t'lected. In the extreme case, the "field size"
is reduced to a vigle line that can be repeatedly scanned at
high rates ( Mi Hz), a so-called line-scanning mode. This
yields limited spatial information, but provides the ex-
tremely high time-resolution necessary for resolving
fast physiological events such as neural synaptic activity
(Schild etal.. 1994; Korkotian and Segal, 1998; Yuste etui..
1999).
Second, several video rate or "real-time" confocal sys-
tems have been developed, some of which are capable of
collecting over one hundred .v-v (2-D) images per second.
These systems have been utilized to study preparations as
diverse as individual mesenchymal cells (Vesely and
Boyde. 1996), perfused whole rat heart (Hama ft /., 1998),
kidney (Andrews. 1996). and mammalian nerve and blood
vessels /';; vivo (Bussau et til.. 1998; Papworth et ai. 1998).
While confocal imaging is permitting unprecedented ob-
servations of intact tissues and organisms, it is also extend-
ing our view into the dynamic subcellular and molecular
world. This new capability has been closely coupled with
the development and use of vital fluorescent probes such as
green fluorescent protein (GFP)-tagged proteins (Chalfie et
nl.. 1994). Such probes can be engineered to target partic-
ular organelles, delivered to living cells and organisms, and
imaged by time-lapse confocal microscopy, so thai the
growth, dynamics, and reorganization of subcellular com-
partments can be studied (Cole et ai, 1996; Terasaki et /..
1996).
CONFOCAL MICROSCOPY
121
Outlook
The plethora of cell and molecular probes now available
will, with increasing frequency, permit studies aimed at
elucidating both morphological and physiological features
of biological specimens. An especially exciting aspect of
current biological investigation is the ability to assess the
spatiotemporal dynamics of molecules in living cells, tis-
sues, and intact organisms. Progress in such studies criti-
cally depends upon the availability of imaging tools that
provide sufficient spatial and temporal resolution and that
are, to the extent possible, noninvasive and nondestructive.
We can anticipate that advances in confocal microscopy
will continue to play a role in extending our capacity to
probe the relationship between biological structure and
function, from molecule to organism.
Acknowledgments
This work was supported in part by grants from the Roy
J. Carver Charitable Trust, the National Institutes of Health
(NS37159), the Whitehall Foundation (#S98-6), and an
American Cancer Society seed grant (#IN-122R) adminis-
tered through the University of Iowa Cancer Center. Vox-
blast was developed at the University of Iowa Image Anal-
ysis Facility.
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Development of the Larval Serotonergic Nervous
System in the Sea Star Patiriella regularis
as Revealed by Confocal Imaging
FRANCIS CHEE* AND MARIA BYRNE
Department of Anatomy and Histology, University of Sydney F13, NSW 2006, Australia
Abstract. Development of the nervous system in the lar-
vae of the sea star Patiriella regularis was reconstructed in
three dimensions. The optical sectioning and image process-
ing capabilities of the confocal microscope made it possible
to identify the precise location and timing of development
of serotonergic cells in relation to subsequent development
of larval features. Similarities between this system and the
serotonergic systems in larvae of other echinoderms were
explored. Neuronal-like immunoreactive cells and pro-
cesses first appeared in late gastrulae as a collection of cells
scattered across the animal pole. These cells subsequently
gave rise to basal axons positioned along the basal lamina.
Immunopositive cells located in the stomodaeal region
marked the beginnings of formation of the adoral ciliated
band. Cells were also present in the mid-dorsal epithelium.
Advanced bipinnaria had pyramidal immunoreactive cells
within the adoral band and ovoid immunoreactive cells
within the preoral and postoral ciliated bands. Processes
originating from neurons in the transverse region of the
preoral ciliated band extended into the buccal cavity, sug-
gesting that these cells have a sensory role in feeding. An
anterior ganglion formed in the late bipinnaria. innervating
the preoral and postoral ciliated bands. This connection has
not previously been described. It thus appears that the
ciliated bands in the bipinnaria larvae of P. regularis com-
municate via serotonergic nerve tracts.
Introduction
Serotonin (5-hydroxytryptamine. 5-HT) is a ubiquitous
monoamine and functions as a neurotransmitter in the adult
Received 2 November 1998: accepted 28 June 1999.
* E-mail: francis@anatomy.usyd.edu.au
Abbreviations: ADNP. adoral nerve plexus; FSW. filtered seawater;
PBS. phosphate buffered saline; AG, anterior ganglion; 5-HT. serotonin.
nervous systems of a large range of animal groups (Collier,
1958). In echinoderms, serotonin was first isolated in the
gonads of adult asteroids (Welsh and Moorehead, 1960),
and its cellular location has been documented in studies of
the larval nervous system of echinoids, asteroids, and ho-
lothuroids (Bisgrove and Burke, 1986: Burke et ai, 1986;
Bisgrove and Burke, 1987: Nakajima, 1988; Bisgrove and
Raff, 1989: Nakajima et ai, 1993; Moss et al., 1994; Chee
and Byrne, 1997). These studies indicate that serotonin
functions in a neuronal capacity in these larvae. The feeding
larvae of echinoderms typically have a well-developed se-
rotonergic nervous system that innervates the ciliated bands
and is suggested to play a sensory role in feeding and
metamorphosis. The similarities between the serotonergic
systems in the larvae of several echinoderm classes have
been taken to suggest that these systems are homologous
(Burke et al., 1986). In general, the increasing complexity
of the serotonergic nervous system in the feeding larvae of
echinoderms parallels the development of the ciliated bands
(Burke, 1983).
During sea star development the number of serotonergic
immunoreactive cells increases from a few cells at the
sastrula stage to a complex nervous system in competent
larvae prior to metamorphosis (Nakajima, 1988). In this
study we investigate the larval nervous system of the sea
star Patiriella regularis. This species has planktotrophic
development through bipinnaria and brachiolaria feeding
stages (Byrne and Barker. 1991). Following from previous
observations (Chee and Byrne, 1997), we document the
expression of serotonin in P. regularis from the first ap-
pearance of neurons in gastrulae through the formation of a
complex three-dimensional nervous system. Assisted by
confocal microscopy, we were able to reconstruct develop-
ment of the serotonergic-like nervous system in three di-
mensions with respect to morphogenetic change. Although
123
124
F. CHEE AND M. BYRNE
previous studies have successfully used epifluorescence mi-
croscopy to follow the formation of the larval serotonergic
nervous system in echinoderms (Burke, 1983; Nakajima,
1988: Moss et ul., 1994), insights into cell structure and the
three-dimensional nature of the system were limited with
this technique.
For echinoderms. development through feeding larvae is
considered to be the ancestral life-history pattern (Strath-
mann. 1978: Hart et al., 1997). In Patiriellti, developmental
evolution has resulted in the loss of a feeding larva and
adaption of various forms of planktotrophic, benthic, in-
tragonadal, and lecithotrophic larvae (Byrne and Cerra,
1996: Hart et al., 1997). A major aim of this study was to
obtain a more complete picture of 5-HT-like expression in
the ancestral-type larvae of P. regularis and demonstrate
that during the development of P. regularis small changes in
gross morphology coincide with large changes in serotoner-
gic architecture. The significance of the distribution of se-
rotonergic neurons is assessed with respect to the functional
morphology of the larvae and the roles these neurons may
play in modulating larval behavior. Parallels in the immu-
nocytochemical expression of 5-HT with other neurotrans-
mitters in the feeding larvae of other echinoderms are dis-
cussed. The nomenclature used to describe the ciliated
bands follows that established by previous authors (Strath-
mann, 1975; Moss et ul., 1994).
Materials and Methods
Patiriella regularis were collected from the Derwcnt
Estuary, Tasmania. Mature oocytes were obtained by in-
tracoelomic injection of the starfish with 10~ s M 1-methy-
ladenine (Sigma) in 0.2-jum filtered seawater (FSW). Testes
were dissected from mature males, and a dilute solution of
sperm was added to the eggs. Fertilization success was
visually checked after 15 min. The fertilized eggs were
washed three times in FSW to remove any remaining sperm.
Embryos and larvae were cultured at 22C in FSW, and the
larvae were fed Dunuliellu tertiolecta, Rhodomonas sp., or
both.
Gastrulae, early and late bipinnariae, and early brachio-
lariae were immunolabeled for microscopic examination.
Gastrulae were obtained from four cultures derived from
different fertilizations. The hipinnaria were derived from six
different cultures. All of the stages were transferred to glass
scintillation vials, fixed in 4% paraformaldehyde in FSW at
22C for 1-2 h, rinsed briefly in FSW. and then placed into
phosphate buffered saline (PBS) at pH 8.2-8.3. Prior to
antibody incubation, specimens were treated for 30 min in
PBS containing normal goat serum and 0.3<7r Triton x 100
to reduce nonspecific staining and to aid antibody penetra-
tion. After each incubation step the specimens were washed
with gentle agitation in three 10-min changes of 0.1 M PBS
pH 8.2. Specimens were then incubated first in the primary
antibody, rabbit anti-serotonin (Incstar/DiaSorin) diluted 1
in 100. for 16 to 22 h at 4"C, and then in the secondary
antibody, biotinylated goat and rabbit IgG (H + L) (Vector
Laboratories) 1 in 50. for 2 h. The final incubation was in a
1 -in- 100 dilution of fluorescein (FITC (-labeled streptavidin
(Vector Laboratories) for 20 min in the dark at 23C.
Controls consisted of omitting the primary antibody, omit-
ting the secondary antibody, using normal rabbit serum as a
substitute for the primary antibody, and checking for
autofluorescence using only paraformaldehyde-rixed gastru-
lae and larvae. Immunolabeled gastrulae (n > 100) and
larvae were mounted on welled slides in a drop of Fluoro-
guard antifade reagent (Bio-Rad). and the coverslips were
sealed with nail polish. Slides were viewed immediately or
stored at 4C in the dark. Slides refrigerated for several
months showed no sign of fading when examined. All times
quoted are postfertilization.
The specimens were examined with a confocal laser
scanner coupled to an epifluorescence microscope (a Bio
Rad MRC600 scanner and a Zeiss Axiophot microscope or
an MRC1024 and an Olympus BX 60). The 488-nm line of
the krypton/argon laser was used with a 520DF32-nm filter
block. Various numbers of optical sections were collected at
different depth intervals. The depth of collection was deter-
mined by the thickness of the specimen and the degree of
immunolabeling. The number of immunoreactive cell bod-
ies was determined by optically sectioning the various lar-
vae. All images are displayed in ventral or lateral view,
anterior at the top of the page. Image projections (extended
focal length) were created using Confocal Assistant (Soft-
ware version 4.02), and three-dimensional (3D) stereo ana-
glyphs were produced using Laser Sharp (Bio-Rad Labora-
tories) and Confocal Assistant. Computer animations were
produced using a Silicon Graphics XS24 4000 with Voxel
View Ultra software.
Patiriella regularis larvae were prepared for scanning
electron microscopy according to Byrne and Barker ( 1991 )
and examined with a Philips XL30 at 10 Kv.
Results
Giistmlii
The first cells exhibiting specific 5-HT-like immunoreac-
tivity occurred in mid gastrulae (Fig. 1A), about 24 h
postfertilization. As the gastrulae began to elongate, these
cells formed a partial dome-like array across the animal
region and included monopolar. bipolar, and tripolar cells
(Fig. IB). Varicosities were occasionally observed on these
processes (Fig. 1C). Both the soma and the neurites of these
cells were immunopositive (Fig. 1C). In cross section the
cells spanned the epithelium (Fig. ID). With 3D computer
reconstructions or extended focus projections, these cells
were shown to be pyramidal. Control gastrulae (H = 15),
were nonfluorescent.
5-HT NEUROGENESIS IN A LARVAL SEA STAR
125
Figure 1. Confocal images showing bodies and processes of cells with 5-HT-like immunoreactivity in early
and advanced gastrula. (A) A projection from 16 optical sections taken at 4.5-/j,m intervals of a mid gastrula
shows cells with 5-HT-like immunoreactivity (arrowheads) scattered in the epithelium. C, cilia. Bar. 63 jam. (B)
Advanced gastrula. projection created from 14 images at 4.5-ju.m depth intervals showing the concentration of
immunoreactive cells (arrowheads) in the animal half. Bar. 95 /am. (C) 5-HT-like immunoreactivity in a tripolar
nerve cell in a 34-h gastrula. ax, axonal-like processes; v, varicosities; neb. nerve cell body. Bar. 16 (j,m. (D)
Advanced gastrula/early bipinnaria epithelium (e) showing nerve cell bodies (neb) and axonal-like processes (ax)
traveling along the basal lamina in a single confocal section. Bar. 20 ju.m.
Bipinnaria
Prior to the opening of the mouth, early bipinnariae had
a distinct stomodaeal invagination while the blastopore was
still located at the vegetal pole (Fig. 2A). The larvae could
now be orientated according to their dorsoventral axis (Fig.
2 A). A 144-/xm-thick projection reconstructed from 32 op-
tical sections showed that cells with 5-HT-like immunore-
activity were abundant on both sides of the larva (Fig. 2A).
On the ventral surface, the cells around the stomodaeum,
about 10 in number, were monopolar and marked the posi-
tion at which the adoral ciliated band will form (Fig. 2 A). A
collection of bipolar ovoid immunoreactive cells on the
dorsal surface was positioned roughly opposite the stomo-
daeal invagination (Fig. 2A).
At about 48 h postfertilization, the mouth opened. The
larvae were further elongated and the anus opened ven-
trally. With completion of the gut, the larvae were able to
feed. As seen above, 5-HT-like immunoreactivity was
conspicuous in the cells surrounding the mouth, which
marked the position of the developing adoral ciliated
band (Fig. 2B). A few immunoreactive cell bodies were
also observed on the upper right region of the buccal
cavity (Fig. 2B). Immunoreactive cells and processes on
the mid-dorsal surface formed an incomplete ring that
wrapped partially around the larva but did not extend to
the ventral surface (Fig. 2C). Axonal-like processes from
these cell bodies extended towards the posterior end of
the larva (Fig. 2C). Although the fate of the immunore-
active cells in this ring could not be followed, their
mid-body position indicates that they were subsequently
126
F. CHEE AND M. BYRNE
Figure 2. Confocal optical projections of early hipinnariae. (A) Early bipinnaria reconstructed from 32
optical sections. Cells with 5-HT-like immunoreactivity can be clearly seen around the stomodaeal invagination
(si) and the dorsal surface (arrowheads) of the larva. (B) Projection of 5 confocal sections from the ventral side
of a 48-h bipinnaria. 5-HT-like immunoreactivity is present in cell bodies (arrowheads) in the adoral ciliated
band (adcb), and a few immunoreactive cells are also present on the upper left-hand side of the mouth (m). (C)
Projection of 5 optical sections from the dorsal side of the larva in panel B. Immunoreactive cell bodies (neb)
and axonal-like processes (ax) form a band partially wrapping around the larva. Bars. 95 /j.m.
incorporated into the serotonergic tracts associated with
the preoral and postoral ciliated bands.
As the preoral, postoral and adoral ciliated bands devel-
oped, the oral hood was also beginning to form (Fig. 3 A, B).
Serotonin-like immunoreactivity was observed along the
ciliated bands in the form of monopolar cell bodies with
axonal-like tracts following the path of these bands (Fig.
3 A). By this stage, a ganglion was evident at the anterior
end of the larva. This anterior ganglion ( AG) consisted of
the immunopositive cells and processes innervating the
preoral and postoral ciliated bands and processes intercon-
necting these bands (Fig. 3A).
Advanced bipinnaria (about 18 days old) underwent a
distinct shape change with the formation of an extension at
the anterior end of the larva (Fig. 4A, B). The three ciliated
bands were well developed in these larvae (Fig. 4A, B).
Internally, the larva had a well-developed gut. and the right
and left enterocoels had formed. The distribution of immu-
noreactive cells in these bands, discussed below, was con-
sistent in all larvae examined (n = 100).
Adoral cilititeil huiul
The adoral ciliated band was located along the posterior
margin of the mouth and was characteristically paraboloidal
(Fig. 5A). Along this band were densely packed cells with
5-HT NEUROGENESIS IN A LARVAL SEA STAR
127
Figure 3. Three-dimensional red/green anaglyph and a scanning electron micrograph (false colored) of early
bipinnariae. (A) A 3-D lateral view of an early bipinnaria showing immunoreactive cell bodies and axonal-like
tracts following the ciliated bands. The anterior ganglion (ag) has formed and connects the preoral (procb) and
postoral (pocb) ciliated bands, adocb. adoral ciliated band; o. esophagus; s, stomach; i, intestine. Bar, 95 /j.m. (B)
Ventral view of an early bipinnaria at the same stage as in panel A. The ciliated bands are developing, but the
anterior extension has not yet formed. Black arrowheads, preoral ciliated band; white arrowheads, postoral
ciliated band; white arrow, adoral ciliated band; in. mouth; a. anus. Bar, 100 /u,m.
5-HT-like immunoreactivity; the apical ends of these cells
extended to the edge of the ciliated epithelium. These cells
were pyramidal and connected basally \-ui a thick immu-
nopositive tract (Fig. 6A). Compared with the other ciliated
bands, the adoral ciliated band had the highest concentration
Figure 4. Scanning electron micrographs of a hipinnaria showing fully
developed ciliated bands (arrowheads and arrows): (A) Ventral view of a
bipinnaria with a flexed oral hood and mouth (m) open showing the
position of the adoral ciliated band (adcb). (B) Lateral view of a bipinnaria
showing the anterior extension of the oral hood, top right-hand side.
Double-ended arrow indicates the anterior region where the anterior gan-
glion links the preoral and postoral ciliated bands. Arrowheads, preoral
ciliated band; arrows, postoral ciliated band: Bar, 200 /urn.
of immunoreactive cells and processes, forming the adoral
nerve plexus (ADNP). The ADNP innervated the epithe-
lium of the adoral ciliated band. Confocal optical sectioning
revealed that the apical region of these cells protruded to the
exterior of the ciliated band epithelium. Computer anima-
tions (data not illustrated) and a 3D anaglyph (Fig. 5A|
showed that this plexus was also connected by serotonergic
processes with the nerve plexus in the preoral transverse
band via two thin (approximately 2.5 pirn) lateral immuno-
reactive tracts.
Preoral ciliated band
The preoral ciliated band was located on the ventral
surface of the larva and outlined the oral hood (Fig. 4A).
Where this band traversed the larva above the mouth (pre-
oral transverse region), a large number of flask-shaped cell
bodies with 5-HT-like immunoreactivity (x = 21, SE = 0. 1
n = 10 larvae) were found in the epithelium (Fig. 4B). From
these cell bodies, confocal sectioning into the larva from the
ventral surface revealed axonal-like processes from the
basal portion of the cells extending inwards toward the
buccal cavity (Fig. 4B). In its lateral region, the preoral
ciliated band contained a few immunopositive cells scat-
tered along its path. Occasionally, a collection of cell bodies
forming a pair of lateral ganglia were seen in the lateral
region of the postoral ciliated band. These structures were
not seen in all larvae and appear to be ephemeral. In the late
bipinnaria, a ganglion developed at the anterior end of the
larva. This ganglion consisted of immunoreactive cells
128
F. CHEE AND M. BYRNE
Figure 5. Bipinnaria: 3-D anaglyph and a high-magnification confocal image projection of the anterior
ganglion. Images were constructed from a series of optical sections covering a distance of 132 /urn. (A) 3-D
anaglyph of a bipinnaria detailing the serotonergic nervous system following the pathway of the ciliated bands.
White arrowheads, serotonergic connection between preoral and adoral ciliated bands; s, stomach; m, mouth; o,
esophagus; arrows, immunoreactive coelomic cells. Bar, 200 JJITI. ( B ) A projection of the anterior ganglion in
a late bipinnaria. Parallel axonal-like tracts on the opposing sides of the preoral ciliated band (prcb) and the
postoral ciliated bands (pocb) interconnecting in a fine network of processes with 5-HT-like immunoreactivity.
axt, axonal-like processes; neb, nerve cell bodies. Bar, 50 /im.
associated with the preoral and postoral ciliated bands and a
network of varicose processes spanning the two bands. This
structure innervated the two bands and is a prominent neu-
roanatomical feature in the bipinnaria of Patiriella rei>iultiiix with a similar shape. Three-dimensional recon-
structions of the tripolar cells revealed that they were
pyramidoid. a structure not previously reported. This ob-
servation would, however, be dependent on the imaging
5-HT NELIROGENESIS IN A LARVAL SEA STAR
129
Figure 6. Confocal images detailing immunnreactive cells in ciliated bands. (Al Image from 15 optical
sections (total thickness 139 /im) showing nerve cell bodies (neb) with 5-HT-like immunoreactivity and an
axonal-like tract (axt and arrowsl in the adoral ciliated band. The entire band is immunoreactive. Note that the
apical region of the neuron-like cells extend to the edge of the epithelium of the ciliated band. Arrowheads, cilia
projecting into the buccal cavity. Bar. 20 /nm. (B) The preoral and postoral ciliated bands of a fully developed
bipinnaria. Note the greater number of cells with 5-HT-like immunoreactivity (neb) present in the preoral ciliated
band (procb) compared with the postoral ciliated band (pocb). The preoral ciliated band has immunoreactive
processes (ip and lateral arrowheads) extending towards the buccal cavity, c and arrowheads, cilia. Bar, 63 fm.
(C) Nerve cell bodies (ncbl and arrowheads) in the right lateral postoral ciliated band. Bar, 50 |um.
technique employed. Monopolar cells were the most com-
mon type of immunoreactive cell in the preoral and postoral
ciliated hands, whereas multipolar pyramidal cells were the
most common cell type in the adoral nerve plexus (ADNP)
of the adoral ciliated band.
The presence of the apical projection arising from the cell
bodies in the ADNP suggests that this plexus may have a
sensory role. This interpretation is similar to that of Ko-
matsu et til. (1991), who defined sensory neurons in the
bipinnaria of Luidia senegalensis as neurons whose apical
surface contacts the external environment. Strathmann
( 1975) demonstrated that the cilia of the adoral ciliated band
in bipinnariae are involved in carrying food particles into
the esophagus. It is possible that the adoral ciliated band of
P. regularis plays a gustatorial function under the influence
of serotonergic activity in the ADNP.
In the bipinnaria of P. regularis. serotonin-like immuno-
reactivity was conspicuous in the adoral ciliated band, in the
preoral and postoral ciliated bands, and in the anterior
ganglion. The adoral ciliated band was strongly fluorescent
and connected to the preoral ciliated band by an immuno-
reactive tract. Detection of this connection was possible
through generation of 3D anaglyphs from confocal optical
sections, which allowed visualization, and tracing of the
complex immunostained network with respect to larval
anatomy. On-screen animations (Chee and Byrne, 1997)
were also employed to view immunolabeled larvae to de-
termine the structure and direction of the immunolabeled
130
F. CHEE AND M. BYRNE
Figure 7. Confocal image showing immunoreactive cells (arrow-
heads) in the intestinal wall (il and surrounding the anus (a): Bar. 50 jum.
processes. Although serotonergic immunoreactivity of the
adoral ciliated band has been described in several studies
(Nakajima, 1988; Moss et ai, 1994). the connections be-
tween the adoral and preoral ciliated bands have not been
seen before. The conventional epi fluorescence microscopy
used in these earlier studies would not, however, have
allowed resolution of this fine structure. Our observations
demonstrate the presence of an extensive serotonergic com-
munication network that connects all the ciliated bands and
may govern reactions to stimuli and generate the behavioral
patterns associated with feeding and swimming.
Optical sections through the oral region revealed that the
immunoreactive cells in the preoral ciliated band gave rise
to basal immunoreactive processes that project dorsally
along the roof of the buccal cavity. The high density of
immunoreactive cells in the region of the preoral ciliated
band along the buccal opening suggests that these cells may
play a sensory role in feeding. Selection and rejection of
particles during feeding is thought to be associated with
sensory cells in the buccal cavity (Strathmann, 1975). The
cell processes in the roof of the buccal cavity in the larvae
of P. regularis may connect with receptor sites that lie
within the buccal cavity and are involved in particle selec-
tion in feeding. The 5-HT immunopositive tract connecting
the adoral and preoral ciliated bands indicates a serotonergic
link between the adoral ciliated band and the preoral ciliated
band; this link could be important in feeding.
The anterior ganglion (AG) is first seen in early bipinna-
ria prior to formation of the anterior extension. As this
extension develops, the ganglion becomes more intricate,
forming a highly complex network. In advanced bipinnaria
the AG consisted of prominent, strongly fluorescent tracts
traversing the anterior region of the preoral and postoral
ciliated bands. The anterior ganglion was the only seroto-
nergic connection between these ciliated bands.
In contrast to that suggested for sea stars (Lacalli, 1994),
the AG of P. regularis does not split to form a pair of lateral
ganglia. On the contrary, the pair of lateral ganglia occa-
sionally seen in P. regularis (Chee and Byrne, 1997) are
distinct from the AG. This bilateral collection of nerve cells
may be homologous to those seen in other sea star larvae
(Nakajima, 1988; Moss et al, 1994), and it also corresponds
to the position of peptidergic GFNSALMFamide (SI ) gan-
glia seen in P. regularis (Byrne et ai, 1999).
At the brachiolaria stage, the AG is incorporated into the
attachment complex, which contains many serotonergic
neuronal-like cells suggested to be involved in the settle-
ment process (Chee and Byrne, 1999). What appears to be
a serotonergic AG has been observed in other echinoderms.
Immunocytochemical labeling with anti-serotonin in the
auricularia larvae of a holothuroid produced a structure
described as an apical ganglion (Burke et al., 1986). Unlike
the AG of P. regularis, this structure was not composed of
many immunoreactive tracts. Serotonergic AG that differ
structurally from that of sea stars but are still anterior in
position have been extensively described for sea urchin
plutei (Bisgrove and Burke, 1987; Bisgrove and Raff, 1989;
Nakajima et al., 1993).
The AG in the bipinnaria of P. regularis is similar to the
anterior concentration of serotonergic neurons, variously
called apical organs or apical ganglia, characteristic of many
invertebrate larvae (Lacalli, 1994). These appear to be
highly conserved structures in marine invertebrate larvae
and are thought to have a sensory function (Lacalli, 1994;
Marois and Carew, 1997). The function of the AG and the
significance of the connection between the preoral and
postoral ciliated bands of P. regularis are not known. The
position of the AG, considered together with the bipinna-
ria' s anterior direction of swimming, suggests that it may
have a sensory role in directional swimming; a similar
function has been suggested for the apical ganglion of other
invertebrate larvae (Marois and Carew, 1997). Moreover, in
an ultrastructural study of the bipinnaria of Luiilia seuega-
lensis, sensory cells were found in the preoral and postoral
ciliated bands ( Komatsu et ai, 1991 ) in the region where the
AG is located in P. regularis. Immuno-electron microscopic
examination of thin sections from the anterior region of P.
regularis would be needed to determine whether similar
cells are present in this species.
The anterior ganglion in P. regularis is also similar to
non-serotonergic neuronal structures in other asteroids.
Similar catecholaminergic anterior structures in the bipin-
naria of Archaster typicits were described as a "fluorescent
anastomosis" (Chen ct ai, 1995). Nakajima (1987) de-
scribed a similar catecholaminergic structure as a "fibrous
network" in the bipimiariae of Asterias ainurensis. We
5-HT NEUROGENESIS IN A LARVAL SEA STAR
131
believe that confocal imaging would reveal that these struc-
tures are similar to the AG in P. regultiris.
This study presents the most detailed immunocytochem-
ical description of the development of the serotonergic
system in a larval sea star. The organization of the seroto-
nergic nervous system in the bipinnaria of Patiriella regu-
luris reflects the bilateral symmetry of the larva. A striking
bilateral symmetry is also seen in the SI -like peptidergic
system in P. ref>ularis (Byrne et ai, 1999). For a complete
picture of the expression of serotonin in nerve-like cells
during development, we will continue this study in the
brachiolaria of P. regultiris through metamorphosis. Inter-
estingly, serotonin has never been localized immunocyto-
chemically in the nervous system of adult sea stars. It
appears that complex serotonergic innervation is a feature
common to the swimming and feeding larval form across a
range of marine invertebrate phyla. Changes in expression
of serotonin in the lecithotrophic larvae of the other Patiri-
ella species are being examined to document the evolution
of neurogenesis in these asteroids.
Acknowledgments
We thank Paulina Selvakumaraswamy, Anna Cerra and
Paula Cisternas, and Gillian Anderson for their comments
and help with the manuscript. Ray Ritchie kindly supplied
the algal cultures. Tony Romeo at the Electron Microscope
Unit at the University of Sydney also provided assistance.
This work was supported by an Australian Research Coun-
cil grant.
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Reference: Biol. Bull. 197: 132-143. (October 1999)
Rapid Jumps and Bioluminescence Elicited by
Controlled Hydrodynamic Stimuli in a Mesopelagic
Copepod, Pleuromamma xiphias
D. K. HARTLINE 1 *, E. J. BUSKEY 2 , AND P. H. LENZ 1
1 Bekesy Laboratory of Neumbiology, Pacific Biomedical Research Center, Universitv of Hawaii at
Manoa, 1993 East-West Rd., Honolulu, Hawaii 96822; and 2 Marine Science Institute, University of
Texas at Austin. 750 Channelview Drive, Port Aransas, Texas 78373
Abstract. Actively vertically migrating mesopelagic
copepods are preyed upon by a wide variety of fishes and
invertebrates. Their responses to predatory attacks in-
clude vigorous escape jumps and discharge of biolumi-
nescent material. Escape jumps and bioluminescent dis-
charges in the calanoid copepod Pleuromamma xiphias
were elicited by quantified hydrodynamic disturbances.
Brief weak stimuli (peak water velocity 64 21 /im s~')
elicited weak (peak force 6.5 dynes) propulsive responses
("jumps") and no bioluminescence. Moderate stimuli
(1580 780 ju,m s~') produced strong propulsive re-
sponses consisting of long trains of coordinated power
strokes by the four pairs of swimming legs ("kicks").
Peak forces averaged 42 dynes. Strong stimuli (5520
3420 ju,m s~') were required to elicit both a jump and a
bioluminescent discharge. In several cases, multiple
stimuli were needed to evoke bioluminescence, given the
limits on stimulus magnitude imposed by the apparatus.
Repeated bioluminescent discharges could be evoked, but
this responsiveness waned rapidly. Latencies for the
jump response (14 4 ms) were shorter than for the
accompanying bioluminescent discharge (49 26 ms).
The higher threshold for eliciting bioluminescent dis-
charge compared to escape jumps suggests that the cope-
pods save this defense mechanism for what is perceived
to be a stronger threat.
Received 13 May 1999; accepted 6 August 1999.
* Author to whom correspondence should be addressed. E-mail:
danh(<"phrc lunv.ui.edu
Introduction
Planktonic copepods are preyed upon by a wide variety of
fishes and invertebrates (Hopkins and Baird, 1985; Hopkins
ct a/.. 1996). Thus, predator evasion strategies are key to the
survival of these animals in pelagic communities. Plank-
tonic copepods respond to perceived attacks with rapid and
powerful escape "jumps" (Singarajah, 1969, 1975; Strick-
ler, 1975). The Augaptiloidea (Calanoida), which typically
inhabit the mesopelagic region, possess the ability to dis-
charge bioluminescent material (Clarke et /., 1962; Her-
ring, 1988). These discharges are thought to either startle a
potential predator away or misdirect a possible attack
(David and Conover, 1961; Morin, 1983; Young, 1983).
Although we have a qualitative understanding that biolumi-
nescent discharges in these calanoids are used as a defense
mechanism, we know less about how these discharges are
triggered in the natural environment. In the laboratory,
electrical stimulation and mechanical agitation are routinely
used to elicit bioluminescent discharges (e.g., Latz et al.,
1987. 1990; Widder, 1992). However, we know little about
the magnitude of stimuli required to elicit this behavior.
Neither do we understand the relationship between the
escape jump and the bioluminescence. We addressed some
of these questions in a laboratory study, working with
tethered Plettromamma xiphias. This calanoid is a metridi-
nid (Augaptiloidea) and belongs to a widespread and abun-
dant genus in this group. Here we report on the minimum
hydrodynamic stimuli necessary to elicit a jump response,
and how this compares to the minimum stimulus that trig-
gers bioluminescence. By concurrently monitoring jump
behavior with a force transducer and bioluminescence with
132
COPEPOD JUMPS AND BIOLUMINESCENCE
133
a photomultiplier tube, we are able to describe the temporal
sequences for the two behaviors following a quantitative
stimulus.
Materials and Methods
Collection
Animals were collected at night (2000 to 2200 h). about
1 mile offshore from Keauhou Bay, Kona, Island of Hawaii,
at a depth of 70 to 100 m. A plankton net (0.5-m diam,
333-/j.m mesh) was towed from a small boat at idle speeds
(<2 knots) for 15 to 20 min. Within 2 h of collection the
animals were sorted into jars with clean seawater, cooled to
6C, and flown, in coolers, to Oahu. Once the animals were
brought into the laboratory (within 16 h of collection), they
were kept in the dark at 6 to 8C. Every 2 to 3 days the
copepods were fed under dim red light with a mixture of
Artemia nauplii and Isochrysis galbana cells.
Tethering
Copepods were affixed to aluminum wire tethers with
cyanoacrylate glue (Borden or Loctite) under red light in an
otherwise darkened room. They were corralled in a droplet
of seawater, which was then drawn down until a portion of
the dorsal prosome was briefly exposed to air. The wire,
with some glue on its tip, was applied and held in place
while the animal was reimmersed. During this procedure the
animals typically bioluminesced in response to the tactile
stimulation. Once a copepod was glued and transferred to
the experimental setup, 3 h were allowed to elapse before it
was tested for mechanical sensitivity. Good experimental
animals had high mechanical sensitivity, maintained their
swimming appendages in the promoted position (tucked
under the body, anteriorly directed), and were biolumines-
cently competent. In the experiments presented, the animals
maintained their mechanical sensitivity for at least 2 days,
although the force produced during the jump typically de-
clined. Toward the end of the experiments we observed
either a loss in sensitivity or a failure to maintain the
swimming appendages in the promoted position. All ani-
mals were still bioluminescently competent at the end of the
experiments and responded to direct tactile stimulation with
a discharge. While on the tether, copepods were fed Iso-
chrysis galbana.
Health
To test the bioluminescent competence of P. xiphias, five
specimens were tested for total mechanically stimulable
luminescence (TMSL) using methods described in Buskey
and Swift ( 1990). A single P. xiphias was placed in each of
five liquid scintillation vials containing 10 ml of filtered
seawater. After allowing the copepods to recover for about
2 h from the disturbance of being transferred, we placed a
vial inside an integrating sphere (Labsphere, Polane coated)
and stimulated bioluminescence by stirring the vial with a
battery-powered test-tube stirrer until no additional biolu-
minescence was detected. Bioluminescence was quantified
using a photomultiplier tube (PMT; Hamamatsu R464) and
a photon-counting photometer (Hamamatsu C1230). Values
for TMSL of P. xiphias ranged from 5.3 X 10 10 to 5.5 X
10" photons, with a mean of 2.4 X 10" photons. These
results are similar to previously measured values of TMSL
for P. .xiphias (Buskey and Swift, 1990; Latz el al, 1990)
and indicate that our experimental animals were capable of
full bioluminescence and were in good physiological con-
dition.
Experimental protocol
The experimental setup is diagrammed in Figure 1 and is
described in detail in Lenz and Hartline (1999). After the
tethered copepod was positioned in the apparatus, red back-
ground lights were turned off, and illumination was
switched to infrared light from four Optek OP-293A LEDs
emitting 875 20 nm and positioned about 1 cm behind the
animal, outside of the field of view of the video camera.
Hydrodynamic stimuli were generated using a piezoelectric
pusher to control movement of a plastic sphere of either 3-
or 5-mm diameter positioned about 3 mm in front of the
animal. At maximum amplitude, the experimental sphere
was displaced vertically by 40 jum. A behavioral response
was elicited at threshold by vertical movements of the larger
sphere of less than 0.5 /AID. Water displacement at the
rostrum, approximately parallel to the long axes of the first
antennae, was calculated based on the dipole attenuation
expected of near-field laminar water flow (Kalmijn, 1988;
Gassie et al., 1993). Although there are some errors and
approximations inherent in this indirect approach to deter-
mining stimulus magnitude (see Gassie et al., 1993, and
Lenz and Hartline, 1999, for detailed discussion), it is
widely used in behavioral and physiological studies on
hydrodynamic reception in aquatic organisms (e.g., Coombs
etal., 1989: Bleckmann, 1994; Coombs, 1994) and provides
a reasonable measure given uncertainties in such factors as
the location of receptors. Computer-controlled stimuli in-
cluded short and long sinusoidal movements ranging in
frequency from 50 to more than 1000 Hz.
Force measurement
During a rapid swim the copepod exerted a force on the
tether. The displacement this produced along a horizontal
axis, roughly parallel to the copepod' s body axis, was
measured with a fiberoptic displacement sensor (Philtec
88N) positioned opposite to a small reflective disk mounted
on the tether (Fig. 1). The force was calibrated by pushing
134
A
From Computer
D. K. HARTLINE ET AL
To Computer
B
Photometer
To
Computer
To VCR
Microscope
Figure 1. Diagram of the experimental setup. (A) Side view showing
the positions of the dipole (sphere) and the glued copepod. The sphere used
in the stimulus was either 3 or 5 mm in diameter. The distance between the
center of the sphere and the rostrum of the animal ranged from 3 to 5 mm.
(B) View from the top. Location of the photometer, dissecting microscope,
and camera are shown. The experimental dish was made out of microscope
slides and designed to allow positioning of the equipment at right angles to
the glass.
against the tether with a wire, the deflection of which had
been calibrated using weights. Force-transducer responses
were monitored with an oscilloscope, digitized at 42 kHz
per channel, and stored on computer. Resonance frequency
of the transducer ( 1.5-2 kHz) was kept as high as possible
while maintaining sufficient sensitivity for measurements.
The transducer was underdamped, with an overshoot of
around 20% to abruptly applied (0.5 ms rise) forces; it had
a dampn time-constant of 4 ms. Force signals were filtered
at 2 kHz wilt an 8-pole Bessel filter. Further details of the
recording system are given in Gassie et til. ( 1993) and Lenz
and Hartline (1999).
Mounted perpendicular to the view presented in Figure
1 A were a photometer, a dissecting microscope, and a video
camera (Fig. IB). Each of these instruments faced one of the
five sides of the experimental chamber. Light from the I-R
LEDs was blocked from the photometer with an interfer-
ence filter (center wavelength 480 nm), and background
recordings were very low. The spatial and temporal patterns
of bioluminescent emission of P. xiphitis were recorded on
videotape using a Cohu monochrome CCD (charge-cou-
pled-device) camera (30 fps) fitted with a 55-mm Micro-
N1KKOR macro lens, coupled to a Videoscope Interna-
tional KS-1381 microchannel plate image intensifier. The
video output signal was recorded on a Mitsubishi HU-770
videocassette recorder. The stimulus-trigger from the com-
puter also triggered a 30-ms-long flash in an I-R LED,
producing a single video frame with an elevated light level.
This was used to correlate video with force and PMT
records, which thus had an uncertainty of 30 ms. Charac-
teristics of the bioluminescence monitored by the PMT
could frequently be used to estimate the relative timing with
higher temporal resolution.
Lii;ht measurement
The bioluminescent emissions of P. xipliicis were mea-
sured in two ways: with a photomultiplier photometer and
with an image intensifier. In early experiments, photometer
measurements were made using a Hamamatsu C1230 pho-
ton counter and a Hamamatsu R464 PMT. This system was
convenient for measuring the total integrated biolumines-
cence emitted by P. xiphias. but it did not provide the
temporal resolution necessary to accurately measure flash
kinetics since it integrates counts over 0.1 -s intervals. It was
replaced with a Pacific Instruments model 126 wide-range
photometer using an EMI QL-30 PMT. Amplified voltage
from the PMT was sent directly to the computer and digi-
tized along with other components of the data stream. Be-
fore and after being shipped to Hawaii, both photometer
systems were calibrated using cultures of bioluminescent
bacteria (Photobacterium sp.) and a calibrated Quantalum
2000 luminescence photometer with a highly stable silicon
photodiode sensor. A secondary standard ( U C emission
standard made from Sylvania Type 132 blue phosphor, peak
wavelength 455 nm) was also calibrated. The secondary
standard was measured frequently to allow for calibration of
readings of bioluminescence.
Results
Sudden hydrodynamic disturbances were capable of elic-
iting behavioral responses in Plciironuiinmn xiphias; we
interpret these responses as "rapid swims." or "jumps." In
COPEPOD JUMPS AND B1OLUMINESCENCE
135
tethered animals, a complex temporal pattern of force de-
velopment followed closely on the presentation of such a
stimulus. Figure 2A shows a typical response to a brief
(2-ms) water movement of peak-to-peak amplitude com-
puted at 3.83 jum at the copepod's rostrum. Following a
short latency ("L"), there was an abrupt rise ("R") in for-
ward propulsive force. Then a relatively rapid return past
zero force to a smaller reverse force ("Rv") led to the
development of a second forward component. As in a pre-
vious study on the epipelagic copepod Umlinula vulgaris
(Lenz and Hartline, 1999), we interpret these propulsive
units to be kicks generated by the combined power strokes
of the four pairs of swimming legs (pereiopods). The fea-
tures of strong locomotor responses in P. xiphias were
20 30
Time (ms)
50
100 150
Time (ms)
200
Figure 2. Force record of a fast swim response of a Pleiiminnniiiui
xiphias adult female to a suprathreshold hydrodynamic stimulus. (A)
Expanded temporal scale showing the first four kicks of the response. (B)
Record showing the complete response to the stimulus. Stimulus: 700 H/,,
1.5 cycles, maximum water velocity of 8400 /mi s~' at the rostrum.
Piezoelectric transducer: PZL-060; vertical movement of sphere: 40 ;um;
sphere diameter: 5. 1 mm; distance from center of ball to rostrum: 4.4 mm
(BPL97-8.D04, second trace).
similar in most respects to those of U. vnlgaris (Lenz and
Hartline, 1999). They were characterized by short latencies,
measured from the onset of the stimulus to the onset of the
forward propulsion, typically around 10 ms (minimum: 6
ms). A weak brief backward propulsion, or "preparatory
movement." was observed in some animals immediately
preceding the forward propulsion (e.g.. Fig. 3A, "Pr").
Following the peak of forward propulsion, there was often
an irregular pattern of peaks and valleys for the remainder
of the short stroke duration (mean: 8.7 ms. Table I). As in
U. vulgaris (Lenz and Hartline, 1999) and Calanux helgo-
landicus (Svetlichnyy, 1987), the major peaks can be as-
signed to the individual strokes of pereiopod pairs. Minor
peaks caused by resonance in the underdamped force-trans-
ducer system were also often apparent (Fig. 2A "res"). The
distinct reverse propulsion following the termination of the
forward phase was a feature found consistently in P. xiphius
but not in previous studies on U. vulgaris. A pattern of
multiple kicks in quick succession characterized a strong
response to a stimulus. This is illustrated in Figure 2B,
which shows the same response as Figure 2A on a com-
pressed time scale. In P. xiphius, a train of kicks was
typical, producing a cohesive propulsive response we term
a "jump." Within the train, kicks occurred at repetition rates
of 80 Hz (Table I; range 59 to 98 Hz).
Response depended on stimulus magnitude
With the experimental setup described, we were able to
monitor jumps and bioluminescence simultaneously. As
with other copepods we have tested, P. xiphias is very
sensitive to water movement. Figure 3 shows records from
the PMT and the force transducer at three stimulus intensi-
ties. We observed several degrees of response, graded with
the intensity of the stimulus (Table II). Figure 3A shows a
"weak" response given to the lowest intensity of a 1.5-cycle
stimulus that elicited a measurable response in this animal.
Peak water velocity produced by this stimulus at the rostrum
was calculated to be 50 jum s ' (BPL97-10: Table II).
Neither the PMT nor the image intensifier recorded any sign
of bioluminescence. The force trace shows first one small
12-dyne kick followed by a 100-ms delay and then three
additional kicks. The cumulative force impulse generated
by these kicks (the integral of force over time; related to
total distance moved in a linear viscous medium) reaches
only 0.2 dyne-second. In general, a weak response consisted
of a brief force transient, which often barely registered on
the force transducer (e.g., mean of 6.5 dynes. Table 1).
These weak responses consisted of a small number of pro-
pulsive events (e.g., 1-3) with moderate latencies (15-20
ms). We term them "weak kicks," but determining what is
involved in their production awaits high-resolution cinema-
tography. As in Figure 3A, a weak kick was sometimes
136
D. K HARTLINE ET AL.
I-
CO
CO
2. io 9
o
cf 40
1g 20
I
8-20
o
LL
50
100 150
^*
CO
I 109
-^
I-
1 40
'c? 20
I
8-20
o
LL
200
Time (ms)
50
100
1 50 200
w
50
100
200
Time (ms)
50 100 150 200
Figure 3. Behavioral responses of a Pleuromamma xiphias adult female to three stimulus intensities.
Hydrodynamic stimulus was produced hy a piezoelectric transducer (PZL-060) with a 5.1 -mm sphere, the center
of which was located 4.3 mm from the animal's rostrum. (A) Photomultiplier tube (PMT) and force records
showing response to a small stimulus: 700 H/., 1.5 cycles, maximum water velocity of 50 iim s ' at the rostrum
(vertical peak-to-peak movement of sphere: (1.22 /xm). (B) PMT and force records showing response to a
moderate stimulus: 700 Hz, 1.5 cycles, maximum water velocity of IdOO ,um s ' at the rostrum (vertical
peak-to-peak movement of sphere: 7.1 /j,m). (C) PMT and force records showing response to a large stimulus:
700 Hz, 8 cycles, maximum water velocity of XWO iim s" 1 at rostrum (vertical peak-to-peak movement ol
sphere: 40 jtxm). Response is to fourth stimulus in a series of five presented at l-s intervals (the animal also
luminesced to the fifth presentation). Estimated times of video frames shown in Figure 5 indicated with marks
along the time axis. (Dl Integral of force over time for the force records shown in A, B. and C. Arrows indicate
stimulus presentation Bar in C indicates the length of time the stimulus was on ( 1 1.5 ms). Stimulus length in
A and B: 2 ms (BPL97-IO.D02, D04, D0f.
followed ( :' SO-200 ms period of quiescence and then a
cluster oi elayed, sometimes stronger, kicks.
As stimulus intensity was progressively increased above
the threshold level, a point was passed at which the intensity
of the response increased abruptly (Tables I, II). Figure 3B
shows force and PMT records for a stimulus intensity that is
COPEPOD JUMPS AND BIOLUMINESCENCE
Table I
Characteristics of escape response elicited bv a hydrodynamic stimulus
137
Experiment
Sex
Weak kick force
(dynes)
Max kick force
(dynes)
Latency (ms)
Kick duration
(ms)
Kick frequency
(Hz)
BPL97-3
M
7.5 1.7
60.0 6.4
12.9 9.1
8.1 1.2
89 3
(5)
(5)
(6)
(4)
(5)
BPL97-6
M
4.7
24.8 6.8
11.5 1.0
6.9 0.6
98 5
(1)
(5)
(6)
(5)
(6)
BPL97-8
F
4.3
55.9 3.5
7.4 0.6
8.5 0.7
89 5
(1)
(6)
(6)
(6)
(6)
BPL97-10
F
10.4 3.2
36.8 6.8
1 1 . 1 3.3
11.3 0.8
75 4
(8)
(19)
(16)
(8)
(8)
BPL97-II
F
5.5 1.5
34.2 6.8
15.6 1.7
8.8 2.4
56 5
(3)
(4)
(4)
(6)
(7)
Weak kick forces were measured from escape responses to near-threshold stimuli. Maximum kick force, latency, kick duration, and kick frequency were
all measured from responses to suprathreshold stimuli. Maximum kick force refers to the largest force produced in a train of kicks. Latency and kick duration
were measured as shown in Figure 2 (L. D). Kick frequency was calculated by averaging the number of kicks over time either for the complete jump or
over the data record (200 ms) in the cases where the jumps extended beyond the sampling window. Means and standard deviations are given; sample size
(in parentheses) indicates the number of measurements used for the mean and SD.
30 times higher than that shown in Figure 3A. The PMT
record shows no sign of bioluminescence. However, many
characteristics of the force record are substantially aug-
mented (Fig. 3B). The response typically involved multiple
strong kicks with maximum forces produced by individual
kicks registering nearly 40 dynes (Fig. 3B). The force
impulse produced in the example shown in Figure 3B over
a 75-ms interval approached 1 dyne-second (Fig. 3D). In
general, such "strong" responses were elicited at stimulus
strengths 15 to 30 times above threshold for the weak kicks
(Table II). Peak amplitudes (mean = 42 dynes) were greater
by a factor of 5 or more than for the weak kicks (Table I).
Duration of individual kicks averaged 8.7 ms (Table I). The
overall envelope of peak forces during a jump was "spindle"
shaped (Fig. 2B). The first few kicks increased progres-
sively in amplitude, then continued with several (sometimes
35 or more) kicks, and finally tapered off somewhat before
ending. Figure 4 shows an example of the initial phase of
one of these very long spindle-shaped jumps. In a multiple-
stimulus protocol, the first or second stimulus of a train of
five at 1.5-s intervals usually evoked the longest spindle-
shaped jump.
Further increase in stimulus intensity would in some
cases result in a bioluminescent discharge. Figure 3C shows
Table II
Calculated water velocities that elicited behavioral responses: weak kicks, strong kicks, and strong kicks and bioluminescent discharges
Weak kick response
Strong kick response
Jump + biolum response
Expt
Sex
Stim
Velocity
(ju.m s ')
Stim
Velocity
( yum s ' )
Stim
Velocity
(u.m s~')
BPL97-3
M
S700
70
S700
2220
S700
2220
BPL97-6
M
S700
66
S700
1170
S700
6590
BPL97-7
F
ND
ND
ND
ND
S700
8420
BPL97-8
F
S700
84
S700
840
ND
ND
BPL97-9
F
S700
28
S700
890
ND
ND
BPL97-10
F
S700
50
S700
1570
F700
8860
BPL97-11
F
S700
89
S700
2770
F700
8860
BPL97-1
F
F700
58
ND
ND
F700
1830
BPL96-1
M
ND
ND
ND
ND
F700
1830
Mean
64
1580
5520
SD
21
780
3420
Water velocities at the copepod were calculated using dipole equations. Sinusoidal vertical movements of sphere at 700 Hz were either short (S700. 1.5
cycles) or long (F700. 8 cycles). ND = not determined: threshold could not be established.
138
D. K. HARTLINE ET AL.
50 100 150
Time (ms)
200
B
Q.
E
50
100
Time (ms)
150
200
Figure 4. (A) Force record of a long series of multiple kicks in
response to a large stimulus in Pteuromamma .\iphias. adult female. (B)
Integral of force over time for the force record shown in A. Stimulus: 700
Hz. 1.5 cycles, maximum water velocity of 8900 jim s~ ' at rostrum.
Piezoelectric transducer: PZL-060; sphere diameter: 5.1 mm: distance from
center of ball to rostrum: 4.4 mm: vertical peak-to-peak movement of
sphere: 40 /uni.
the response of the same animal as in Figures 3A and 3B to
a stimulus with an amplitude 180 times greater (and of
longer duration) than threshold for eliciting the weak jump.
Both a jump and a bioluminescent discharge were produced.
The jump response was initiated well before (18 ms) the
bioluminescence (Fig. 3C, top panel). The bioluminescent
discharge started at the end of the second kick in a train of
five and lasted for about 200 ms. The integrated force for the
train of kicks was about 0.8 dyne-second (Fig. 3D). Biolu-
minescence was usually accompanied by strong spindle-
shaped jumps. Near threshold for bioluminescence. dis-
charges were likely to be given in response to one of the
later stimuli in a sequence of five, and were thus not clearly
associated with the strongest (= longest) jump.
We were not able to elicit bioluminescent discharges to
hydrodynamic stimuli in all cases. This was not due to a
lack of bioluminescent competence, as electrical stimuli or
more vigorous mechanical disturbance would invariably
elicit bioluminescence even if our strongest hydrodynamic
stimulus would not. In five experiments, we obtained
thresholds for both jump and bioluminescence. and the
mean and standard deviations for the stimulus intensities are
shown in Table II. The mean threshold of computed peak
water velocity for a jump response was 64 /urn s~ ', whereas
that for eliciting bioluminescence was 5520 jam s~'. The
variability of the threshold for bioluminescence was greater
than that for the jump. On average the stimulus magnitude
had to be 90 times greater to elicit bioluminescent discharge
than to produce a weak jump, but this ratio ranged from 30
to 180 in the five experiments. Once we established a
threshold for bioluminescence for an experimental animal,
we usually were able to elicit bioluminescence multiple
times at that stimulus level, sometimes within half an hour
from the previous discharge.
Water velocity was not the only stimulus characteristic
that affected the likelihood of a bioluminescent discharge,
as shown in Table II. Stimulus length was important: the
multi-cycle sinusoidal stimulus (F700) was more effective
than the 1.5-cycle one (S700; Table II). Furthermore, re-
peated presentation of stimuli in quick succession was even
more effective. In these cases, the animals would respond
with only a jump to the first and second stimulus presenta-
tions, but would bioluminesce as well as jump to the sub-
sequent one or two stimuli.
Characteristics of evoked bioluminescence
In our tethered animals, bioluminescence typically
(though not always) outlasted the jump. The PMT record in
Figure 3C shows that bioluminescence was initiated at
about 30 ms post-stimulus, corresponding to the second
kick. It lasted throughout the recording period, although by
200 ms post-stimulus it was well along an exponential
decay. Excerpts from the corresponding video record are
shown in Figure 5. Taken at 30 frames per second (fps),
with the frame following stimulus delivery tagged by a light
flash, the first frame shows no bioluminescence and the
onset of the major kick transients occur in this interval.
Bioluminescence begins to appear from the region of the
abdomen in the next frame, and reaches a peak in the third.
Its near-absence from the last two frames is partly a result of
decay and partly that much of the material has left the field
of view. Thirty-five minutes later a second trial for the same
animal as in Figures 3 and 5 elicited an escape as well as a
bioluminescent discharge from both head and abdomen
(Fig. 6). The animal bioluminesced in response to the sec-
COPEPOD JUMPS AND BIOLUMINESCENCE
139
Figure 5. Video frames showing the bioluminescent discharge associated with the records in Figure 3C. The
pre-stimulus frame is a composite of the 10 frames preceding stimulus presentation. The next five video stills
are from frames 3-7, counting the first post-stimulus frame as 1 (30 fpsl. Ventral-posterior aspect of animal faces
camera. Discharge is primarily from abdominal glands. Broken outlines up to frame 3 indicate position of body
prior to stimulation.
ond stimulus of a train of five. It was somewhat more
delayed (50-ms latency) and shorter (100-ms duration) than
the earlier response (peak amplitude could not be measured
owing to saturation of the PMT), but the jump was twice the
length (10 kicks versus 5).
Records of jumps and bioluminescent discharges from a
male Pleuromamma xiphias are shown in Figure 7. In this
case the animal completed its jump before the biolumines-
cence. This example was chosen to illustrate a double re-
action. The animal responded with two sets of kicks and
matching bioluminescent discharges. The discharges were
small and short in duration. The animals routinely push the
bolus of bioluminescence away from them by flicking their
urosomes. This can be seen in Figure 7 as the streaks of
bioluminescence move across the screen. The force gener-
ated by this behavior is very small compared to the pereio-
pod power strokes and does not register on the force record.
Comparing this record with the data from the female of
Figures 3. 5. and 6 shows the differences that occur when
the pereiopods beat during emission of bioluminescent ma-
terial. The combined kicking and bioluminescence produce
the explosion of bioluminescence seen in the video frames.
This is in contrast to the male (Fig. 7). in which the lumi-
nescent material clung to the urosome, presenting a streaky
appearance.
Temporal relations bet\\'een jump and bioluminescence
The rapid swim was always initiated before the biolumi-
nescence, as illustrated in Figure 8. a scatter plot of jump
latencies versus bioluminescence latencies. All points are
above the line with a slope of one. Rapid swims were
initiated within 7 to 20 ms (mean SD = 14 4 ms),
whereas bioluminescence latencies ranged from 20 to 50 ms
(with one very delayed response that started at 110 ms;
mean SD = 49 26 ms). In general, the longer the rapid
swim latency the greater the delay for the bioluminescence,
although the correlation coefficient was not significant (/ =
0.508, n = 8). Bioluminescent discharges in response to the
hydrodynamic stimulus were typically short, lasting from
50 to 350 ms. Luminescence often (e.g.. Figs. 3C; 7), but
not always (Fig. 6), extended well after the termination of
the jump.
Discussion
Escape jumps
Like all pelagic calanoids, mesopelagic Pleuromamma
xiphias has an impressive escape jump at its disposal. When
sensitivity to water perturbations and jump kinematics mea-
sured in tethered animals are compared to similar data for
neritic Undinula vulgaris (Lenz and Hartline, 1999), a pat-
140
D K HARTLINE ET AL
50 100 150
Time (ms)
200
Figure 6. (A) Force record of a second response from the animal in Figures 3 and 5. Comparison shows
variability in propulsion and bioluminescence. Note the greater duration of the jump and the shorter duration of
the bioluminescent discharge. Stimulus: second in a train of live identical to that for Figures 3 and 5, delivered
35 min following. (B) Video frames 3-7 and 10 following stimulus, showing bioluminescent discharge
associated with records of A (30 fps). Broken outline indicates position of body prior to stimulation. Note
luminescent discharge from cephalic gland.
tern of characteristics emerges that is similar in broad scope
but distinctive in detail. P. xiphias sensitivities (60 /xm
s~') are similar to. though perhaps somewhat lower than,
those in U. vulgaris (40 /xm s~'). Minimum latencies for
P. xiphias (6 ms) were distinctly longer than for U.
vulgaris ( -2 ms). This difference in reaction times is in part
explained by the lack of myelination of nerve fibers in the
Augaptiloidea (Davis et al., 1999). Peak forces of kicks
from U. vulgaris showed a small gradation in magnitude as
a function of the strength of the triggering stimulus and over
the course of an escape jump. In contrast, those of P. xiphias
exhibited a much wider range, with a 5- to 10-fold differ-
ence between the weak kicks produced to near-threshold
stimuli and the strongest kicks in the middle of a spindle-
shaped jump. The strongest kicks registered in our apparatus
by U. vulgaris (100 dynes) were almost twice the peak
forces measured from P. xiphias (Table I). In U. vulgaris,
the initial one or two kicks were the strongest, whereas in P.
xiphias, the strength of kick built up over several cycles,
and then waned, giving rise to the spindle-shaped enve-
lope. Although both species produced multiple kicks in
response to threshold and well supra-threshold stimuli.
U. vulgaris consistently produced fewer (2-3 typical; up
to 9) than did P. xiphias (5-10 typical; up to 35). For
comparably sized animals, this should result in longer
jump distances in the latter species. This expectation is in
agreement with casual observations made while attempt-
ing to catch P. xiphitis in an open vessel: jumps of tens of
centimeters are not atypical, while those of U. vulgaris
are shorter (3 to 5 cm).
Bioluminescent discharges can he evoked hv
hydmdynaniii stimuli
Pleuromamma xiphias will produce a bioluminescent dis-
charge to a brief water disturbance; tactile stimulation is not
COPEPOD JUMPS AND BIOLUMINESCENCE
141
B
o
o
.c
Q.
O
3<
0.5
31 41 61 71 81
1 00 200
Time (ms)
300
Figure 7. Response of Pleuromamma xiphuis adult male to a large hydrodynamic stimulus. (A) PMT and
force records. (B) Video frames of bioluminescent discharge. The pre-stimulus frame is a composite ot 10 frames
preceding stimulus presentation. The next five video stills are post-stimulus frames 3-8. Approximate times of
frames are indicated with marks along time axis of A. Note the occurrence of two jumps and two separate
bioluminescent discharges, spaced 150 ms apart. Stimulus: 700 Hz, 1.5 cycles, maximum water velocity of 6600
p,m s~ ' at rostrum. Piezoelectric transducer: PZL-060; sphere diameter: 5. 1 mm; distance from center of ball to
rostrum: 4.8 mm, vertical peak-to-peak movement of sphere: 40 ^m. Broken outlines indicate position of body
prior to stimulation and a portion of the stimulating sphere in lower left corner; posterior view of animal with
dorsal toward lower right corner of frames. Glowing material appears associated with abdominal glands
(BPL97-6.D03).
required. The magnitude of the stimulus required varied
among experimental animals, but in general was signifi-
cantly greater than that sufficient to trigger strong escape
jumps (velocities of 2000 to 9000 /urn s ~ ' ). When presented
with a threat, P. xiphias preferentially responds with an
escape jump. However, if the threat is prolonged or persists
as in the case of repetitive strong stimulation, then the jump
is more likely to be accompanied by a bioluminescent
discharge. Widder ( 1992) found a similar pattern for Gaus-
sia princeps. During a train of electrical stimulation (3 s~')
G. princeps would respond with an escape alone until the
fifth stimulus, when it finally produced a bioluminescent
discharge as well.
Bioluminescence is delayed compared to the jump
Bioluminescence was always initiated after the onset of a
jump sequence. Although the numbers of animals tested
were insufficient for complete reliability, in two animals of
our study (both males), jumps were completed before the
bioluminescence began. In four others (all females), the
bioluminescent discharge commenced during the train of
kicks. This resulted in a qualitative difference in the visual
effect of the bioluminescence. the luminescent bolus being
swept along by water propelled posteriorly by the power
strokes. An animal that bioluminesces after it has stopped
swimming would seem more likely to become a victim of a
predatory attack if the luminescent bolus attracts a predator.
142
D. K. HARTLINE ET AL.
C/)
O
c
Q)
CO
120
80
E 40
_
o
CO
Fern
X Male
I I I 1
10 20
Jump Latency (ms)
Figure 8. Scatter plot of fast swim latencies (x axis) versus biolumi-
nescence latencies (v axis). Squares: adult females (H = 7); crosses: adult
male (n = 1 1. All points lie above the line, which has a slope of one.
The possibility that there might be a sexual difference in the
response patterns is intriguing.
Characteristics of biolitminescence and its relation to
other cases reported in the literature
The kinetics and spatial patterns of bioluminescence re-
leased by copepods have been studied for copepods stimu-
lated with electrical pulses (Latz et al. 1987; Bowlby and
Case. 1991) and for copepods stimulated by mechanical
disturbance of undefined frequency and intensity (Latz et
ai, 1990). For the large mesopelagic copepod Gaussiu
princeps, Bowlby and Case ( 1991 ) identified three types of
flash in response to single electrical stimuli: a fast flash of
about 2-s duration, a long flash of 7-s duration, and a slow
flash of 17-s duration. Latz et al. (1987) found two compo-
nents to flashes in P. xiphias stimulated with a single
electrical pulse: a fast component that reached maximum
intensity in < 100 ms and a slow component that reached
peak intensity in > 600 ms. Double flashes with fast and
slow characteristics were also observed. Using an intensi-
fied video system, he observed that the fast component
originated from thoracic and abdominal glands, without
obvious discharge of bioluminescent material away from
the body; the slow component of flashes was caused by the
discharge of luminescent fluid from the abdominal organ.
Flashes with similar kinetics were observed for P. xiphiax
exposed to mechanical stimulation from a stirring paddle
with three tines rotated at 2000 rpm for < 1 s. Since the
spatial relationship between the copepod and the rotating
tines is unknown during the stimulation period, neither the
frequency nor the intensity of mechanical stimulation is
known. In addition to strong hydrodynamic stimulation
caused by the velocity of the water and the shear created by
the spinning tines, mechanical stimulation is possible
through direct contact of the copepods with the tines or by
contact with the walls of the scintillation vial following an
escape jump. In our observations of bioluminescence
evoked by hydrodynamic stimuli of known intensity, only
fast flashes were observed. In contrast to the observations of
Latz et al. (1990). we observed bioluminescence having fast
flash kinetics originating from abdominal glands, and with
obvious discharge of bioluminescent material away from
the body. We have noted that a copepod' s ability to produce
a second bioluminescent discharge shortly after a previous
one is not necessarily precluded. Thus recovery times mea-
sured in TMSL protocols (8-24 h) are probably overly long
for most natural situations.
Ecological significance
Vertically migrating copepods such as Pleuromamma
xiphias are important components of mesopelagic food
webs, and Pleuromamma spp. are often preferred prey of
mesopelagic fish (Hopkins and Baird. 1985; Hopkins et ai.
1996). To help them avoid predation, these copepods have
evolved several defensive behaviors, including vertical mi-
gration (Bennett and Hopkins, 1989), strong escape jumps
(Buskey et al., 1987; present study), and bioluminescence
(Clarke et al.. 1962). In contrast to the diversity of strategies
possessed by P. xiphias. neritic Undinula vtilgaris appears
to have relied on enhancing the speed and strength of the
escape response itself as a survival mechanism (Davis et al.,
1999; Lenz and Hartline, 1999). The production of light in
an otherwise dark environment may at first seem counter-
intuitive as a defense mechanism against visual predators;
discharge of bioluminescence while the predator is still
remote might help the predator locate its prey. However, the
higher stimulus threshold for eliciting bioluminescence
compared to escape jumps suggests that copepods save this
defense for what are perceived to be the strongest threats by
predators in close proximity. Mesopelagic predators have
sensitive eyes adapted to low light levels, and the discharge
of bioluminescence when the predator is nearby may serve
to temporarily blind and confuse the predator (Buck, 1978;
Morin, 1983). Since copepods initiate escape jumps prior to
release of bioluminescence, and leave behind distinct drop-
lets or clouds of bioluminescent material (Widder, 1992),
the bioluminescent discharge may also serve as a decoy to
confuse visual predators (Morin, 1983).
Acknowledgments
We thank P. Couvillon, B. Kodama. and S. Lum for
major alterations to the experiment room: C. Kosaki tor
administrative assistance; H. Akaka and A. Davis for tech-
COPEPOD JUMPS AND BIOLUMINESCENCE
143
nical assistance; C. Unabia for providing the algal cultures;
and P. Cunningham for making the copepod collections
possible. The Natural Energy Laboratory of Hawaii pro-
vided access to the laboratory facilities at Keahole Point,
Hawaii. This is University of Texas Marine Science Insti-
tute Contribution number 1118. The research was supported
by NSF grant OCE 95-21375.
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Reference: Biol. Bull. 197: 144-158. (October 1999)
Morphology of the Nervous System of the Barnacle
Cypris Larva (Balanus amphitrite Darwin) Revealed
by Light and Electron Microscopy
PAUL J. H. HARRISON* AND DAVID C. SANDEMAN
School of Biological Science, University of New South Wales, Sydney, Australia 2052
Abstract. The central nervous system of the cypris larva
of Balanus amphitrite consists of a brain and posterior
ganglion. The neuropil of the brain includes protocerebral
and deutocerebral divisions, with nerve roots from the pro-
tocerebrum extending to the eyes and frontal filaments, and
nerve roots from the deutocerebrum extending to the first
antennae (antennules) and cement glands. The neuropil of
the posterior ganglion includes subesophageal and thoracic
divisions, with nerve roots from subesophageal divisions
extending to the gut, and nerve roots from each of the six
thoracic divisions extending to their corresponding thoracic
appendage. The antennular nerve is the major peripheral
extension of the nervous system and is composed in pail by
afferent fibers that innervate setae on the antennules. The
cyprid nervous system is small, containing fewer than 2000
neurons, but is well organized for coordinating a response to
settlement cues.
Introduction
The cyprid (cypris larva) is the final larval stage of the
barnacle. Cyprids are specialized for settlement (Anderson,
1994), a behavioral process in which a site is selected for
permanent attachment and metamorphosis (Anderson,
1994; Walker, 1995). Cyprid settlement is known to be
mediated by specific environmental cues (Clare. 1995;
Walker. 1995), but little is known about the mechanisms of
cue detection and, in particular, how the detection of cues
results in the centrally coordinated motor patterns of settle-
ment behavior.
Cyprids are highly mobile and bear numerous sense or-
Received 22 March 1999; accepted 27 July 1999.
* Current address: Department of Biology, Georgia State University. PO
Box 4010. Atlanta, Georgia 30302.
gans (Walley, 1969). The nauplius eye (= median eye) is
present during the cyprid stage and is remodeled into the
adult ocelli during metamorphosis (Takenaka et ai, 1993).
A pair of compound eyes are also present, which are unique
to the cyprid. These develop during the final naupliar stage
and are lost during metamorphosis (Walley, 1969; Hallberg
and Elofsson, 1983). The compound eyes are closely asso-
ciated with a pair of frontal filaments (Walker. 1974), and
many setae are located on the antennules (Nott and Foster,
1969; Nott, 1969; Clare and Nott, 1994; Glenner and H0eg,
1995), thoracic appendages (Glenner and H0eg, 1995), cau-
dal rami (Walker and Lee, 1976; Glenner and H0eg, 1995),
and carapace valves (Walker and Lee, 1976; Jensen et ai.
1994; Glenner and H0eg, 1995). Many of these setae are
thought to function as mechano- and chemoreceptors. Pu-
tative sensory structures located on the carapace include
dermal pits, wheel organs (Elfimov, 1995), and lattice or-
gans (Jensen et nl.. 1994; H0eg et ai. 1998). Recently,
cilia-type dendritic segments were shown to innervate the
lattice organs, suggesting a chemosensory function (H0eg et
ul.. 1998).
To date, morphological studies of the cyprid have fo-
cused primarily on external structures (Elfimov, 1995), and
particularly on the antennules because of the role played by
these appendages during settlement (Nott and Foster, 1969;
Nott. 1969; Moyse et al.. 1995). Fewer details are available
on the internal organization of the cyprid. Walley (1969)
described the larval development of Semibalanus bal-
anoides (previously Balanus balanoides) and outlined the
nervous system and major sense organs of both the cyprid
and nauplius. Other studies have shown that the antennules
(Nott and Foster, 1969), frontal filaments (Kauri, 1961;
Walker, 1974), dermal pits (Walker and Lee, 1976), lattice
organs (H0eg et ai. 1998), and cement glands (Walker,
1971; Okano et ai, 1996) are innervated, but the nerves
144
CYPRID NEUROANATOMY
145
associated with each of these structures have not been traced
back to the central nervous system.
The cyprid is well equipped to detect settlement cues, but
little is known about the underlying role of the nervous
system. Recent studies have suggested that cyprid settle-
ment behavior is affected by exposing cyprids to certain
neuroactive substances (Clare et ai, 1995; Kon et ai, 1995;
Yamamoto et ai. 1995, 1996: Okano et ai. 1996, 1998).
Studies aimed at investigating the underlying mechanisms
of settlement would benefit from a detailed account of the
cyprid nervous system. We report here the results of an
anatomical study of the central nervous system and the
major sense organs of the cypris larva of B. amphitrite.
gained from microdissection, semithin serial sections, and
electron microscopy. We find that the central nervous sys-
tem is made up of about 2000 neurons and that it contains
regionalized neuropils, many of which are linked to periph-
eral sense organs. Although the cyprid nervous system is
small, it is well organized, which is consistent with the
cyprids' need to detect and respond to multiple cues for
settlement.
Materials and Methods
Cyprids used in this study were obtained from a labora-
tory culture of Balanus amphitrite (see DeNys et ai, 1995).
The selected individuals were between 1 and 3 days old
(nauplius-cyprid molt = day 0), were active, and had clear
(i.e., non-milky) carapaces, obvious cement glands, and
compound eyes. Dissection of the animals provided a useful
overview of their structure, including the placement of the
antennules and limbs within the bivalved carapace and the
gross organization of internal organs. Specimens were
placed on a stereomicroscope and dissected using tungsten
microscalpels and pins (Conrad et ai, 1993). Individuals
were placed in a calcium-free saline (in mmol 1~', 485
NaCl, 13 KC1, 10 MgCU 10 HEPES, pH 7.4) to reduce
movement and secured (ventral surface upward) to a sili-
con-coated microscope slide using either tungsten pins or a
nontoxic, rapid-setting silicon adhesive (Kwik-Sil, World
Precision Instruments). A cut along the ventral midline
allowed separation of the carapace valves to expose the
central nervous system and internal organs of the cephalon
(see Figs. 1, 2). The carapace valves, antennules, and tho-
racic appendages were then secured with fine (<10 ju,m
diameter) tungsten pins. The secured preparation was trans-
ferred to a fixed-stage Olympus BH-2 microscope and
viewed and photographed using water immersion objec-
tives.
Fixation and embedding. Larvae were placed in equal
volumes of 0.4 M MgCU and 0.22 jam-filtered seawater
(FSW) and gently agitated for up to 3 h. which had the
effect of relaxing the carapace adductor muscles and expos-
ing the antennules. Specimens were cooled to 4C for 30
thoracic appendages
100u.m
Figure 1. The cypris larva of Balumis amphitrite. (A) Light micro-
graph of a live cyprid with antennules and thoracic appendages extending
from the bivalved carapace. Internal structures visible include a compound
eye (CE), translucent oil cells (OC), and a cement gland (CG). Frontal
filaments (FFl extend posterior to each antennule. (B) Longitudinal section
of the cyprid showing the central nervous system, which consists of a brain
and posterior ganglion. The brain connects via paired circumesophageal
connectives (not visible in this section I to the posterior ganglion. A single
antennular nerve (AnN) and its associated antennular soma cluster (ASC)
are visible. The ASC contains the somata of bipolar sensory neurons. Also
apparent in this section are densely stained oil cells, the oral cone, esoph-
agus, and gut. The compound eyes and cement glands are located lateral to
this plane and are not seen (0.5 /urn section; stained with toluidine blue and
osmium tetroxide).
min, transferred to chilled (4C) fixative consisting of 2.5%
glutaraldehyde and 2.0% formalin in FSW (pH 8.2; 950
mosmol). The formalin used was prepared fresh from para-
formaldehyde (37% w/v paraformaldehyde in H 2 O). Micro-
wave treatment was used to facilitate the penetration of
fixative. For microwave fixation, specimens were placed in
20-ml glass vials filled with chilled fixative; the vials were
secured in a beaker filled with chilled water, which in turn
was placed in a beaker of crushed ice. Microwave treatment
continued until the water in the beaker reached a tempera-
ture of 37C (typically 50 s). Specimens were then removed
from the oven and allowed to cool to ambient temperature;
fixation continued overnight. The following day, specimens
were rinsed in FSW for 1 h (three changes of 20 min each),
post-fixed in 2% osmium tetroxide (in H-.O) for 30 min, 2%
uranyl acetate (in H 2 O) for 20 min, dehydrated through an
ethanol series, cleared in propylene oxide, exposed to
146
J. H HARRISON AND D. C. SANDEMAN
thorax
PMC
PMC
posterior
Ventral
Figure 2. Schematic drawings of the cypnd nervous system and major
organs in longitudinal and horizontal planes. (A-B) The body of the cyprid
is organized in two main compartments, the cephalon and the thorax. The
bivalve carapace encloses anterior (AMC) and posterior (PMC) mantle
cavities about the cephalon and thorax respectively. The brain, compound
eyes (CE), median eye (ME), and cement glands (CG) are contained within
the cephalon. The antennules extend from the cephalon and bear the
adhesive discs and putative chemoreceptive and mechanoreceptive sensilla.
The brain connects with the posterior ganglion via circumesophageal
connectives (CC). The posterior ganglion and gut are contained within the
thorax. Six pairs of thoracic appendages (TA) and a pair of caudal rami
(CR) extend from the thorax. (C-D) The orientation of neural structures in
the cyprid depends on the relative position of the antennules and thoracic
appendages, both of which extend beyond the carapace when the c\pnd
either swims or contacts the substratum (C), or can be withdrawn for
protection (D). Planes are identified on the basis of the orientation ot the
nervous system in (C). Other abbreviations: ASC. antennular soma cluster;
OC. oil cell; FF, frontal hlamein.
increasing concentrations of Araldite epoxy resin, and Hat-
embedded on microscope slides. Flat embedding allowed
the orientation of the specimen to be determined using a
light microscope. The Araldite was then removed from the
slides by cold shock (using liquid nitrogen) and specimens
cut from the blocks and remounted on Araldite stubs for
sectioning.
Lii>!ii microscopy. Twelve animals were serially sec-
tioned at cither 0.5 or 1.0 /j,m (six in sagittal plane, three
frontal, and three horizontal see Fig. 2 for orientation)
with a Reichen -Jung ultramicrotome and diamond histology
knife. Sections were transferred to microscope slides and
stained with toluidine blue (17r in 6<7r borax, 0.6<7r boric
acid, pH 8.3)ormethyleneblue (1% in 0.1% borax, pH 8.0);
reconstructions were made from camera lucida drawings
and photographs and with the aid of PC-based. Adobe
Illustrator software.
Electron microscopy. Specimens for transmission elec-
tron microscopy were prepared as described above, sec-
tioned at 60-70 nm on a Reichert-Jung ultramicrotome
using a diamond knife, and viewed and photographed using
a Hitachi H-7000 transmission electron microscope. For
scanning electron microscopy, anesthetized and fixed ani-
mals were washed for 10 min in H^O (three changes of 3
min each) with sonication during the first two steps, dehy-
drated, and transferred to acetone for critical-point drying.
Dried specimens were mounted on microscope stubs with
double-sided carbon tape, then gold coated and photo-
graphed on a